$2.82 Million is the total value of RiverFront Investment Group, LLC's 110 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 20.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Sell | ISHARES TR S&P 500 INDEX | $266,750 | -7.0% | 621,175 | -3.5% | 9.46% | +1.1% |
| GSLC | Sell | GOLDMAN SACHS ETF TR EQUITY ET | $184,426 | -5.3% | 2,189,562 | -1.8% | 6.54% | +3.0% |
| SPAB | Sell | SPDR SERIES TRUST PORTFOLIO AG | $174,259 | -8.5% | 7,159,411 | -4.6% | 6.18% | -0.5% |
| IEFA | Sell | ISHARES TR CORE MSCI EAFE | $155,773 | -23.9% | 2,420,735 | -20.2% | 5.52% | -17.2% |
| BND | Sell | VANGUARD BD INDEX FD INC TOTAL | $153,367 | -10.1% | 2,197,872 | -6.3% | 5.44% | -2.2% |
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED FEQetf - equity | $121,278 | -1.6% | 2,264,357 | +1.7% | 4.30% | +7.1% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDS SHRT-T | $114,509 | -4.2% | 1,523,745 | -3.5% | 4.06% | +4.2% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDS INT-TE | $106,160 | -7.8% | 1,397,204 | -4.1% | 3.76% | +0.3% |
| XLK | Sell | SELECT SECTOR SPDR TR SBI INT- | $93,716 | -8.9% | 571,687 | -3.4% | 3.32% | -0.9% |
| Buy | J P MORGAN EXCHANGE TRADED FD | $91,722 | +1.9% | 1,954,452 | +5.0% | 3.25% | +10.8% | |
| IYG | Sell | ISHARES TR DJ US FINL SVC | $70,129 | -4.3% | 453,505 | -2.2% | 2.49% | +4.1% |
| SPSB | Sell | SPDR SERIES TRUST BARC CAPTL E | $66,225 | -4.7% | 2,258,710 | -4.4% | 2.35% | +3.6% |
| TLH | Sell | ISHARES TR LEHMAN 10-20YR | $64,503 | -13.1% | 655,058 | -2.3% | 2.29% | -5.5% |
| XLV | Sell | SELECT SECTOR SPDR TR SBI HEAL | $62,725 | -7.0% | 487,224 | -4.1% | 2.22% | +1.2% |
| XLE | Sell | SELECT SECTOR SPDR TR SBI INT- | $58,912 | +9.8% | 651,762 | -1.4% | 2.09% | +19.4% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD TR | $58,103 | -8.5% | 410,075 | -3.3% | 2.06% | -0.4% |
| EDV | Buy | VANGUARD WORLD FD EXTENDED DUR | $56,643 | +108.9% | 808,848 | +159.7% | 2.01% | +127.1% |
| IYW | Buy | ISHARES TR DJ US TECH SEC | $56,580 | -0.7% | 539,274 | +3.0% | 2.01% | +8.0% |
| EFV | Buy | ISHARES TR MSCI VAL IDX | $51,536 | +2.0% | 1,053,278 | +2.1% | 1.83% | +11.0% |
| IGLB | Buy | ISHARES TR 10 YR CR BD E | $46,263 | +117.1% | 981,400 | +137.4% | 1.64% | +136.3% |
| AAPL | Buy | APPLE COMPUTER INC | $37,404 | -9.5% | 218,470 | +2.6% | 1.33% | -1.6% |
| MSFT | Sell | MICROSOFT CORP COM | $37,183 | -30.8% | 117,764 | -25.3% | 1.32% | -24.7% |
