NOVAVAX INC shareholder history

Current and past NOVAVAX INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 24240.00%0.00%0.01%Q2 2013Q1 201970
CITIGROUP INC 24240.00%0.00%0.00%Q2 2013Q1 201958
Citadel Advisors 24240.00%0.00%0.02%Q2 2013Q1 201946
GOLDMAN SACHS GROUP INC 2440.00%0.00%0.00%Q1 2012Q1 201940
BANK OF AMERICA CORP /DE/ 24240.00%0.00%0.00%Q2 2013Q1 201934
Spot Trading L.L.C 13130.00%0.00%0.01%Q4 2013Q4 201634
BARCLAYS PLC 24240.00%0.00%0.00%Q2 2013Q1 201933
WOLVERINE TRADING, LLC 11110.00%0.00%0.01%Q2 2016Q4 201832
HighTower Advisors, LLC 24240.00%0.00%0.02%Q2 2013Q1 201931
D. E. Shaw & Co., Inc. 24240.00%0.00%0.01%Q2 2013Q1 201930
Cutler Group LLC / CA 910.00%0.00%0.01%Q4 2015Q1 201930
Creative Planning 24240.00%0.00%0.03%Q2 2013Q1 201930
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.00%Q4 2011Q3 202329
UBS Group AG 18180.00%0.00%0.00%Q4 2014Q1 201928
CREDIT SUISSE AG/ 25250.00%0.00%0.01%Q1 2013Q1 201926
ROYAL BANK OF CANADA 24240.00%0.00%0.00%Q2 2013Q1 201925
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 25250.00%0.00%0.01%Q1 2013Q1 201925
BNP PARIBAS FINANCIAL MARKETS 1760.00%0.00%0.01%Q2 2013Q1 201925
PRUDENTIAL FINANCIAL INC 24240.00%0.00%0.01%Q2 2013Q1 201924
VOYA INVESTMENT MANAGEMENT LLC 24240.00%0.01%0.04%Q2 2013Q1 201924
MILLENNIUM MANAGEMENT LLC 1330.00%0.01%0.03%Q3 2013Q1 201924
BROWN ADVISORY INC 24240.00%0.00%0.00%Q2 2013Q1 201924
Bank of New York Mellon Corp 24240.00%0.00%0.01%Q2 2013Q1 201924
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24240.00%0.00%0.01%Q2 2013Q1 201924
RHUMBLINE ADVISERS 24240.00%0.00%0.01%Q2 2013Q1 201924
TIAA CREF INVESTMENT MANAGEMENT LLC 24240.00%0.00%0.01%Q2 2013Q1 201924
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 24240.00%0.00%0.01%Q2 2013Q1 201924
AMERICAN INTERNATIONAL GROUP, INC. 24240.00%0.00%0.01%Q2 2013Q1 201924
MORGAN STANLEY 24240.00%0.00%0.01%Q2 2013Q1 201924
VANGUARD GROUP INC 24240.00%0.00%0.01%Q2 2013Q1 201924
UBS ASSET MANAGEMENT AMERICAS INC 24240.00%0.00%0.00%Q2 2013Q1 201924
DEUTSCHE BANK AG\ 23230.00%0.00%0.01%Q3 2013Q1 201924
LADENBURG THALMANN FINANCIAL SERVICES INC. 24240.00%0.00%0.00%Q2 2013Q1 201924
Swiss National Bank 24240.00%0.00%0.01%Q2 2013Q1 201924
ALLIANCEBERNSTEIN L.P. 24240.00%0.00%0.00%Q2 2013Q1 201924
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 24240.00%0.00%0.01%Q2 2013Q1 201924
MANUFACTURERS LIFE INSURANCE COMPANY, THE 24240.00%0.00%0.00%Q2 2013Q1 201924
Edge Wealth Management LLC 24240.00%0.11%0.27%Q2 2013Q1 201924
BlackRock Inc. 24240.00%0.00%0.00%Q2 2013Q1 201924
ProShare Advisors LLC 24240.00%0.01%0.04%Q2 2013Q1 201924
GEODE CAPITAL MANAGEMENT, LLC 24240.00%0.00%0.01%Q2 2013Q1 201924
