BARINGS LLC - Q3 2023 holdings

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$2.93 Billion is the total value of BARINGS LLC's 202 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 32.5% .

All

			Value		Shares		↓ Weighting
IVV	Sell	ISHARES TRcore s&p500 etf	$757,877,388	-7.4%	1,764,845	-3.8%	25.85%	-6.5%
QQQ	Sell	INVESCO QQQ TRunit ser 1	$343,238,781	-10.2%	958,045	-7.4%	11.71%	-9.4%
IWO	Buy	ISHARES TRrus 2000 grw etf	$326,821,908	-4.7%	1,458,050	+3.2%	11.15%	-3.8%
BBDC		BARINGS BDC, INC.	$121,529,558	+13.6%	13,639,681	0.0%	4.14%	+14.7%
AGG	Buy	ISHARES TRcore us aggbd et	$77,584,317	-0.6%	825,014	+3.6%	2.65%	+0.3%
LQD	Sell	ISHARES TRiboxx inv cp etf	$77,568,153	-10.3%	760,323	-4.9%	2.65%	-9.4%
SU	Sell	SUNCOR ENERGY INC NEW	$58,242,401	+14.4%	1,694,078	-2.4%	1.99%	+15.5%
IEF	Buy	ISHARES TR7-10 yr trsy bd	$56,432,903	-4.4%	616,147	+0.8%	1.92%	-3.6%
	New	CRH PLCord	$53,871,012	–	984,305	+100.0%	1.84%	–
FLOT		ISHARES TRfltg rate nt etf	$52,467,590	+0.1%	1,031,000	0.0%	1.79%	+1.1%
PDD		PDD HOLDINGS INCsponsored ads	$50,794,474	+41.8%	517,941	0.0%	1.73%	+43.1%
VT	Sell	VANGUARD INTL EQUITY INDEX Ftt wrld st etf	$43,775,312	-39.4%	469,793	-36.9%	1.49%	-38.8%
SHV	Buy	ISHARES TRshort treas bd	$42,816,736	+172.3%	387,587	+172.3%	1.46%	+175.0%
HTHT	Sell	H WORLD GROUP LTDsponsored ads	$39,589,100	-4.7%	1,004,035	-6.3%	1.35%	-3.8%
IVW	Buy	ISHARES TRs&p 500 grwt etf	$38,118,082	+115.0%	557,119	+121.5%	1.30%	+117.0%
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$37,390,821	+198.9%	87,468	+209.9%	1.28%	+201.4%
CEMB		ISHARES INCjp mrg em crp bd	$31,873,465	-2.5%	753,688	0.0%	1.09%	-1.6%
HDV	New	ISHARES TRcore high dv etf	$31,372,655	–	317,248	+100.0%	1.07%	–
URTH	Buy	ISHARES INCmsci world etf	$31,231,221	+56.8%	259,892	+62.4%	1.06%	+58.2%
GRID	Buy	FIRST TR EXCHANGE TRADED FDnasdq cln edge	$29,222,887	+47.1%	311,246	+64.6%	1.00%	+48.4%
	Sell	LINDE PLC	$29,152,771	-2.8%	78,294	-0.5%	0.99%	-1.9%
NTR	Buy	NUTRIEN LTD	$27,110,972	+13.9%	438,973	+8.9%	0.92%	+15.0%
XOM	Buy	EXXON MOBIL CORP	$25,012,558	+19.2%	212,728	+8.7%	0.85%	+20.3%
YUMC	Sell	YUM CHINA HLDGS INC	$23,821,024	-7.7%	427,513	-6.5%	0.81%	-7.0%
SE	Buy	SEA LTDsponsord ads	$19,368,018	-21.9%	440,683	+3.2%	0.66%	-21.1%
CTVA		CORTEVA INC	$19,077,206	-10.7%	372,893	0.0%	0.65%	-9.8%
CF	Buy	CF INDS HLDGS INC	$17,745,265	+84.2%	206,966	+49.1%	0.60%	+85.6%
COP	Sell	CONOCOPHILLIPS	$15,757,653	+5.4%	131,533	-8.9%	0.54%	+6.3%
		MFA FINL INCnote 6.250% 6/1	$14,700,000	-0.6%	15,000,000	0.0%	0.50%	+0.2%
VCLT	Buy	VANGUARD SCOTTSDALE FDSlg-term cor bd	$14,108,853	-5.9%	196,996	+3.1%	0.48%	-5.1%
EAGG		ISHARES TResg awr us agrgt	$12,506,288	-4.0%	276,077	0.0%	0.43%	-3.0%
CVX	Buy	CHEVRON CORP NEW	$11,761,919	+7.4%	69,754	+0.2%	0.40%	+8.4%
