$1.1 Million is the total value of WATER ISLAND CAPITAL LLC's 81 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 98.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ATVI | Sell | ACTIVISION BLIZZARD INCequity | $103,668 | +4.4% | 1,107,205 | -6.0% | 9.42% | +1.4% |
| VMW | Sell | VMWARE INCequity | $86,932 | +7.6% | 522,177 | -7.2% | 7.90% | +4.5% |
| HZNP | Sell | HORIZON THERAPEUTICS PUB Lequity | $79,687 | +9.3% | 688,794 | -2.9% | 7.24% | +6.1% |
| PNM | Sell | PNM RES INCequity | $55,774 | -4.9% | 1,250,261 | -3.9% | 5.07% | -7.6% |
| DEN | New | DENBURY INCequity | $51,586 | – | 526,336 | +100.0% | 4.69% | – |
| SGEN | Buy | SEAGEN INCequity | $49,554 | +67.0% | 233,580 | +51.5% | 4.50% | +62.2% |
| TGNA | Sell | TEGNA INCequity | $48,526 | -16.7% | 3,330,534 | -7.1% | 4.41% | -19.0% |
| NATI | Sell | NATIONAL INSTRS CORPequity | $43,966 | -20.2% | 737,438 | -23.1% | 3.99% | -22.4% |
| CPRI | New | CAPRI HOLDINGS LIMITEDequity | $37,871 | – | 719,843 | +100.0% | 3.44% | – |
| NEWR | New | NEW RELIC INCequity | $36,326 | – | 424,267 | +100.0% | 3.30% | – |
| New | SOVOS BRANDS INCequity | $33,266 | – | 1,475,225 | +100.0% | 3.02% | – | |
| AVID | New | AVID TECHNOLOGY INCequity | $32,220 | – | 1,199,094 | +100.0% | 2.93% | – |
| ABCM | New | ABCAM PLCequity | $32,119 | – | 1,419,326 | +100.0% | 2.92% | – |
| TWNK | New | HOSTESS BRANDS INCequity | $28,440 | – | 853,795 | +100.0% | 2.58% | – |
| ACI | Buy | ALBERTSONS COS INCequity | $28,378 | +50.9% | 1,247,398 | +44.7% | 2.58% | +46.6% |
| SPLK | New | SPLUNK INCequity | $27,512 | – | 188,118 | +100.0% | 2.50% | – |
| HCCI | New | HERITAGE CRYSTAL CLEAN INCequity | $24,828 | – | 547,480 | +100.0% | 2.26% | – |
| SIMO | Buy | SILICON MOTION TECHNOLOGY COequity | $24,613 | -1.8% | 480,248 | +37.7% | 2.24% | -4.6% |
| AMED | Buy | AMEDISYS INCequity | $23,287 | +198.6% | 249,329 | +192.3% | 2.12% | +190.1% |
| RPT | New | RPT REALTYequity | $20,383 | – | 1,930,180 | +100.0% | 1.85% | – |
| BCOR | New | AVANTAX INCequity | $20,146 | – | 787,549 | +100.0% | 1.83% | – |
| NXGN | New | NEXTGEN HEALTHCARE INCequity | $20,092 | – | 846,680 | +100.0% | 1.82% | – |
| PACW | New | PACWEST BANCORP DELequity | $18,449 | – | 2,332,351 | +100.0% | 1.68% | – |
| ESTE | New | EARTHSTONE ENERGY INCequity | $17,924 | – | 885,597 | +100.0% | 1.63% | – |
| AEL | New | AMERICAN EQTY INVT LIFE HLDequity | $15,377 | – | 286,671 | +100.0% | 1.40% | – |
| FHN | Sell | FIRST HORIZON CORPORATIONequity | $15,278 | -13.7% | 1,386,349 | -11.7% | 1.39% | -16.1% |
| CHS | New | CHICOS FAS INCequity | $10,397 | – | 1,390,000 | +100.0% | 0.94% | – |
| HEP | New | HOLLY ENERGY PARTNERS L Pequity | $10,277 | – | 468,002 | +100.0% | 0.93% | – |
| ROG | Sell | ROGERS CORPequity | $10,070 | -40.8% | 76,597 | -27.1% | 0.92% | -42.5% |
| CCF | New | CHASE CORPequity | $8,015 | – | 62,997 | +100.0% | 0.73% | – |