STATE STREET CORP 24240.00%0.00%0.01%Q2 2013Q1 201924
TEACHERS ADVISORS, LLC 24240.00%0.00%0.01%Q2 2013Q1 201924
NORTHERN TRUST CORP 24240.00%0.00%0.01%Q2 2013Q1 201924
AMERIPRISE FINANCIAL INC 1490.00%0.01%0.02%Q2 2013Q1 201923
FMR LLC 23230.00%0.01%0.05%Q2 2013Q4 201823
PRINCIPAL FINANCIAL GROUP INC 2210.00%0.00%0.00%Q2 2013Q1 201923
METROPOLITAN LIFE INSURANCE CO/NY 23230.00%0.01%0.02%Q2 2013Q4 201823
WEDBUSH SECURITIES INC 23230.00%0.03%0.10%Q3 2013Q1 201923
SG Americas Securities, LLC 1850.00%0.00%0.01%Q2 2013Q1 201923
Ameritas Investment Partners, Inc. 23230.00%0.01%0.02%Q3 2013Q1 201923
GREAT WEST LIFE ASSURANCE CO /CAN/ 23230.00%0.00%0.00%Q3 2013Q1 201923
DekaBank Deutsche Girozentrale 23230.00%0.01%0.02%Q3 2013Q1 201923
JANE STREET GROUP, LLC 1410.00%0.00%0.01%Q2 2014Q1 201923
Chevy Chase Trust Holdings, LLC 22220.00%0.00%0.00%Q4 2013Q1 201922
AMALGAMATED BANK 22220.00%0.01%0.03%Q4 2013Q1 201922
GROUP ONE TRADING, L.P. 1930.00%0.01%0.05%Q2 2013Q4 201822
TEACHER RETIREMENT SYSTEM OF TEXAS 22220.00%0.00%0.00%Q2 2013Q3 201822
Rock Springs Capital Management LP 22220.04%0.29%0.58%Q4 2013Q1 201922
PANAGORA ASSET MANAGEMENT INC 2020.00%0.02%0.06%Q2 2013Q4 201822
FRANKLIN RESOURCES INC 22220.00%0.01%0.02%Q3 2013Q4 201822
JPMORGAN CHASE & CO 1930.00%0.00%0.00%Q2 2013Q1 201922
WELLS FARGO & COMPANY/MN 2110.00%0.00%0.02%Q3 2013Q1 201922
LPL Financial LLC 11100.00%0.00%0.00%Q4 2013Q1 201921
HAP Trading, LLC 1520.00%0.00%0.00%Q2 2014Q1 201921
Parallax Volatility Advisers, L.P. 610.00%0.00%0.01%Q3 2014Q1 201921
Aperio Group, LLC 20200.00%0.00%0.00%Q2 2014Q1 201920
NEW YORK STATE COMMON RETIREMENT FUND 20200.00%0.00%0.01%Q2 2014Q1 201920
WOLVERINE ASSET MANAGEMENT LLC 13130.00%0.00%0.03%Q1 2016Q1 201920
BB BIOTECH AG 19190.12%1.02%2.47%Q3 2014Q1 201919
Avenir Corp 1090.00%0.17%0.78%Q2 2014Q1 202119
Legal & General Group Plc 19190.00%0.00%0.00%Q3 2014Q1 201919
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201418
Glassman Wealth Services 18180.00%0.00%0.01%Q4 2014Q1 201918
Employees Retirement System of Texas 18180.00%0.02%0.04%Q3 2013Q4 201718
WHITTIER TRUST CO 18180.00%0.00%0.00%Q4 2014Q1 201918
Baker Brothers Advisors 1220.02%0.09%0.19%Q3 2013Q4 201818
AQR Capital Management 1440.00%0.00%0.01%Q2 2013Q1 201918
Nationwide Fund Advisors 18180.00%0.01%0.03%Q2 2013Q3 201718
IFP Advisors, Inc 1110.00%0.00%0.02%Q4 2015Q2 202118
Invesco Ltd. 1710.00%0.01%0.04%Q2 2013Q4 201718
Jefferies Group LLC 420.00%0.00%0.02%Q1 2015Q1 201917
BANK OF MONTREAL /CAN/ 810.00%0.00%0.00%Q2 2014Q4 201817
Tower Research Capital LLC (TRC) 710.00%0.00%0.02%Q3 2013Q1 201917
Zurcher Kantonalbank (Zurich Cantonalbank) 17170.00%0.00%0.00%Q1 2015Q1 201917