BG	Sell	BUNGE LIMITED	$10,891,033	+6.6%	100,610	-7.1%	0.37%	+7.5%
EOG	Sell	EOG RES INC	$10,374,292	-4.0%	81,842	-13.3%	0.35%	-3.0%
FMX	New	FOMENTO ECONOMICO MEXICANO Sspon adr units	$10,129,775	–	92,806	+100.0%	0.35%	–
HES	Sell	HESS CORP	$9,642,213	-0.9%	63,021	-11.9%	0.33%	0.0%
MOS	New	MOSAIC CO NEW	$9,290,318	–	260,964	+100.0%	0.32%	–
CWB	Buy	SPDR SER TRbbg conv sec etf	$9,274,904	+222.5%	136,798	+232.7%	0.32%	+225.8%
EZU		ISHARES INCmsci eurzone etf	$9,201,308	-7.8%	217,834	0.0%	0.31%	-6.8%
DAR	Sell	DARLING INGREDIENTS INC	$9,097,312	-29.3%	174,278	-13.6%	0.31%	-28.7%
SPGP	Sell	INVESCO EXCHANGE TRADED FD Ts&p 500 garp etf	$8,974,640	-26.1%	98,363	-26.5%	0.31%	-25.4%
PBRA	Sell	PETROLEO BRASILEIRO SA PETROsp adr non vtg	$8,888,207	-14.3%	648,301	-22.7%	0.30%	-13.7%
SQM	Buy	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$8,556,618	+34.5%	143,399	+63.6%	0.29%	+35.8%
DE	Sell	DEERE & CO	$8,211,034	-41.4%	21,758	-37.0%	0.28%	-40.8%
HEZU	New	ISHARES TRcur hd eurzn etf	$7,921,329	–	257,688	+100.0%	0.27%	–
IXC	New	ISHARES TRglobal energ etf	$7,838,203	–	189,971	+100.0%	0.27%	–
SHW		SHERWIN WILLIAMS CO	$7,702,000	-3.9%	30,198	0.0%	0.26%	-3.0%
VALE	Buy	VALE S Asponsored ads	$7,607,006	+17.3%	567,687	+17.5%	0.26%	+18.3%
ITUB		ITAU UNIBANCO HLDG S Aspon adr rep pfd	$7,393,744	-9.0%	1,376,861	0.0%	0.25%	-8.4%
AGCO	Sell	AGCO CORP	$7,064,628	-21.4%	59,728	-12.7%	0.24%	-20.7%
		DISH NETWORK CORPORATIONnote 3.375% 8/1	$6,984,945	+19.1%	11,517,000	0.0%	0.24%	+20.2%
GTX	Sell	GARRETT MOTION INC	$6,946,393	-64.7%	881,522	-66.1%	0.24%	-64.4%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$6,797,755	-1.8%	90,132	-1.6%	0.23%	-0.9%
VLO	New	VALERO ENERGY CORP	$6,797,404	–	47,967	+100.0%	0.23%	–
NUE	Buy	NUCOR CORP	$6,361,256	+9.2%	40,686	+14.5%	0.22%	+10.2%
MSFT	Sell	MICROSOFT CORP	$6,249,640	-18.4%	19,793	-12.0%	0.21%	-17.8%
EMBD	Sell	GLOBAL X FDSx emerging mkt	$6,011,654	-10.4%	289,300	-5.7%	0.20%	-9.7%
LI	Sell	LI AUTO INCsponsored ads	$5,967,311	-15.7%	167,386	-17.0%	0.20%	-14.6%
EWH	Sell	ISHARES INCmsci hong kg etf	$5,577,129	-18.1%	325,197	-7.7%	0.19%	-17.4%
TSCO	Sell	TRACTOR SUPPLY CO	$5,544,483	-53.8%	27,306	-49.7%	0.19%	-53.4%
QUAL		ISHARES TRmsci usa qlt fct	$5,304,679	-2.3%	40,251	0.0%	0.18%	-1.1%
ZTO		ZTO EXPRESS CAYMAN INCsponsored ads a	$5,301,302	-3.6%	219,334	0.0%	0.18%	-2.7%
BBD		BANCO BRADESCO S Asp adr pfd new	$5,274,860	-17.6%	1,850,828	0.0%	0.18%	-16.7%
TCPC	Sell	BLACKROCK TCP CAPITAL CORP	$5,161,350	-70.5%	439,638	-72.6%	0.18%	-70.2%
DOW		DOW INC	$5,081,754	-3.2%	98,560	0.0%	0.17%	-2.3%
LYB	Sell	LYONDELLBASELL INDUSTRIES N	$5,068,534	+2.8%	53,522	-0.3%	0.17%	+3.6%
SCCO	New	SOUTHERN COPPER CORP	$4,785,658	–	63,563	+100.0%	0.16%	–
