$477 Million is the total value of K2 PRINCIPAL FUND, L.P.'s 226 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 91.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USO | New | UNITED STS OIL FD LPput | $36,387,000 | – | 450,000 | +100.0% | 7.62% | – |
| SPY | New | SPDR SP 500 ETF TRput | $21,374,001 | – | 50,000 | +100.0% | 4.48% | – |
| ATLANTICA SUSTAINABLE INFRAnote 4.000 7/1 | $17,659,500 | -3.6% | 19,300 | 0.0% | 3.70% | -11.7% | ||
| DROPBOX INCnote 3/0 | $15,002,772 | -0.4% | 15,859 | 0.0% | 3.14% | -8.8% | ||
| Buy | NUTANIX INCnote 0.25010/0 | $12,574,800 | +12.9% | 14,000 | +7.7% | 2.63% | +3.4% | |
| ENVESTNET INCnote 0.750 8/1 | $11,484,000 | +0.1% | 12,500 | 0.0% | 2.41% | -8.3% | ||
| SPOTIFY USA INCnote 3/1 | $11,075,740 | -0.2% | 13,000 | 0.0% | 2.32% | -8.7% | ||
| New | MARATHON DIGITAL HOLDINGS INnote 1.00012/0 | $10,969,325 | – | 15,250 | +100.0% | 2.30% | – | |
| Buy | ALTERYX INCnote 0.500 8/0 | $10,436,583 | +61.8% | 10,815 | +58.7% | 2.19% | +48.2% | |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $9,831,150 | +10.4% | 105,000 | -0.6% | 2.06% | +1.2% |
| TRIPADVISOR INCnote 0.250 4/0 | $9,746,940 | +0.6% | 11,500 | 0.0% | 2.04% | -7.8% | ||
| SBTX | Buy | ARS PHARMACEUTICALS INC | $9,646,794 | +13.2% | 2,552,062 | +100.7% | 2.02% | +3.7% |
| ZSCALER INCnote 0.125 7/0 | $9,623,920 | +2.3% | 8,000 | 0.0% | 2.02% | -6.3% | ||
| SUMMIT HOTEL PPTYSnote 1.500 2/1 | $9,560,232 | -1.5% | 11,375 | 0.0% | 2.00% | -9.8% | ||
| PEBBLEBROOK HOTEL TRnote 1.75012/1 | $9,426,347 | -1.8% | 11,300 | 0.0% | 1.98% | -10.0% | ||
| New | BOX INCnote 1/1 | $9,195,215 | – | 8,500 | +100.0% | 1.93% | – | |
| SPIRIT AIRLS INCnote 1.000 5/1 | $8,793,242 | +3.0% | 10,491 | 0.0% | 1.84% | -5.7% | ||
| New | RAPID7 INCnote 0.250 3/1 | $8,560,400 | – | 10,000 | +100.0% | 1.79% | – | |
| IYR | New | ISHARES TRput | $7,814,000 | – | 100,000 | +100.0% | 1.64% | – |
| COOP | New | MR COOPER GROUP INC | $7,571,402 | – | 141,363 | +100.0% | 1.59% | – |
| IAU | Buy | ISHARES GOLD TRcall | $7,435,375 | +36.2% | 212,500 | +41.7% | 1.56% | +24.7% |
| RINGCENTRAL INCnote 3/0 | $7,229,049 | +0.7% | 7,799 | 0.0% | 1.51% | -7.8% | ||
| New | SPLUNK INCnote 1.125 6/1 | $7,004,283 | – | 7,415 | +100.0% | 1.47% | – | |
| IEI | New | ISHARES TRput | $6,868,812 | – | 60,700 | +100.0% | 1.44% | – |
| REDWOOD TRUST INCnote 5.625 7/1 | $6,440,560 | +2.6% | 6,572 | 0.0% | 1.35% | -6.1% | ||
| VMW | Buy | VMWARE INC | $6,210,536 | +25.9% | 37,305 | +8.6% | 1.30% | +15.2% |
| Buy | WISDOMTREE INCnote 3.250 6/1 | $6,156,989 | +396.5% | 6,306 | +394.2% | 1.29% | +354.2% | |
| New | CAVA GROUP INCput | $6,126,000 | – | 200,000 | +100.0% | 1.28% | – | |
| MSOS | New | ADVISORSHARES TRcall | $5,955,000 | – | 750,000 | +100.0% | 1.25% | – |
| ACI | Sell | ALBERTSONS COS INC | $5,670,005 | -7.4% | 249,231 | -11.2% | 1.19% | -15.2% |
| Buy | NABORS INDS INCnote 0.750 1/1 | $5,513,756 | +57.1% | 5,619 | +55.3% | 1.16% | +43.8% | |
| New | MICROSTRATEGY INCnote 0.75012/1 | $5,388,000 | – | 5,000 | +100.0% | 1.13% | – | |
| SSR MINING INnote 2.500 4/0 | $5,178,050 | -4.7% | 5,000 | 0.0% | 1.08% | -12.7% | ||
| SRG | Buy | SERITAGE GROWTH PPTYScl a | $5,121,953 | -7.9% | 661,751 | +6.1% | 1.07% | -15.6% |
| WAYFAIR INCnote 1.12511/0 | $4,913,150 | -0.9% | 5,000 | 0.0% | 1.03% | -9.3% | ||
| XRT | New | SPDR SER TRput | $4,564,500 | – | 75,000 | +100.0% | 0.96% | – |
| INTC | New | INTEL CORPcall | $4,443,750 | – | 125,000 | +100.0% | 0.93% | – |
| CVE | New | CENOVUS ENERGY INC | $4,164,000 | – | 200,000 | +100.0% | 0.87% | – |
| AIV | Buy | APARTMENT INVT MGMT COcl a | $3,493,051 | -2.0% | 513,684 | +22.8% | 0.73% | -10.2% |
| GMED | New | GLOBUS MED INCcl a | $3,480,614 | – | 70,103 | +100.0% | 0.73% | – |
| Buy | GRAB HOLDINGS LIMITEDclass a ord | $3,355,488 | +286.5% | 947,878 | +274.5% | 0.70% | +253.3% | |
