SOTHEBYS shareholder history

Current and past SOTHEBYS shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
GOLDMAN SACHS GROUP INC 2640.00%0.00%0.01%Q1 2012Q3 201982
BARCLAYS PLC 26260.00%0.00%0.01%Q2 2013Q3 201978
CITIGROUP INC 26260.00%0.00%0.02%Q2 2013Q3 201969
SUSQUEHANNA INTERNATIONAL GROUP, LLP 26260.00%0.01%0.02%Q2 2013Q3 201969
Walleye Trading LLC 26260.00%0.01%0.07%Q2 2013Q3 201957
D. E. Shaw & Co., Inc. 26260.00%0.01%0.06%Q2 2013Q3 201956
PEAK6 Group LLC 1550.00%0.02%0.11%Q2 2013Q2 201849
Citadel Advisors 13110.00%0.00%0.01%Q3 2013Q3 201949
BANK OF AMERICA CORP /DE/ 26260.00%0.00%0.04%Q2 2013Q3 201944
Parallax Volatility Advisers, L.P. 1610.00%0.00%0.11%Q2 2013Q2 201943
Jefferies Group LLC 1410.00%0.03%0.14%Q2 2013Q3 201940
Spot Trading L.L.C 16160.00%0.04%0.15%Q2 2013Q1 201740
Cutler Group LLC / CA 15150.00%0.01%0.05%Q4 2015Q2 201940
ROYAL BANK OF CANADA 26260.00%0.00%0.01%Q2 2013Q3 201940
WOLVERINE ASSET MANAGEMENT LLC 1510.00%0.00%0.03%Q2 2013Q3 201934
WELLS FARGO & COMPANY/MN 26260.00%0.00%0.00%Q2 2013Q3 201934
SECURIAN ASSET MANAGEMENT, INC 33330.00%0.01%0.02%Q3 2011Q3 201933
DEUTSCHE BANK AG\ 25250.00%0.01%0.05%Q3 2013Q3 201932
CREDIT SUISSE AG/ 27270.00%0.01%0.02%Q1 2013Q3 201932
BNP PARIBAS FINANCIAL MARKETS 26260.00%0.01%0.02%Q2 2013Q3 201931
HSBC HOLDINGS PLC 17120.00%0.01%0.04%Q1 2012Q3 201929
NORGES BANK 2720.01%0.01%0.02%Q2 2012Q3 201929
BANK OF MONTREAL /CAN/ 26260.00%0.00%0.02%Q2 2013Q3 201927
Retirement Systems of Alabama 27270.01%0.02%0.03%Q1 2013Q3 201927
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 27270.00%0.01%0.02%Q1 2013Q3 201927
TEXAS PERMANENT SCHOOL FUND CORP 27270.01%0.02%0.04%Q1 2013Q3 201927
UBS Group AG 20200.00%0.00%0.02%Q4 2014Q3 201927
Bank of New York Mellon Corp 26260.01%0.01%0.01%Q2 2013Q3 201926
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 26260.01%0.01%0.02%Q2 2013Q3 201926
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26260.00%0.01%0.02%Q2 2013Q3 201926
NEW YORK STATE COMMON RETIREMENT FUND 26260.00%0.01%0.03%Q2 2013Q3 201926
MORGAN STANLEY 26260.00%0.01%0.05%Q2 2013Q3 201926
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 26260.00%0.01%0.03%Q2 2013Q3 201926
UBS ASSET MANAGEMENT AMERICAS INC 26260.00%0.00%0.00%Q2 2013Q3 201926
Plante Moran Financial Advisors, LLC 26260.00%0.00%0.00%Q2 2013Q3 201926
GEODE CAPITAL MANAGEMENT, LLC 26260.00%0.01%0.01%Q2 2013Q3 201926
MASON STREET ADVISORS, LLC 26260.01%0.03%0.06%Q2 2013Q3 201926
VOYA INVESTMENT MANAGEMENT LLC 26260.00%0.03%0.09%Q2 2013Q3 201926
NORTHERN TRUST CORP 26260.01%0.01%0.02%Q2 2013Q3 201926
AMERIPRISE FINANCIAL INC 26260.00%0.01%0.02%Q2 2013Q3 201926
DIMENSIONAL FUND ADVISORS LP 26260.01%0.03%0.04%Q2 2013Q3 201926
MANUFACTURERS LIFE INSURANCE COMPANY, THE 26260.00%0.01%0.01%Q2 2013Q3 201926
METROPOLITAN LIFE INSURANCE CO/NY 26260.01%0.02%0.04%Q2 2013Q3 201926
PRUDENTIAL FINANCIAL INC 26260.00%0.00%0.03%Q2 2013Q3 201926
OREGON PUBLIC EMPLOYEES RETIREMENT FUND 26260.01%0.02%0.03%Q2 2013Q3 201926
NISA INVESTMENT ADVISORS, LLC 26260.00%0.01%0.04%Q2 2013Q3 201926
GLENMEDE TRUST CO NA 910.00%0.02%0.11%Q1 2008Q3 201926
PINNACLE ASSOCIATES LTD 26260.14%0.60%1.04%Q2 2013Q3 201926
Third Point 26261.64%3.08%7.38%Q2 2013Q3 201926
Van Berkom & Associates Inc. 26260.66%2.05%2.69%Q2 2013Q3 201926
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 26260.01%0.01%0.02%Q2 2013Q3 201926
FEDERATED HERMES, INC. 26260.00%0.00%0.01%Q2 2013Q3 201926
ALLIANCEBERNSTEIN L.P. 26260.00%0.06%0.14%Q2 2013Q3 201926
CAPITAL FUND MANAGEMENT S.A. 930.00%0.01%0.06%Q3 2013Q3 201826
BlackRock Inc. 26260.00%0.00%0.01%Q2 2013Q3 201926
PRICE T ROWE ASSOCIATES INC /MD/ 26260.00%0.00%0.00%Q2 2013Q3 201926
AMERICAN INTERNATIONAL GROUP, INC. 26260.01%0.02%0.05%Q2 2013Q3 201926
ProShare Advisors LLC 26260.00%0.01%0.06%Q2 2013Q3 201926
COMERICA BANK 26260.01%0.02%0.04%Q2 2013Q3 201926
Swiss National Bank 26260.00%0.01%0.01%Q2 2013Q3 201926
US BANCORP \DE\ 26260.00%0.00%0.00%Q2 2013Q3 201926
Meristem Family Wealth, LLC 26260.19%0.31%0.42%Q2 2013Q3 201926
LADENBURG THALMANN FINANCIAL SERVICES INC. 26260.00%0.01%0.05%Q2 2013Q3 201926
PANAGORA ASSET MANAGEMENT INC 26260.00%0.00%0.01%Q2 2013Q3 201926
Invesco Ltd. 26260.00%0.00%0.00%Q2 2013Q3 201926
RHUMBLINE ADVISERS 26260.01%0.01%0.02%Q2 2013Q3 201926
PARAMETRIC PORTFOLIO ASSOCIATES LLC 26260.00%0.00%0.01%Q2 2013Q3 201926
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26260.01%0.01%0.01%Q2 2013Q3 201926
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 26260.02%0.05%0.12%Q2 2013Q3 201926
PRINCIPAL FINANCIAL GROUP INC 26260.01%0.01%0.02%Q2 2013Q3 201926
STATE STREET CORP 26260.00%0.01%0.01%Q2 2013Q3 201926
VANGUARD GROUP INC 26260.01%0.01%0.02%Q2 2013Q3 201926
STATE OF MICHIGAN RETIREMENT SYSTEM 26260.00%0.01%0.01%Q2 2013Q3 201926
FIRST MANHATTAN CO. LLC. 26260.00%0.00%0.00%Q2 2013Q3 201926
PNC FINANCIAL SERVICES GROUP, INC. 26260.00%0.00%0.00%Q2 2013Q3 201926
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 26260.00%0.01%0.01%Q2 2013Q3 201926
Neuberger Berman Group LLC 26260.00%0.01%0.09%Q2 2013Q3 201926
KBC Group NV 26260.00%0.01%0.04%Q2 2013Q3 201926
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 26260.00%0.00%0.01%Q2 2013Q3 201926
ROYCE & ASSOCIATES LP 26260.05%0.22%0.47%Q2 2013Q3 201926
Ameritas Investment Partners, Inc. 25250.02%0.04%0.08%Q3 2013Q3 201925
North Star Investment Management Corp. 25250.02%0.03%0.06%Q3 2013Q3 201925
OppenheimerFunds, Inc. 25250.00%0.04%0.10%Q1 2013Q1 201925
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 25250.00%0.00%0.01%Q3 2013Q3 201925
Arizona State Retirement System 1780.01%0.02%0.03%Q1 2013Q3 201925