| IEMG | Buy | ISHARES INC CORE MSCI EMKT | $36,989 | +81.7% | 777,257 | +88.2% | 1.31% | +97.7% |
| XLY | Sell | SELECT SECTOR SPDR TR SBI CONS | $36,479 | -8.0% | 226,606 | -3.0% | 1.29% | +0.1% |
| SHYG | Sell | ISHARES TR 0-5YR HI YL CP | $34,589 | -50.1% | 843,052 | -49.6% | 1.23% | -45.8% |
| QQQ | Buy | Invesco QQQ Trust | $33,965 | +2.7% | 94,803 | +5.9% | 1.20% | +11.7% |
| MOTI | Buy | VANECK ETF TRUST MRNGSTR INT M | $29,249 | -2.8% | 980,383 | +3.4% | 1.04% | +5.7% |
| XLP | Sell | SELECT SECTOR SPDR TR SBI CONS | $28,422 | -10.4% | 413,061 | -3.4% | 1.01% | -2.6% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDS INT-TE | $28,153 | -6.3% | 492,632 | -3.9% | 1.00% | +1.9% |
| RFDA | Sell | ALPS ETF TR RIVERFRNT DYMC | $26,461 | -6.6% | 604,572 | -1.6% | 0.94% | +1.6% |
| XLC | Sell | COMMUNICATION SERVICES SELECT | $22,621 | -2.4% | 344,997 | -3.1% | 0.80% | +6.2% |
| XLI | Sell | SELECT SECTOR SPDR TR SBI INT- | $22,445 | -9.0% | 221,395 | -3.6% | 0.80% | -1.0% |
| BBCA | Buy | J P MORGAN EXCHANGE-TRADED FD | $21,827 | -1.3% | 375,369 | +4.0% | 0.77% | +7.4% |
| Buy | LATTICE STRATEGIES TR HARTFORD | $21,154 | +1.2% | 500,225 | +5.3% | 0.75% | +10.1% | |
| PLD | Buy | PROLOGIS INC. COMreal estate inve | $20,031 | -7.6% | 178,518 | +1.0% | 0.71% | +0.6% |
| RFDI | Sell | FIRST TR EXCH TRADED FD III RI | $19,768 | -4.5% | 355,676 | -1.8% | 0.70% | +4.0% |
| XLB | Sell | SELECT SECTOR SPDR TR SBI MATE | $17,096 | -8.7% | 217,655 | -3.7% | 0.61% | -0.7% |
| CAT | Buy | CATERPILLAR INC COM | $15,643 | +16.3% | 57,304 | +4.8% | 0.56% | +26.7% |
| GOOG | Buy | ALPHABET CLASS C | $15,061 | +14.0% | 114,225 | +4.5% | 0.53% | +23.9% |
| AGG | Sell | ISHARES TR LEHMAN AGG BND | $14,212 | -17.7% | 151,135 | -14.3% | 0.50% | -10.5% |
| AMZN | Buy | AMAZON COM INC COM | $14,088 | +2.8% | 110,829 | +5.4% | 0.50% | +11.6% |
| EMXC | Sell | ISHARES INC MSCI EMRG CHNetf - equity | $12,268 | -23.2% | 246,222 | -19.9% | 0.44% | -16.5% |
| EOG | Buy | EOG RES INC COM | $12,070 | +16.1% | 95,216 | +4.8% | 0.43% | +26.3% |
| IHI | Buy | ISHARES TR DJ MED DEVICES | $11,177 | -10.6% | 230,478 | +4.1% | 0.40% | -2.7% |
| PSCI | Buy | INVESCO EXCH TRADED FD TR II S | $10,397 | +0.4% | 104,538 | +5.1% | 0.37% | +9.5% |
| WMT | Buy | WAL MART STORES INC | $10,233 | +5.4% | 63,986 | +3.6% | 0.36% | +14.9% |
| UNH | Buy | UNITEDHEALTH GROUP INC COM | $9,995 | +11.4% | 19,824 | +6.2% | 0.35% | +21.2% |
