$1.39 Billion is the total value of COWEN INC.'s 511 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 110.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RHT | Buy | RED HAT INC | $88,027,000 | +30.3% | 468,827 | +26.8% | 6.34% | -12.7% |
| MLNX | Buy | MELLANOX TECHNOLOGIES LTD | $86,858,000 | +67.7% | 784,841 | +79.4% | 6.26% | +12.4% |
| DATA | New | TABLEAU SOFTWARE INCcl a | $63,525,000 | – | 382,632 | +100.0% | 4.58% | – |
| CELG | Buy | CELGENE CORP | $62,684,000 | +1476.2% | 678,108 | +1508.8% | 4.52% | +957.4% |
| SAN | New | BANCO SANTANDER SAadr | $61,611,000 | – | 13,452,179 | +100.0% | 4.44% | – |
| WBC | Buy | WABCO HLDGS INC | $57,494,000 | +557.4% | 433,588 | +553.7% | 4.14% | +340.5% |
| BNS | Buy | BANK N S HALIFAX | $54,350,000 | +5434900.0% | 1,000,000 | +3571328.6% | 3.91% | – |
| ZAYO | New | ZAYO GROUP HLDGS INC | $49,348,000 | – | 1,499,493 | +100.0% | 3.55% | – |
| APC | New | ANADARKO PETE CORP | $42,756,000 | – | 605,955 | +100.0% | 3.08% | – |
| ORTX | Buy | ORCHARD THERAPEUTICS PLCads | $42,465,000 | -18.3% | 3,035,364 | +4.4% | 3.06% | -45.3% |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $40,946,000 | – | 1,841,078 | +100.0% | 2.95% | – |
| CNC | New | CENTENE CORP DEL | $25,379,000 | – | 483,963 | +100.0% | 1.83% | – |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $24,018,000 | – | 3,402,000 | +100.0% | 1.73% | – |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $23,782,000 | -18.4% | 8,374,111 | -7.8% | 1.71% | -45.3% |
| MDSO | New | MEDIDATA SOLUTIONS INC | $23,289,000 | – | 257,314 | +100.0% | 1.68% | – |
| VSM | New | VERSUM MATLS INC | $21,827,000 | – | 423,162 | +100.0% | 1.57% | – |
| STNL | New | SENTINEL ENERGY SVCS INCcl a | $18,404,000 | – | 1,813,245 | +100.0% | 1.33% | – |
| WP | Sell | WORLDPAY INCcl a | $15,928,000 | -67.4% | 129,972 | -69.8% | 1.15% | -78.2% |
| MFG | Buy | MIZUHO FINL GROUP INCsponsored adr | $15,799,000 | +419.9% | 5,485,850 | +452.5% | 1.14% | +248.0% |
| DTIL | Buy | PRECISION BIOSCIENCES INC | $14,362,000 | -20.7% | 1,083,926 | +7.5% | 1.03% | -46.8% |
| VOD | New | VODAFONE GROUP PLC NEWsponsored adr | $12,881,000 | – | 788,794 | +100.0% | 0.93% | – |
| CZR | Buy | CAESARS ENTMT CORP | $12,052,000 | +288.8% | 1,019,605 | +185.8% | 0.87% | +160.7% |
| UN | Buy | UNILEVER N V | $11,949,000 | +105.0% | 196,791 | +96.8% | 0.86% | +37.5% |
| IPOA | Buy | SOCIAL CAP HEDOSOPHIA HLDGScl a | $11,487,000 | +12.6% | 1,100,777 | +9.9% | 0.83% | -24.5% |
| CCXU | New | CHURCHILL CAP CORP IIunit 99/99/9999 | $11,246,000 | – | 1,107,985 | +100.0% | 0.81% | – |
| TSLA | New | TESLA INC | $11,173,000 | – | 50,000 | +100.0% | 0.80% | – |
| TDAC | Buy | TRIDENT ACQUISITIONS CORP | $10,283,000 | +810.8% | 994,449 | +797.5% | 0.74% | +512.4% |
| ARRY | New | ARRAY BIOPHARMA INC | $10,073,000 | – | 217,408 | +100.0% | 0.72% | – |
| PACQ | Buy | PURE ACQUISITION CORPcl a | $9,380,000 | +37.2% | 925,000 | +35.6% | 0.68% | -8.0% |
| TSS | New | TOTAL SYS SVCS INC | $8,708,000 | – | 67,888 | +100.0% | 0.63% | – |
| CNAC | Buy | CONSTELLATION ALPHA CAP CORP | $7,897,000 | +2.4% | 759,312 | +1.6% | 0.57% | -31.3% |
| BP | New | BP PLCsponsored adr | $7,827,000 | – | 187,696 | +100.0% | 0.56% | – |
| TDACU | Buy | TRIDENT ACQUISITIONS CORPunit 05/09/2023 | $7,232,000 | +5.5% | 688,805 | +3.5% | 0.52% | -29.3% |
| BRAC | New | BLACK RIDGE ACQUISITION CORP | $6,895,000 | – | 670,100 | +100.0% | 0.50% | – |
| EE | New | EL PASO ELEC CO | $6,884,000 | – | 105,258 | +100.0% | 0.50% | – |
| SMMCU | New | SOUTH MTN MERGER CORPunit 99/99/9999 | $6,689,000 | – | 668,892 | +100.0% | 0.48% | – |
| CGC | Buy | CANOPY GROWTH CORP | $6,474,000 | +32.6% | 160,600 | +42.6% | 0.47% | -11.2% |
| LGCU | Sell | LEGACY ACQUISITION CORPunit 05/31/2024 | $6,270,000 | -20.1% | 600,000 | -21.5% | 0.45% | -46.4% |
| OPES | Buy | OPES ACQUISITION CORP | $5,937,000 | +317.8% | 576,372 | +311.8% | 0.43% | +179.7% |
| TPGH | Buy | TPG PACE HLDGS CORPcl a | $5,856,000 | +178.3% | 563,094 | +173.2% | 0.42% | +86.7% |
| LACQU | Buy | LEISURE ACQUISITION CORPunit 99/99/9999 | $5,828,000 | +468.6% | 559,303 | +459.3% | 0.42% | +281.8% |
| BNS | New | BANK N S HALIFAXput | $5,811,000 | – | 1,000,000 | +100.0% | 0.42% | – |
| TRNEU | Buy | TRINE ACQUISITION CORPunit 03/31/2021 | $5,654,000 | +36.2% | 559,977 | +35.2% | 0.41% | -8.7% |
| GMHI | New | GORES METROPOULOS INC | $5,614,000 | – | 557,478 | +100.0% | 0.40% | – |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $5,591,000 | +215.2% | 112,859 | +215.9% | 0.40% | +111.0% |
| STI | Sell | SUNTRUST BKS INC | $5,442,000 | -9.3% | 86,581 | -14.5% | 0.39% | -39.2% |
| SPAQU | Buy | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $5,399,000 | +6.4% | 534,500 | +6.9% | 0.39% | -28.6% |
| UA | Buy | UNDER ARMOUR INCcl c | $5,352,000 | +33.5% | 241,102 | +13.5% | 0.38% | -10.7% |
| TAK | Buy | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $5,308,000 | -11.6% | 299,914 | +1.7% | 0.38% | -40.8% |
| GPAQ | Buy | GORDON POINTE ACQUISITION CO | $5,269,000 | +543.3% | 510,000 | +535.5% | 0.38% | +330.7% |
| DPHCU | Buy | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $5,221,000 | +316.7% | 520,000 | +316.0% | 0.38% | +178.5% |
| CTAC | New | CHASERG TECHNLGY ACQUISITN Cclass a | $5,190,000 | – | 516,962 | +100.0% | 0.37% | – |
| APHA | Buy | APHRIA INC | $5,172,000 | +589.6% | 737,864 | +816.0% | 0.37% | +360.5% |
| LEXEA | Buy | LIBERTY EXPEDIA HLDGS INC | $5,022,000 | +374.2% | 105,083 | +324.6% | 0.36% | +217.5% |
| GLIBA | Sell | GCI LIBERTY INC | $4,814,000 | +4.0% | 78,334 | -5.9% | 0.35% | -30.2% |
| BBL | New | BHP GROUP PLCsponsored adr | $4,644,000 | – | 90,868 | +100.0% | 0.33% | – |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $4,628,000 | – | 42,000 | +100.0% | 0.33% | – |
| JPM | New | JPMORGAN CHASE & CO | $4,629,000 | – | 41,400 | +100.0% | 0.33% | – |
| CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $4,592,000 | -42.8% | 347,094 | -46.4% | 0.33% | -61.6% |
| RWGE | New | REGALWOOD GLOBAL ENERGY LTD | $4,591,000 | – | 450,100 | +100.0% | 0.33% | – |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $4,385,000 | – | 225,000 | +100.0% | 0.32% | – |
| TOTA | Buy | TOTTENHAM ACQUISITION I LTD | $4,027,000 | +247.8% | 394,837 | +242.6% | 0.29% | +133.9% |
| FMCIU | Sell | FORUM MERGER II CORPunit 09/30/2025 | $3,998,000 | -24.4% | 376,752 | -26.3% | 0.29% | -49.3% |
| BPR | Sell | BROOKFIELD PROPERTY REIT INCcl a | $3,896,000 | -10.3% | 206,259 | -2.6% | 0.28% | -39.7% |
| CCH | Buy | COLLIER CREEK HOLDINGS | $3,679,000 | +571.4% | 367,909 | +567.7% | 0.26% | +349.2% |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored ads | $3,595,000 | – | 756,800 | +100.0% | 0.26% | – |
| GBT | Sell | GLOBAL BLOOD THERAPEUTICS IN | $3,540,000 | -1.6% | 67,300 | -1.0% | 0.26% | -34.1% |
| JFK | New | 8I ENTERPRISES ACQUISITIN CO | $3,534,000 | – | 356,966 | +100.0% | 0.26% | – |
| BPL | New | BUCKEYE PARTNERS L Punit ltd partn | $3,509,000 | – | 85,491 | +100.0% | 0.25% | – |
| NFC | Sell | NEW FRONTIER CORP | $3,505,000 | -23.9% | 348,102 | -25.2% | 0.25% | -49.1% |
| PVTU | Buy | PIVOTAL ACQUISITION CORPunit 12/01/2025 | $3,470,000 | +1148.2% | 299,100 | +995.6% | 0.25% | +733.3% |