Ariel Investments 25250.06%0.64%1.94%Q2 2013Q2 201925
Louisiana State Employees Retirement System 24240.02%0.03%0.05%Q4 2013Q3 201924
TEACHERS ADVISORS, LLC 24240.00%0.01%0.04%Q2 2013Q1 201924
JPMORGAN CHASE & CO 2040.00%0.00%0.02%Q2 2013Q3 201924
Municipal Employees' Retirement System of Michigan 2040.01%0.04%0.10%Q3 2013Q3 201924
TIAA CREF INVESTMENT MANAGEMENT LLC 24240.00%0.01%0.01%Q2 2013Q1 201924
GUGGENHEIM CAPITAL LLC 2310.00%0.01%0.04%Q2 2013Q3 201924
Paradice Investment Management LLC 24242.24%3.67%5.90%Q4 2013Q3 201924
RWC Asset Management LLP 24240.05%1.11%3.00%Q4 2013Q3 201924
GREAT WEST LIFE ASSURANCE CO /CAN/ 23230.00%0.00%0.00%Q4 2013Q2 201923
PROFUND ADVISORS LLC 1120.01%0.02%0.04%Q2 2013Q3 201923
Zurcher Kantonalbank (Zurich Cantonalbank) 1920.00%0.01%0.04%Q3 2012Q3 201923
SG Americas Securities, LLC 1210.00%0.01%0.05%Q2 2013Q3 201923
Gemmer Asset Management LLC 23230.00%0.00%0.01%Q1 2014Q3 201923
Tower Research Capital LLC (TRC) 950.00%0.01%0.05%Q2 2013Q3 201922
Liberty Mutual Group Asset Management Inc. 22220.01%0.03%0.04%Q2 2013Q3 201822
CANADA PENSION PLAN INVESTMENT BOARD 1330.00%0.02%0.05%Q3 2013Q2 201922
HUNTINGTON NATIONAL BANK 1020.00%0.00%0.00%Q3 2010Q1 201722
Legal & General Group Plc 2110.00%0.00%0.00%Q2 2013Q3 201922
13D Management LLC 1471.27%2.19%3.15%Q4 2013Q1 201921
MILLENNIUM MANAGEMENT LLC 1310.00%0.01%0.02%Q3 2013Q3 201921
UNITED SERVICES AUTOMOBILE ASSOCIATION 1560.00%0.02%0.06%Q2 2013Q2 201921
AMALGAMATED BANK 940.01%0.02%0.07%Q4 2013Q3 201921
THRIVENT FINANCIAL FOR LUTHERANS 1340.00%0.00%0.00%Q3 2013Q3 201921
Aperio Group, LLC 1320.00%0.00%0.00%Q3 2013Q3 201920
Hexavest Inc. 20200.00%0.00%0.00%Q1 2014Q4 201820
JANE STREET GROUP, LLC 1110.00%0.00%0.02%Q2 2014Q3 201919
BLUESTEIN R H & CO LLC 1130.01%0.02%0.03%Q2 2013Q2 201919
Paloma Partners Management Co 1310.01%0.03%0.13%Q2 2013Q3 201919
Weaver C. Barksdale & Associates, Inc. 19190.00%0.00%0.01%Q2 2013Q4 201719
ENVESTNET ASSET MANAGEMENT INC 1270.00%0.00%0.00%Q2 2013Q2 201819
COMMERZBANK AKTIENGESELLSCHAFT /FI 18180.00%0.01%0.02%Q2 2013Q3 201718
PALISADE CAPITAL MANAGEMENT, LP 18180.01%0.06%0.16%Q4 2012Q1 201718
SANDLER CAPITAL MANAGEMENT 1010.24%0.91%1.94%Q2 2013Q2 201918
Nuveen Asset Management, LLC 1620.00%0.01%0.01%Q2 2013Q3 201918
LS Investment Advisors, LLC 18180.00%0.01%0.02%Q2 2015Q3 201918
VIRGINIA RETIREMENT SYSTEMS ET AL 990.01%0.02%0.02%Q4 2013Q2 201818
Nationwide Fund Advisors 18180.02%0.03%0.04%Q2 2013Q3 201718
Marcato Capital 18183.06%9.12%15.31%Q3 2013Q4 201718
NORDEA INVESTMENT MANAGEMENT AB 17170.00%0.01%0.03%Q3 2014Q3 201817
Cornerstone Advisors, Inc. 17170.00%0.00%0.01%Q3 2015Q3 201917
TWO SIGMA INVESTMENTS, LP 410.00%0.01%0.04%Q3 2013Q2 201917
GSA CAPITAL PARTNERS LLP 910.01%0.05%0.22%Q1 2014Q1 201917
Hosking Partners LLP 17170.24%0.38%0.49%Q3 2015Q3 201917
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201417
TEACHER RETIREMENT SYSTEM OF TEXAS 1340.00%0.00%0.00%Q2 2013Q3 201817
UNITED CAPITAL FINANCIAL ADVISORS, LLC 1610.00%0.01%0.02%Q2 2013Q3 201717
Creative Planning 880.00%0.00%0.00%Q2 2013Q2 201716
BALYASNY ASSET MANAGEMENT L.P. 710.00%0.06%0.26%Q2 2013Q1 201916
Truvvo Partners LLC 16162.21%3.69%5.68%Q4 2015Q3 201916
SEI INVESTMENTS CO 920.00%0.01%0.02%Q4 2014Q2 201916
RiverFront Investment Group, LLC 16160.01%0.03%0.17%Q4 2011Q3 201516
RIVERHEAD CAPITAL MANAGEMENT LLC 16160.00%0.02%0.26%Q3 2015Q2 201916
BlackRock Institutional Trust Company, N.A. 15150.01%0.01%0.02%Q2 2013Q4 201615
FIRST MERCANTILE TRUST CO 1320.01%0.05%0.13%Q2 2013Q3 201915
MSI Financial Services Inc 15150.00%0.00%0.01%Q2 2013Q4 201615
QUADRANT CAPITAL GROUP LLC 1410.00%0.01%0.01%Q4 2015Q3 201915
Cubist Systematic Strategies, LLC 810.01%0.03%0.09%Q3 2014Q3 201915
WELLINGTON MANAGEMENT GROUP LLP 810.00%0.00%0.01%Q2 2013Q4 201815
EAGLE ASSET MANAGEMENT INC 1230.03%0.20%0.35%Q2 2013Q3 201915
OFI Advisors LLC 1140.01%0.01%0.01%Q3 2011Q3 201515
Advisors Asset Management, Inc. 15150.00%0.00%0.00%Q2 2013Q4 201615
NOMURA HOLDINGS INC 410.00%0.01%0.03%Q4 2012Q2 201915
South Dakota Investment Council 1320.01%0.03%0.05%Q3 2014Q3 201915
Fisher Asset Management, LLC 15150.04%0.12%0.25%Q2 2013Q4 201615
FULLER & THALER ASSET MANAGEMENT, INC. 15150.32%0.44%0.54%Q1 2016Q3 201915
VILLERE ST DENIS J & CO LLC 15150.21%4.00%5.54%Q2 2013Q4 201615
BlackRock Group LTD 15150.00%0.00%0.00%Q2 2013Q4 201615
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 15150.00%0.01%0.01%Q1 2016Q3 201915
BlackRock Investment Management, LLC 15150.01%0.02%0.03%Q2 2013Q4 201615
BLACKROCK ADVISORS LLC 15150.00%0.00%0.00%Q2 2013Q4 201615
CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD 12120.30%0.92%1.37%Q2 2013Q1 201615
BlackRock Fund Advisors 15150.02%0.03%0.05%Q2 2013Q4 201615
BARROW HANLEY MEWHINNEY & STRAUSS LLC 15150.01%0.01%0.01%Q2 2015Q4 201815
Alberta Investment Management Corp 1230.01%0.06%0.09%Q4 2013Q3 201915
Quantbot Technologies LP 710.01%0.06%0.19%Q2 2013Q1 201914
MYCIO WEALTH PARTNERS, LLC 14140.00%0.00%0.00%Q2 2013Q3 201614
STRS OHIO 1040.00%0.00%0.01%Q2 2013Q2 201714
Vulcan Value Partners, LLC 14140.00%0.55%1.03%Q2 2016Q3 201914
STIFEL FINANCIAL CORP 810.00%0.01%0.04%Q1 2014Q3 201914
FMR LLC 820.00%0.00%0.00%Q4 2013Q2 201914
HALL LAURIE J TRUSTEE 1220.00%0.00%0.01%Q1 2016Q3 201914
Advisor Group, Inc. 14140.00%0.00%0.00%Q2 2016Q3 201914
Compagnie Lombard Odier SCmA 14140.00%0.02%0.06%Q4 2013Q1 201714
First Horizon Advisors, Inc. 14140.00%0.00%0.00%Q1 2012Q2 201514
Squarepoint Ops LLC 1220.00%0.04%0.11%Q4 2015Q2 201914
WFG Advisors, LP 14140.00%0.00%0.00%Q2 2013Q3 201614
CAMBIAR INVESTORS LLC 1130.33%0.53%0.70%Q1 2013Q4 201614