PRICE T ROWE ASSOCIATES INC /MD/ 1610.00%0.02%0.05%Q2 2013Q4 201817
GLENMEDE TRUST CO NA 1520.00%0.00%0.02%Q4 2012Q1 201817
Commonwealth Equity Services, Inc 17170.00%0.01%0.01%Q3 2013Q3 201717
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 16160.00%0.00%0.01%Q1 2015Q4 201816
FIFTH THIRD BANCORP 1410.00%0.00%0.00%Q1 2014Q4 201816
PROFUND ADVISORS LLC 1420.00%0.02%0.08%Q1 2014Q4 201816
D.A. DAVIDSON & CO. 1330.00%0.00%0.01%Q4 2013Q1 201916
WELLINGTON MANAGEMENT GROUP LLP 1420.00%0.01%0.02%Q2 2013Q2 201816
GSA CAPITAL PARTNERS LLP 830.00%0.05%0.13%Q1 2014Q4 201816
BlackRock Group LTD 15150.00%0.00%0.00%Q2 2013Q4 201615
BlackRock Institutional Trust Company, N.A. 15150.00%0.01%0.01%Q2 2013Q4 201615
Nuveen Asset Management, LLC 15150.00%0.00%0.00%Q3 2013Q1 201715
GUGGENHEIM CAPITAL LLC 15150.00%0.01%0.02%Q2 2013Q4 201615
BlackRock Fund Advisors 15150.00%0.01%0.03%Q2 2013Q4 201615
BlackRock Investment Management, LLC 15150.00%0.01%0.01%Q2 2013Q4 201615
BLACKROCK ADVISORS LLC 15150.00%0.00%0.01%Q2 2013Q4 201615
VALLEY NATIONAL ADVISERS INC 14140.00%0.00%0.01%Q4 2015Q1 201914
US BANCORP \DE\ 14140.00%0.00%0.00%Q2 2013Q3 201614
Advisory Services Network, LLC 810.00%0.00%0.00%Q4 2014Q4 201814
RAYMOND JAMES & ASSOCIATES 14140.00%0.00%0.00%Q4 2015Q1 201914
PARAMETRIC PORTFOLIO ASSOCIATES LLC 810.00%0.00%0.00%Q3 2014Q1 201914
PNC FINANCIAL SERVICES GROUP, INC. 14140.00%0.00%0.00%Q3 2013Q4 201614
TWO SIGMA ADVISERS, LP 710.00%0.00%0.01%Q2 2014Q1 201914
Tekla Capital Management LLC 14140.01%0.05%0.11%Q4 2015Q1 201914
Raymond James Financial Services Advisors, Inc. 13130.00%0.00%0.00%Q1 2016Q1 201913
TD ASSET MANAGEMENT INC 1210.00%0.00%0.01%Q3 2013Q4 201813
Eventide Asset Management 13130.12%0.99%2.03%Q4 2013Q4 201613
Virtu KCG Holdings LLC 810.00%0.01%0.04%Q3 2013Q2 201713
MCKINLEY CAPITAL MANAGEMENT LLC 13130.07%0.19%0.40%Q2 2013Q2 201613
STRS OHIO 13130.00%0.00%0.01%Q3 2013Q3 201613
HARVEY CAPITAL MANAGEMENT INC 13130.02%1.23%2.25%Q3 2013Q3 201613
B. Riley Financial, Inc. 940.00%0.07%0.44%Q4 2015Q1 201913
Virtus ETF Advisers LLC 13130.04%0.27%1.03%Q4 2015Q4 201813
TOCQUEVILLE ASSET MANAGEMENT L.P. 910.00%0.01%0.01%Q2 2013Q3 202113
Financial Architects, Inc 12120.00%0.00%0.00%Q2 2016Q1 201912
Advisor Group, Inc. 12120.00%0.00%0.01%Q2 2016Q1 201912
CROFT-LEOMINSTER INC 12120.02%0.05%0.13%Q3 2013Q2 201612
First Allied Advisory Services, Inc. 720.00%0.01%0.01%Q3 2014Q1 201912
Quantitative Investment Management, LLC 410.00%0.06%0.19%Q1 2014Q3 201812
STONERIDGE INVESTMENT PARTNERS LLC 12120.03%0.31%0.71%Q2 2013Q1 201612
SIMPLEX TRADING, LLC 610.00%0.01%0.03%Q1 2015Q4 201812
Edgemoor Investment Advisors, Inc. 1110.01%0.01%0.02%Q1 2014Q3 201712