| PACQU | Buy | PURE ACQUISITION CORPunit 04/13/2023 | $3,458,000 | +28.5% | 323,444 | +27.1% | 0.25% | -13.8% |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $3,441,000 | – | 342,396 | +100.0% | 0.25% | – |
| MFACU | Sell | MEGALITH FINL ACQUISITION COunit 09/30/2025 | $3,407,000 | +0.4% | 328,900 | -0.3% | 0.24% | -32.7% |
| LSXMA | Sell | LIBERTY MEDIA CORP DELAWARE | $3,394,000 | -53.1% | 89,765 | -52.6% | 0.24% | -68.6% |
| SHLLU | Sell | TORTOISE ACQUISITION CORPunit 03/04/2024 | $3,298,000 | -30.2% | 329,140 | -30.4% | 0.24% | -53.1% |
| GNLN | New | GREENLANE HLDGS INCcl a | $3,228,000 | – | 336,686 | +100.0% | 0.23% | – |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $3,194,000 | – | 320,411 | +100.0% | 0.23% | – |
| UL | New | UNILEVER PLCspon adr new | $3,173,000 | – | 51,204 | +100.0% | 0.23% | – |
| GMHIU | Sell | GORES METROPOULOS INCunit 99/99/9999 | $3,163,000 | -4.9% | 302,000 | -7.0% | 0.23% | -36.1% |
| VTIQU | VECTOIQ ACQUISITION CORPunit 05/11/2023 | $3,139,000 | +1.3% | 296,667 | 0.0% | 0.23% | -32.1% | |
| MUDS | Buy | MUDRICK CAP ACQUISITION CORP | $3,104,000 | +19.8% | 304,915 | +18.6% | 0.22% | -19.4% |
| CIC | Sell | CAPITOL INVT CORP IVcl a ord | $3,075,000 | -55.9% | 300,580 | -56.1% | 0.22% | -70.5% |
| LGC | Buy | LEGACY ACQUISITION CORP | $3,030,000 | +101.2% | 299,969 | +100.0% | 0.22% | +34.6% |
| ACAMU | Buy | ACAMAR PARTNERS ACQSITION COunit 12/30/2025 | $3,007,000 | +1102.8% | 301,000 | +1104.0% | 0.22% | +703.7% |
| GDX | Buy | VANECK VECTORS ETF TRcall | $2,904,000 | +511.4% | 3,958,800 | +131.0% | 0.21% | +309.8% |
| FTACU | Buy | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $2,879,000 | +25.8% | 268,872 | +19.7% | 0.21% | -15.9% |
| FMCI | Buy | FORUM MERGER II CORPcl a | $2,879,000 | +850.2% | 286,176 | +836.0% | 0.21% | +527.3% |
| TLRY | Buy | TILRAY INC | $2,868,000 | -25.9% | 61,600 | +4.2% | 0.21% | -50.2% |
| GRSH | Buy | GORES HOLDINGS III INCclass a | $2,870,000 | +38.0% | 285,585 | +35.5% | 0.21% | -7.2% |
| DISCK | New | DISCOVERY INC | $2,845,000 | – | 100,000 | +100.0% | 0.20% | – |
| TRGP | Sell | TARGA RES CORP | $2,846,000 | -17.7% | 72,500 | -12.9% | 0.20% | -44.7% |
| IIVI | New | II VI INC | $2,730,000 | – | 74,675 | +100.0% | 0.20% | – |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $2,739,000 | -56.8% | 26,279 | -62.0% | 0.20% | -71.1% |
| KZR | Sell | KEZAR LIFE SCIENCES INC | $2,645,000 | -69.7% | 343,049 | -30.3% | 0.19% | -79.6% |
| PVT | New | PIVOTAL ACQUISITION CORP | $2,642,000 | – | 260,280 | +100.0% | 0.19% | – |
| BSMX | New | BANCO SANTANDER MEXICO S Asponsored ads b | $2,481,000 | – | 324,337 | +100.0% | 0.18% | – |
| BCS | Buy | BARCLAYS PLCadr | $2,468,000 | +1545.3% | 324,358 | +1634.9% | 0.18% | +1012.5% |
| TSLA | New | TESLA INCput | $2,383,000 | – | 50,000 | +100.0% | 0.17% | – |
| TIBR | New | TIBERIUS ACQUISITION CORP | $2,381,000 | – | 233,421 | +100.0% | 0.17% | – |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $2,313,000 | – | 231,300 | +100.0% | 0.17% | – |
| MYOK | Sell | MYOKARDIA INC | $2,256,000 | -19.6% | 45,000 | -16.6% | 0.16% | -46.2% |
| TMCX | Buy | TRINITY MERGER CORP | $2,187,000 | +174.7% | 212,326 | +172.7% | 0.16% | +83.7% |
| RARE | Buy | ULTRAGENYX PHARMACEUTICAL IN | $2,159,000 | +3.7% | 34,000 | +13.3% | 0.16% | -30.8% |
| CRVS | Sell | CORVUS PHARMACEUTICALS INC | $2,155,000 | -8.2% | 576,231 | -1.3% | 0.16% | -38.5% |
| UMRX | Buy | UNUM THERAPEUTICS INC | $2,151,000 | -40.1% | 820,805 | +0.4% | 0.16% | -59.7% |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $2,092,000 | +31.8% | 200,000 | +30.6% | 0.15% | -11.7% |
| S | Buy | SPRINT CORPORATION | $2,093,000 | +3571.9% | 318,500 | +3085.0% | 0.15% | +2416.7% |
| GRSHU | New | GORES HOLDINGS III INCunit 09/07/2024 | $2,097,000 | – | 200,262 | +100.0% | 0.15% | – |
| BPMC | Sell | BLUEPRINT MEDICINES CORP | $2,075,000 | -23.8% | 22,000 | -35.3% | 0.15% | -49.0% |
| CICU | Buy | CAPITOL INVT CORP IVunit 99/99/9999 | $2,042,000 | +286.0% | 190,839 | +281.7% | 0.15% | +157.9% |
| PVH | Sell | PVH CORP | $2,044,000 | -29.3% | 21,600 | -8.9% | 0.15% | -52.7% |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $2,000,000 | – | 200,000 | +100.0% | 0.14% | – |
| RMGU | Buy | RMG ACQUISITION CORPunit 99/99/9999 | $1,998,000 | +59.2% | 199,000 | +59.0% | 0.14% | +6.7% |
| LTXB | New | LEGACY TEX FINL GROUP INC | $1,953,000 | – | 47,970 | +100.0% | 0.14% | – |
| TBRG | Sell | THUNDER BRIDGE ACQUISITION L | $1,922,000 | -23.3% | 184,229 | -25.1% | 0.14% | -48.7% |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,919,000 | – | 187,926 | +100.0% | 0.14% | – |
| BLUE | Buy | BLUEBIRD BIO INC | $1,908,000 | +51.5% | 15,000 | +87.5% | 0.14% | +1.5% |
| PACB | Buy | PACIFIC BIOSCIENCES CALIF IN | $1,844,000 | +112.2% | 304,791 | +153.6% | 0.13% | +43.0% |
| USL | New | UNITED STS 12 MONTH OIL FD Lunit ben int | $1,846,000 | – | 85,300 | +100.0% | 0.13% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $1,834,000 | – | 45,825 | +100.0% | 0.13% | – |
| OVID | Sell | OVID THERAPEUTICS INC | $1,799,000 | -7.7% | 972,260 | -11.7% | 0.13% | -38.1% |
| TZAC | Buy | TENZING ACQUISITION CORP | $1,796,000 | +425.1% | 175,000 | +414.7% | 0.13% | +248.6% |
| CCCWS | New | CLARIVATE ANALYTICS PLC*w exp 11/09/201 | $1,798,000 | – | 378,515 | +100.0% | 0.13% | – |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $1,690,000 | – | 166,057 | +100.0% | 0.12% | – |
| CHACU | Buy | CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023 | $1,666,000 | +1049.0% | 163,500 | +1029.5% | 0.12% | +650.0% |
| CGC | Buy | CANOPY GROWTH CORPput | $1,662,000 | +91.3% | 160,600 | +42.6% | 0.12% | +29.0% |
| MOSCU | Sell | MOSAIC ACQUISITION CORPunit 99/99/9999 | $1,654,000 | -34.9% | 156,430 | -36.5% | 0.12% | -56.4% |
| TRWH | New | TWIN RIV WORLDWIDE HLDGS INC | $1,632,000 | – | 54,855 | +100.0% | 0.12% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $1,630,000 | +39.7% | 16,700 | +26.5% | 0.12% | -6.4% |
| APU | New | AMERIGAS PARTNERS L Punit l p int | $1,606,000 | – | 46,083 | +100.0% | 0.12% | – |
| GSAHU | Sell | GS ACQUISITION HLDGS CORPunit 06/12/2023 | $1,575,000 | -1.2% | 150,000 | -1.2% | 0.11% | -33.9% |
| RHT | Buy | RED HAT INCcall | $1,513,000 | +950.7% | 67,500 | +80.0% | 0.11% | +626.7% |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $1,482,000 | – | 1,670,000 | +100.0% | 0.11% | – | |
| BOLD | Sell | AUDENTES THERAPEUTICS INC | $1,446,000 | -49.2% | 38,190 | -47.7% | 0.10% | -66.0% |
| TMCXU | Buy | TRINITY MERGER CORPunit 05/11/2025 | $1,437,000 | +9.3% | 135,240 | +8.0% | 0.10% | -27.0% |
| CNACU | CONSTELLATION ALPHA CAP CORPunit 99/99/9999 | $1,417,000 | -0.1% | 136,250 | 0.0% | 0.10% | -32.9% | |
| MUDSU | Buy | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $1,324,000 | +7.6% | 125,000 | +7.5% | 0.10% | -28.0% |
| EA | New | ELECTRONIC ARTS INC | $1,316,000 | – | 13,000 | +100.0% | 0.10% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $1,292,000 | – | 15,000 | +100.0% | 0.09% | – |
| CTACU | Sell | CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023 | $1,273,000 | -25.5% | 124,431 | -26.4% | 0.09% | -50.0% |
| RMNI | RIMINI STR INC DEL | $1,259,000 | +6.0% | 237,500 | 0.0% | 0.09% | -28.9% | |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,240,000 | – | 23,200 | +100.0% | 0.09% | – |