WOLVERINE TRADING, LLC 310.00%0.01%0.02%Q2 2016Q3 201913
SCHRODER INVESTMENT MANAGEMENT GROUP 1010.00%0.04%0.06%Q2 2013Q2 201913
FIFTH THIRD BANCORP 1120.00%0.00%0.01%Q2 2013Q2 201913
QS Investors, LLC 13130.00%0.01%0.03%Q4 2015Q4 201813
FIRST TRUST ADVISORS LP 920.00%0.00%0.02%Q4 2013Q2 201913
Conestoga Capital Advisors, LLC 13130.74%1.77%2.52%Q2 2016Q2 201913
SEVEN EIGHT CAPITAL, LP 510.04%0.17%0.47%Q4 2013Q3 201913
TWO SIGMA ADVISERS, LP 1120.00%0.01%0.03%Q4 2015Q1 201913
Virtu KCG Holdings LLC 540.01%0.02%0.05%Q3 2013Q2 201713
SCOUT INVESTMENTS, INC. 13130.04%0.06%0.10%Q2 2013Q2 201613
TRUST CO OF VERMONT 13130.00%0.00%0.00%Q3 2013Q3 201613
BENJAMIN F. EDWARDS & COMPANY, INC. 12120.00%0.00%0.00%Q4 2016Q3 201912
HAP Trading, LLC 310.00%0.02%0.13%Q3 2013Q4 201512
Renaissance Technologies 310.00%0.02%0.07%Q4 2013Q3 201912
Private Wealth Partners, LLC 12120.06%0.76%1.94%Q2 2013Q1 201612
AQR Capital Management 710.00%0.00%0.00%Q4 2012Q3 201812
Proficio Capital Partners LLC 12120.00%0.00%0.00%Q3 2016Q2 201912
TWO SIGMA SECURITIES, LLC 610.00%0.01%0.06%Q1 2017Q2 201912
PRELUDE CAPITAL MANAGEMENT, LLC 710.00%0.11%1.17%Q3 2013Q2 201912
Balentine LLC 12120.00%0.00%0.00%Q1 2015Q4 201712
WESTFIELD CAPITAL MANAGEMENT CO LP 660.11%0.15%0.23%Q1 2014Q1 201812
SUNTRUST BANKS INC 11110.01%0.09%0.37%Q2 2013Q4 201511
Flinton Capital Management LLC 11110.01%0.01%0.02%Q4 2016Q2 201911
Neuburgh Advisers LLC 11110.00%0.01%0.01%Q4 2016Q2 201911
Weiss Multi-Strategy Advisers LLC 510.02%0.18%0.47%Q2 2013Q3 201911
Rehmann Capital Advisory Group 740.00%0.08%0.31%Q4 2010Q3 201911
Capital World Investors 11110.00%0.01%0.02%Q2 2013Q4 201511
TOKIO MARINE ASSET MANAGEMENT CO LTD 11110.06%0.20%0.43%Q1 2017Q3 201911
A.R.T. Advisors, LLC 310.02%0.10%0.18%Q2 2013Q4 201811
Clal Insurance Enterprises Holdings Ltd 11110.19%1.35%2.66%Q3 2016Q1 201911
STEVENS CAPITAL MANAGEMENT LP 310.03%0.07%0.15%Q3 2013Q1 201911
FRANKLIN RESOURCES INC 11110.00%0.00%0.00%Q3 2013Q1 201611
Tyers Asset Management LLC 11110.00%0.01%0.01%Q4 2016Q2 201911
Meadow Creek Investment Management LLC 11110.00%0.00%0.00%Q4 2016Q2 201911
STATE OF WISCONSIN INVESTMENT BOARD 11110.00%0.03%0.05%Q4 2016Q2 201911
FDx Advisors, Inc. 11110.01%0.03%0.05%Q2 2013Q4 201511
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 310.03%0.15%0.33%Q4 2015Q3 201911
Sterling Capital Management LLC 1010.01%0.02%0.03%Q1 2014Q2 201911
CREDIT AGRICOLE S A 910.00%0.00%0.01%Q2 2013Q2 201711
TimesSquare Capital Management, LLC 11110.08%0.33%0.43%Q2 2013Q4 201511
TSP Capital Management Group, LLC 11110.13%0.17%0.22%Q2 2013Q4 201511
Radnor Capital Management, LLC 11110.08%0.14%0.18%Q4 2016Q2 201911
SHELTON CAPITAL MANAGEMENT 1010.02%0.04%0.06%Q2 2013Q3 201611
Cortina Asset Management, LLC 10100.59%0.93%1.29%Q1 2017Q2 201910
DIKER MANAGEMENT LLC 910.48%1.69%2.60%Q2 2016Q4 201810
Dynamic Technology Lab Private Ltd 310.04%0.26%0.87%Q4 2011Q2 201810
BARINGS LLC 10100.01%0.04%0.07%Q2 2015Q3 201710
VICTORY CAPITAL MANAGEMENT INC 910.00%0.11%0.17%Q3 2016Q3 201910
ClearBridge Investments 10100.01%0.02%0.03%Q2 2013Q3 201510
CURIAN CAPITAL LLC 10100.02%0.02%0.02%Q2 2013Q3 201510
Omnia Family Wealth, LLC 10100.00%0.00%0.00%Q4 2016Q1 201910
BROWN BROTHERS HARRIMAN & CO 910.00%0.00%0.00%Q1 2013Q4 201810
Matarin Capital Management, LLC 10100.52%0.89%1.30%Q1 2017Q2 201910
Engineers Gate Manager LP 510.02%0.11%0.25%Q4 2014Q2 201810
RUDMAN ERROL M 10100.95%1.39%1.92%Q2 2013Q3 201510
MARSHALL WACE, LLP 510.01%0.13%0.50%Q2 2014Q1 201910
SCOTIA CAPITAL INC. 990.01%0.01%0.02%Q4 2013Q4 20159
Horizon Kinetics 990.03%0.03%0.05%Q2 2013Q2 20159
TUDOR INVESTMENT CORP ET AL 310.01%0.02%0.04%Q1 2014Q3 20189
Calamos Advisors LLC 990.00%0.02%0.06%Q3 2013Q3 20159
WHITEBOX ADVISORS LLC 990.04%0.25%0.49%Q2 2013Q2 20159
GROUP ONE TRADING, L.P. 510.00%0.01%0.03%Q4 2013Q3 20199
FRED ALGER MANAGEMENT, LLC 720.01%0.05%0.08%Q2 2013Q2 20179
Quantitative Investment Management, LLC 210.01%0.05%0.10%Q4 2013Q2 20189
SIMPLEX TRADING, LLC 210.00%0.01%0.03%Q4 2014Q2 20199
MANAGED ACCOUNT ADVISORS LLC 990.00%0.01%0.01%Q2 2013Q2 20159
KEYBANK NATIONAL ASSOCIATION/OH 990.01%0.01%0.01%Q3 2016Q3 20189
CHICAGO EQUITY PARTNERS LLC 310.02%0.05%0.10%Q4 2013Q2 20189
Forward Management, LLC 990.01%0.02%0.03%Q2 2013Q2 20159
AMERICAN CENTURY COMPANIES INC 990.01%0.02%0.07%Q2 2013Q2 20159
TRUIST FINANCIAL CORP 990.00%0.01%0.01%Q1 2017Q1 20199
Absolute Return Capital, LLC 990.02%0.03%0.04%Q3 2013Q3 20159
BREWIN DOLPHIN LTD 990.03%0.05%0.06%Q3 2017Q3 20199
NEW AMSTERDAM PARTNERS LLC/NY 990.23%1.26%2.17%Q2 2013Q2 20159
RUSSELL FRANK CO/ 540.00%0.02%0.04%Q2 2013Q3 20159
ELLINGTON MANAGEMENT GROUP LLC 210.04%0.19%0.66%Q3 2013Q3 20189
PEAK6 Investments LLC 550.00%0.01%0.02%Q3 2018Q3 20199
ARGENTIERE CAPITAL AG 990.12%0.42%0.90%Q2 2014Q2 20169
APEX CAPITAL, LLC 990.30%1.19%2.54%Q2 2013Q2 20159
LOS ANGELES CAPITAL MANAGEMENT LLC 310.00%0.01%0.01%Q2 2013Q3 20199
LMCG INVESTMENTS, LLC 620.02%0.37%0.91%Q2 2013Q3 20158
EATON VANCE MANAGEMENT 320.00%0.07%0.31%Q1 2014Q3 20198
Lombard Odier Transatlantic Ltd 880.05%0.09%0.17%Q4 2014Q3 20168
World Asset Management Inc 880.01%0.01%0.01%Q2 2013Q1 20158
OXFORD ASSET MANAGEMENT LLP 510.01%0.10%0.50%Q1 2017Q3 20198
ING GROEP NV 710.00%0.01%0.01%Q2 2017Q2 20198
FineMark National Bank & Trust 710.00%0.00%0.00%Q3 2013Q4 20158
NEW MEXICO EDUCATIONAL RETIREMENT BOARD 880.01%0.02%0.02%Q4 2017Q3 20198
Laurion Capital Management LP 410.00%0.03%0.10%Q2 2015Q2 20198
M&R CAPITAL MANAGEMENT INC 620.00%1.08%1.62%Q2 2014Q3 20168
WINTON GROUP Ltd 310.00%0.05%0.23%Q2 2014Q2 20188