| VRTV | New | VERITIV CORPequity | $7,961 | – | 47,137 | +100.0% | 0.72% | – |
| SCU | New | SCULPTOR CAP MGMTequity | $7,300 | – | 629,300 | +100.0% | 0.66% | – |
| CIR | Sell | CIRCOR INTL INCequity | $6,885 | -85.6% | 123,489 | -85.5% | 0.62% | -86.1% |
| FRGI | New | FIESTA RESTAURANT GROUP INCequity | $6,138 | – | 725,584 | +100.0% | 0.56% | – |
| WRK | New | WESTROCK COequity | $5,227 | – | 146,000 | +100.0% | 0.48% | – |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORPequity | $4,560 | -30.5% | 548,784 | -6.5% | 0.41% | -32.6% |
| GMED | Sell | GLOBUS MED INCequity | $3,861 | -40.8% | 77,756 | -29.0% | 0.35% | -42.4% |
| SCPL | New | SCIPLAY CORPORATIONequity | $3,459 | – | 151,925 | +100.0% | 0.31% | – |
| HT | New | HERSHA HOSPITALITY TRequity | $3,087 | – | 313,062 | +100.0% | 0.28% | – |
| Sell | RB GLOBAL INCequity | $3,054 | -4.6% | 48,871 | -8.4% | 0.28% | -7.4% | |
| SPOTIFY USA INCconvertible bond | $2,977 | +0.1% | 3,500,000 | 0.0% | 0.27% | -2.9% | ||
| KAMAN CORPconvertible bond | $2,952 | +1.6% | 3,000,000 | 0.0% | 0.27% | -1.5% | ||
| RINGCENTRAL INCconvertible bond | $2,863 | +0.3% | 3,105,000 | 0.0% | 0.26% | -2.6% | ||
| TRHC | New | TABULA RASA HEALTHCARE INCequity | $2,773 | – | 269,001 | +100.0% | 0.25% | – |
| New | SPLUNK INCcorporate bond | $2,710 | – | 2,862,000 | +100.0% | 0.25% | – | |
| MONEYLION INCequity | $2,243 | +80.2% | 103,640 | 0.0% | 0.20% | +75.9% | ||
| OKE | New | ONEOK INC NEWequity | $1,983 | – | 31,268 | +100.0% | 0.18% | – |
| BLOCK INCconvertible bond | $1,856 | -1.6% | 2,000,000 | 0.0% | 0.17% | -4.0% | ||
| BLACKLINE INCcorporate bond | $1,723 | +1.8% | 2,000,000 | 0.0% | 0.16% | -0.6% | ||
| WISDOMTREE INCconvertible bond | $1,471 | +0.4% | 1,500,000 | 0.0% | 0.13% | -2.2% | ||
| XOM | New | EXXON MOBIL CORPequity | $1,378 | – | 11,718 | +100.0% | 0.12% | – |
| VERINT SYSTEMS INCconvertible bond | $1,282 | -3.0% | 1,500,000 | 0.0% | 0.12% | -6.5% | ||
| HIG | HARTFORD FINL SVCS GROUP INCequity | $1,182 | -1.6% | 16,672 | 0.0% | 0.11% | -4.5% | |
| AMNB | New | AMERICAN NATL BANKSHARES INCequity | $1,075 | – | 28,346 | +100.0% | 0.10% | – |
| New | THORNE HEALTHTECH INCequity | $1,016 | – | 99,697 | +100.0% | 0.09% | – | |
| BTEGF | Sell | BAYTEX ENERGY CORPequity | $644 | -60.9% | 146,085 | -71.2% | 0.06% | -61.7% |
| LBAI | Buy | LAKELAND BANCORP INCequity | $501 | +25.6% | 39,714 | +33.3% | 0.05% | +24.3% |
| BLUEROCK HOMES TRUST INCequity | $499 | -19.9% | 38,628 | 0.0% | 0.04% | -22.4% | ||
| GHL | Sell | GREENHILL & CO INCequity | $471 | -49.6% | 31,837 | -50.1% | 0.04% | -50.6% |
| BA | New | BOEING COequity | $470 | – | 2,450 | +100.0% | 0.04% | – |
| CZR | New | CAESARS ENTERTAINMENT INC NEequity | $357 | – | 7,700 | +100.0% | 0.03% | – |
| New | GLOBUS MED INCput | $270 | – | 77,800 | +100.0% | 0.02% | – | |
| CATC | New | CAMBRIDGE BANCORPequity | $244 | – | 3,914 | +100.0% | 0.02% | – |
| Buy | MAXLINEAR INCcall | $237 | -57.3% | 185,700 | +37.3% | 0.02% | -57.7% | |