| STC | New | STEWART INFORMATION SVCS COR | $1,230,000 | – | 30,377 | +100.0% | 0.09% | – |
| DB | New | DEUTSCHE BANK AGnamen akt | $1,221,000 | – | 160,000 | +100.0% | 0.09% | – |
| New | BRP INC | $1,161,000 | – | 32,500 | +100.0% | 0.08% | – | |
| PH | New | PARKER HANNIFIN CORP | $1,165,000 | – | 6,851 | +100.0% | 0.08% | – |
| CNC | Buy | CENTENE CORP DELput | $1,121,000 | +3297.0% | 700,900 | +2236.3% | 0.08% | +1925.0% |
| ATH | New | ATHENE HLDG LTDcl a | $1,077,000 | – | 25,000 | +100.0% | 0.08% | – |
| THCBU | Sell | TUSCAN HOLDINGS CORPunit 99/99/9999 | $1,061,000 | -48.2% | 100,100 | -49.0% | 0.08% | -65.5% |
| CROX | New | CROCS INC | $1,037,000 | – | 52,500 | +100.0% | 0.08% | – |
| PSO | New | PEARSON PLCsponsored adr | $1,036,000 | – | 100,000 | +100.0% | 0.08% | – |
| NEBUU | Sell | NEBULA ACQUISITION CORPunit 03/12/2025 | $1,027,000 | -12.4% | 100,000 | -12.6% | 0.07% | -41.3% |
| TIAIY | New | TELECOM ITALIA S P A NEWspon adr svgs | $1,015,000 | – | 197,552 | +100.0% | 0.07% | – |
| NEBU | Sell | NEBULA ACQUISITION CORP | $1,019,000 | -35.4% | 100,963 | -36.3% | 0.07% | -57.1% |
| DVA | New | DAVITA INCcall | $996,000 | – | 111,800 | +100.0% | 0.07% | – |
| LEN | New | LENNAR CORPcl a | $1,001,000 | – | 20,663 | +100.0% | 0.07% | – |
| GIGU | Sell | GIGCAPITAL INCunit 03/06/2025 | $996,000 | -13.4% | 90,592 | -14.2% | 0.07% | -41.9% |
| AXTA | New | AXALTA COATING SYS LTD | $997,000 | – | 33,500 | +100.0% | 0.07% | – |
| TH | New | TARGET HOSPITALITY CORP | $958,000 | – | 105,314 | +100.0% | 0.07% | – |
| SMTA | New | SPIRIT MTA REIT | $944,000 | – | 113,220 | +100.0% | 0.07% | – |
| TRGP | Sell | TARGA RES CORPput | $945,000 | -7.5% | 140,000 | -10.9% | 0.07% | -38.2% |
| ANDAU | Sell | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $947,000 | -3.2% | 92,157 | -4.8% | 0.07% | -35.2% |
| HCACU | Sell | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $937,000 | -35.9% | 90,053 | -37.9% | 0.07% | -57.3% |
| T | Sell | AT&T INC | $898,000 | -71.4% | 26,800 | -73.2% | 0.06% | -80.7% |
| MOSC | New | MOSAIC ACQUISITION CORP | $895,000 | – | 87,716 | +100.0% | 0.06% | – |
| WCG | Buy | WELLCARE HEALTH PLANS INCcall | $881,000 | +1255.4% | 38,000 | +744.4% | 0.06% | +800.0% |
| GSAH | New | GS ACQUISITION HLDGS CORP | $840,000 | – | 82,888 | +100.0% | 0.06% | – |
| NMR | NOMURA HLDGS INCsponsored adr | $834,000 | -1.2% | 235,000 | 0.0% | 0.06% | -34.1% | |
| LKNCY | New | LUCKIN COFFEE INCput | $788,000 | – | 225,000 | +100.0% | 0.06% | – |
| CCHU | Sell | COLLIER CREEK HOLDINGSunit 99/99/9999 | $795,000 | -55.1% | 75,000 | -56.2% | 0.06% | -70.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB COcall | $776,000 | +109.7% | 646,800 | -20.6% | 0.06% | +40.0% |
| CNC | Buy | CENTENE CORP DELcall | $735,000 | +3240.9% | 416,500 | +1288.3% | 0.05% | +2550.0% |
| DFBHU | New | DFB HEALTHCARE ACQUISTION COunit 01/30/2023 | $671,000 | – | 64,500 | +100.0% | 0.05% | – |
| AVYA | AVAYA HLDGS CORP | $655,000 | -29.3% | 55,000 | 0.0% | 0.05% | -52.5% | |
| HSACU | New | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $639,000 | – | 60,300 | +100.0% | 0.05% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vcall | $635,000 | – | 120,500 | +100.0% | 0.05% | – |
| AGBAU | New | AGBA ACQUISITION LTDunit 05/10/2024 | $645,000 | – | 64,324 | +100.0% | 0.05% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $643,000 | – | 63,555 | +100.0% | 0.05% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $632,000 | – | 63,840 | +100.0% | 0.05% | – |
| AVP | New | AVON PRODS INCcall | $617,000 | – | 753,200 | +100.0% | 0.04% | – |
| MNCLU | New | MONOCLE ACQUISITION CORPunit 99/99/9999 | $610,000 | – | 59,248 | +100.0% | 0.04% | – |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO Lcall | $591,000 | – | 135,200 | +100.0% | 0.04% | – |
| TKKSU | New | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $598,000 | – | 58,162 | +100.0% | 0.04% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $552,000 | +62.4% | 110,000 | -69.0% | 0.04% | +8.1% |
| ERI | New | ELDORADO RESORTS INC | $545,000 | – | 11,838 | +100.0% | 0.04% | – |
| AMD | ADVANCED MICRO DEVICES INC | $547,000 | +19.2% | 18,000 | 0.0% | 0.04% | -20.4% | |
| ALGR | New | ALLEGRO MERGER CORP | $546,000 | – | 54,529 | +100.0% | 0.04% | – |
| RWGEU | New | REGALWOOD GLOBAL ENERGY LTDunit 99/99/9999 | $523,000 | – | 49,908 | +100.0% | 0.04% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $517,000 | +90.8% | 521,000 | -8.0% | 0.04% | +27.6% |
| RHI | New | ROBERT HALF INTL INC | $513,000 | – | 9,000 | +100.0% | 0.04% | – |
| ABBV | New | ABBVIE INCcall | $514,000 | – | 206,800 | +100.0% | 0.04% | – |
| TPB | New | TURNING PT BRANDS INC | $511,000 | – | 10,424 | +100.0% | 0.04% | – |
| LBRDA | New | LIBERTY BROADBAND CORP | $514,000 | – | 5,000 | +100.0% | 0.04% | – |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $495,000 | – | 50,000 | +100.0% | 0.04% | – |
| AVP | Sell | AVON PRODS INC | $506,000 | -29.0% | 130,500 | -46.2% | 0.04% | -53.2% |
| QEP | New | QEP RES INC | $504,000 | – | 69,707 | +100.0% | 0.04% | – |
| ACB | New | AURORA CANNABIS INC | $490,000 | – | 62,700 | +100.0% | 0.04% | – |
| LLL | New | L3 TECHNOLOGIES INC | $490,000 | – | 2,000 | +100.0% | 0.04% | – |
| HCCHU | New | HL ACQUISITIONS CORPunit 06/21/2023 | $475,000 | – | 45,027 | +100.0% | 0.03% | – |
| XLK | Buy | SELECT SECTOR SPDR TRput | $475,000 | +73.4% | 407,200 | +87.2% | 0.03% | +17.2% |
| MYL | New | MYLAN N Vcall | $443,000 | – | 395,000 | +100.0% | 0.03% | – |
| NIO | New | NIO INCspon ads | $446,000 | – | 175,000 | +100.0% | 0.03% | – |
| KMPH | Sell | KEMPHARM INC | $438,000 | -40.2% | 250,000 | -43.0% | 0.03% | -59.5% |
| ENIA | New | ENEL AMERICAS S Asponsored adr | $444,000 | – | 50,000 | +100.0% | 0.03% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $430,000 | – | 44,000 | +100.0% | 0.03% | – |
| EZA | New | ISHARES INCmsci sth afr etf | $437,000 | – | 8,000 | +100.0% | 0.03% | – |
| IPOAWS | Buy | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $435,000 | +3007.1% | 324,256 | +1819.9% | 0.03% | +1450.0% |
| SMH | Buy | VANECK VECTORS ETF TRput | $406,000 | +217.2% | 350,000 | +238.5% | 0.03% | +107.1% |
| NLSN | Sell | NIELSEN HLDGS PLC | $395,000 | -93.3% | 17,500 | -93.0% | 0.03% | -95.6% |
| HOME | New | AT HOME GROUP INCcall | $392,000 | – | 571,400 | +100.0% | 0.03% | – |
| QQQ | New | INVESCO QQQ TRcall | $379,000 | – | 250,000 | +100.0% | 0.03% | – |
| MDCO | New | MEDICINES CO | $368,000 | – | 10,100 | +100.0% | 0.03% | – |
| ALAC | New | ALBERTON ACQUISITION CORP | $379,000 | – | 37,364 | +100.0% | 0.03% | – |
| OXY | New | OCCIDENTAL PETE CORPcall | $374,000 | – | 863,400 | +100.0% | 0.03% | – |
| HOME | New | AT HOME GROUP INC | $343,000 | – | 51,449 | +100.0% | 0.02% | – |
| CICWS | Buy | CAPITOL INVT CORP IV*w exp 01/01/202 | $343,000 | +264.9% | 246,748 | +260.5% | 0.02% | +150.0% |
| TLRY | Buy | TILRAY INCput | $341,000 | -60.1% | 61,600 | +4.2% | 0.02% | -72.8% |
| USO | New | UNITED STATES OIL FUND LPput | $350,000 | – | 150,000 | +100.0% | 0.02% | – |
| LOW | New | LOWES COS INC | $353,000 | – | 3,500 | +100.0% | 0.02% | – |
| NFCWS | Buy | NEW FRONTIER CORP*w exp 99/99/999 | $342,000 | +13.2% | 488,387 | +13.4% | 0.02% | -21.9% |