Taikang Asset Management (Hong Kong) Co Ltd 8841.29%47.62%53.93%Q4 2017Q3 20198
CSS LLC/IL 880.02%0.13%0.16%Q1 2014Q4 20158
BlueCrest Capital Management Ltd 310.01%0.02%0.08%Q1 2016Q1 20198
ROTHSCHILD & CO ASSET MANAGEMENT US INC. 880.13%0.20%0.25%Q1 2014Q4 20158
AMP Capital Investors Ltd 880.01%0.01%0.01%Q1 2017Q4 20188
Private Capital Group, LLC 880.00%0.00%0.00%Q4 2017Q3 20198
MetLife Investment Management, LLC 880.01%0.02%0.03%Q4 2017Q3 20198
MEEDER ASSET MANAGEMENT INC 880.06%0.08%0.10%Q1 2016Q4 20178
COWEN INC. 410.00%0.39%0.63%Q4 2013Q2 20198
OLD NATIONAL BANCORP /IN/ 620.02%0.03%0.06%Q2 2013Q4 20158
Trexquant Investment LP 210.02%0.07%0.16%Q4 2014Q1 20198
FIRST FINANCIAL CORP /IN/ 880.00%0.00%0.01%Q1 2014Q4 20158
ARCADIA INVESTMENT MANAGEMENT CORP/MI 880.00%0.01%0.01%Q2 2015Q1 20178
NumerixS Investment Technologies Inc 710.01%0.05%0.14%Q4 2015Q1 20188
Manchester Capital Management LLC 770.02%0.03%0.05%Q2 2013Q4 20147
AHL Partners LLP 610.03%0.16%0.30%Q1 2016Q4 20177
Xact Kapitalforvaltning AB 770.01%0.01%0.01%Q1 2018Q3 20197
LPL Financial LLC 520.00%0.00%0.01%Q3 2016Q2 20187
HIGHLAND CAPITAL MANAGEMENT LP 770.13%0.35%0.54%Q2 2014Q4 20157
Century Capital Management, LLC 770.46%0.99%1.38%Q2 2014Q4 20157
Crossmark Global Holdings, Inc. 510.01%0.01%0.01%Q3 2016Q2 20197
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Pomelo Capital LLC 770.03%0.22%0.34%Q2 2015Q4 20167
Li Winifred I 770.05%0.15%0.40%Q2 2013Q4 20147
GRIFFIN ASSET MANAGEMENT, INC. 520.03%0.05%0.08%Q3 2017Q3 20197
PRIVATE TRUST CO NA 770.00%0.00%0.00%Q1 2013Q3 20147
JUPITER ASSET MANAGEMENT LTD 770.18%0.21%0.26%Q2 2014Q4 20157
MAVERICK CAPITAL LTD 770.02%0.07%0.12%Q3 2017Q1 20197
Virtus Fund Advisers, LLC 770.13%0.22%0.39%Q2 2014Q4 20157
Parkwood LLC 520.06%0.09%0.14%Q4 2013Q3 20157
Clarkston Capital Partners, LLC 770.06%0.07%0.09%Q1 2014Q3 20157
GRAY FINANCIAL GROUP /GA /ADV /ADV 770.08%0.11%0.15%Q1 2015Q3 20167
GAM SYSTEMATIC LLP 520.01%0.15%0.30%Q3 2015Q2 20177
CAPSTONE ASSET MANAGEMENT CO 430.01%0.01%0.01%Q2 2013Q2 20177
WESTPAC BANKING CORP 430.03%0.05%0.06%Q4 2013Q3 20157
HIGHBRIDGE CAPITAL MANAGEMENT LLC 210.00%0.01%0.04%Q1 2014Q3 20177
Santa Fe Partners LLC 430.06%0.22%0.39%Q4 2013Q3 20157
J.P. Morgan Private Wealth Advisors LLC 770.00%0.00%0.01%Q2 2014Q4 20157
Russell Investments Group, Ltd. 510.00%0.00%0.00%Q2 2017Q3 20197
CANYON CAPITAL ADVISORS LLC 770.97%1.53%2.43%Q2 2014Q4 20157
Cable Hill Partners, LLC 610.00%0.00%0.01%Q4 2014Q3 20167
Marshall Wace North America L.P. 310.01%0.05%0.17%Q2 2013Q1 20197
CAERUS INVESTORS, LLC 662.48%3.99%5.33%Q4 2017Q1 20196
ClariVest Asset Management LLC 660.07%0.09%0.10%Q1 2017Q2 20186
Verition Fund Management LLC 310.02%0.04%0.08%Q3 2015Q3 20196
Hutchin Hill Capital, LP 310.02%0.05%0.08%Q3 2013Q2 20176
Man Group plc 510.01%0.02%0.04%Q1 2018Q3 20196
KEELEY ASSET MANAGEMENT CORP 660.59%0.68%0.81%Q2 2014Q3 20156
Boston Trust Walden Corp 660.13%0.26%0.33%Q3 2014Q4 20156
Eton Park Capital Management, L.P. 660.78%1.42%2.19%Q3 2013Q4 20146
Schonfeld Strategic Advisors LLC 310.01%0.03%0.07%Q4 2017Q3 20196
VOLORIDGE INVESTMENT MANAGEMENT, LLC 420.03%0.07%0.12%Q3 2016Q2 20196
Pacer Advisors, Inc. 420.02%0.02%0.03%Q4 2017Q3 20196
Edge Advisors, LLC 660.01%0.02%0.02%Q4 2016Q1 20186
AMUNDI ASSET MANAGEMENT US, INC. 660.00%0.01%0.03%Q1 2018Q2 20196
DEPRINCE RACE & ZOLLO INC 510.25%0.44%0.63%Q2 2013Q3 20156
M&T BANK CORP 660.00%0.00%0.00%Q3 2014Q4 20156
MASSMUTUAL TRUST CO FSB/ADV 310.00%0.02%0.03%Q4 2013Q1 20166
CASTLEARK MANAGEMENT LLC 210.02%0.12%0.31%Q4 2013Q2 20176
Global X Management CO LLC 310.00%0.01%0.05%Q2 2014Q1 20176
LOMBARDIA CAPITAL PARTNERS LLC 660.02%0.03%0.04%Q4 2014Q1 20166
PDT Partners, LLC 330.04%0.06%0.08%Q1 2015Q3 20186
INTEGRAL DERIVATIVES, LLC 210.00%0.01%0.01%Q4 2013Q4 20166
SEI TRUST CO 660.00%0.01%0.02%Q2 2013Q3 20146
Johnson Financial Group, Inc. 660.00%0.01%0.02%Q3 2014Q4 20156
Amici Capital, LLC 420.29%1.17%2.25%Q1 2015Q3 20166
WILLIAM HARRIS INVESTORS INC 660.05%0.07%0.10%Q3 2015Q4 20166
WRIGHT INVESTORS SERVICE INC 220.08%0.09%0.10%Q1 2016Q1 20186
Invictus RG 660.12%0.28%0.65%Q1 2016Q2 20176
Spark Investment Management LLC 220.09%0.18%0.30%Q2 2017Q3 20196
COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 510.04%0.17%0.31%Q3 2013Q2 20156
COMMONWEALTH BANK OF AUSTRALIA 420.00%0.02%0.04%Q2 2013Q2 20196
Rathbones Group PLC 550.67%0.86%1.04%Q2 2013Q2 20145
Point72 Asset Management, L.P. 410.14%0.33%0.66%Q4 2014Q2 20165
NORTHPOINTE CAPITAL LLC 550.14%0.16%0.19%Q2 2013Q2 20145
River Road Asset Management, LLC 550.13%0.39%0.56%Q4 2014Q4 20155
TURNER INVESTMENTS LLC 410.15%0.28%0.36%Q2 2013Q2 20175
PARNASSUS INVESTMENTS, LLC 550.02%0.13%0.18%Q3 2014Q3 20155
D.A. DAVIDSON & CO. 410.00%0.00%0.00%Q4 2013Q1 20165
VALLEY NATIONAL BANCORP 550.01%0.02%0.03%Q4 2013Q4 20145
Bayesian Capital Management, LP 210.08%0.16%0.28%Q3 2016Q2 20195
Integrated Wealth Management 550.00%0.00%0.00%Q3 2015Q3 20165
HBK INVESTMENTS L P 210.00%0.01%0.04%Q2 2014Q3 20175
Robertson Opportunity Capital, LLC 330.04%0.08%0.12%Q3 2015Q1 20165
BOOTHBAY FUND MANAGEMENT, LLC 210.11%0.29%0.72%Q3 2015Q3 20195
1832 Asset Management L.P. 550.02%0.03%0.04%Q2 2016Q2 20175
300 NORTH CAPITAL, LLC 550.06%0.07%0.08%Q2 2013Q2 20145
SMITH ASSET MANAGEMENT GROUP LP 550.02%0.04%0.08%Q4 2017Q4 20185
Princeton Alpha Management LP 210.06%0.13%0.22%Q4 2013Q2 20165
CWM, LLC 550.00%0.00%0.00%Q2 2016Q2 20175
RAYMOND JAMES & ASSOCIATES 210.00%0.00%0.00%Q1 2017Q3 20195
Point72 Hong Kong Ltd 210.00%0.05%0.13%Q2 2017Q4 20185
MUFG Americas Holdings Corp 550.00%0.00%0.01%Q4 2010Q4 20115
Tiger Eye Capital LLC 440.74%2.30%3.74%Q4 2016Q3 20174