AMZN	Buy	AMAZON COM INC	$4,792,043	+1.5%	37,697	+4.1%	0.16%	+1.9%
ALB	Buy	ALBEMARLE CORP	$4,720,821	-23.5%	27,763	+0.4%	0.16%	-22.6%
FN	Buy	FABRINET	$4,605,710	+155.2%	27,642	+99.0%	0.16%	+157.4%
DEM	Sell	WISDOMTREE TRemer mkt high fd	$4,546,774	-77.1%	121,312	-76.6%	0.16%	-76.9%
GOOGL	Buy	ALPHABET INCcap stk cl a	$4,224,030	+208.5%	32,279	+182.2%	0.14%	+213.0%
SBS	Buy	COMPANHIA DE SANEAMENTO BASIsponsored adr	$4,136,471	+116.0%	341,293	+111.0%	0.14%	+116.9%
IEUR	Buy	ISHARES TRcore msci euro	$4,084,336	+65.6%	82,246	+75.5%	0.14%	+67.5%
UNH	Buy	UNITEDHEALTH GROUP INC	$3,944,783	+11.5%	7,824	+6.3%	0.14%	+12.5%
IGSB		ISHARES TR	$3,826,944	-0.7%	76,800	0.0%	0.13%	+0.8%
AON	Sell	AON PLC	$3,659,147	-7.5%	11,286	-1.5%	0.12%	-6.7%
	New	ANGLOGOLD ASHANTI PLC	$3,595,101	–	227,538	+100.0%	0.12%	–
MCI		BARINGS CORPORATE INVS	$3,501,444	+7.0%	219,664	0.0%	0.12%	+7.2%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$3,320,578	-29.6%	44,186	-29.2%	0.11%	-28.9%
FPE	Sell	FIRST TR EXCH TRADED FD IIIpfd secs inc etf	$3,287,616	-18.5%	205,862	-18.5%	0.11%	-17.6%
ASAI		SENDAS DISTRIBUIDORA S Aspon ads	$3,239,161	-15.5%	265,941	0.0%	0.11%	-15.4%
PBR		PETROLEO BRASILEIRO SA PETROsponsored adr	$3,208,055	+8.4%	214,013	0.0%	0.11%	+9.0%
CNHI	Sell	CNH INDL N V	$3,060,114	-58.8%	252,902	-51.0%	0.10%	-58.6%
FMC	Sell	FMC CORP	$2,951,636	-66.1%	44,074	-47.2%	0.10%	-65.6%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$2,869,863	-58.2%	6,917	-55.4%	0.10%	-57.8%
CIB	Sell	BANCOLOMBIA S Aspon adr pref	$2,874,903	-35.3%	107,755	-35.3%	0.10%	-34.7%
ACWI	Sell	ISHARES TRmsci acwi etf	$2,796,686	-27.5%	30,277	-24.7%	0.10%	-26.9%
	New	OMNICELL COMnote 0.250% 9/1	$2,714,130	–	3,000,000	+100.0%	0.09%	–
VIST	New	VISTA ENERGY S.A.B. DE C.V.sponsored ads	$2,675,141	–	88,027	+100.0%	0.09%	–
IEV	Sell	ISHARES TReurope etf	$2,647,297	-83.7%	55,464	-82.8%	0.09%	-83.6%
LW	New	LAMB WESTON HLDGS INC	$2,619,022	–	28,326	+100.0%	0.09%	–
BIZD	Buy	VANECK ETF TRUST	$2,617,907	+88.1%	163,313	+80.3%	0.09%	+89.4%
ABEV		AMBEV SAsponsored adr	$2,597,627	-18.9%	1,006,832	0.0%	0.09%	-17.6%
EOSE		EOS ENERGY ENTERPRISES INC	$2,589,525	-50.5%	1,204,430	0.0%	0.09%	-50.3%
		ITRON INCnote3/1	$2,583,150	-3.9%	3,000,000	0.0%	0.09%	-3.3%
GLOB		GLOBANT S A	$2,335,817	+10.1%	11,806	0.0%	0.08%	+11.1%
NVDA	Buy	NVIDIA CORPORATION	$2,329,371	+40.4%	5,355	+36.6%	0.08%	+41.1%
MCD	Buy	MCDONALDS CORP	$2,226,858	-8.8%	8,453	+3.3%	0.08%	-8.4%
AAPL	Sell	APPLE INC	$2,121,121	-30.7%	12,389	-21.5%	0.07%	-30.1%
MPV		BARINGS PARTN INVS TRUST	$1,925,916	+4.0%	143,404	0.0%	0.07%	+4.8%
		2U INCnote 2.250% 5/0	$1,792,500	-8.4%	3,000,000	0.0%	0.06%	-7.6%
TJX	Buy	TJX COS INC NEW	$1,790,132	+11.9%	20,141	+6.8%	0.06%	+13.0%