| SMH | New | VANECK VECTORS ETF TRcall | $330,000 | – | 461,200 | +100.0% | 0.02% | – |
| RWGEWS | Buy | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $331,000 | +491.1% | 368,284 | +491.1% | 0.02% | +300.0% |
| ANDA | New | ANDINA ACQUISITION CORP III | $318,000 | – | 32,104 | +100.0% | 0.02% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $307,000 | – | 300,000 | +100.0% | 0.02% | – | |
| BROGR | Buy | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $307,000 | +59.9% | 1,057,298 | +48.8% | 0.02% | +4.8% |
| New | PACIRA BIOSCIENCESnote 2.375% 4/0 | $287,000 | – | 280,000 | +100.0% | 0.02% | – | |
| KTB | New | KONTOOR BRANDS INC | $280,000 | – | 10,000 | +100.0% | 0.02% | – |
| FAST | Buy | FASTENAL COput | $272,000 | +147.3% | 170,000 | +62.4% | 0.02% | +66.7% |
| ARYAU | New | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $265,000 | – | 24,800 | +100.0% | 0.02% | – |
| GIG | New | GIGCAPITAL INC | $262,000 | – | 31,318,301 | +100.0% | 0.02% | – |
| TKKS | New | TKK SYMPHONY ACQUISITION COR | $265,000 | – | 26,507 | +100.0% | 0.02% | – |
| APHA | Buy | APHRIA INCput | $257,000 | +335.6% | 117,200 | +63.5% | 0.02% | +216.7% |
| FPAC | Sell | FAR PT ACQUISITION CORP | $255,000 | -67.6% | 25,000 | -68.4% | 0.02% | -78.8% |
| CFFA | New | CF FIN ACQUISITION CORP | $239,000 | – | 23,900 | +100.0% | 0.02% | – |
| GRSHW | Buy | GORES HOLDINGS III INC*w exp 09/11/202 | $234,000 | +397.9% | 161,066 | +383.2% | 0.02% | +240.0% |
| EA | New | ELECTRONIC ARTS INCcall | $241,000 | – | 31,700 | +100.0% | 0.02% | – |
| DB | New | DEUTSCHE BANK AGput | $240,000 | – | 160,000 | +100.0% | 0.02% | – |
| STNLW | New | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $227,000 | – | 324,221 | +100.0% | 0.02% | – |
| BRACR | New | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $229,000 | – | 544,461 | +100.0% | 0.02% | – |
| MUDSW | Sell | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $219,000 | -13.4% | 445,282 | -2.8% | 0.02% | -40.7% |
| AMAT | New | APPLIED MATLS INCcall | $221,000 | – | 55,000 | +100.0% | 0.02% | – |
| APC | New | ANADARKO PETE CORPput | $222,000 | – | 605,700 | +100.0% | 0.02% | – |
| LOACU | Sell | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $219,000 | -3.5% | 21,176 | -4.8% | 0.02% | -33.3% |
| IMMU | New | IMMUNOMEDICS INC | $203,000 | – | 14,611 | +100.0% | 0.02% | – |
| LHCWS | Buy | LEO HOLDINGS CORP*w exp 02/07/202 | $213,000 | +97.2% | 170,534 | +23.4% | 0.02% | +25.0% |
| GMHIW | Buy | GORES METROPOULOS INC*w exp 01/28/202 | $197,000 | +838.1% | 156,351 | +961.2% | 0.01% | +600.0% |
| AXDX | New | ACCELERATE DIAGNOSTICS INC | $197,000 | – | 8,600 | +100.0% | 0.01% | – |
| CELG | Sell | CELGENE CORPput | $200,000 | -50.4% | 422,400 | -35.5% | 0.01% | -67.4% |
| MNCL | New | MONOCLE ACQUISITION CORP | $189,000 | – | 19,100 | +100.0% | 0.01% | – |
| SPAQWS | Buy | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $192,000 | +21.5% | 215,180 | +49.8% | 0.01% | -17.6% |
| BWMCU | Sell | BOXWOOD MERGER CORPunit 11/26/2025 | $192,000 | -66.7% | 18,656 | -67.3% | 0.01% | -77.4% |
| ARQL | Sell | ARQULE INCcall | $192,000 | +3100.0% | 37,200 | -38.9% | 0.01% | +1300.0% |
| VZ | New | VERIZON COMMUNICATIONS INCput | $188,000 | – | 85,000 | +100.0% | 0.01% | – |
| BBT | Buy | BB&T CORPput | $198,000 | +560.0% | 201,300 | +1288.3% | 0.01% | +366.7% |
| CSCO | Buy | CISCO SYS INCput | $179,000 | +251.0% | 130,000 | +420.0% | 0.01% | +160.0% |
| DVA | New | DAVITA INCput | $183,000 | – | 111,800 | +100.0% | 0.01% | – |
| HHHHU | New | WEALTHBRIDGE ACQUISITION LTDunit 99/99/9999 | $179,000 | – | 17,650 | +100.0% | 0.01% | – |
| YOGAQ | Sell | YOGAWORKS INC | $178,000 | -65.4% | 296,807 | -46.8% | 0.01% | -76.4% |
| DIS | Buy | DISNEY WALT COcall | $179,000 | +3480.0% | 40,000 | +33.3% | 0.01% | +1200.0% |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $183,000 | – | 18,800 | +100.0% | 0.01% | – |
| OPESW | Buy | OPES ACQUISITION CORP*w exp 03/13/202 | $187,000 | +31.7% | 744,789 | +26.1% | 0.01% | -13.3% |
| JFKKU | New | 8I ENTERPRISES ACQUISITIN COunit 99/99/9999 | $164,000 | – | 15,573 | +100.0% | 0.01% | – |
| ONCE | Sell | SPARK THERAPEUTICS INCput | $167,000 | -18.5% | 134,600 | -95.3% | 0.01% | -45.5% |
| ENIA | New | ENEL AMERICAS S Aput | $162,000 | – | 44,600 | +100.0% | 0.01% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vput | $169,000 | – | 8,000 | +100.0% | 0.01% | – |
| CNACR | New | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $171,000 | – | 947,074 | +100.0% | 0.01% | – |
| QEP | New | QEP RES INCcall | $166,000 | – | 139,800 | +100.0% | 0.01% | – |
| CSCO | Sell | CISCO SYS INC | $153,000 | -67.4% | 2,790 | -68.0% | 0.01% | -78.0% |
| PACQW | Sell | PURE ACQUISITION CORP*w exp 04/17/202 | $156,000 | +15500.0% | 144,130 | -1.4% | 0.01% | – |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $149,000 | – | 110,539 | +100.0% | 0.01% | – |
| CBS | New | CBS CORP NEWput | $156,000 | – | 250,000 | +100.0% | 0.01% | – |
| GPN | New | GLOBAL PMTS INCput | $150,000 | – | 75,000 | +100.0% | 0.01% | – |
| MSL | New | MIDSOUTH BANCORP INC | $153,000 | – | 12,900 | +100.0% | 0.01% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTD | $144,000 | – | 6,000 | +100.0% | 0.01% | – |
| IMMU | New | IMMUNOMEDICS INCcall | $139,000 | – | 140,000 | +100.0% | 0.01% | – |
| JD | New | JD COM INCcall | $140,000 | – | 57,600 | +100.0% | 0.01% | – |
| THWWW | Buy | TARGET HOSPITALITY CORP*w exp 03/15/202 | $132,000 | +187.0% | 65,993 | +120.0% | 0.01% | +100.0% |
| LACQW | Sell | LEISURE ACQUISITION CORP*w exp 12/05/201 | $143,000 | -0.7% | 220,087 | -31.2% | 0.01% | -33.3% |
| FAST | New | FASTENAL COcall | $136,000 | – | 42,500 | +100.0% | 0.01% | – |
| RPLAU | New | REPLAY ACQUISITION CORPunit 03/01/2024 | $128,000 | – | 12,804 | +100.0% | 0.01% | – |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO Lput | $119,000 | – | 12,500 | +100.0% | 0.01% | – |
| JFKKW | New | 8I ENTERPRISES ACQUISITIN CO*w exp 10/29/202 | $122,000 | – | 435,067 | +100.0% | 0.01% | – |
| CFFAU | Sell | CF FIN ACQUISITION CORPunit 04/30/2025 | $129,000 | -82.7% | 12,438 | -83.0% | 0.01% | -88.8% |
| GRAFWS | Buy | GRAF INDL CORP*w exp 12/31/202 | $120,000 | +200.0% | 304,072 | +150.1% | 0.01% | +125.0% |
| RBZHF | New | REEBONZ HLDG LTD | $113,000 | – | 29,942 | +100.0% | 0.01% | – |
| NLSN | Sell | NIELSEN HLDGS PLCcall | $106,000 | -41.1% | 125,000 | -17.5% | 0.01% | -57.9% |
| TSEM | New | TOWER SEMICONDUCTOR LTD | $118,000 | – | 7,500 | +100.0% | 0.01% | – |
| NIO | New | NIO INCput | $96,000 | – | 175,000 | +100.0% | 0.01% | – |
| SAMAW | Buy | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $102,000 | -1.9% | 340,769 | +1.9% | 0.01% | -36.4% |
| S | Sell | SPRINT CORPORATIONcall | $95,000 | +126.2% | 60,200 | -6.7% | 0.01% | +40.0% |
| IRM | Sell | IRON MTN INC NEWput | $97,000 | -55.3% | 10,000 | -90.9% | 0.01% | -69.6% |
| New | ORGANIGRAM HLDGS INC | $99,000 | – | 15,300 | +100.0% | 0.01% | – | |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $101,000 | – | 10,000 | +100.0% | 0.01% | – |
| CROX | New | CROCS INCcall | $92,000 | – | 55,000 | +100.0% | 0.01% | – |
| ANDAR | Buy | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $93,000 | -23.1% | 358,207 | +0.7% | 0.01% | -46.2% |