Dorsey & Whitney Trust CO LLC 440.04%0.04%0.04%Q4 2017Q3 20184
Evanson Asset Management, LLC 310.04%0.04%0.05%Q2 2017Q2 20184
Cipher Capital LP 440.04%0.07%0.10%Q1 2016Q4 20164
RATIONAL ADVISORS LLC 440.01%0.01%0.01%Q1 2013Q4 20134
TOCQUEVILLE ASSET MANAGEMENT L.P. 310.00%0.00%0.00%Q4 2013Q2 20164
Palo Capital, Inc. 440.26%0.36%0.46%Q2 2016Q1 20174
Lebenthal Holdings,LLC 440.05%0.09%0.16%Q4 2014Q3 20154
ADAMS DIVERSIFIED EQUITY FUND, INC. 440.04%0.05%0.05%Q3 2017Q2 20184
DUPONT CAPITAL MANAGEMENT CORP 210.00%0.02%0.04%Q4 2017Q1 20194
ZEKE CAPITAL ADVISORS, LLC 310.02%0.03%0.06%Q3 2018Q3 20194
Independence Capital Asset Partners, LLC 440.24%1.78%4.02%Q3 2014Q2 20154
Kerrisdale Advisers, LLC 442.97%4.74%7.30%Q1 2015Q4 20154
WEALTHFRONT Corp 440.00%0.00%0.00%Q4 2014Q3 20154
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 440.08%0.14%0.20%Q3 2013Q2 20144
Lindbrook Capital, LLC 440.00%0.00%0.00%Q4 2018Q3 20194
Veritas Investment Management (UK) Ltd 440.06%0.06%0.06%Q1 2013Q4 20134
Jericho Capital Asset Management L.P. 443.34%5.25%6.55%Q4 2014Q3 20154
MENTA CAPITAL LLC 210.12%0.17%0.22%Q3 2013Q3 20184
Wealthspire Advisors, L.P. 220.00%0.00%0.00%Q1 2018Q1 20194
SPOT TRADING L.L.C. 220.02%0.03%0.05%Q2 2017Q3 20174
First Allied Advisory Services, Inc. 310.01%0.01%0.02%Q2 2014Q2 20154
SAC Capital Advisors LP 330.01%0.01%0.03%Q3 2013Q1 20144
SUREVIEW CAPITAL LLC 441.26%1.96%2.45%Q2 2013Q1 20144
Alkeon Capital Management 440.25%0.48%0.71%Q4 2013Q3 20144
GAM Holding AG 220.01%0.03%0.08%Q2 2018Q3 20194
Lombard Odier & Cie (Canada), Limited Partnership 440.10%0.14%0.22%Q4 2013Q3 20144
Waverly Advisors, LLC 440.06%0.09%0.12%Q1 2017Q4 20174
TFS CAPITAL LLC 110.05%0.24%0.41%Q3 2013Q1 20154
Cambria Investment Management, L.P. 440.00%0.00%0.01%Q4 2014Q3 20154
HANSEATIC MANAGEMENT SERVICES INC 440.00%0.00%0.00%Q3 2016Q2 20174
CAXTON ASSOCIATES LP 210.22%0.36%0.44%Q2 2013Q3 20144
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.00%0.00%0.01%Q3 2016Q2 20174
Granahan Investment Management 440.34%0.56%1.08%Q2 2013Q1 20144
First Personal Financial Services 440.00%0.00%0.00%Q4 2014Q3 20154
LionEye Capital Management LLC 440.26%1.69%2.62%Q3 2013Q2 20144
Campbell & CO Investment Adviser LLC 310.10%0.31%0.82%Q4 2013Q1 20194
FOX RUN MANAGEMENT, L.L.C. 210.09%0.21%0.36%Q1 2017Q4 20184
CAPSTONE INVESTMENT ADVISORS, LLC 210.01%0.01%0.02%Q4 2016Q2 20194
Parametrica Management Ltd 210.24%0.48%0.94%Q4 2016Q1 20184
BESSEMER GROUP INC 220.00%0.00%0.00%Q4 2016Q2 20184
Man Investments Ltd 440.15%0.21%0.25%Q2 2013Q1 20144
Assured Investment Management LLC 210.00%0.02%0.05%Q4 2015Q3 20184
RICE HALL JAMES & ASSOCIATES, LLC 440.13%0.25%0.31%Q4 2014Q3 20154
NuWave Investment Management, LLC 440.14%0.20%0.31%Q4 2013Q3 20144
FCF Advisors LLC 440.82%0.97%1.06%Q4 2016Q3 20174
Lombard Odier Asset Management (Switzerland) SA 330.57%0.66%0.75%Q4 2017Q2 20183
COLUMBUS CIRCLE INVESTORS 330.02%0.07%0.11%Q1 2017Q3 20173
Cowen Prime Services LLC 330.08%0.10%0.11%Q3 2014Q1 20153
Convergence Investment Partners, LLC 210.07%0.14%0.18%Q3 2016Q2 20173
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
Hosking & Co Ltd 330.64%0.71%0.75%Q4 2014Q2 20153
NatWest Group plc 210.00%0.01%0.02%Q3 2013Q3 20143
Yorktown Management & Research Co Inc 330.06%0.07%0.08%Q3 2017Q1 20183
Regal Partners Ltd 334.16%5.26%6.34%Q1 2013Q3 20133
Kiwi Wealth Investments Limited Partnership 210.21%0.76%1.07%Q1 2015Q3 20163
Edgestream Partners, L.P. 330.12%0.19%0.29%Q1 2018Q3 20183
NATIXIS 210.00%0.09%0.26%Q2 2013Q1 20173
Calamos Wealth Management LLC 330.15%0.26%0.45%Q1 2014Q3 20143
Magnetar Financial LLC 210.01%0.01%0.01%Q3 2013Q1 20163
Hudson Bay Capital Management LP 210.02%0.08%0.13%Q2 2018Q2 20193
SIGNATUREFD, LLC 330.01%0.01%0.01%Q3 2013Q1 20143
TOTH FINANCIAL ADVISORY CORP 330.14%0.17%0.18%Q3 2013Q1 20143
Holocene Advisors, LP 330.01%0.02%0.03%Q3 2018Q1 20193
JOYN Advisors, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
EMORY UNIVERSITY 330.00%0.00%0.00%Q2 2011Q4 20113
EAM Investors, LLC 210.19%0.22%0.24%Q4 2013Q3 20173
SCHOLTZ & COMPANY, LLC 330.38%0.61%0.74%Q4 2014Q2 20153
Perpetual Ltd 110.15%0.23%0.32%Q3 2014Q2 20173
Daiwa Securities Group Inc. 330.00%0.00%0.00%Q2 2017Q4 20173
LORD, ABBETT & CO. LLC 210.03%0.05%0.07%Q2 2015Q2 20173
DUNCKER STREETT & CO INC 330.01%0.01%0.01%Q1 2015Q3 20153
CLINTON GROUP INC 330.14%0.16%0.20%Q3 2013Q1 20143
SHANDA ASSET MANAGEMENT HOLDINGS Ltd 333.40%6.40%11.54%Q4 2015Q2 20163
GILDER GAGNON HOWE & CO LLC 330.00%0.11%0.32%Q2 2015Q4 20153
Realta Investment Advisors 330.00%0.00%0.00%Q1 2019Q3 20193
MILES CAPITAL, INC. 330.56%0.75%0.90%Q2 2014Q4 20143
Pinkerton Retirement Specialists, LLC 330.00%0.00%0.00%Q2 2016Q4 20163
Wilmington Funds Management Corp 330.03%0.03%0.04%Q4 2013Q2 20143
GRATIA CAPITAL, LLC 331.73%2.55%3.89%Q2 2014Q4 20143
KANALY TRUST CO 330.00%0.00%0.00%Q2 2016Q4 20163
Invictus RG Pte. Ltd. 330.02%0.10%0.25%Q3 2013Q1 20143
Monarch Partners Asset Management LLC 330.45%0.81%1.15%Q3 2013Q1 20143
Index Management Solutions, LLC 330.00%0.00%0.00%Q4 2014Q2 20153
ZACKS INVESTMENT MANAGEMENT 110.01%0.04%0.06%Q3 2014Q2 20173
Allianz Asset Management GmbH 210.00%0.00%0.00%Q2 2017Q3 20193
Timber Hill LLC 110.00%0.00%0.00%Q3 2013Q3 20153
Acrospire Investment Management LLC 210.04%0.08%0.12%Q3 2016Q2 20173
LMR Partners LLP 210.09%0.16%0.27%Q2 2017Q2 20193
Versor Investments LP 210.06%0.64%1.20%Q2 2017Q3 20193
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q2 2015Q4 20183
INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 330.97%1.60%2.19%Q3 2013Q1 20143
York Capital Management Global Advisors, LLC 331.31%1.85%2.23%Q3 2013Q1 20143