| NATI | Buy | NATIONAL INSTRS CORP | $3,348,617 | +28.6% | 56,166 | +23.8% | 0.70% | +17.8% |
| MPC | New | MARATHON PETE CORPcall | $3,329,480 | – | 22,000 | +100.0% | 0.70% | – |
| TSEM | Buy | TOWER SEMICONDUCTOR LTD | $2,894,813 | +303.9% | 117,867 | +517.1% | 0.61% | +269.5% |
| SAVE | New | SPIRIT AIRLS INCcall | $2,849,550 | – | 172,700 | +100.0% | 0.60% | – |
| NUVASIVE INCnote 0.375 3/1 | $2,772,450 | +1.3% | 3,000 | 0.0% | 0.58% | -7.2% | ||
| SBTX | Sell | ARS PHARMACEUTICALS INCcall | $2,604,042 | -44.5% | 688,900 | -1.6% | 0.55% | -49.1% |
| New | BLACKLINE INCnote 3/1 | $2,572,740 | – | 3,000 | +100.0% | 0.54% | – | |
| SRG | Buy | SERITAGE GROWTH PPTYScall | $2,523,240 | -6.0% | 326,000 | +8.3% | 0.53% | -13.8% |
| TRIPLE FLAG PRECIOUS METAL | $2,421,877 | -2.4% | 136,137 | 0.0% | 0.51% | -10.7% | ||
| Buy | U HAUL HOLDING COMPANY | $2,406,430 | +76.9% | 45,933 | +71.1% | 0.50% | +62.1% | |
| New | HENNESSY CAPITAL INVST CORP | $2,324,250 | – | 225,000 | +100.0% | 0.49% | – | |
| VET | New | VERMILION ENERGY INC | $2,309,960 | – | 158,000 | +100.0% | 0.48% | – |
| ABCM | New | ABCAM PLCads | $2,263,000 | – | 100,000 | +100.0% | 0.47% | – |
| Buy | AP ACQUISITION CORP | $2,194,913 | +877.3% | 199,901 | +857.7% | 0.46% | +802.0% | |
| GMED | New | GLOBUS MED INCcall | $2,184,600 | – | 44,000 | +100.0% | 0.46% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $2,120,046 | – | 77,857 | +100.0% | 0.44% | – |
| SPTI | New | SPDR SER TRput | $2,064,750 | – | 75,000 | +100.0% | 0.43% | – |
| New | GOLDENSTONE ACQUISITION LTD | $2,027,285 | – | 189,289 | +100.0% | 0.42% | – | |
| PLL | Buy | PIEDMONT LITHIUM INCput | $2,024,700 | +439.8% | 51,000 | +684.6% | 0.42% | +393.0% |
| CTG | New | COMPUTER TASK GROUP INC | $1,985,095 | – | 192,168 | +100.0% | 0.42% | – |
| CNQ | New | CANADIAN NAT RES LTD | $1,940,100 | – | 30,000 | +100.0% | 0.41% | – |
| AY | Buy | ATLANTICA SUSTAINABLE INFR Pcall | $1,910,000 | +3.0% | 100,000 | +26.4% | 0.40% | -5.7% |
| New | FIRST MAJESTIC SILVER CORPnote 0.375 1/1 | $1,877,125 | – | 2,500 | +100.0% | 0.39% | – | |
| SIMO | New | SILICON MOTION TECHNOLOGY COsponsored adr | $1,845,000 | – | 36,000 | +100.0% | 0.39% | – |
| MXL | New | MAXLINEAR INCcall | $1,780,000 | – | 80,000 | +100.0% | 0.37% | – |
| New | ALTERYX INCnote 1.000 8/0 | $1,781,440 | – | 2,000 | +100.0% | 0.37% | – | |
| INTC | INTEL CORP | $1,777,500 | +6.3% | 50,000 | 0.0% | 0.37% | -2.6% | |
| SAVE | Sell | SPIRIT AIRLS INC | $1,674,568 | -51.4% | 101,489 | -49.4% | 0.35% | -55.5% |
| New | DENALI CAPITAL ACQUISITN CORclass a ord | $1,649,070 | – | 150,600 | +100.0% | 0.34% | – | |
| PFSI | Sell | PENNYMAC FINL SVCS INC NEW | $1,641,290 | -58.6% | 24,644 | -56.3% | 0.34% | -62.1% |
| GDXJ | New | VANECK ETF TRUSTput | $1,611,500 | – | 50,000 | +100.0% | 0.34% | – |
| ALCC | New | ALTC ACQUISITION CORP | $1,477,742 | – | 142,777 | +100.0% | 0.31% | – |
| TPR | New | TAPESTRY INCput | $1,437,500 | – | 50,000 | +100.0% | 0.30% | – |
| New | MICROSTRATEGY INCnote 2/1 | $1,391,000 | – | 2,000 | +100.0% | 0.29% | – | |
| MPC | New | MARATHON PETE CORP | $1,338,451 | – | 8,844 | +100.0% | 0.28% | – |
| CPRI | New | CAPRI HOLDINGS LIMITEDput | $1,309,989 | – | 24,900 | +100.0% | 0.27% | – |
| ERO | New | ERO COPPER CORPput | $1,293,000 | – | 75,000 | +100.0% | 0.27% | – |
| HTZZ | Buy | HERTZ GLOBAL HLDGS INCcall | $1,280,125 | -19.3% | 104,500 | +21.1% | 0.27% | -26.2% |
| IRBT | Sell | IROBOT CORPput | $1,137,000 | -68.6% | 30,000 | -62.5% | 0.24% | -71.3% |
| ESTE | New | EARTHSTONE ENERGY INCcl a | $1,131,072 | – | 55,883 | +100.0% | 0.24% | – |
| SYF | Sell | SYNCHRONY FINANCIAL | $1,132,374 | -16.8% | 37,042 | -7.7% | 0.24% | -23.8% |
| New | SOVOS BRANDS INC | $1,127,500 | – | 50,000 | +100.0% | 0.24% | – | |
| STLD | New | STEEL DYNAMICS INC | $1,128,491 | – | 10,525 | +100.0% | 0.24% | – |