| CCHWS | Buy | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $87,000 | +29.9% | 66,666 | +10.2% | 0.01% | -14.3% |
| DSKEW | Buy | DASEKE INC*w exp 02/27/202 | $87,000 | +64.2% | 394,501 | +154.6% | 0.01% | 0.0% |
| TLT | New | ISHARES TRput | $88,000 | – | 952,100 | +100.0% | 0.01% | – |
| T | Sell | AT&T INCcall | $88,000 | +31.3% | 100,000 | -81.8% | 0.01% | -14.3% |
| LEN | New | LENNAR CORPcall | $82,000 | – | 258,200 | +100.0% | 0.01% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $82,000 | – | 135,883 | +100.0% | 0.01% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INCcall | $85,000 | – | 30,900 | +100.0% | 0.01% | – |
| RHT | Buy | RED HAT INCput | $90,000 | -81.4% | 427,000 | +86.0% | 0.01% | -88.5% |
| MOH | New | MOLINA HEALTHCARE INCcall | $86,000 | – | 15,000 | +100.0% | 0.01% | – |
| GLACR | Sell | GREENLAND ACQUISITIN CORPORAright 04/27/2025 | $79,000 | +9.7% | 201,816 | -13.6% | 0.01% | -25.0% |
| CHAPQ | New | CHAPARRAL ENERGY INC | $78,000 | – | 16,500 | +100.0% | 0.01% | – |
| NIHD | New | NII HLDGS INC | $85,000 | – | 50,000 | +100.0% | 0.01% | – |
| GPRO | New | GOPRO INCcall | $66,000 | – | 65,000 | +100.0% | 0.01% | – |
| ACB | Sell | AURORA CANNABIS INCcall | $76,000 | -88.4% | 60,600 | -62.5% | 0.01% | -92.9% |
| SFLY | New | SHUTTERFLY INCput | $76,000 | – | 125,900 | +100.0% | 0.01% | – |
| KR | New | KROGER COcall | $68,000 | – | 50,000 | +100.0% | 0.01% | – |
| MDCO | New | MEDICINES COput | $65,000 | – | 15,000 | +100.0% | 0.01% | – |
| JPM | New | JPMORGAN CHASE & COput | $71,000 | – | 22,500 | +100.0% | 0.01% | – |
| TPGHWS | Sell | TPG PACE HLDGS CORP*w exp 06/27/202 | $69,000 | +4.5% | 43,819 | -11.0% | 0.01% | -28.6% |
| ARRY | New | ARRAY BIOPHARMA INCput | $64,000 | – | 787,100 | +100.0% | 0.01% | – |
| TOTAR | Buy | TOTTENHAM ACQUISITION I LTDright 06/05/2020 | $74,000 | +37.0% | 200,871 | +0.3% | 0.01% | -16.7% |
| PVH | PVH CORPput | $72,000 | +213.0% | 17,000 | 0.0% | 0.01% | +150.0% | |
| XBI | New | SPDR SERIES TRUSTcall | $72,000 | – | 30,000 | +100.0% | 0.01% | – |
| TPB | New | TURNING PT BRANDS INCput | $64,000 | – | 20,000 | +100.0% | 0.01% | – |
| GLD | New | SPDR GOLD TRUSTput | $66,000 | – | 100,000 | +100.0% | 0.01% | – |
| TBRGW | Sell | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $69,000 | -38.9% | 34,230 | -78.3% | 0.01% | -58.3% |
| ALACW | Buy | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $74,000 | +23.3% | 669,780 | +1.2% | 0.01% | -16.7% |
| S | Buy | SPRINT CORPORATIONput | $63,000 | +6200.0% | 293,000 | +29200.0% | 0.01% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $63,000 | – | 1,100 | +100.0% | 0.01% | – |
| RPLAWS | New | REPLAY ACQUISITION CORP*w exp 03/01/202 | $51,000 | – | 73,400 | +100.0% | 0.00% | – |
| LCAHW | New | LANDCADIA HLDGS II INC*w exp 05/09/202 | $50,000 | – | 58,833 | +100.0% | 0.00% | – |
| TOCA | New | TOCAGEN INCcall | $53,000 | – | 22,700 | +100.0% | 0.00% | – |
| LOB | New | LIVE OAK BANCSHARES INCcall | $50,000 | – | 80,000 | +100.0% | 0.00% | – |
| GSAHWS | Buy | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $61,000 | -9.0% | 48,496 | +1.0% | 0.00% | -42.9% |
| TRCO | Sell | TRIBUNE MEDIA COput | $50,000 | +25.0% | 99,900 | -0.1% | 0.00% | 0.0% |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INput | $50,000 | – | 13,500 | +100.0% | 0.00% | – |
| TDACW | Buy | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $49,000 | +48.5% | 326,711 | +60.1% | 0.00% | 0.0% |
| UNIT | New | UNITI GROUP INCput | $56,000 | – | 62,700 | +100.0% | 0.00% | – |
| ZGNX | ZOGENIX INCcall | $59,000 | -22.4% | 20,000 | 0.0% | 0.00% | -50.0% | |
| BANC | New | BANC OF CALIFORNIA INCput | $38,000 | – | 150,000 | +100.0% | 0.00% | – |
| TOCA | New | TOCAGEN INC | $43,000 | – | 6,500 | +100.0% | 0.00% | – |
| BYND | New | BEYOND MEAT INCcall | $41,000 | – | 16,200 | +100.0% | 0.00% | – |
| CRSAW | New | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $36,000 | – | 55,799 | +100.0% | 0.00% | – |
| VSM | Sell | VERSUM MATLS INCput | $39,000 | +225.0% | 85,000 | -12.0% | 0.00% | +200.0% |
| PACKWS | New | RANPAK HLDGS CORP*w exp 06/03/202 | $35,000 | – | 29,500 | +100.0% | 0.00% | – |
| VFF | New | VILLAGE FARMS INTL INC | $35,000 | – | 3,100 | +100.0% | 0.00% | – |
| VFF | New | VILLAGE FARMS INTL INCcall | $40,000 | – | 72,000 | +100.0% | 0.00% | – |
| BRACW | New | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $48,000 | – | 115,600 | +100.0% | 0.00% | – |
| DFBHW | Buy | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $36,000 | +71.4% | 28,459 | +21.2% | 0.00% | +50.0% |
| MRTX | New | MIRATI THERAPEUTICS INCcall | $36,000 | – | 12,500 | +100.0% | 0.00% | – |
| TPB | New | TURNING PT BRANDS INCcall | $48,000 | – | 20,000 | +100.0% | 0.00% | – |
| FBNC | New | FIRST BANCORP N Ccall | $42,000 | – | 45,000 | +100.0% | 0.00% | – |
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $37,000 | -58.4% | 1,164,699 | -0.4% | 0.00% | -70.0% |
| NEBUW | New | NEBULA ACQUISITION CORP*w exp 03/12/202 | $38,000 | – | 38,059 | +100.0% | 0.00% | – |
| FXI | New | ISHARES TRcall | $26,000 | – | 50,000 | +100.0% | 0.00% | – |
| BIOS | Sell | BIOSCRIP INC | $27,000 | -96.8% | 10,239 | -97.5% | 0.00% | -97.8% |
| MOSCWS | New | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $26,000 | – | 27,800 | +100.0% | 0.00% | – |
| GIGRT | Buy | GIGCAPITAL INCright 03/06/2020 | $26,000 | +225.0% | 49,600 | +283.5% | 0.00% | +100.0% |
| TRNEWS | New | TRINE ACQUISITION CORP*w exp 03/31/202 | $24,000 | – | 32,500 | +100.0% | 0.00% | – |
| FXI | New | ISHARES TRput | $24,000 | – | 50,000 | +100.0% | 0.00% | – |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $27,000 | – | 44,902 | +100.0% | 0.00% | – |
| MFACWS | New | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $22,000 | – | 72,869 | +100.0% | 0.00% | – |
| AVYA | Sell | AVAYA HLDGS CORPcall | $27,000 | -85.9% | 145,200 | -3.2% | 0.00% | -90.5% |
| TLT | New | ISHARES TRcall | $33,000 | – | 20,000 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYSput | $23,000 | – | 50,200 | +100.0% | 0.00% | – |
| New | INTEC PHARMA LTD JERUSALEMput | $24,000 | – | 20,200 | +100.0% | 0.00% | – | |
| ANDAW | Buy | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $22,000 | +266.7% | 102,810 | +227.9% | 0.00% | +100.0% |
| MMDMR | New | MODERN MEDIA ACQUISITIONright 99/99/9999 | $21,000 | – | 71,814 | +100.0% | 0.00% | – |
| ABBV | Buy | ABBVIE INCput | $29,000 | -57.4% | 143,500 | +187.0% | 0.00% | -71.4% |
| ALACR | Sell | ALBERTON ACQUISITION CORPright 10/04/2020 | $30,000 | +42.9% | 121,149 | -0.4% | 0.00% | 0.0% |
| SRRA | Sell | SIERRA ONCOLOGY INC | $28,000 | -78.1% | 50,000 | -33.3% | 0.00% | -85.7% |
| DAL | New | DELTA AIR LINES INC DELput | $22,000 | – | 25,000 | +100.0% | 0.00% | – |
| LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $30,000 | -57.1% | 92,481 | -60.1% | 0.00% | -75.0% |
| PTLA | New | PORTOLA PHARMACEUTICALS INCcall | $24,000 | – | 63,500 | +100.0% | 0.00% | – |
| JFKKR | New | 8I ENTERPRISES ACQUISITIN COright 10/29/2020 | $30,000 | – | 77,959 | +100.0% | 0.00% | – |
| TMUS | Sell | T MOBILE US INCput | $31,000 | -85.6% | 25,000 | -77.8% | 0.00% | -91.3% |
| GSAT | GLOBALSTAR INC | $26,000 | +8.3% | 55,000 | 0.0% | 0.00% | -33.3% | |