K.J. Harrison & Partners Inc 330.12%0.13%0.14%Q4 2014Q2 20153
GLG LLC 330.05%0.17%0.24%Q1 2014Q3 20143
SpiderRock Advisors, LLC 220.01%0.05%0.10%Q1 2017Q2 20173
Capital Analysts, LLC 330.01%0.01%0.01%Q4 2012Q2 20133
PUTNAM INVESTMENTS LLC 210.00%0.00%0.01%Q2 2014Q3 20153
K2 PRINCIPAL FUND, L.P. 110.05%0.08%0.12%Q4 2014Q4 20163
Rockefeller Capital Management L.P. 330.00%0.00%0.00%Q1 2019Q3 20193
Realm Partners LLC 331.59%2.09%2.67%Q3 2013Q1 20143
KIRR MARBACH & CO LLC /IN/ 331.66%1.77%1.89%Q4 2015Q2 20163
State of New Jersey Common Pension Fund D 210.00%0.00%0.01%Q3 2018Q3 20193
Winton Capital Management Ltd 330.01%0.09%0.19%Q3 2013Q1 20143
OneDigital Investment Advisors LLC 330.00%0.00%0.00%Q4 2018Q2 20193
Scepter Holdings, Inc. 330.38%1.02%2.25%Q2 2014Q4 20143
CARLSON CAPITAL L P 330.00%0.01%0.01%Q1 2017Q3 20173
REGIONS FINANCIAL CORP 330.00%0.00%0.00%Q4 2014Q2 20153
LSV ASSET MANAGEMENT 220.00%0.00%0.00%Q1 2016Q2 20162
BROADVIEW ADVISORS LLC 110.59%0.63%0.68%Q2 2013Q4 20172
MACQUARIE GROUP LTD 220.00%0.00%0.00%Q1 2018Q2 20182
Quinn Opportunity Partners LLC 220.22%0.37%0.53%Q2 2019Q3 20192
KING INVESTMENT ADVISORS INC/TX 220.82%1.69%2.56%Q2 2013Q3 20132
PICTON MAHONEY ASSET MANAGEMENT 110.05%0.05%0.05%Q2 2013Q4 20142
Orbitronix, LP 110.21%0.39%0.57%Q1 2016Q3 20162
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.01%0.01%Q2 2018Q2 20192
Napier Park Global Capital (US) LP 221.46%1.58%1.71%Q4 2013Q1 20142
BNP Paribas Asset Management Holding S.A. 220.01%0.01%0.01%Q4 2014Q1 20152
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 220.01%0.04%0.07%Q4 2013Q1 20142
Schonfeld Group Holdings LLC 220.09%0.09%0.10%Q4 2013Q1 20142
Trellus Management Company, LLC 220.67%0.71%0.76%Q3 2015Q4 20152
B. Riley Wealth Management, Inc. 220.08%0.09%0.09%Q1 2014Q2 20142
Neo Ivy Capital Management 110.54%0.67%0.81%Q2 2019Q2 20202
BBR PARTNERS, LLC 220.04%0.04%0.05%Q2 2019Q3 20192
Pinnacle Summer Investments, Inc. 220.00%0.00%0.00%Q3 2015Q4 20152
Quadrature Capital Ltd 110.03%0.03%0.04%Q2 2016Q1 20172
GREEN HOLDINGS LTD 222.47%2.56%2.65%Q3 2013Q4 20132
OPPENHEIMER ASSET MANAGEMENT INC. 220.00%0.00%0.00%Q1 2017Q2 20172
Paulson & Co. 222.12%2.72%3.33%Q2 2019Q3 20192
BRYN MAWR CAPITAL MANAGEMENT INC 220.05%0.05%0.05%Q1 2014Q2 20142
HARVEST MANAGEMENT LLC 222.38%2.67%2.95%Q2 2019Q3 20192
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 220.00%0.00%0.01%Q3 2017Q4 20172
DESTRIER CAPITAL MANAGEMENT LLC 220.28%1.36%2.44%Q3 2015Q4 20152
Airain ltd 110.10%0.11%0.11%Q2 2013Q1 20142
Gates Capital Management 220.10%0.60%1.11%Q1 2016Q2 20162
Alpine Global Management, LLC 110.07%0.16%0.25%Q2 2014Q2 20192
Blueshift Asset Management, LLC 110.04%0.09%0.14%Q4 2018Q2 20192
Ancora Advisors LLC 220.02%0.02%0.02%Q2 2017Q3 20172
CHILTON INVESTMENT CO INC. 220.05%0.06%0.08%Q2 2015Q3 20152
PARA ADVISORS LLC 221.57%2.13%2.68%Q4 2013Q1 20142
PATHSTONE FAMILY OFFICE, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Veritas Investment Management LLP 220.02%0.03%0.03%Q2 2013Q3 20132
Tradeworx Inc. 220.40%0.47%0.54%Q1 2013Q2 20132
WESTPORT RESOURCES MANAGEMENT INC 110.00%0.00%0.01%Q4 2013Q1 20152
P SCHOENFELD ASSET MANAGEMENT LP 221.53%2.15%2.78%Q2 2019Q3 20192
ALPINE ASSOCIATES MANAGEMENT INC. 220.85%1.16%1.48%Q2 2019Q3 20192
SNYDER CAPITAL MANAGEMENT L P 220.29%0.34%0.39%Q3 2015Q4 20152
METROPOLITAN CAPITAL ADVISORS INC 220.84%0.92%0.99%Q3 2013Q4 20132
Petrus Trust Company, LTA 220.05%0.05%0.05%Q4 2015Q1 20162
FRONTIER CAPITAL MANAGEMENT CO LLC 220.04%0.04%0.04%Q2 2013Q3 20132
NORTHERN TRUST CO OF CONNECTICUT 220.01%0.02%0.02%Q2 2013Q3 20132
CenterStar Fund, LLC 110.02%0.04%0.05%Q4 2016Q4 20162
DekaBank Deutsche Girozentrale 220.00%0.01%0.01%Q3 2015Q4 20152
BARDIN HILL MANAGEMENT PARTNERS LP 220.27%1.12%1.96%Q2 2019Q3 20192
Employees Retirement System of Texas 220.04%0.05%0.05%Q2 2014Q3 20142
EMINENCE CAPITAL, LP 110.17%0.65%1.13%Q2 2015Q2 20192
STONERIDGE INVESTMENT PARTNERS LLC 220.06%0.07%0.08%Q3 2015Q4 20152
DEERE & CO 220.08%0.08%0.08%Q4 2013Q1 20142
SHAPIRO ROBERT N 220.19%0.22%0.25%Q2 2013Q3 20132
CAPTRUST FINANCIAL ADVISORS 220.00%0.00%0.00%Q2 2019Q3 20192
Sapphire Star Partners LP 220.46%0.47%0.48%Q4 2017Q1 20182
VALINOR MANAGEMENT, L.P. 220.60%0.78%0.96%Q3 2013Q4 20132
Piermont Capital Management Inc. 110.09%0.12%0.15%Q1 2016Q2 20182
Livingston Group Asset Management CO (operating as Southport Capital Management) 220.17%0.19%0.21%Q2 2013Q3 20132
WATER ISLAND CAPITAL LLC 220.87%1.60%2.34%Q2 2019Q3 20192
Nantahala Capital Management 220.26%0.30%0.34%Q3 2014Q4 20142
AQR Arbitrage LLC 220.34%0.46%0.57%Q2 2019Q3 20192
Lombard Odier Asset Management (USA) Corp 110.01%0.05%0.09%Q1 2014Q2 20192
SYSTEMATIC FINANCIAL MANAGEMENT LP 220.12%0.13%0.13%Q1 2014Q2 20142
Corsair Capital Management 220.20%0.25%0.29%Q2 2019Q3 20192
Qube Research & Technologies Ltd 220.00%0.01%0.01%Q2 2018Q3 20182
Financial Gravity Companies, Inc. 220.00%0.00%0.00%Q4 2017Q1 20182
Mirae Asset Global Investments Co., Ltd. 110.02%0.04%0.07%Q2 2011Q4 20112
PINNACLE FINANCIAL PARTNERS INC 220.00%0.00%0.01%Q2 2013Q3 20132
American Portfolios Advisors 110.00%0.00%0.00%Q3 2018Q3 20192
Catalyst Capital Advisors LLC 220.00%0.00%0.00%Q3 2014Q4 20142
OAKBROOK INVESTMENTS LLC 220.01%0.01%0.01%Q3 2013Q4 20132
DISCOVERY CAPITAL MANAGEMENT, LLC / CT 220.71%0.92%1.12%Q2 2017Q3 20172
PITCAIRN CO 220.09%0.09%0.09%Q2 2019Q3 20192
FIL Ltd 220.01%0.01%0.01%Q2 2018Q3 20182
STIFEL NICOLAUS & CO INC \MO\ 220.00%0.00%0.00%Q2 2013Q3 20132
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q2 2015Q2 20182
PLATINUM INVESTMENT MANAGEMENT LTD 220.94%1.01%1.09%Q2 2013Q3 20132