TCI Wealth Advisors, Inc. 510.00%0.00%0.01%Q2 2015Q1 201911
NORTHPOINTE CAPITAL LLC 11110.36%0.95%1.82%Q1 2014Q3 201611
Renaissance Technologies 720.00%0.01%0.03%Q2 2015Q1 201911
ProVise Management Group, LLC 830.00%0.01%0.02%Q4 2014Q3 201711
Allianz Asset Management GmbH 720.00%0.00%0.01%Q4 2014Q1 201911
Cormorant Asset Management, LP 11111.04%1.57%2.37%Q4 2013Q2 201611
HIGHBRIDGE CAPITAL MANAGEMENT LLC 310.00%0.01%0.03%Q1 2014Q2 201611
RUSSELL FRANK CO/ 11110.00%0.00%0.00%Q2 2013Q4 201511
Cubist Systematic Strategies, LLC 510.00%0.01%0.02%Q3 2014Q1 201911
WILLIAM HARRIS INVESTORS INC 1010.66%1.17%1.67%Q3 2013Q2 201611
BNP Paribas Asset Management Holding S.A. 10100.01%0.10%0.18%Q4 2013Q1 201610
Brookstone Capital Management 820.00%0.00%0.00%Q2 2015Q1 201910
TUDOR INVESTMENT CORP ET AL 310.00%0.02%0.07%Q4 2013Q2 201810
SEI INVESTMENTS CO 910.00%0.00%0.01%Q3 2015Q2 201810
TWO SIGMA INVESTMENTS, LP 610.00%0.01%0.02%Q3 2013Q1 201910
CITY NATIONAL BANK 10100.01%0.04%0.10%Q2 2013Q3 201510
RA Capital Management 10100.16%3.18%6.84%Q2 2013Q3 201510
Barry Investment Advisors, LLC 10100.00%0.01%0.01%Q4 2016Q1 201910
EAM Investors, LLC 910.15%0.40%0.58%Q3 2013Q1 201810
BlackRock Japan Co. Ltd 820.00%0.00%0.00%Q2 2013Q4 201610
WASHINGTON TRUST Co 990.00%0.00%0.00%Q3 2016Q3 20189
Artal Group S.A. 990.01%0.01%0.02%Q3 2016Q3 20189
Geduld E E 810.10%0.16%0.25%Q4 2013Q3 20169
COMMERZBANK AKTIENGESELLSCHAFT /FI 610.00%0.00%0.01%Q2 2013Q1 20179
MASSMUTUAL TRUST CO FSB/ADV 810.00%0.00%0.00%Q2 2016Q3 20189
PEAK6 Group LLC 210.00%0.00%0.00%Q1 2015Q4 20159
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 990.00%0.00%0.00%Q3 2014Q3 20169
COMERICA BANK 540.00%0.00%0.00%Q2 2013Q1 20199
NORGES BANK 990.00%0.01%0.01%Q1 2015Q1 20179
SUNTRUST BANKS INC 420.00%0.00%0.00%Q2 2013Q2 20189
Virtu Financial LLC 410.00%0.02%0.07%Q2 2015Q1 20198
Squarepoint Ops LLC 410.00%0.02%0.09%Q3 2015Q1 20198
MEEDER ASSET MANAGEMENT INC 610.00%0.00%0.00%Q4 2016Q2 20198
AMERICAN CENTURY COMPANIES INC 880.00%0.00%0.00%Q3 2014Q2 20168
Paloma Partners Management Co 210.00%0.00%0.01%Q3 2014Q4 20188
Founders Capital Management 880.00%0.01%0.01%Q2 2017Q1 20198
GILDER GAGNON HOWE & CO LLC 710.00%0.01%0.02%Q4 2013Q3 20178
FIRST MERCANTILE TRUST CO 880.00%0.00%0.00%Q2 2013Q1 20158
STATE OF WISCONSIN INVESTMENT BOARD 880.00%0.00%0.00%Q2 2017Q1 20198
OPPENHEIMER & CO INC 410.00%0.00%0.00%Q2 2013Q1 20198
DEERE & CO 880.01%0.02%0.04%Q1 2014Q4 20158
A.R.T. Advisors, LLC 410.01%0.05%0.20%Q1 2015Q4 20188
FEDERATED HERMES, INC. 880.00%0.00%0.00%Q2 2017Q1 20198
OXFORD ASSET MANAGEMENT LLP 320.00%0.02%0.04%Q3 2015Q2 20187
SABBY MANAGEMENT, LLC 410.01%0.11%0.23%Q3 2013Q1 20197