| Buy | AROGO CAPITAL ACQUISITION CO | $1,120,350 | +296.3% | 105,000 | +291.0% | 0.24% | +261.5% | |
| New | INTEGRATED WELLNESS ACQ CORP | $1,096,000 | – | 100,000 | +100.0% | 0.23% | – | |
| EDR | ENDEAVOR GROUP HLDGS INC | $995,000 | -16.8% | 50,000 | 0.0% | 0.21% | -24.1% | |
| TOL | New | TOLL BROTHERS INC | $961,480 | – | 13,000 | +100.0% | 0.20% | – |
| CLDT | New | CHATHAM LODGING TRput | $957,000 | – | 100,000 | +100.0% | 0.20% | – |
| RCL | New | ROYAL CARIBBEAN GROUPput | $921,400 | – | 10,000 | +100.0% | 0.19% | – |
| KGC | New | KINROSS GOLD CORPcall | $912,000 | – | 200,000 | +100.0% | 0.19% | – |
| New | REDWOOD TRUST INCnote 7.750 6/1 | $902,850 | – | 1,000 | +100.0% | 0.19% | – | |
| TAC | New | TRANSALTA CORPcall | $870,000 | – | 100,000 | +100.0% | 0.18% | – |
| New | A SPAC I ACQUISITION CORP | $859,669 | – | 79,599 | +100.0% | 0.18% | – | |
| LEN | New | LENNAR CORPcl a | $852,948 | – | 7,600 | +100.0% | 0.18% | – |
| RGLD | New | ROYAL GOLD INCput | $797,475 | – | 7,500 | +100.0% | 0.17% | – |
| FCX | Sell | FREEPORT-MCMORAN INCput | $745,800 | -85.1% | 20,000 | -84.0% | 0.16% | -86.4% |
| TOL | New | TOLL BROTHERS INCput | $739,600 | – | 10,000 | +100.0% | 0.16% | – |
| New | TLGY ACQUISITION CORPORATION | $703,884 | – | 64,106 | +100.0% | 0.15% | – | |
| New | LUCID GROUP INCcall | $698,750 | – | 125,000 | +100.0% | 0.15% | – | |
| CCL | New | CARNIVAL CORPput | $686,000 | – | 50,000 | +100.0% | 0.14% | – |
| FNV | New | FRANCO NEV CORPput | $667,450 | – | 5,000 | +100.0% | 0.14% | – |
| X | New | UNITED STATES STL CORP NEWcall | $649,600 | – | 20,000 | +100.0% | 0.14% | – |
| EVERBRIDGE INCnote 0.12512/1 | $649,243 | +2.0% | 700 | 0.0% | 0.14% | -6.8% | ||
| TSEM | New | TOWER SEMICONDUCTOR LTDcall | $614,000 | – | 25,000 | +100.0% | 0.13% | – |
| PACW | New | PACWEST BANCORP DEL | $581,709 | – | 73,541 | +100.0% | 0.12% | – |
| INN | New | SUMMIT HOTEL PPTYS INCput | $580,000 | – | 100,000 | +100.0% | 0.12% | – |
| LEN | New | LENNAR CORPput | $561,150 | – | 5,000 | +100.0% | 0.12% | – |
| BL | BLACKLINE INCcall | $554,700 | +3.1% | 10,000 | 0.0% | 0.12% | -5.7% | |
| UBS | Sell | UBS GROUP AGsh | $542,300 | -23.6% | 22,000 | -37.1% | 0.11% | -29.6% |
| PMCBD | Buy | PHARMACYTE BIOTECH INC | $542,810 | +23.1% | 258,481 | +67.6% | 0.11% | +12.9% |
| Sell | EVEREST CONSOLIDATOR ACQ COR | $526,361 | -29.7% | 48,647 | -30.8% | 0.11% | -35.7% | |
| UHAL | Sell | U HAUL HOLDING COMPANY | $468,211 | -77.6% | 8,580 | -77.3% | 0.10% | -79.5% |
| XPL | Sell | SOLITARIO RESOURCES CORP | $453,815 | -10.8% | 850,000 | -3.9% | 0.10% | -18.1% |
| SMTC | Sell | SEMTECH CORP | $422,300 | -21.0% | 16,400 | -21.9% | 0.09% | -27.9% |
| DEN | New | DENBURY INC | $411,740 | – | 4,201 | +100.0% | 0.09% | – |
| HUB CYBER SECURITY LTDw exp 08/22/202 | $409,224 | -52.5% | 2,153,811 | 0.0% | 0.09% | -56.3% | ||
| New | EMBRACE CHANGE ACQUISITN CORordinary shares | $405,307 | – | 37,633 | +100.0% | 0.08% | – | |
| Buy | HUB CYBER SECURITY LTD | $378,872 | -38.9% | 1,619,113 | +23.6% | 0.08% | -44.4% | |
| New | FORTUNE RISE ACQUISITION CORcl a | $357,491 | – | 32,707 | +100.0% | 0.08% | – | |
| New | LF CAPITAL ACQUISITION CORP | $354,240 | – | 32,679 | +100.0% | 0.07% | – | |
| AACWS | New | ARES ACQUISITION CORPORATIONw exp 02/02/202 | $347,923 | – | 526,359 | +100.0% | 0.07% | – |
| HTZZ | Sell | HERTZ GLOBAL HLDGS INC | $350,166 | -89.7% | 28,585 | -84.5% | 0.07% | -90.6% |
| CCL | New | CARNIVAL CORPcall | $343,000 | – | 25,000 | +100.0% | 0.07% | – |
| Buy | VERDE CLEAN FUELS INC | $297,114 | +143.4% | 78,810 | +5.1% | 0.06% | +121.4% | |
| BHR | New | BRAEMAR HOTELS RESORTS INCput | $277,000 | – | 100,000 | +100.0% | 0.06% | – |
| KIM | New | KIMCO RLTY CORP | $266,014 | – | 15,123 | +100.0% | 0.06% | – |
| RWT | REDWOOD TRUST INCput | $267,375 | +11.9% | 37,500 | 0.0% | 0.06% | +1.8% | |