CRM	Buy	SALESFORCE INC	$1,711,464	+281.8%	8,440	+297.7%	0.06%	+286.7%
PCTY	New	PAYLOCITY HLDG CORP	$1,678,181	–	9,236	+100.0%	0.06%	–
GOOG	Sell	ALPHABET INCcap stk cl c	$1,400,379	+7.3%	10,621	-1.5%	0.05%	+9.1%
MA	Buy	MASTERCARD INCORPORATEDcl a	$1,329,466	+1.8%	3,358	+1.1%	0.04%	+2.3%
		UPSTART HLDGS INCnote 0.250% 8/1	$1,312,500	-4.6%	2,000,000	0.0%	0.04%	-2.2%
V	Sell	VISA INC	$1,307,376	-3.8%	5,684	-0.7%	0.04%	-2.2%
FB	Sell	META PLATFORMS INCcl a	$1,322,125	-9.8%	4,404	-13.8%	0.04%	-10.0%
	New	NATIONAL CINEMEDIA INC	$1,291,993	–	287,749	+100.0%	0.04%	–
BLFS		BIOLIFE SOLUTIONS INC	$1,261,074	-37.5%	91,316	0.0%	0.04%	-36.8%
BAP		CREDICORP LTD	$1,176,428	-13.3%	9,193	0.0%	0.04%	-13.0%
MPV		BARINGS PARTN INVSsh ben int	$1,156,701	+4.0%	86,128	0.0%	0.04%	+2.6%
HEPS		D MARKET ELECTR SVCS & TRADIsponsored ads	$1,058,462	-20.8%	795,836	0.0%	0.04%	-20.0%
HNRG		HALLADOR ENERGY COMPANY	$998,426	+68.3%	69,239	0.0%	0.03%	+70.0%
URI	Buy	UNITED RENTALS INC	$932,708	+10.9%	2,098	+11.1%	0.03%	+14.3%
PEP	Sell	PEPSICO INC	$800,096	-32.5%	4,722	-26.2%	0.03%	-32.5%
NET	Buy	CLOUDFLARE INC	$804,642	+5.5%	12,764	+9.4%	0.03%	+3.8%
MBB		ISHARES TRmbs etf	$719,280	-4.8%	8,100	0.0%	0.02%	-3.8%
AMCR	Sell	AMCOR PLCord	$693,522	-50.0%	75,712	-45.5%	0.02%	-48.9%
FIS	Buy	FIDELITY NATL INFORMATION SV	$651,799	+138.4%	11,793	+136.0%	0.02%	+144.4%
WSC		WILLSCOT MOBIL MINI HLDNG CO	$606,465	-13.0%	14,582	0.0%	0.02%	-12.5%
BDX		BECTON DICKINSON & CO	$562,561	-2.1%	2,176	0.0%	0.02%	0.0%
SLQD	Sell	ISHARES TR0-5yr invt gr cp	$520,938	-43.4%	10,854	-43.1%	0.02%	-41.9%
MPWR	New	MONOLITHIC PWR SYS INC	$499,884	–	1,082	+100.0%	0.02%	–
SYK	Sell	STRYKER CORPORATION	$455,268	-20.1%	1,666	-10.8%	0.02%	-15.8%
ZTS	Sell	ZOETIS INCcl a	$440,517	-9.2%	2,532	-10.1%	0.02%	-6.2%
PAVE	New	GLOBAL X FDSus infr dev etf	$425,654	–	14,011	+100.0%	0.02%	–
TSLA	Sell	TESLA INC	$345,304	-54.7%	1,380	-52.7%	0.01%	-53.8%
HDB		HDFC BANK LTDsponsored ads	$341,078	-15.3%	5,780	0.0%	0.01%	-14.3%
LLY	Sell	ELI LILLY & CO	$301,330	+10.4%	561	-3.6%	0.01%	+11.1%
SNPS	Sell	SYNOPSYS INC	$282,267	-15.3%	615	-19.6%	0.01%	-9.1%
AVGO	Sell	BROADCOM INC	$301,501	-33.7%	363	-30.7%	0.01%	-33.3%
QCOM	Sell	QUALCOMM INC	$265,544	-21.9%	2,391	-16.3%	0.01%	-18.2%
ADBE	Sell	ADOBE INC	$273,816	-32.2%	537	-35.0%	0.01%	-35.7%
JPM	Sell	JPMORGAN CHASE & CO	$259,586	-41.2%	1,790	-41.0%	0.01%	-40.0%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$266,929	+0.9%	762	-1.8%	0.01%	0.0%
MU	Sell	MICRON TECHNOLOGY INC	$272,120	+1.1%	4,000	-6.2%	0.01%	0.0%
CSCO	Sell	CISCO SYS INC	$242,673	-23.0%	4,514	-25.9%	0.01%	-27.3%
NOW	New	SERVICENOW INC	$241,471	–	432	+100.0%	0.01%	–
CMCSA	New	COMCAST CORP NEWcl a	$230,967	–	5,209	+100.0%	0.01%	–
ADSK	Sell	AUTODESK INC	$245,395	-11.1%	1,186	-12.1%	0.01%	-11.1%