Quantamental Technologies LLC 110.03%0.09%0.15%Q1 2019Q3 20192
Manatuck Hill Partners, LLC 221.54%1.77%2.00%Q3 2013Q4 20132
GABELLI FUNDS LLC 220.01%0.12%0.23%Q2 2019Q3 20192
MU Investments Co., Ltd. 220.10%0.10%0.11%Q3 2013Q4 20132
TIG Advisors, LLC 220.24%0.50%0.76%Q2 2019Q3 20192
Checchi Capital Advisers, LLC 220.00%0.00%0.00%Q1 2016Q2 20162
NEW YORK LIFE TRUST CO 220.17%0.31%0.45%Q4 2013Q1 20142
SLS MANAGEMENT LLC 223.09%4.77%6.45%Q3 2014Q4 20142
Avior Wealth Management, LLC 220.03%0.03%0.04%Q4 2017Q1 20182
AXIOM INVESTORS LLC /DE 220.62%0.73%0.84%Q2 2013Q3 20132
Jane Street Holding, LLC 220.03%0.04%0.06%Q2 2013Q3 20132
JD CAPITAL MANAGEMENT LLC 110.06%0.06%0.06%Q2 2013Q2 20132
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
CADENCE CAPITAL MANAGEMENT LLC 110.03%0.13%0.23%Q1 2015Q2 20172
HIGH POINTE CAPITAL MANAGEMENT LLC 220.88%0.96%1.04%Q2 2013Q3 20132
Mariner Wealth Advisors-NYC, LLC 110.00%0.00%0.00%Q1 2015Q1 20151
OMERS ADMINISTRATION Corp 110.01%0.01%0.01%Q1 2017Q1 20171
Janney Montgomery Scott LLC 110.01%0.01%0.01%Q1 2016Q1 20161
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Corvex Management LP 110.65%0.65%0.65%Q3 2014Q3 20141
ARROWGRASS CAPITAL PARTNERS LLP 112.55%2.55%2.55%Q3 2015Q3 20151
Nine Chapters Capital Management LLC 110.03%0.03%0.03%Q3 2014Q3 20141
DSAM Partners (London) Ltd 110.77%0.77%0.77%Q1 2017Q1 20171
BBT Capital Management, LLC 110.08%0.08%0.08%Q2 2016Q2 20161
Impala Asset Management LLC 110.14%0.14%0.14%Q4 2016Q4 20161
KeyPoint Capital Management, LLC 114.69%4.69%4.69%Q1 2014Q1 20141
RAIFF PARTNERS INC 113.80%3.80%3.80%Q3 2013Q3 20131
Triad Investment Management 112.95%2.95%2.95%Q4 2018Q4 20181
Belmont Global Advisors, Inc. 110.22%0.22%0.22%Q4 2013Q4 20131
Candriam S.C.A. 110.02%0.02%0.02%Q2 2019Q2 20191
Summit Trail Advisors, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
Andalusian Capital Partners, LP 112.35%2.35%2.35%Q4 2013Q4 20131
UBS OCONNOR LLC 110.10%0.10%0.10%Q3 2019Q3 20191
JAMES INVESTMENT RESEARCH INC 110.07%0.07%0.07%Q2 2018Q2 20181
Baker Avenue Asset Management, LP 110.07%0.07%0.07%Q3 2013Q3 20131
State of Alaska, Department of Revenue 110.00%0.00%0.00%Q3 2019Q3 20191
WASATCH ADVISORS LP 110.10%0.10%0.10%Q1 2016Q1 20161
LEVIN CAPITAL STRATEGIES, L.P. 110.01%0.01%0.01%Q1 2014Q1 20141
Waratah Capital Advisors Ltd. 110.45%0.45%0.45%Q3 2015Q3 20151
FIDUCIARY TRUST INTERNATIONAL LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Bluefin Trading, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
SYMPHONY ASSET MANAGEMENT LLC 110.10%0.10%0.10%Q2 2019Q2 20191
GLG INC. 110.17%0.17%0.17%Q4 2013Q4 20131
JAMISON EATON & WOOD INC /NJ 110.01%0.01%0.01%Q3 2013Q3 20131
TOMPKINS FINANCIAL CORP 110.00%0.00%0.00%Q2 2016Q2 20161
NOMURA ASSET MANAGEMENT CO LTD 110.00%0.00%0.00%Q4 2016Q4 20161
Sciencast Management LP 110.16%0.16%0.16%Q3 2017Q3 20171
AJO, LP 110.01%0.01%0.01%Q2 2017Q2 20171
CKW FINANCIAL GROUP 110.01%0.01%0.01%Q3 2016Q3 20161
SUFFOLK CAPITAL MANAGEMENT LLC 111.23%1.23%1.23%Q2 2013Q2 20131
Loeb Offshore Management LP 111.04%1.04%1.04%Q1 2014Q1 20141
Jupiter Investment Management Ltd 110.28%0.28%0.28%Q4 2013Q4 20131
BlackRock Japan Co. Ltd 110.00%0.00%0.00%Q1 2016Q1 20161
PHILADELPHIA TRUST CO 110.04%0.04%0.04%Q2 2014Q2 20141
QUEST INVESTMENT MANAGEMENT LLC 110.02%0.02%0.02%Q4 2013Q4 20131
Mitsubishi UFJ Trust & Banking Corp 110.00%0.00%0.00%Q3 2019Q3 20191
LEAVELL INVESTMENT MANAGEMENT, INC. 110.01%0.01%0.01%Q2 2010Q2 20101
OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 110.01%0.01%0.01%Q2 2013Q2 20131
Clearline Capital LP 110.41%0.41%0.41%Q4 2013Q4 20131
LBA Wealth Management, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Irish Life Investment Managers Ltd. 110.00%0.00%0.00%Q2 2013Q2 20131
NEXT Financial Group, Inc 110.00%0.00%0.00%Q3 2019Q3 20191
COOLIDGE FRANCIS L 110.37%0.37%0.37%Q2 2013Q2 20131
Barrett Asset Management, LLC 110.01%0.01%0.01%Q1 2018Q1 20181
Virtu Financial LLC 110.02%0.02%0.02%Q2 2018Q2 20181
Beryl Capital Management LLC 115.83%5.83%5.83%Q3 2019Q3 20191
IndexIQ Advisors LLC 110.16%0.16%0.16%Q3 2019Q3 20191
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 110.27%0.27%0.27%Q2 2013Q2 20131
Ironwood Financial, llc 110.00%0.00%0.00%Q4 2014Q4 20141
Quotient Investors, LLC 110.18%0.18%0.18%Q2 2014Q2 20141
CLOUGH CAPITAL PARTNERS L P 110.14%0.14%0.14%Q2 2013Q2 20131
Financial Gravity Asset Management, Inc. 110.00%0.00%0.00%Q1 2018Q1 20181
VIRGINIA RETIREMENT SYSTEM 110.02%0.02%0.02%Q1 2016Q1 20161
Atom Investors LP 110.05%0.05%0.05%Q4 2018Q4 20181
BHF Kleinwort Benson Group S.A. 110.00%0.00%0.00%Q2 2013Q2 20131
ADVANTAGE INVESTMENT MANAGEMENT, LLC 110.06%0.06%0.06%Q4 2014Q4 20141
GLAZER CAPITAL, LLC 114.17%4.17%4.17%Q3 2019Q3 20191
NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. 111.41%1.41%1.41%Q2 2015Q2 20151
EverPoint Asset Management, LLC 110.45%0.45%0.45%Q4 2014Q4 20141
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 110.01%0.01%0.01%Q3 2019Q3 20191
Telemetry Investments, L.L.C. 110.65%0.65%0.65%Q3 2019Q3 20191
FSI GROUP, LLC 112.41%2.41%2.41%Q4 2014Q4 20141
Itau Unibanco Holding S.A. 110.00%0.00%0.00%Q3 2016Q3 20161
VERTEX ONE ASSET MANAGEMENT INC. 110.67%0.67%0.67%Q3 2013Q3 20131
Bartlett & Co. LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Tyrian Investments, L.P. 115.01%5.01%5.01%Q2 2015Q2 20151
BANK OF HAWAII 110.02%0.02%0.02%Q3 2016Q3 20161
WEXFORD CAPITAL LP 110.04%0.04%0.04%Q3 2013Q3 20131
QCI ASSET MANAGEMENT INC/NY 110.00%0.00%0.00%Q2 2019Q2 20191
Lenox Wealth Advisors, LLC 111.03%1.03%1.03%Q4 2016Q4 20161
Visium Asset Management, LP 110.01%0.01%0.01%Q1 2015Q1 20151