| DHI | New | D R HORTON INCput | $268,675 | – | 2,500 | +100.0% | 0.06% | – |
| FRPT | Sell | FRESHPET INCcall | $263,520 | -49.9% | 4,000 | -50.0% | 0.06% | -54.2% |
| New | GREENFIRE RES LTD NEW | $226,047 | – | 45,666 | +100.0% | 0.05% | – | |
| WW | New | WW INTL INC | $221,400 | – | 20,000 | +100.0% | 0.05% | – |
| U HAUL HOLDING COMPANYcall | $209,560 | +3.4% | 4,000 | 0.0% | 0.04% | -4.3% | ||
| New | FTAC EMERALD ACQUISITION COR | $194,891 | – | 18,632 | +100.0% | 0.04% | – | |
| New | MOUNTAIN CO I ACQUISITN COclass a ord | $198,036 | – | 17,777 | +100.0% | 0.04% | – | |
| New | LIFEZONE METALS LIMITEDw exp 07/05/202 | $196,695 | – | 166,691 | +100.0% | 0.04% | – | |
| New | ENOVIX CORPORATION | $192,555 | – | 15,343 | +100.0% | 0.04% | – | |
| AIV | APARTMENT INVT MGMT COcall | $191,760 | -20.2% | 28,200 | 0.0% | 0.04% | -27.3% | |
| PYROPHYTE ACQUISITION CORP | $163,225 | +2.3% | 14,961 | 0.0% | 0.03% | -5.6% | ||
| New | BRIACELL THERAPEUTICS CORP | $156,056 | – | 24,969 | +100.0% | 0.03% | – | |
| LUCY SCIENTIFIC DISCOVERY IN | $150,000 | -42.0% | 250,000 | 0.0% | 0.03% | -47.5% | ||
| New | ESH ACQUISITION CORP | $138,209 | – | 13,657 | +100.0% | 0.03% | – | |
| New | SCILEX HOLDING COput | $136,360 | – | 97,400 | +100.0% | 0.03% | – | |
| New | INFLECTION PT ACQUISITN CRP | $140,531 | – | 13,760 | +100.0% | 0.03% | – | |
| FLMEWS | Sell | FLAME ACQUISITION CORPw exp 02/26/202 | $132,126 | +48.2% | 165,158 | -42.1% | 0.03% | +40.0% |
| PMT | Sell | PENNYMAC MTG INVT TR | $131,403 | -95.6% | 10,597 | -95.2% | 0.03% | -95.9% |
| FSM | New | FORTUNA SILVER MINES INCcall | $136,000 | – | 50,000 | +100.0% | 0.03% | – |
| New | SCREAMING EAGLE ACQUISITN CO | $120,708 | – | 11,540 | +100.0% | 0.02% | – | |
| DRILLING TOOLS INTL CORP | $101,205 | -10.3% | 25,950 | 0.0% | 0.02% | -19.2% | ||
| Buy | DEEP MEDICINE ACQUISITION COright 10/22/2026 | $97,846 | +319.6% | 280,361 | +68.3% | 0.02% | +300.0% | |
| FSM | New | FORTUNA SILVER MINES INC | $86,123 | – | 31,663 | +100.0% | 0.02% | – |
| SJT | Sell | SAN JUAN BASIN RTY TRunit ben int | $72,197 | -89.9% | 10,418 | -89.1% | 0.02% | -90.8% |
| RWT | Sell | REDWOOD TRUST INC | $71,400 | -85.8% | 10,014 | -87.3% | 0.02% | -87.0% |
| Buy | TORTOISEECOFIN ACQUISITION Cw exp 07/22/202 | $58,106 | +8572.5% | 445,943 | +2582.4% | 0.01% | – | |
| CVIIWS | New | CHURCHILL CAPITAL CORP VIIw exp 02/29/202 | $51,526 | – | 167,292 | +100.0% | 0.01% | – |
| New | COMPLETE SOLARIA INC | $41,404 | – | 20,099 | +100.0% | 0.01% | – | |
| Sell | ARISZ ACQUISITION CORPright 99/99/9999 | $35,930 | +7.8% | 399,223 | -3.5% | 0.01% | 0.0% | |
| New | INVESTCORP EUROPE ACQUISITIOw exp 12/15/202 | $39,522 | – | 217,155 | +100.0% | 0.01% | – | |
| New | EVEREST CONSOLIDATOR ACQ CORw exp 99/99/999 | $40,302 | – | 201,508 | +100.0% | 0.01% | – | |
| CFFEW | Sell | CF ACQUISITION CORP VIIIw exp 03/31/202 | $34,424 | +190.0% | 137,696 | -42.0% | 0.01% | +133.3% |
| Buy | SPRING VALLEY ACQUISTN CORPw exp 02/25/202 | $26,345 | +355.9% | 260,841 | +441.6% | 0.01% | +500.0% | |
| New | NABORS ENERGY TRANSITION CORw exp 11/17/202 | $27,738 | – | 184,796 | +100.0% | 0.01% | – | |
| Buy | SEAPORT GLOBAL ACQUISITION Iw exp 11/17/202 | $22,074 | +152.5% | 401,337 | +290.2% | 0.01% | +150.0% | |
| ENERGEM CORPw exp 11/15/202 | $25,068 | -20.8% | 527,749 | 0.0% | 0.01% | -28.6% | ||
| Buy | OAK WOODS ACQUISITION CORPw exp 03/23/202 | $25,060 | +62.2% | 501,190 | +5.1% | 0.01% | +25.0% | |
| Sell | WINVEST ACQUISITION CORPright 99/99/9999 | $18,906 | -26.0% | 370,704 | -4.2% | 0.00% | -33.3% | |
| New | GRINDR INCw exp 11/18/202 | $18,184 | – | 23,015 | +100.0% | 0.00% | – | |
| Sell | ACCRETION ACQUISITION CORPright 03/01/2028 | $19,712 | -51.2% | 350,117 | -5.9% | 0.00% | -55.6% | |