JNJ	Sell	JOHNSON & JOHNSON	$207,926	-36.7%	1,335	-32.8%	0.01%	-36.4%
AMAT	Sell	APPLIED MATLS INC	$205,044	-35.5%	1,481	-32.7%	0.01%	-36.4%
LRCX	Sell	LAM RESEARCH CORP	$205,580	-46.0%	328	-44.6%	0.01%	-46.2%
BGH	Buy	BARINGS GLOBAL SHORT DURATION	$155,786	+1.0%	12,267	+3.7%	0.01%	0.0%
BMTX		BM TECHNOLOGIES INC	$63,580	-32.9%	31,790	0.0%	0.00%	-33.3%
CURI		CURIOSITYSTREAM INC	$19,811	-23.9%	27,931	0.0%	0.00%	0.0%
YNDX		YANDEX N V	$0	–	1,002,695	0.0%	0.00%	–
BAC	Exit	BANK AMERICA CORP	$0	–	-7,029	-100.0%	-0.01%	–
ABBV	Exit	ABBVIE INC	$0	–	-1,491	-100.0%	-0.01%	–
WST	Exit	WEST PHARMACEUTICAL SVSC INC	$0	–	-541	-100.0%	-0.01%	–
KLAC	Exit	KLA CORP	$0	–	-437	-100.0%	-0.01%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-2,974	-100.0%	-0.01%	–
	Exit	ORBITAL INFRASTRUCTURE GRP I	$0	–	-105,002	-100.0%	-0.01%	–
ACN	Exit	ACCENTURE PLC IRELAND	$0	–	-773	-100.0%	-0.01%	–
DHR	Exit	DANAHER CORPORATION	$0	–	-1,017	-100.0%	-0.01%	–
MRK	Exit	MERCK & CO INC	$0	–	-2,400	-100.0%	-0.01%	–
VRTX	Exit	VERTEX PHARMACEUTICALS INC	$0	–	-739	-100.0%	-0.01%	–
NFLX	Exit	NETFLIX INC	$0	–	-631	-100.0%	-0.01%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,495	-100.0%	-0.01%	–
ISRG	Exit	INTUITIVE SURGICAL INC	$0	–	-759	-100.0%	-0.01%	–
ADI	Exit	ANALOG DEVICES INC	$0	–	-1,544	-100.0%	-0.01%	–
HD	Exit	HOME DEPOT INC	$0	–	-1,002	-100.0%	-0.01%	–
KO	Exit	COCA COLA CO	$0	–	-6,558	-100.0%	-0.01%	–
WMT	Exit	WALMART INC	$0	–	-2,375	-100.0%	-0.01%	–
IFF	Exit	INTERNATIONAL FLAVORS&FRAGRA	$0	–	-5,931	-100.0%	-0.02%	–
MGRC	Exit	MCGRATH RENTCORP	$0	–	-5,394	-100.0%	-0.02%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWAR	$0	–	-3,447	-100.0%	-0.02%	–
COST	Exit	COSTCO WHSL CORP NEW	$0	–	-908	-100.0%	-0.02%	–
PG	Exit	PROCTER AND GAMBLE CO	$0	–	-3,791	-100.0%	-0.02%	–
SHY	Exit	ISHARES TR1 3 yr treas bd	$0	–	-8,944	-100.0%	-0.02%	–
VWO	Exit	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$0	–	-27,836	-100.0%	-0.04%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-2,204	-100.0%	-0.04%	–
VAL	Exit	VALARIS LIMITEDcl a	$0	–	-19,835	-100.0%	-0.04%	–
WFRD	Exit	WEATHERFORD INTL PLC	$0	–	-26,861	-100.0%	-0.06%	–
VGIT	Exit	VANGUARD SCOTTSDALE FDSinter term treas	$0	–	-42,826	-100.0%	-0.08%	–
ICVT	Exit	ISHARES TRconv bd etf	$0	–	-33,764	-100.0%	-0.09%	–
	Exit	TDCX INCads	$0	–	-433,217	-100.0%	-0.12%	–
AU	Exit	ANGLOGOLD ASHANTI LIMITEDsponsored adr	$0	–	-162,252	-100.0%	-0.12%	–
AAXJ	Exit	ISHARES TRmsci ac asia etf	$0	–	-54,303	-100.0%	-0.12%	–
ASHR	Exit	DBX ETF TRxtrack hrvst csi	$0	–	-256,113	-100.0%	-0.23%	–
GPRE	Exit	GREEN PLAINS INC	$0	–	-352,630	-100.0%	-0.38%	–
	Exit	PENNYMAC CORPnote 5.500%11/0	$0	–	-17,000,000	-100.0%	-0.56%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-11-13