CRAMER ROSENTHAL MCGLYNN LLC 110.37%0.37%0.37%Q2 2013Q2 20131
FORT, L.P. 110.01%0.01%0.01%Q3 2019Q3 20191
J. Goldman & Co LP 110.02%0.02%0.02%Q1 2014Q1 20141
CONNING INC. 110.03%0.03%0.03%Q2 2016Q2 20161
Elite Wealth Management, Inc. 110.00%0.00%0.00%Q4 2013Q4 20131
Dorsey Wright & Associates 110.18%0.18%0.18%Q4 2013Q4 20131
S. MUOIO & CO. LLC 110.24%0.24%0.24%Q2 2019Q2 20191
AGF Investments LLC 110.00%0.00%0.00%Q2 2017Q2 20171
TRIAN FUND MANAGEMENT, L.P. 111.55%1.55%1.55%Q2 2013Q2 20131
Mint Tower Capital Management B.V. 110.00%0.00%0.00%Q2 2019Q2 20191
Csenge Advisory Group 110.00%0.00%0.00%Q3 2018Q3 20181
FrontFour Capital Group LLC 110.31%0.31%0.31%Q2 2014Q2 20141
HG Vora Capital Management, LLC 114.01%4.01%4.01%Q1 2014Q1 20141
Delphi Private Advisors LLC 110.00%0.00%0.00%Q2 2016Q2 20161
JET CAPITAL INVESTORS L P 110.29%0.29%0.29%Q1 2014Q1 20141
SECOR Capital Advisors, LP 110.56%0.56%0.56%Q2 2015Q2 20151
WealthStone, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
Ground Swell Capital, LLC 110.02%0.02%0.02%Q2 2014Q2 20141
Fosun International Ltd 110.07%0.07%0.07%Q2 2016Q2 20161
GAMCO INVESTORS, INC. ET AL 110.03%0.03%0.03%Q3 2019Q3 20191
Hawk Ridge Capital Management 112.14%2.14%2.14%Q1 2016Q1 20161
GABELLI & Co INVESTMENT ADVISERS, INC. 111.83%1.83%1.83%Q3 2019Q3 20191
Caption Management, LLC 110.13%0.13%0.13%Q4 2017Q4 20171
Hudock, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
RAMIUS ADVISORS LLC 110.00%0.00%0.00%Q3 2019Q3 20191
American Financial Network Advisory Services LLC 110.00%0.00%0.00%Q3 2017Q3 20171
Geduld E E 110.26%0.26%0.26%Q4 2013Q4 20131
KNIGHT CAPITAL GROUP LLC 110.01%0.01%0.01%Q2 2013Q2 20131
OSKIE CAPITAL MANAGEMENT, LLC 112.42%2.42%2.42%Q2 2014Q2 20141
Sandy Spring Bank 110.00%0.00%0.00%Q1 2017Q1 20171
Onex Canada Asset Management Inc. 111.20%1.20%1.20%Q2 2014Q2 20141
Worth Venture Partners, LLC 110.25%0.25%0.25%Q4 2016Q4 20161
SENECA CAPITAL INVESTMENTS, L.P. 110.63%0.63%0.63%Q3 2013Q3 20131
MACKENZIE FINANCIAL CORP 110.02%0.02%0.02%Q2 2018Q2 20181
PALLADIUM PARTNERS LLC 110.00%0.00%0.00%Q3 2013Q3 20131
CYPRESS FUNDS LLC 113.42%3.42%3.42%Q2 2015Q2 20151
Karp Capital Management Corp 110.00%0.00%0.00%Q1 2017Q1 20171
OPTIMUM INVESTMENT ADVISORS 110.01%0.01%0.01%Q4 2014Q4 20141
AMERICAFIRST CAPITAL MANAGEMENT, LLC 110.35%0.35%0.35%Q2 2015Q2 20151
LUCUS ADVISORS LLC 110.48%0.48%0.48%Q2 2017Q2 20171
REYNOLDS CAPITAL MANAGEMENT LLC 110.14%0.14%0.14%Q4 2013Q4 20131
Tibra Equities Europe Ltd 110.07%0.07%0.07%Q4 2018Q4 20181
Osborn Williams & Donohoe LLC 110.00%0.00%0.00%Q1 2019Q1 20191
SILVER CAPITAL MANAGEMENT LLC 113.64%3.64%3.64%Q3 2015Q3 20151
Wilmington Trust, National Association 110.02%0.02%0.02%Q2 2013Q2 20131
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q3 2018Q3 20181
NEW ENGLAND SECURITIES CORP /MA/ 110.00%0.00%0.00%Q1 2014Q1 20141
Crestline Management, LP 110.27%0.27%0.27%Q2 2018Q2 20181
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 110.02%0.02%0.02%Q1 2019Q1 20191
Polar Asset Management Partners Inc. 110.04%0.04%0.04%Q2 2019Q2 20191
abrdn Investment Management Ltd 110.29%0.29%0.29%Q2 2013Q2 20131
Verity Asset Management, Inc. 110.44%0.44%0.44%Q1 2016Q1 20161
Governors Lane LP 110.07%0.07%0.07%Q2 2019Q2 20191
GLOBEFLEX CAPITAL L P 110.11%0.11%0.11%Q1 2014Q1 20141
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q2 2016Q2 20161
Pearl River Capital, LLC 110.08%0.08%0.08%Q4 2018Q4 20181
MOODY NATIONAL BANK TRUST DIVISION 110.00%0.00%0.00%Q1 2019Q1 20191
RAINIER INVESTMENT MANAGEMENT LLC 110.17%0.17%0.17%Q2 2013Q2 20131
WASHINGTON TRUST Co 110.00%0.00%0.00%Q2 2018Q2 20181
Lorber David A 110.33%0.33%0.33%Q2 2014Q2 20141
Islet Management, LP 110.50%0.50%0.50%Q2 2019Q2 20191
Allegis Investment Advisors, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
JHL Capital Group LLC 111.57%1.57%1.57%Q4 2013Q4 20131
SeaTown Holdings Pte. Ltd. 110.15%0.15%0.15%Q2 2017Q2 20171
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 110.08%0.08%0.08%Q1 2014Q1 20141
ASSETMARK, INC 110.00%0.00%0.00%Q3 2015Q3 20151
SOCIETE GENERALE 110.00%0.00%0.00%Q2 2016Q2 20161
ALYDAR PARTNERS LLC 110.51%0.51%0.51%Q4 2014Q4 20141
James Hambro & Partners 110.87%0.87%0.87%Q4 2017Q4 20171
HighVista Strategies LLC 110.21%0.21%0.21%Q1 2015Q1 20151
SUMIT CAPITAL, LLC 110.39%0.39%0.39%Q4 2013Q4 20131
C M BIDWELL & ASSOCIATES LTD 110.03%0.03%0.03%Q2 2018Q2 20181
IFP Advisors, Inc 110.00%0.00%0.00%Q4 2015Q4 20151
Myriad Asset Management Ltd. 115.64%5.64%5.64%Q3 2013Q3 20131
Stonehage Fleming Financial Services Holdings Ltd 110.15%0.15%0.15%Q4 2014Q4 20141
Russell Clark Investment Management Ltd 111.98%1.98%1.98%Q2 2017Q2 20171
CR Intrinsic Investors, LLC 110.02%0.02%0.02%Q3 2013Q3 20131
CIBC WORLD MARKET INC. 110.00%0.00%0.00%Q3 2018Q3 20181
Parallel Advisors, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
TIGER MANAGEMENT L.L.C. 110.41%0.41%0.41%Q1 2014Q1 20141
Melqart Asset Management (UK) Ltd 110.12%0.12%0.12%Q2 2019Q2 20191
JONES FINANCIAL COMPANIES LLLP 110.00%0.00%0.00%Q2 2013Q2 20131
Connor, Clark & Lunn Investment Management Ltd. 110.00%0.00%0.00%Q3 2017Q3 20171
BROADMARK ASSET MANAGEMENT LLC 110.01%0.01%0.01%Q3 2018Q3 20181
Prime Capital Investment Advisors, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
DEAN INVESTMENT ASSOCIATES, LLC 110.45%0.45%0.45%Q1 2016Q1 20161
Dean Capital Management 111.13%1.13%1.13%Q1 2016Q1 20161
BANK OF NOVA SCOTIA 110.02%0.02%0.02%Q1 2013Q1 20131
GREAT LAKES ADVISORS, LLC 110.05%0.05%0.05%Q2 2016Q2 20161
External links

This page lists all the filers that currently own SOTHEBYS or have owned SOTHEBYS in the past.