| AMRWW | Buy | ALTA MESA RES INC*w exp 03/28/202 | $22,000 | +2100.0% | 3,075,558 | +18614.6% | 0.00% | – |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $27,000 | – | 29,250 | +100.0% | 0.00% | – |
| CI | CIGNA CORP NEWcall | $25,000 | -52.8% | 15,500 | 0.0% | 0.00% | -66.7% | |
| GBT | Buy | GLOBAL BLOOD THERAPEUTICS INcall | $21,000 | -44.7% | 42,500 | +42.1% | 0.00% | -50.0% |
| ZAYO | Buy | ZAYO GROUP HLDGS INCcall | $28,000 | -85.6% | 140,200 | +21.2% | 0.00% | -90.5% |
| ZAYO | New | ZAYO GROUP HLDGS INCput | $25,000 | – | 106,300 | +100.0% | 0.00% | – |
| BANC | New | BANC OF CALIFORNIA INCcall | $8,000 | – | 150,000 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPput | $11,000 | – | 20,100 | +100.0% | 0.00% | – |
| MNCLW | New | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $19,000 | – | 55,371 | +100.0% | 0.00% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $9,000 | – | 30 | +100.0% | 0.00% | – |
| BBY | New | BEST BUY INCput | $15,000 | – | 24,000 | +100.0% | 0.00% | – |
| SGEN | New | SEATTLE GENETICS INCcall | $20,000 | – | 10,000 | +100.0% | 0.00% | – |
| ONCE | Sell | SPARK THERAPEUTICS INCcall | $13,000 | -99.7% | 4,000 | -96.6% | 0.00% | -99.8% |
| BRPAW | New | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $15,000 | – | 67,000 | +100.0% | 0.00% | – |
| LOW | New | LOWES COS INCput | $16,000 | – | 40,000 | +100.0% | 0.00% | – |
| BRPAR | New | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $17,000 | – | 90,020 | +100.0% | 0.00% | – |
| ADM | New | ARCHER DANIELS MIDLAND COcall | $19,000 | – | 20,500 | +100.0% | 0.00% | – |
| TMCXW | New | TRINITY MERGER CORP*w exp 05/11/202 | $10,000 | – | 31,900 | +100.0% | 0.00% | – |
| TWLO | TWILIO INCcall | $7,000 | -88.5% | 10,000 | 0.0% | 0.00% | -85.7% | |
| BWMCW | Buy | BOXWOOD MERGER CORP*w exp 11/26/202 | $19,000 | +137.5% | 31,198 | +45.8% | 0.00% | 0.0% |
| APHA | New | APHRIA INCcall | $15,000 | – | 97,600 | +100.0% | 0.00% | – |
| GPAQW | Buy | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $17,000 | +183.3% | 50,000 | +218.7% | 0.00% | 0.0% |
| VTIQW | Sell | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $7,000 | -22.2% | 14,057 | -36.1% | 0.00% | 0.0% |
| ALGRR | Sell | ALLEGRO MERGER CORPright 12/31/2023 | $14,000 | -30.0% | 68,978 | -7.8% | 0.00% | -50.0% |
| ALGRW | Sell | ALLEGRO MERGER CORP*w exp 01/06/202 | $7,000 | +16.7% | 24,278 | -2.0% | 0.00% | 0.0% |
| XYNPW | New | XYNOMIC PHARMACUTCLS HLDNG I*w exp 05/15/202 | $11,000 | – | 50,000 | +100.0% | 0.00% | – |
| FMCIW | New | FORUM MERGER II CORP*w exp 09/30/202 | $15,000 | – | 23,000 | +100.0% | 0.00% | – |
| FPACWS | Sell | FAR PT ACQUISITION CORP*w exp 06/01/202 | $16,000 | -78.1% | 12,659 | -76.8% | 0.00% | -87.5% |
| CPRI | New | CAPRI HOLDINGS LIMITEDcall | $8,000 | – | 17,500 | +100.0% | 0.00% | – |
| EME | New | EMCOR GROUP INCcall | $20,000 | – | 24,200 | +100.0% | 0.00% | – |
| EA | New | ELECTRONIC ARTS INCput | $13,000 | – | 10,000 | +100.0% | 0.00% | – |
| AMD | ADVANCED MICRO DEVICES INCput | $13,000 | -62.9% | 40,000 | 0.0% | 0.00% | -75.0% | |
| DPHCW | New | DIAMONDPEAK HLDGS COR*w exp 02/22/202 | $12,000 | – | 14,433 | +100.0% | 0.00% | – |
| DDMXW | DD3 ACQUISITION CORP*w exp 10/20/202 | $15,000 | +7.1% | 50,799 | 0.0% | 0.00% | -50.0% | |
| DAL | New | DELTA AIR LINES INC DELcall | $17,000 | – | 25,000 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTDput | $10,000 | – | 20,000 | +100.0% | 0.00% | – |
| DCPH | New | DECIPHERA PHARMACEUTICALS INput | $19,000 | – | 20,000 | +100.0% | 0.00% | – |
| CNTTQ | New | CANNTRUST HLDGS INCcall | $14,000 | – | 80,000 | +100.0% | 0.00% | – |
| CMCSA | New | COMCAST CORP NEWcall | $14,000 | – | 18,000 | +100.0% | 0.00% | – |
| New | INTEC PHARMA LTD JERUSALEM | $20,000 | – | 4,525 | +100.0% | 0.00% | – | |
| CHK | CHESAPEAKE ENERGY CORPcall | $12,000 | -64.7% | 481,200 | 0.0% | 0.00% | -75.0% | |
| J | Exit | JACOBS ENGR GROUP INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| MDRIQ | Exit | MCDERMOTT INTL INCcall | $0 | – | -11,500 | -100.0% | 0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| LTHM | Exit | LIVENT CORPcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| L100PS | Exit | ARCONIC INCcall | $0 | – | -29,600 | -100.0% | 0.00% | – |
| FOLD | Sell | AMICUS THERAPEUTICS INCcall | $2,000 | -95.3% | 22,500 | -57.1% | 0.00% | -100.0% |
| AMCIW | Sell | AMCI ACQUISITION CORP*w exp 05/20/202 | $4,000 | 0.0% | 13,000 | -7.1% | 0.00% | – |
| HHHHR | New | WEALTHBRIDGE ACQUISITION LTDright 11/02/2023 | $6,000 | – | 25,000 | +100.0% | 0.00% | – |
| EDTXW | Exit | EDTECHX HLDGS ACQUISITION CO*w exp 12/31/202 | $0 | – | -15,300 | -100.0% | 0.00% | – |
| DGX | Exit | QUEST DIAGNOSTICS INCput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| L100PS | Exit | ARCONIC INCput | $0 | – | -55,200 | -100.0% | 0.00% | – |
| FOXA | Exit | FOX CORPcall | $0 | – | -27,500 | -100.0% | 0.00% | – |
| CI | Exit | CIGNA CORP NEWput | $0 | – | -27,700 | -100.0% | 0.00% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPput | $1,000 | – | 7,500 | +100.0% | 0.00% | – |
| GDXJ | Exit | VANECK VECTORS ETF TRcall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| DIS | Exit | DISNEY WALT COput | $0 | – | -125,000 | -100.0% | 0.00% | – |
| CZR | Buy | CAESARS ENTMT CORPput | $1,000 | -95.5% | 110,000 | +131.1% | 0.00% | -100.0% |
| FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPcall | $3,000 | – | 100,000 | +100.0% | 0.00% | – |
| WCG | WELLCARE HEALTH PLANS INCput | $5,000 | -75.0% | 4,500 | 0.0% | 0.00% | -100.0% | |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| ARQL | Exit | ARQULE INCput | $0 | – | -6,300 | -100.0% | 0.00% | – |
| ELLI | Exit | ELLIE MAE INCcall | $0 | – | -67,700 | -100.0% | 0.00% | – |
| TZACW | Sell | TENZING ACQUISITION CORP*w exp 02/23/202 | $4,000 | -33.3% | 20,000 | -50.4% | 0.00% | -100.0% |
| AR | Buy | ANTERO RES CORPcall | $2,000 | 0.0% | 31,000 | +112.3% | 0.00% | – |
| HKWS | Buy | HALCON RES CORP*w exp 09/09/202 | $4,000 | +300.0% | 443,716 | +215.8% | 0.00% | – |
| IRM | IRON MTN INC NEWcall | $5,000 | -90.0% | 100,000 | 0.0% | 0.00% | -100.0% | |
| CRBP | Sell | CORBUS PHARMACEUTICALS HLDGScall | $3,000 | +50.0% | 14,400 | -76.0% | 0.00% | – |
| TKKSW | Buy | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $5,000 | 0.0% | 36,298 | +1.1% | 0.00% | -100.0% |
| CAG | New | CONAGRA BRANDS INCcall | $4,000 | – | 25,000 | +100.0% | 0.00% | – |
| TOTAW | New | TOTTENHAM ACQUISITION I LTD*w exp 05/06/202 | $6,000 | – | 60,743 | +100.0% | 0.00% | – |
| TXMD | New | THERAPEUTICSMD INCput | $2,000 | – | 1,200 | +100.0% | 0.00% | – |
| TXMD | New | THERAPEUTICSMD INCcall | $6,000 | – | 49,000 | +100.0% | 0.00% | – |
| AVP | Buy | AVON PRODS INCput | $4,000 | 0.0% | 40,000 | +100.0% | 0.00% | – |
| MTZ | New | MASTEC INCput | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| PAACR | New | PROFICIENT ALPHA ACQUSTN CORright 04/30/2026 | $2,000 | – | 11,500 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INCcall | $5,000 | – | 52,300 | +100.0% | 0.00% | – |
| MDSO | New | MEDIDATA SOLUTIONS INCput | $2,000 | – | 1,800 | +100.0% | 0.00% | – |
| TSEM | New | TOWER SEMICONDUCTOR LTDcall | $4,000 | – | 42,800 | +100.0% | 0.00% | – |