| RFCI | Sell | ALPS ETF TR RIVERFRONT DYM | $9,371 | -5.4% | 437,373 | -1.9% | 0.33% | +2.8% |
| ANGL | New | VANECK VECTORS FALLEN ANGEL HI | $9,077 | – | 335,453 | +100.0% | 0.32% | – |
| ABBV | Buy | ABBVIE INC COM | $8,912 | +21.9% | 59,794 | +10.2% | 0.32% | +32.8% |
| FLJP | Buy | FRANKLIN TEMPLETON ETF TR FTSE | $8,713 | +2.9% | 329,428 | +5.2% | 0.31% | +12.0% |
| VCLT | Buy | VANGUARD SCOTTSDALE FDS LG-TER | $8,241 | +32.6% | 115,063 | +45.3% | 0.29% | +43.8% |
| RFFC | Sell | ALPS ETF TR RIVERFRNT FLEX | $7,952 | -5.2% | 186,359 | -2.0% | 0.28% | +3.3% |
| FTHI | Buy | FIRST TR EXCHANGE TRADED FD HI | $7,740 | +48.3% | 379,236 | +52.8% | 0.27% | +61.2% |
| EUFN | Sell | ISHARES TR MSCI EURO FINL | $7,359 | -79.8% | 389,199 | -79.5% | 0.26% | -78.0% |
| JPM | Buy | JPMORGAN CHASE & CO COM | $7,344 | +9.9% | 50,648 | +10.2% | 0.26% | +19.3% |
| IHE | Buy | ISHARES TR DJ PHARMA INDX | $6,391 | +2.7% | 36,114 | +3.9% | 0.23% | +11.8% |
| KMI | Buy | KINDER MORGAN INC DEL COM | $6,357 | +2.4% | 383,434 | +6.3% | 0.22% | +11.4% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC C | $5,471 | +4.5% | 77,160 | +6.2% | 0.19% | +13.5% |
| KO | Buy | COCA COLA CO | $5,156 | -6.5% | 92,103 | +0.5% | 0.18% | +1.7% |
| RFEM | Sell | FIRST TR EXCH TRADED FD III RI | $5,074 | -5.1% | 95,281 | -2.0% | 0.18% | +3.4% |
| RIO | Buy | RIO TINTO PLC SPONSORED ADR | $5,062 | +7.4% | 79,538 | +7.7% | 0.18% | +16.2% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FD | $4,913 | +39.9% | 97,906 | +39.8% | 0.17% | +52.6% |
| RIGS | Sell | ALPS ETF TR RIVERFRNT STR INCetf - fixed inco | $4,590 | -2.9% | 207,220 | -0.5% | 0.16% | +5.8% |
| V | Buy | VISA INC COM CL A | $4,302 | +7.0% | 18,705 | +10.4% | 0.15% | +16.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC | $3,369 | +289.5% | 9,618 | +279.1% | 0.12% | +325.0% |
| IEF | New | ISHARES TR 7-10 YR TRS BD | $3,032 | – | 33,102 | +100.0% | 0.11% | – |
| HDEF | Buy | DBX ETF TR XTRACK MSCI EAFE | $2,792 | +30.0% | 123,585 | +32.5% | 0.10% | +41.4% |
| SRLN | Buy | SSGA ACTIVE ETF TR BLKSTN GSOS | $2,660 | +0.6% | 63,452 | +0.5% | 0.09% | +9.3% |
| ROBT | Sell | FIRST TR EXCHANGE-TRADED FD VI | $2,510 | -13.2% | 61,966 | -2.2% | 0.09% | -5.3% |
| QQQM | Buy | INVESCO NASDAQ 100 ETF | $2,338 | +18.2% | 15,858 | +21.8% | 0.08% | +29.7% |
| JMUB | J P MORGAN EXCHANGE TRADED FDetf - equity | $2,285 | -3.7% | 47,240 | 0.0% | 0.08% | +5.2% | |
| SYK | STRYKER CORP COM | $2,206 | -10.4% | 8,073 | 0.0% | 0.08% | -2.5% | |