| Sell | ALPHAVEST ACQUISITION CORPright 06/19/2024 | $18,895 | +25.0% | 118,094 | -5.4% | 0.00% | +33.3% | |
| Buy | FOUR LEAF ACQUISITION CORPw exp 03/15/202 | $17,114 | -6.9% | 223,717 | +49.4% | 0.00% | 0.0% | |
| Sell | ISRAEL ACQUISITIONS CORPw exp 99/99/999 | $18,929 | -13.3% | 137,664 | -12.3% | 0.00% | -20.0% | |
| New | ESH ACQUISITION CORPright 99/99/9999 | $19,473 | – | 92,727 | +100.0% | 0.00% | – | |
| New | MOUNTAIN CO I ACQUISITN COw exp 09/30/202 | $15,355 | – | 108,900 | +100.0% | 0.00% | – | |
| ROTH CH ACQUISITION V COw exp 12/10/202 | $16,069 | -6.3% | 214,257 | 0.0% | 0.00% | -25.0% | ||
| Sell | NOVA VISION ACQUISITION CORPright 12/23/2023 | $15,850 | +3.4% | 79,252 | -11.2% | 0.00% | -25.0% | |
| New | TLGY ACQUISITION CORPORATIONw exp 11/09/202 | $15,518 | – | 360,890 | +100.0% | 0.00% | – | |
| FORTUNE RISE ACQUISITION CORw exp 12/06/202 | $8,000 | +52.7% | 100,000 | 0.0% | 0.00% | +100.0% | ||
| New | KEEN VISION ACQUISITION CORPw exp 03/15/202 | $8,590 | – | 156,183 | +100.0% | 0.00% | – | |
| VHAQWS | Sell | VIVEON HEALTH ACQUISITION COw exp 99/99/999 | $11,832 | +9.3% | 516,666 | -4.6% | 0.00% | 0.0% |
| DKDCW | DATA KNIGHTS ACQUISITION CORw exp 11/11/202 | $10,562 | +152.8% | 234,708 | 0.0% | 0.00% | +100.0% | |
| Sell | AKERNA CORP | $10,184 | -65.6% | 46,377 | -5.1% | 0.00% | -71.4% | |
| Sell | GLOBAL SYSTEMS DYNAMICS INCw exp 04/01/202 | $11,911 | -50.1% | 595,571 | -0.2% | 0.00% | -60.0% | |
| TRISTAR ACQUISITION I CORPw exp 99/99/999 | $8,139 | +63.7% | 184,138 | 0.0% | 0.00% | +100.0% | ||
| Sell | BENEFICIENTw exp 06/07/202 | $8,578 | -21.5% | 222,812 | -3.1% | 0.00% | 0.0% | |
| New | PONO CAP THREE INCw exp 01/11/202 | $10,436 | – | 231,901 | +100.0% | 0.00% | – | |
| New | NOCO NOCO INCw exp 08/25/202 | $11,722 | – | 234,433 | +100.0% | 0.00% | – | |
| ACCRETION ACQUISITION CORPw exp 03/01/202 | $7,477 | -48.2% | 330,838 | 0.0% | 0.00% | -33.3% | ||
| Sell | ABRI SPAC I INCw exp 09/18/202 | $8,008 | -23.6% | 227,492 | -30.5% | 0.00% | 0.0% | |
| New | PLUTONIAN ACQUISITION CORPw exp 10/26/202 | $11,747 | – | 169,507 | +100.0% | 0.00% | – | |
| New | INFLECTION PT ACQUISITN CRPw exp 08/31/202 | $7,940 | – | 46,165 | +100.0% | 0.00% | – | |
| New | SPECTRAL AI INCw exp 09/11/202 | $11,647 | – | 89,595 | +100.0% | 0.00% | – | |
| Sell | MONTEREY CAP ACQUISITION CORw exp 01/01/202 | $3,287 | +7.1% | 149,396 | -2.6% | 0.00% | 0.0% | |
| JUPITER ACQUISITION CORPw exp 08/17/202 | $3,410 | +81.4% | 113,274 | 0.0% | 0.00% | – | ||
| Sell | PROSOMNUS INCw exp 04/20/202 | $5,917 | -60.7% | 84,531 | -54.8% | 0.00% | -66.7% | |
| AMAOW | Sell | AMERICAN ACQUISITION OPPT INw exp 05/28/202 | $4,063 | -5.4% | 97,660 | -38.6% | 0.00% | 0.0% |
| Sell | GLOBALINK INVT INCw exp 12/03/202 | $3,520 | -47.8% | 320,000 | -5.1% | 0.00% | -50.0% | |
| New | BOWEN ACQUISITION CORPright 99/99/9999 | $4,439 | – | 29,596 | +100.0% | 0.00% | – | |
| Sell | GARDINER HEALTHCARE ACQTS COw exp 07/30/202 | $2,619 | -70.1% | 86,729 | -28.8% | 0.00% | -50.0% | |
| Sell | CHAVANT CAPITAL ACQUISITN COw exp 99/99/999 | $5,866 | -40.8% | 247,510 | -0.2% | 0.00% | -50.0% | |
| Sell | SPORTSMAP TECH ACQUISITIN COw exp 09/01/202 | $6,296 | -25.5% | 220,900 | -8.7% | 0.00% | -50.0% | |
| Buy | ARMADA ACQUISITION CORP Iw exp 08/13/202 | $4,826 | -48.3% | 84,670 | +0.5% | 0.00% | -50.0% | |
| Buy | ENPHYS ACQUISITION CORPw exp 99/99/999 | $3,944 | +68.8% | 56,345 | +5.1% | 0.00% | 0.0% | |
| Buy | ESGEN ACQUISITION CORPw exp 10/18/202 | $4,165 | -9.4% | 115,685 | +76.1% | 0.00% | 0.0% | |
| New | KEYARCH ACQUISITION CORPw exp 01/24/202 | $4,000 | – | 100,000 | +100.0% | 0.00% | – | |
| BANNIX ACQUISITION CORPw exp 07/31/202 | $5,712 | -37.5% | 228,497 | 0.0% | 0.00% | -50.0% | ||
| Buy | BEARD ENERGY TRANSITION ACQw exp 99/99/999 | $6,915 | -30.4% | 230,500 | +62.4% | 0.00% | -50.0% | |
| Sell | BELLEVUE LIFE SCNCS AQSTN COw exp 02/09/202 | $7,005 | -53.8% | 199,583 | -0.0% | 0.00% | -66.7% | |