| INTC | New | INTEL CORPequity | $213 | – | 6,000 | +100.0% | 0.02% | – |
| Buy | AURA BIOSCIENCES INCequity | $203 | -16.8% | 22,650 | +14.7% | 0.02% | -21.7% | |
| BE | New | BLOOM ENERGY CORPequity | $179 | – | 13,500 | +100.0% | 0.02% | – |
| DISH | Sell | DISH NETWORK CORPORATIONequity | $134 | -17.8% | 22,950 | -7.3% | 0.01% | -20.0% |
| PACB | New | PACIFIC BIOSCIENCES CALIF INequity | $134 | – | 16,000 | +100.0% | 0.01% | – |
| New | TELEPHONE & DATA SYS INCcall | $86 | – | 50,000 | +100.0% | 0.01% | – | |
| CLSD | Buy | CLEARSIDE BIOMEDICAL INCequity | $72 | -11.1% | 82,500 | +13.8% | 0.01% | -12.5% |
| AMRN | Sell | AMARIN CORP PLCequity | $27 | -35.7% | 29,200 | -16.6% | 0.00% | -50.0% |
| Sell | CAESARS ENTERTAINMENT INC NEcall | $8 | -90.8% | 15,000 | -16.7% | 0.00% | -87.5% | |
| MONEYLION INCequity | $14 | +16.7% | 313,400 | 0.0% | 0.00% | 0.0% | ||
| New | HERSHA HOSPITALITY TRcall | $13 | – | 537,400 | +100.0% | 0.00% | – | |
| BLI | Sell | PHENOMEX INCequity | $10 | -76.7% | 10,000 | -88.6% | 0.00% | -75.0% |
| Buy | XEROX HOLDINGS CORPcall | $9 | -72.7% | 70,000 | +7.7% | 0.00% | -66.7% | |
| ALLBIRDS INCequity | $11 | -15.4% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| ZEVWS | Exit | LIGHTNING EMOTORS INCequity | $0 | – | -53,913 | -100.0% | 0.00% | – |
| Sell | GEN DIGITAL INCcall | $4 | -42.9% | 20,000 | -33.3% | 0.00% | -100.0% | |
| New | FORD MTR CO DELput | $4 | – | 50,000 | +100.0% | 0.00% | – | |
| Sell | HOWMET AEROSPACE INCcall | $3 | -98.3% | 45,500 | -27.2% | 0.00% | -100.0% | |
| Exit | IVERIC BIO INCcall | $0 | – | -592,100 | -100.0% | -0.00% | – | |
| CANO | Exit | CANO HEALTH INCequity | $0 | – | -19,250 | -100.0% | -0.00% | – |
| Exit | ISHARES TRput | $0 | – | -150,000 | -100.0% | -0.00% | – | |
| Exit | IROBOT CORPcall | $0 | – | -79,000 | -100.0% | -0.01% | – | |
| Exit | HORIZON THERAPEUTICS PUB Lcall | $0 | – | -67,000 | -100.0% | -0.01% | – | |
| PRTK | Exit | PARATEK PHARMACEUTICALS INCequity | $0 | – | -84,697 | -100.0% | -0.02% | – |
| Exit | HORIZON THERAPEUTICS PUB Lput | $0 | – | -356,500 | -100.0% | -0.02% | – | |
| USX | Exit | U S XPRESS ENTERPRISES INCequity | $0 | – | -56,592 | -100.0% | -0.03% | – |
| QUOT | Exit | QUOTIENT TECHNOLOGY INCequity | $0 | – | -110,417 | -100.0% | -0.04% | – |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONSequity | $0 | – | -68,975 | -100.0% | -0.06% | – |
| AFIN | Exit | THE NECESSITY RETAIL REIT INequity | $0 | – | -92,385 | -100.0% | -0.06% | – |
| DSEY | Exit | DIVERSEY HLDGS LTDequity | $0 | – | -83,798 | -100.0% | -0.07% | – |
| SAVE | Exit | SPIRIT AIRLS INCequity | $0 | – | -72,805 | -100.0% | -0.12% | – |
| FRG | Exit | FRANCHISE GROUP INCequity | $0 | – | -50,809 | -100.0% | -0.14% | – |
| KDNY | Exit | CHINOOK THERAPEUTICS INCequity | $0 | – | -51,468 | -100.0% | -0.18% | – |
| BKI | Exit | BLACK KNIGHT INCequity | $0 | – | -64,540 | -100.0% | -0.36% | – |