| EWG | Sell | ISHARES INC MSCI GERMAN | $2,117 | -10.1% | 80,788 | -2.0% | 0.08% | -2.6% |
| ZROZ | New | PIMCO ETF TR 25YR ZERO U S | $1,821 | – | 25,032 | +100.0% | 0.06% | – |
| IGSB | Sell | ISHARES TR LEHMAN 1-3 YR | $1,666 | -30.8% | 33,426 | -30.3% | 0.06% | -24.4% |
| XYLD | Buy | GLOBAL X S&P 500 COVERED CALL | $1,637 | +164.0% | 42,103 | +178.7% | 0.06% | +190.0% |
| LII | New | LENNOX INTL INC COM | $1,490 | – | 3,978 | +100.0% | 0.05% | – |
| HEDJ | Buy | WISDOMTREE TR EUROPE HEDGED | $1,352 | -5.8% | 34,228 | +95.2% | 0.05% | +2.1% |
| WHR | WHIRLPOOL CORP | $1,337 | -10.1% | 10,000 | 0.0% | 0.05% | -2.1% | |
| VANGUARD 500 INDEX FUNDmutual funds | $1,178 | -3.7% | 2,979 | 0.0% | 0.04% | +5.0% | ||
| PFF | Sell | ISHARES TR US PFD STK IDX | $1,086 | -4.7% | 36,012 | -2.3% | 0.04% | +2.7% |
| TLT | Buy | ISHARES TR 20 YR TRS BD | $966 | +28.8% | 10,896 | +49.4% | 0.03% | +41.7% |
| IDNA | Sell | ISHARES GENOMICS IMMUNOLOGY AN | $835 | -15.7% | 41,046 | -3.3% | 0.03% | -6.2% |
| ABT | Buy | ABBOTT LABS | $812 | -9.5% | 8,386 | +1.9% | 0.03% | 0.0% |
| MUB | ISHARES TR S&P NATL MUN B | $748 | -4.0% | 7,298 | 0.0% | 0.03% | +8.0% | |
| HMOP | Sell | HARTFORD FDS EXCHANGE TRADED Tetf - equity | $734 | -5.0% | 19,942 | -1.9% | 0.03% | +4.0% |
| MCD | Buy | MCDONALDS CORP COM | $682 | -8.1% | 2,589 | +4.1% | 0.02% | 0.0% |
| PPG | New | PPG INDS INC COM | $563 | – | 4,338 | +100.0% | 0.02% | – |
| PEP | Buy | PEPSICO INC COM | $533 | +12.4% | 3,147 | +23.0% | 0.02% | +26.7% |
| IWF | ISHARES TR RUSSELL1000GRW | $500 | -3.5% | 1,881 | 0.0% | 0.02% | +5.9% | |
| SUB | ISHARES TR S&P SHRT NATL | $441 | -1.3% | 4,292 | 0.0% | 0.02% | +6.7% | |
| DIS | Buy | DISNEY WALT PRODTNS | $393 | -8.4% | 4,853 | +1.1% | 0.01% | 0.0% |
| BA | BOEING CO COM | $383 | -9.2% | 2,000 | 0.0% | 0.01% | 0.0% | |
| EFA | ISHARES TR MSCI EAFE IDX | $369 | -5.1% | 5,360 | 0.0% | 0.01% | 0.0% | |
| VANGUARD CHESTER FDS TAR RETIRmutual funds | $356 | -3.5% | 8,452 | 0.0% | 0.01% | +8.3% | ||
| EIX | Buy | EDISON INTL COM | $360 | +55.2% | 5,682 | +70.3% | 0.01% | +62.5% |
| D | Buy | DOMINION RES INC VA NEW | $327 | +49.3% | 7,321 | +73.1% | 0.01% | +71.4% |
| BAC | Buy | BANK OF AMERICA CORPORATION CO | $344 | +11.3% | 12,572 | +16.7% | 0.01% | +20.0% |
| AMERICAN BALANCED FD CL F-1mutual funds | $302 | -3.2% | 10,247 | 0.0% | 0.01% | +10.0% | ||
| PAVE | Buy | GLOBAL X FDS US INFR DEV ET | $271 | +1.5% | 8,909 | +4.7% | 0.01% | +11.1% |