| SVRA | New | SAVARA INCcall | $2,000 | – | 33,000 | +100.0% | 0.00% | – |
| WRLSR | New | PENSARE ACQUISITION CORPright 99/99/9999 | $5,000 | – | 33,151 | +100.0% | 0.00% | – |
| CELG | Sell | CELGENE CORPcall | $6,000 | -99.6% | 25,000 | -90.9% | 0.00% | -100.0% |
| BKS | New | BARNES & NOBLE INCput | $1,000 | – | 50,000 | +100.0% | 0.00% | – |
| QEP | New | QEP RES INCput | $2,000 | – | 7,400 | +100.0% | 0.00% | – |
| AXDX | New | ACCELERATE DIAGNOSTICS INCput | $2,000 | – | 5,000 | +100.0% | 0.00% | – |
| BEL | Exit | BELMOND LTDcall | $0 | – | -77,500 | -100.0% | 0.00% | – |
| DNRCQ | Sell | DENBURY RES INCcall | $3,000 | -97.0% | 18,100 | -93.8% | 0.00% | -100.0% |
| WCC | New | WESCO INTL INCcall | $1,000 | – | 15,700 | +100.0% | 0.00% | – |
| IIVI | Exit | II VI INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| MRK | Exit | MERCK & CO INCcall | $0 | – | -10,400 | -100.0% | -0.00% | – |
| INSM | Exit | INSMED INCcall | $0 | – | -19,300 | -100.0% | -0.00% | – |
| WRLSW | Exit | PENSARE ACQUISITION CORP*w exp 07/27/202 | $0 | – | -52,000 | -100.0% | -0.00% | – |
| KMX | Exit | CARMAX INCput | $0 | – | -57,500 | -100.0% | -0.00% | – |
| GDXJ | Exit | VANECK VECTORS ETF TRput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| VSM | Exit | VERSUM MATLS INCcall | $0 | – | -11,500 | -100.0% | -0.00% | – |
| WPX | Exit | WPX ENERGY INCput | $0 | – | -45,000 | -100.0% | -0.00% | – |
| ASND | Exit | ASCENDIS PHARMA A Sput | $0 | – | -4,000 | -100.0% | -0.00% | – |
| LXFT | Exit | LUXOFT HLDG INCput | $0 | – | -98,000 | -100.0% | -0.00% | – |
| PXD | Exit | PIONEER NAT RES COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| QTT | Exit | QUTOUTIAO INCcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| IMMU | Exit | IMMUNOMEDICS INCput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ECA | Exit | ENCANA CORPcall | $0 | – | -175,100 | -100.0% | -0.00% | – |
| CM | Exit | CDN IMPERIAL BK COMM TORONTOcall | $0 | – | -500,000 | -100.0% | -0.00% | – |
| HNTWF | Exit | HUNTER MARITIME ACQUISITION*w exp 11/17/202 | $0 | – | -23,830 | -100.0% | -0.00% | – |
| CM | Exit | CDN IMPERIAL BK COMM TORONTO | $0 | – | -200 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -15,900 | -100.0% | -0.00% | – |
| SYMC | Exit | SYMANTEC CORPput | $0 | – | -112,500 | -100.0% | -0.00% | – |
| BNS | Exit | BANK N S HALIFAXcall | $0 | – | -2,000,000 | -100.0% | -0.00% | – |
| FITB | Exit | FIFTH THIRD BANCORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| USWSW | Exit | U S WELL SVCS INC*w exp 03/15/202 | $0 | – | -19,000 | -100.0% | -0.00% | – |
| LOACW | Exit | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $0 | – | -371,430 | -100.0% | -0.00% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS INCcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| NIO | Exit | NIO INCcall | $0 | – | -350,000 | -100.0% | -0.00% | – |
| FISV | Exit | FISERV INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SFIX | Exit | STITCH FIX INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP INCput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORPcall | $0 | – | -15,100 | -100.0% | -0.00% | – |
| QURE | Exit | UNIQURE NVcall | $0 | – | -23,500 | -100.0% | -0.00% | – |
| TDG | Exit | TRANSDIGM GROUP INCput | $0 | – | -13,200 | -100.0% | -0.00% | – |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -120,212 | -100.0% | -0.00% | – |
| GDX | Exit | VANECK VECTORS ETF TRput | $0 | – | -400,000 | -100.0% | -0.00% | – |
| ARYAW | Exit | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $0 | – | -34,156 | -100.0% | -0.00% | – |
| ATRA | Exit | ATARA BIOTHERAPEUTICS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTDcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| OMADWS | Exit | ONE MADISON CORP*w exp 99/99/999 | $0 | – | -29,485 | -100.0% | -0.00% | – |
| TRCO | Exit | TRIBUNE MEDIA COcall | $0 | – | -38,800 | -100.0% | -0.00% | – |
| HRS | Exit | HARRIS CORP DELput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INput | $0 | – | -12,000 | -100.0% | -0.01% | – |
| T | Exit | AT&T INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| XBI | Exit | SPDR SERIES TRUSTput | $0 | – | -40,000 | -100.0% | -0.01% | – |
| ARQL | Exit | ARQULE INC | $0 | – | -9,500 | -100.0% | -0.01% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF INput | $0 | – | -144,900 | -100.0% | -0.01% | – |
| SGEN | Exit | SEATTLE GENETICS INCput | $0 | – | -40,000 | -100.0% | -0.01% | – |
| INSM | Exit | INSMED INC | $0 | – | -2,000 | -100.0% | -0.01% | – |
| NVAX | Exit | NOVAVAX INCput | $0 | – | -66,000 | -100.0% | -0.01% | – |
| AR | Exit | ANTERO RES CORPput | $0 | – | -7,500 | -100.0% | -0.01% | – |
| SFIX | Exit | STITCH FIX INC | $0 | – | -2,250 | -100.0% | -0.01% | – |
| KLAC | Exit | KLA-TENCOR CORPput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| TAK | Exit | TAKEDA PHARMACEUTICAL CO LTDcall | $0 | – | -66,000 | -100.0% | -0.01% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -624 | -100.0% | -0.01% | – |
| FTACW | Exit | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $0 | – | -80,671 | -100.0% | -0.01% | – |
| KHC | Exit | KRAFT HEINZ COcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCcall | $0 | – | -11,000 | -100.0% | -0.01% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INCcall | $0 | – | -20,200 | -100.0% | -0.01% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO Cput | $0 | – | -63,600 | -100.0% | -0.01% | – |
| COTY | Exit | COTY INCcall | $0 | – | -704,200 | -100.0% | -0.01% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| ASND | Exit | ASCENDIS PHARMA A Scall | $0 | – | -38,800 | -100.0% | -0.01% | – |
| OMAD | Exit | ONE MADISON CORP | $0 | – | -10,960 | -100.0% | -0.01% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INCcall | $0 | – | -30,000 | -100.0% | -0.01% | – |
| RLGY | Exit | REALOGY HLDGS CORP | $0 | – | -11,000 | -100.0% | -0.01% | – |
| AR | Exit | ANTERO RES CORP | $0 | – | -14,000 | -100.0% | -0.01% | – |
| CMSSR | Exit | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $0 | – | -372,171 | -100.0% | -0.01% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -1,000 | -100.0% | -0.01% | – |
| NESRW | Exit | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $0 | – | -111,363 | -100.0% | -0.01% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcall | $0 | – | -34,500 | -100.0% | -0.02% | – |
| VRRM | Exit | VERRA MOBILITY CORP | $0 | – | -12,569 | -100.0% | -0.02% | – |
| LLY | Exit | LILLY ELI & COput | $0 | – | -206,000 | -100.0% | -0.02% | – |
| CNTTQ | Exit | CANNTRUST HLDGS INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BRPA | Exit | BIG ROCK PARTNERS ACQUISI CO | $0 | – | -16,127 | -100.0% | -0.02% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -2,000 | -100.0% | -0.02% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INCcall | $0 | – | -56,500 | -100.0% | -0.02% | – |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -19,300 | -100.0% | -0.02% | – |
| EXPE | Exit | EXPEDIA GROUP INC | $0 | – | -1,694 | -100.0% | -0.02% | – |
| LHC | Exit | LEO HOLDINGS CORP | $0 | – | -20,450 | -100.0% | -0.02% | – |
| MTEC | Exit | MTECH ACQUISITION CORP | $0 | – | -20,869 | -100.0% | -0.02% | – |
| Exit | NXP SEMICONDUCTORS N Vput | $0 | – | -8,000 | -100.0% | -0.02% | – | |