| Sell | NOVA VISION ACQUISITION CORPw exp 12/31/202 | $2,599 | +28.7% | 152,000 | -24.8% | 0.00% | – | |
| Sell | OXUS ACQUISITION CORPw exp 99/99/999 | $4,375 | -17.5% | 35,000 | -65.0% | 0.00% | 0.0% | |
| Sell | ROSE HILL ACQUISITION CORPw exp 10/07/202 | $4,000 | +60.0% | 80,000 | -20.0% | 0.00% | 0.0% | |
| Sell | BLACK MOUNTAIN ACQ CORPw exp 10/15/202 | $4,583 | -49.1% | 104,170 | -39.4% | 0.00% | -50.0% | |
| Sell | 10X CAP VENTURE ACQSTN CORPw exp 04/19/202 | $6,636 | -25.3% | 95,069 | -29.4% | 0.00% | -50.0% | |
| FINTECH ECOSYSTEM DEVEw exp 04/01/202 | $5,500 | -19.0% | 275,000 | 0.0% | 0.00% | -50.0% | ||
| HUB CYBER SECURITY LTDw exp 02/27/202 | $4,248 | -73.7% | 404,542 | 0.0% | 0.00% | -75.0% | ||
| Sell | POWER DIGITAL INFRASTRUCTUw exp 12/09/202 | $4,741 | +36.1% | 47,411 | -5.0% | 0.00% | 0.0% | |
| WINVEST ACQUISITION CORPw exp 08/09/202 | $5,695 | -61.8% | 569,464 | 0.0% | 0.00% | -66.7% | ||
| Sell | AROGO CAPITAL ACQUISITION COw exp 03/23/202 | $1,699 | -26.1% | 32,052 | -35.9% | 0.00% | -100.0% | |
| Sell | OMNILIT ACQUISITION CORPw exp 11/08/202 | $602 | -37.9% | 12,873 | -30.3% | 0.00% | – | |
| PYROPHYTE ACQUISITION CORPw exp 05/03/202 | $2,320 | -18.8% | 35,695 | 0.0% | 0.00% | -100.0% | ||
| Sell | AP ACQUISITION CORPw exp 12/07/202 | $457 | -15.8% | 10,142 | -15.9% | 0.00% | – | |
| REDWOODS ACQUISITION CORPw exp 03/15/202 | $1,770 | +0.2% | 35,335 | 0.0% | 0.00% | – | ||
| PLMIW | PLUM ACQUISITION CORP Iw exp 03/18/202 | $1,018 | +100.0% | 16,971 | 0.0% | 0.00% | – | |
| New | ALPHATIME ACQUISITION CORPw exp 03/01/202 | $515 | – | 10,099 | +100.0% | 0.00% | – | |
| Exit | ALTENERGY ACQUISITION CORPw exp 10/29/202 | $0 | – | -43,845 | -100.0% | 0.00% | – | |
| ALTUW | ALTITUDE ACQUISITION CORPw exp 11/30/202 | $1,597 | -3.7% | 30,141 | 0.0% | 0.00% | – | |
| INTERNATIONAL MEDIA ACQUISITw exp 07/21/202 | $1,969 | +14.3% | 98,456 | 0.0% | 0.00% | – | ||
| VISION SENSING ACQUISITION Cw exp 10/21/202 | $1,253 | +19.3% | 33,875 | 0.0% | 0.00% | – | ||
| Exit | INSIGHT ACQUISITION CORPw exp 08/26/202 | $0 | – | -129,537 | -100.0% | -0.00% | – | |
| Exit | ZAPP ELEC VEHS GROUP LTDw exp 04/28/202 | $0 | – | -48,403 | -100.0% | -0.00% | – | |
| Exit | PRIME NO ACQUISITION I CORPw exp 07/31/202 | $0 | – | -138,536 | -100.0% | -0.00% | – | |
| Exit | THE GROWTH FOR GOOD ACQU CORw exp 11/12/202 | $0 | – | -147,342 | -100.0% | -0.00% | – | |
| Exit | MONTEREY INNOVATION ACQUI COw exp 09/30/202 | $0 | – | -395,000 | -100.0% | -0.00% | – | |
| Exit | GINKGO BIOWORKS HOLDINGS INCput | $0 | – | -32,000 | -100.0% | -0.01% | – | |
| RWT | Exit | REDWOOD TRUST INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| Exit | GINKGO BIOWORKS HOLDINGS INCcall | $0 | – | -42,000 | -100.0% | -0.02% | – | |
| Exit | M3 BRIGADE ACQUISITION IIIw exp 07/31/202 | $0 | – | -251,493 | -100.0% | -0.02% | – | |
| Exit | ALPHA STAR ACQUISITION CORPordinary shares | $0 | – | -12,129 | -100.0% | -0.03% | – | |
| Exit | BANYAN ACQUISITION CORPORATI | $0 | – | -12,620 | -100.0% | -0.03% | – | |
| Exit | GOGREEN INVESTMENTS CORPw exp 05/31/202 | $0 | – | -167,743 | -100.0% | -0.04% | – | |
| Exit | TWO HBRS INVT CORP | $0 | – | -15,374 | -100.0% | -0.05% | – | |
| ACI | Exit | ALBERTSONS COS INCcall | $0 | – | -10,000 | -100.0% | -0.05% | – |
| PLL | Exit | PIEDMONT LITHIUM INCcall | $0 | – | -4,500 | -100.0% | -0.06% | – |
| Exit | GENESIS UNICORN CAPITAL CORP | $0 | – | -24,047 | -100.0% | -0.06% | – | |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -10,366 | -100.0% | -0.06% | – |
| CCL | Exit | CARNIVAL CORP | $0 | – | -14,106 | -100.0% | -0.06% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| NTNX | Exit | NUTANIX INCcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| Exit | BATTERY FUTURE ACQUISITION C | $0 | – | -29,013 | -100.0% | -0.07% | – | |