| CSCO | New | CISCO SYS INC | $242 | – | 4,508 | +100.0% | 0.01% | – |
| New | ROWE T PRICE INDEX TR INC EQTYmutual funds | $265 | – | 2,354 | +100.0% | 0.01% | – | |
| XOM | New | EXXON MOBIL CORP | $232 | – | 1,975 | +100.0% | 0.01% | – |
| IVW | New | ISHARES TR S&P500 GRW | $221 | – | 3,232 | +100.0% | 0.01% | – |
| GOOGL | New | ALPHABET CLASS A | $219 | – | 1,675 | +100.0% | 0.01% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ INCO | $175 | – | 15,150 | +100.0% | 0.01% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR OCO | $142 | – | 18,600 | +100.0% | 0.01% | – |
| HBAN | HUNTINGTON BANCSHARES INC COM | $143 | -3.4% | 13,710 | 0.0% | 0.01% | 0.0% | |
| BGY | New | BLACKROCK INTL GRWTH & INC TCO | $50 | – | 10,000 | +100.0% | 0.00% | – |
| IJR | Exit | ISHARES TR S&P SMLCAP 600 | $0 | – | -2,053 | -100.0% | -0.01% | – |
| SJNK | Exit | SPDR SER TR CAP S/T HI YLD | $0 | – | -10,573 | -100.0% | -0.01% | – |
| BKLN | Exit | INVESCO EXCHNG TRADED FD TR II | $0 | – | -14,393 | -100.0% | -0.01% | – |
| CORP | Exit | PIMCO ETF TR INV GRD CRP BD | $0 | – | -9,245 | -100.0% | -0.03% | – |
| FTSL | Exit | FIRST TR EXCHANGE TRADED FD SE | $0 | – | -68,075 | -100.0% | -0.10% | – |
| T | Exit | A T & T INC (NEW) | $0 | – | -275,342 | -100.0% | -0.14% | – |
| ILF | Exit | ISHARES TR S&P LTN AM 40 | $0 | – | -211,755 | -100.0% | -0.19% | – |
| DXJ | Exit | WISDOMTREE TRUST JP TOTAL DIVI | $0 | – | -308,018 | -100.0% | -0.84% | – |
| BILS | Exit | SPDR SER TR BLOOMBERG 3-12 M | $0 | – | -477,789 | -100.0% | -1.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS SHRT-T | 50 | Q3 2023 | 7.8% |
| VANGUARD WORLD FDS INF TECH ET | 49 | Q4 2020 | 1.6% |
| SELECT SECTOR SPDR TR SBI CONS | 47 | Q3 2023 | 2.0% |
| ISHARES TR MSCI EAFE IDX | 44 | Q3 2023 | 5.4% |
| ALPS ETF TR RIVERFRNT STR INC | 40 | Q3 2023 | 8.7% |
| SELECT SECTOR SPDR TR SBI INT- | 39 | Q4 2022 | 1.0% |
| WISDOMTREE TRUST LARGECAP DIVI | 37 | Q2 2020 | 15.1% |
| SELECT SECTOR SPDR TR SBI CONS | 37 | Q3 2023 | 2.7% |
| ISHARES TR S&P 500 INDEX | 36 | Q3 2023 | 10.1% |
| ISHARES TR LEHMAN 1-3 YR | 36 | Q3 2023 | 4.5% |
View RiverFront Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-07 |
| 13F-HR | 2023-08-01 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-24 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-05 |
| 13F-HR | 2022-02-10 |
View RiverFront Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.