| HEAR | Exit | TURTLE BEACH CORPput | $0 | – | -55,900 | -100.0% | -0.02% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -189 | -100.0% | -0.02% | – |
| QURE | Exit | UNIQURE NV | $0 | – | -4,000 | -100.0% | -0.03% | – |
| GRAFU | Exit | GRAF INDL CORPunit 12/31/2025 | $0 | – | -24,800 | -100.0% | -0.03% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -247 | -100.0% | -0.03% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -14,300 | -100.0% | -0.03% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGS | $0 | – | -44,500 | -100.0% | -0.03% | – |
| DFBH | Exit | DFB HEALTHCARE ACQUISTION CO | $0 | – | -31,300 | -100.0% | -0.03% | – |
| XBI | Exit | SPDR SERIES TRUSTs&p biotech | $0 | – | -3,600 | -100.0% | -0.04% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,952 | -100.0% | -0.04% | – |
| OSW | Exit | ONESPAWORLD HOLDINGS LIMITED | $0 | – | -25,098 | -100.0% | -0.04% | – |
| NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -175,000 | -100.0% | -0.04% | – |
| Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -120,500 | -100.0% | -0.04% | – | |
| CHK | Exit | CHESAPEAKE ENERGY CORPput | $0 | – | -268,800 | -100.0% | -0.04% | – |
| LSXMK | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -9,947 | -100.0% | -0.04% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -6,000 | -100.0% | -0.04% | – |
| BHF | Exit | BRIGHTHOUSE FINL INC | $0 | – | -10,399 | -100.0% | -0.04% | – |
| MDRIQ | Exit | MCDERMOTT INTL INC | $0 | – | -52,500 | -100.0% | -0.04% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -5,000 | -100.0% | -0.04% | – |
| AMCIU | Exit | AMCI ACQUISITION CORPunit 01/07/2019 | $0 | – | -42,700 | -100.0% | -0.05% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -14,192 | -100.0% | -0.05% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORPput | $0 | – | -33,200 | -100.0% | -0.05% | – |
| CCCWS | Exit | CHURCHILL CAP CORP*w exp 09/11/202 | $0 | – | -140,283 | -100.0% | -0.05% | – |
| BA | Exit | BOEING CO | $0 | – | -1,260 | -100.0% | -0.05% | – |
| MFC | Exit | MANULIFE FINL CORP | $0 | – | -28,611 | -100.0% | -0.05% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP INCcall | $0 | – | -52,500 | -100.0% | -0.05% | – |
| BPT | Exit | BP PRUDHOE BAY RTY TRput | $0 | – | -89,000 | -100.0% | -0.05% | – |
| BRACU | Exit | BLACK RIDGE ACQUISITION CORPunit 10/05/2022 | $0 | – | -50,000 | -100.0% | -0.06% | – |
| ENTG | Exit | ENTEGRIS INC | $0 | – | -17,000 | -100.0% | -0.06% | – |
| ASND | Exit | ASCENDIS PHARMA A Ssponsored adr | $0 | – | -5,150 | -100.0% | -0.06% | – |
| CVET | Exit | COVETRUS INC | $0 | – | -20,000 | -100.0% | -0.07% | – |
| HEAR | Exit | TURTLE BEACH CORP | $0 | – | -55,900 | -100.0% | -0.07% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB COput | $0 | – | -536,800 | -100.0% | -0.07% | – |
| HHHH | Exit | WEALTHBRIDGE ACQUISITION LTD | $0 | – | -67,760 | -100.0% | -0.07% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -13,274 | -100.0% | -0.08% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -16,200 | -100.0% | -0.08% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -266,799 | -100.0% | -0.09% | – |
| KBLM | Exit | KBL MERGER CORP IV | $0 | – | -81,700 | -100.0% | -0.09% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -10,750 | -100.0% | -0.09% | – |
| NFCU | Exit | NEW FRONTIER CORPunit 99/99/9999 | $0 | – | -87,735 | -100.0% | -0.10% | – |
| AAPL | Exit | APPLE INC | $0 | – | -4,694 | -100.0% | -0.10% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -5,850 | -100.0% | -0.10% | – |
| MFAC | Exit | MEGALITH FINL ACQUISITION CO | $0 | – | -91,972 | -100.0% | -0.10% | – |
| STL | Exit | STERLING BANCORP DEL | $0 | – | -51,960 | -100.0% | -0.10% | – |
| CMSS | Exit | CM SEVEN STAR ACQUISITION CO | $0 | – | -136,104 | -100.0% | -0.10% | – |
| COTY | Exit | COTY INCput | $0 | – | -410,200 | -100.0% | -0.11% | – |
| MGYWS | Exit | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $0 | – | -361,568 | -100.0% | -0.13% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -15,400 | -100.0% | -0.13% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -106,383 | -100.0% | -0.14% | – |
| QUAD | Exit | QUAD / GRAPHICS INC | $0 | – | -112,401 | -100.0% | -0.14% | – |
| JACK | Exit | JACK IN THE BOX INC | $0 | – | -19,004 | -100.0% | -0.16% | – |
| INSUU | Exit | INSURANCE ACQUISITION CORPunit 03/31/2024 | $0 | – | -155,200 | -100.0% | -0.17% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -15,000 | -100.0% | -0.18% | – |
| WRLS | Exit | PENSARE ACQUISITION CORP | $0 | – | -167,636 | -100.0% | -0.18% | – |
| KMX | Exit | CARMAX INC | $0 | – | -26,005 | -100.0% | -0.20% | – |
| AMCI | Exit | AMCI ACQUISITION CORPclass a | $0 | – | -233,931 | -100.0% | -0.25% | – |
| CARS | Exit | CARS COM INC | $0 | – | -111,921 | -100.0% | -0.27% | – |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -824,308 | -100.0% | -0.34% | – |
| FNSR | Exit | FINISAR CORP | $0 | – | -155,125 | -100.0% | -0.39% | – |
| BROG | Exit | TWELVE SEAS INVESTMENT COMPA | $0 | – | -445,842 | -100.0% | -0.48% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INC | $0 | – | -16,802 | -100.0% | -0.49% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -2,611 | -100.0% | -0.50% | – |
| AABA | Exit | ALTABA INC | $0 | – | -63,300 | -100.0% | -0.50% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -28,800 | -100.0% | -0.52% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -255,000 | -100.0% | -0.61% | – |
| COTY | Exit | COTY INC | $0 | – | -648,000 | -100.0% | -0.80% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -1,783,094 | -100.0% | -0.86% | – |
| IDTI | Exit | INTEGRATED DEVICE TECHNOLOGY | $0 | – | -177,246 | -100.0% | -0.93% | – |
| MGLN | Exit | MAGELLAN HEALTH INC | $0 | – | -151,360 | -100.0% | -1.07% | – |
| HSBC | Exit | HSBC HLDGS PLCspon adr new | $0 | – | -251,650 | -100.0% | -1.10% | – |
| SCAC | Exit | SABAN CAP ACQUISITION CORP | $0 | – | -1,269,361 | -100.0% | -1.40% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -416,678 | -100.0% | -2.63% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -1,306,018 | -100.0% | -3.69% | – |
| BMS | Exit | BEMIS CO INC | $0 | – | -699,950 | -100.0% | -4.17% | – |
| ONCE | Exit | SPARK THERAPEUTICS INC | $0 | – | -497,720 | -100.0% | -6.09% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -241,040 | -100.0% | -8.55% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-08-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CAPITAL ONE FINL CORP | 24 | Q1 2019 | 0.1% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2018 | 0.1% |
| SCHWAB CHARLES CORP NEW | 22 | Q3 2018 | 0.2% |
| STERLING BANCORP DEL | 22 | Q1 2019 | 0.1% |
| SPDR S&P 500 ETF TR | 20 | Q2 2019 | 12.0% |
| MAGELLAN MIDSTREAM PRTNRS LP | 20 | Q4 2017 | 0.3% |
| AMAZON COM INC | 19 | Q1 2019 | 1.4% |
| APPLE INC | 19 | Q1 2019 | 0.4% |
| ENTERPRISE PRODS PARTNERS L | 19 | Q3 2017 | 0.2% |
| BUCKEYE PARTNERS L P | 18 | Q2 2019 | 0.3% |
View COWEN INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-03-15 |
| 3 | 2024-03-15 |
| 4 | 2024-03-15 |
| 4 | 2024-03-15 |
| 3 | 2024-02-23 |
| 4 | 2024-02-23 |
| 3 | 2024-02-20 |
| 4 | 2023-12-19 |
| 3 | 2023-12-14 |
| 4 | 2023-09-06 |
View COWEN INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.