| CLF | Exit | CLEVELAND-CLIFFS INC NEWput | $0 | – | -20,000 | -100.0% | -0.08% | – |
| FSM | Exit | FORTUNA SILVER MINES INCput | $0 | – | -105,000 | -100.0% | -0.08% | – |
| HHLA | Exit | HHL ACQUISITION CO | $0 | – | -33,948 | -100.0% | -0.08% | – |
| Exit | SKEENA RES LTD NEW | $0 | – | -77,200 | -100.0% | -0.08% | – | |
| NUE | Exit | NUCOR CORP | $0 | – | -2,343 | -100.0% | -0.09% | – |
| CGC | Exit | CANOPY GROWTH CORPput | $0 | – | -1,000,000 | -100.0% | -0.09% | – |
| LYFT | Exit | LYFT INCcall | $0 | – | -42,000 | -100.0% | -0.09% | – |
| Exit | DA32 LIFE SCNCE TEC ACQSTN C | $0 | – | -39,505 | -100.0% | -0.09% | – | |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEWcall | $0 | – | -45,000 | -100.0% | -0.10% | – |
| KR | Exit | KROGER COcall | $0 | – | -10,000 | -100.0% | -0.11% | – |
| Exit | MONTEREY CAP ACQUISITION COR | $0 | – | -45,601 | -100.0% | -0.11% | – | |
| OPEN | Exit | OPENDOOR TECHNOLOGIES INCput | $0 | – | -120,000 | -100.0% | -0.11% | – |
| LXU | Exit | LSB INDS INCcall | $0 | – | -50,000 | -100.0% | -0.11% | – |
| Exit | WESTROCK COFFEE CO | $0 | – | -93,750 | -100.0% | -0.12% | – | |
| Exit | SIGMA LITHIUM CORPORATIONput | $0 | – | -14,200 | -100.0% | -0.13% | – | |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -14,545 | -100.0% | -0.13% | – |
| AFRM | Exit | AFFIRM HLDGS INCcall | $0 | – | -38,000 | -100.0% | -0.13% | – |
| Exit | TKB CRITICAL TECHNOLOGIES 1class a ord | $0 | – | -55,022 | -100.0% | -0.13% | – | |
| W | Exit | WAYFAIR INCput | $0 | – | -10,000 | -100.0% | -0.15% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -150,000 | -100.0% | -0.15% | – |
| TSLA | Exit | TESLA INC | $0 | – | -2,518 | -100.0% | -0.15% | – |
| Exit | ALPHA HEALTHCARE ACQU CORP I | $0 | – | -74,728 | -100.0% | -0.18% | – | |
| TGT | Exit | TARGET CORPcall | $0 | – | -6,000 | -100.0% | -0.18% | – |
| CLDT | Exit | CHATHAM LODGING TRcall | $0 | – | -85,400 | -100.0% | -0.18% | – |
| Exit | ATLANTIC COASTAL AQSTN CORP | $0 | – | -77,399 | -100.0% | -0.18% | – | |
| Exit | POWER DIGITAL INFRASTRUCTU | $0 | – | -78,888 | -100.0% | -0.19% | – | |
| NUE | Exit | NUCOR CORPcall | $0 | – | -5,000 | -100.0% | -0.19% | – |
| Exit | SPREE ACQUISITION CORP 1 LTD | $0 | – | -79,910 | -100.0% | -0.19% | – | |
| Exit | OPY ACQUISITION CORP I | $0 | – | -86,272 | -100.0% | -0.20% | – | |
| Exit | HUDSON ACQUISITION I CORP | $0 | – | -95,336 | -100.0% | -0.23% | – | |
| RKT | Exit | ROCKET COS INC | $0 | – | -111,401 | -100.0% | -0.23% | – |
| Exit | BROAD CAPITAL ACQUISITION CO | $0 | – | -94,435 | -100.0% | -0.23% | – | |
| Exit | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $0 | – | -100,000 | -100.0% | -0.23% | – | |
| Exit | ESH ACQUISITION CORPunit 06/13/2028 | $0 | – | -100,000 | -100.0% | -0.23% | – | |
| Exit | FUTURETECH II ACQUISITION CO | $0 | – | -95,403 | -100.0% | -0.23% | – | |
| Exit | GENERATION ASIA I ACQUISITIO | $0 | – | -100,700 | -100.0% | -0.24% | – | |
| Exit | KNIGHTSWAN ACQUISITION CORP | $0 | – | -100,866 | -100.0% | -0.24% | – | |
| RCL | Exit | ROYAL CARIBBEAN GROUP | $0 | – | -11,100 | -100.0% | -0.26% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -30,000 | -100.0% | -0.27% | – |
| Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -117,190 | -100.0% | -0.28% | – | |
| Exit | HEARTLAND MEDIA ACQUISITION | $0 | – | -117,330 | -100.0% | -0.28% | – | |
| W | Exit | WAYFAIR INCcall | $0 | – | -19,100 | -100.0% | -0.28% | – |
| LEN | Exit | LENNAR CORPcall | $0 | – | -10,000 | -100.0% | -0.29% | – |
| CGAU | Exit | CENTERRA GOLD INC | $0 | – | -210,000 | -100.0% | -0.29% | – |
| NVRO | Exit | NEVRO CORPcall | $0 | – | -51,000 | -100.0% | -0.30% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -8,482 | -100.0% | -0.30% | – |
| WRLD | Exit | WORLD ACCEP CORPORATIONcall | $0 | – | -10,000 | -100.0% | -0.31% | – |