| Exit | PARATEK PHARMACEUTICALS INCconvertible bond | $0 | – | -4,750,000 | -100.0% | -0.44% | – | |
| UBA | Exit | URSTADT BIDDLE PPTYS INCequity | $0 | – | -490,811 | -100.0% | -0.98% | – |
| ARNC | Exit | ARCONIC CORPORATIONequity | $0 | – | -380,939 | -100.0% | -1.05% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LPequity | $0 | – | -210,360 | -100.0% | -1.23% | – |
| VECT | Exit | VECTIVBIO HLDG AGequity | $0 | – | -939,293 | -100.0% | -1.49% | – |
| ABST | Exit | ABSOLUTE SOFTWARE CORPequity | $0 | – | -1,697,977 | -100.0% | -1.82% | – |
| ISEE | Exit | IVERIC BIO INCequity | $0 | – | -503,196 | -100.0% | -1.85% | – |
| Exit | DICE THERAPEUTICS INCequity | $0 | – | -483,894 | -100.0% | -2.10% | – | |
| Exit | FORGEROCK INCequity | $0 | – | -1,154,346 | -100.0% | -2.22% | – | |
| LSI | Exit | LIFE STORAGE INCequity | $0 | – | -192,170 | -100.0% | -2.39% | – |
| RADI | Exit | RADIUS GLOBAL INFRASTRCTRE Iequity | $0 | – | -1,721,543 | -100.0% | -2.40% | – |
| TRTN | Exit | TRITON INTL LTDequity | $0 | – | -309,687 | -100.0% | -2.41% | – |
| PDCE | Exit | PDC ENERGY INCequity | $0 | – | -407,645 | -100.0% | -2.71% | – |
| SYNH | Exit | SYNEOS HEALTH INCequity | $0 | – | -751,590 | -100.0% | -2.96% | – |
| FOCS | Exit | FOCUS FINL PARTNERS INCequity | $0 | – | -670,397 | -100.0% | -3.29% | – |
| UNVR | Exit | UNIVAR SOLUTIONS INCequity | $0 | – | -1,478,070 | -100.0% | -4.95% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INCequity | $0 | – | -1,145,604 | -100.0% | -5.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 23 | Q2 2023 | 0.2% |
| TEGNA INC | 14 | Q3 2023 | 5.9% |
| NOBLE ENERGY INC | 13 | Q3 2020 | 6.1% |
| CONSOL ENERGY INC | 13 | Q3 2017 | 0.7% |
| Pacific Biosciences of Califor | 12 | Q3 2023 | 1.7% |
| PARATEK PHARMACEUTICALS INC | 12 | Q2 2023 | 0.4% |
| BAYTEX ENERGY CORP | 12 | Q3 2023 | 0.2% |
| GLOBALSTAR INC | 12 | Q4 2019 | 0.1% |
| BLACKBERRY LTD | 12 | Q1 2020 | 0.0% |
| VMWARE INC | 11 | Q3 2023 | 7.9% |
View WATER ISLAND CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PERRY ELLIS INTERNATIONAL, INC | September 06, 2018 | 867,606 | 5.5% |
| BLUE NILE INC | February 14, 2017 | 666,997 | 5.7% |
| Journal Media Group, Inc. | May 09, 2016 | ? | ? |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | February 17, 2015 | 14,277,913 | 8.4% |
| AMREIT | February 17, 2015 | 1,100,064 | 5.6% |
| ANAREN INCSold out | February 17, 2015 | 0 | 0.0% |
| ARTHROCARE CORP | February 17, 2015 | 3,798,820 | 11.0% |
| Black Knight InfoServ, LLCSold out | February 17, 2015 | 0 | 0.0% |
| HARRIS TEETER SUPERMARKETS, INC.Sold out | February 17, 2015 | 0 | 0.0% |
| SANTARUS INCSold out | February 17, 2015 | 0 | 0.0% |
View WATER ISLAND CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-25 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View WATER ISLAND CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.