Signatures

The EDGAR filing(s) were signed by:

christina Coone — Head of Regulatory Solutions

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE, INC.	42	Q3 2023	2.1%
MICROSOFT CORPORATION	42	Q3 2023	2.2%
EXXONMOBIL CORP.	42	Q3 2023	1.4%
AMAZON.COM INC.	42	Q3 2023	1.3%
JOHNSON & JOHNSON	42	Q3 2023	1.0%
CHEVRON CORPORATION	42	Q3 2023	0.9%
JPMORGAN CHASE & CO.	42	Q3 2023	0.8%
UNITEDHEALTH GROUP INCORPORATED	42	Q3 2023	0.6%
CONOCOPHILLIPS	42	Q3 2023	0.7%
MASTERCARD INCORPORATED	42	Q3 2023	0.6%

View BARINGS LLC's complete holdings history.

Latest significant ownerships (13-D/G)

BARINGS LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ClearBridge MLP & Midstream Fund Inc.	July 25, 2023	43	22.0%
Barings BDC, Inc.	February 12, 2019	13,356,159	26.0%
LAYNE CHRISTENSEN CO^{Sold out}	February 12, 2019	0	0.0%
TCP Capital Corp.	February 17, 2015	1,603,372	3.3%
MFRI INC^{Sold out}	February 05, 2014	0	0.0%
GSE SYSTEMS INC	February 12, 2010	472,100	2.5%
KEITHLEY INSTRUMENTS INC	February 12, 2010	534,200	3.4%
MICRONETICS INC	February 12, 2010	166,600	3.7%
UROPLASTY INC^{Sold out}	February 12, 2010	0	0.0%
CARRIAGE SERVICES INC^{Sold out}	June 03, 2009	0	0.0%

View BARINGS LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-08
40-APP/A	2023-12-04
13F-HR	2023-11-13
40-APP/A	2023-10-25
13F-HR	2023-08-08
SC 13D	2023-07-25
SC 13D	2023-07-25
40-APP	2023-07-20
13F-HR	2023-05-09
13F-HR	2023-02-13

View BARINGS LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export BARINGS LLC's holdings