| CNHI | Exit | CNH INDL N Vcall | $0 | – | -100,000 | -100.0% | -0.33% | – |
| Exit | COLISEUM ACQUISITION CORP | $0 | – | -139,922 | -100.0% | -0.33% | – | |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -14,500 | -100.0% | -0.34% | – |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -14,000 | -100.0% | -0.36% | – |
| PTON | Exit | PELOTON INTERACTIVE INCcall | $0 | – | -212,000 | -100.0% | -0.37% | – |
| Exit | PROSHARES TR IIput | $0 | – | -30,000 | -100.0% | -0.38% | – | |
| EQR | Exit | EQUITY RESIDENTIALcall | $0 | – | -26,000 | -100.0% | -0.39% | – |
| SBTX | Exit | ARS PHARMACEUTICALS INCput | $0 | – | -264,400 | -100.0% | -0.40% | – |
| Exit | LYFT INCnote 1.500 5/1 | $0 | – | -2,000 | -100.0% | -0.41% | – | |
| DHI | Exit | D R HORTON INCcall | $0 | – | -15,000 | -100.0% | -0.42% | – |
| Exit | BYNORDIC ACQUISITION CORP | $0 | – | -206,562 | -100.0% | -0.50% | – | |
| Exit | DRAFTKINGS INC NEW | $0 | – | -84,899 | -100.0% | -0.52% | – | |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -22,500 | -100.0% | -0.56% | – |
| Exit | ILLUMIN HLDGS INC | $0 | – | -1,684,619 | -100.0% | -0.66% | – | |
| LSI | Exit | LIFE STORAGE INC | $0 | – | -23,260 | -100.0% | -0.71% | – |
| SLV | Exit | ISHARES SILVER TRcall | $0 | – | -150,000 | -100.0% | -0.72% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -60,600 | -100.0% | -0.76% | – |
| FRPT | Exit | FRESHPET INCput | $0 | – | -51,500 | -100.0% | -0.78% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -106,389 | -100.0% | -1.01% | – |
| Exit | REDWOOD TRUST INCnote 4.750 8/1 | $0 | – | -5,000 | -100.0% | -1.14% | – | |
| Exit | SPLUNK INCnote 1.125 9/1 | $0 | – | -5,415 | -100.0% | -1.24% | – | |
| ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -70,800 | -100.0% | -1.36% | – |
| JNJ | Exit | JOHNSON JOHNSONcall | $0 | – | -42,100 | -100.0% | -1.59% | – |
| WRLD | Exit | WORLD ACCEP CORPORATION | $0 | – | -56,203 | -100.0% | -1.72% | – |
| XME | Exit | SPDR SER TRput | $0 | – | -150,000 | -100.0% | -1.74% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INCput | $0 | – | -105,600 | -100.0% | -2.04% | – |
| Exit | DOCUSIGN INCnote 1/1 | $0 | – | -10,230 | -100.0% | -2.26% | – | |
| HYG | Exit | ISHARES TRput | $0 | – | -150,000 | -100.0% | -2.58% | – |
| Exit | SPLUNK INCnote 0.500 9/1 | $0 | – | -13,339 | -100.0% | -3.02% | – | |
| IWM | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -4.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BGC PARTNERS INC | 30 | Q4 2022 | 1.9% |
| ISHARES TR | 22 | Q2 2023 | 2.8% |
| VANECK VECTORS ETF TRUST | 21 | Q3 2022 | 7.0% |
| SPDR SP 500 ETF TR | 20 | Q3 2023 | 8.8% |
| MAGNACHIP SEMICONDUCTOR CORP | 19 | Q3 2022 | 1.1% |
| NXP SEMICONDUCTORS N V | 18 | Q4 2020 | 2.9% |
| MICROSOFT CORP | 18 | Q2 2020 | 1.5% |
| ISHARES TR | 17 | Q1 2023 | 7.5% |
| CYPRESS SEMICONDUCTOR CORP | 17 | Q1 2019 | 2.5% |
| AEROJET ROCKETDYNE HLDGS INC | 17 | Q2 2022 | 1.4% |
View K2 PRINCIPAL FUND, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AcuityAds Holdings Inc. | March 16, 2023 | 3,198,531 | 5.6% |
| ARS Pharmaceuticals, Inc. | February 13, 2023 | 2,045,348 | 2.2% |
| Solid Biosciences Inc. | February 13, 2023 | 284,871 | 1.5% |
| TCR2 THERAPEUTICS INC. | February 09, 2023 | 10 | 0.0% |
| AVROBIO, Inc. | February 08, 2023 | 10 | 0.0% |
| Goldenstone Acquisition Ltd. | February 08, 2023 | 10 | 0.0% |
| Relativity Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Sagaliam Acquisition Corp | February 08, 2023 | 10 | 0.0% |
| Pasithea Therapeutics Corp. | February 01, 2022 | 1,094,418 | 5.0% |
| Ignyte Acquisition Corp. | January 26, 2022 | 259,958 | 3.6% |
View K2 PRINCIPAL FUND, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-03-16 |
| SC 13G | 2023-03-16 |
| SC 13G/A | 2023-02-13 |
View K2 PRINCIPAL FUND, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.