NOMURA HOLDINGS INC 320.00%0.00%0.00%Q2 2013Q4 20147
NISA INVESTMENT ADVISORS, LLC 410.00%0.00%0.00%Q1 2016Q4 20187
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 770.00%0.00%0.00%Q4 2014Q2 20167
MSI Financial Services Inc 430.00%0.00%0.00%Q2 2013Q4 20167
ROYCE & ASSOCIATES LP 770.00%0.01%0.01%Q3 2016Q1 20187
Financial Gravity Asset Management, Inc. 770.00%0.03%0.10%Q4 2020Q2 20227
EDMOND DE ROTHSCHILD HOLDING S.A. 770.02%0.04%0.05%Q3 2017Q1 20197
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Camber Capital Management LP 770.68%1.24%1.86%Q2 2013Q4 20147
Weiss Multi-Strategy Advisers LLC 660.00%0.00%0.01%Q3 2013Q4 20147
MANAGED ACCOUNT ADVISORS LLC 770.00%0.00%0.00%Q4 2013Q2 20157
BROWN BROTHERS HARRIMAN & CO 430.00%0.00%0.00%Q2 2016Q1 20197
FIRST TRUST ADVISORS LP 770.02%0.21%0.42%Q1 2015Q3 20167
CHICAGO EQUITY PARTNERS LLC 770.03%0.04%0.06%Q2 2017Q4 20187
World Asset Management Inc 210.00%0.00%0.00%Q2 2013Q4 20177
B. Riley Wealth Advisors, Inc. 770.00%0.01%0.02%Q2 2013Q4 20147
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 410.00%0.00%0.00%Q4 2015Q1 20196
Winch Advisory Services, LLC 660.00%0.00%0.00%Q3 2017Q4 20186
CSS LLC/IL 330.00%0.00%0.01%Q2 2016Q1 20196
Krilogy Financial LLC 660.00%0.00%0.00%Q1 2016Q2 20176
AXA S.A. 660.01%0.01%0.02%Q1 2015Q2 20166
TWO SIGMA SECURITIES, LLC 310.00%0.05%0.26%Q3 2016Q1 20196
MACQUARIE GROUP LTD 660.00%0.00%0.01%Q1 2015Q2 20166
TFS CAPITAL LLC 210.01%0.04%0.20%Q2 2013Q4 20166
FNY Investment Advisers, LLC 330.00%0.00%0.00%Q2 2018Q4 20186
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
ING GROEP NV 420.00%0.00%0.00%Q3 2016Q4 20186
Opus Point Partners Management, LLC 220.03%0.35%0.55%Q3 2015Q3 20166
F&V Capital Management, LLC 660.01%0.02%0.05%Q2 2016Q3 20176
Weiss Asset Management LP 660.00%0.00%0.01%Q3 2017Q4 20186
INTEGRAL DERIVATIVES, LLC 410.00%0.00%0.00%Q4 2013Q4 20176
BlueCrest Capital Management Ltd 310.00%0.00%0.01%Q1 2016Q3 20186
COMMONWEALTH EQUITY SERVICES, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
IHT Wealth Management, LLC 660.02%0.08%0.14%Q4 2017Q1 20196
HealthCor Management, L.P. 660.09%0.46%1.43%Q3 2013Q4 20146
Fisher Asset Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
American Portfolios Advisors 660.00%0.00%0.01%Q4 2017Q1 20196
COLDSTREAM CAPITAL MANAGEMENT INC 660.00%0.01%0.02%Q4 2015Q1 20176
SVB WEALTH LLC 510.00%0.00%0.01%Q4 2014Q4 20166
Piermont Capital Management Inc. 660.08%0.17%0.27%Q2 2015Q3 20166
FRED ALGER MANAGEMENT, LLC 660.00%0.01%0.03%Q1 2015Q2 20166
THOMPSON DAVIS & CO., INC. 320.01%0.01%0.03%Q1 2015Q2 20175
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 550.00%0.01%0.01%Q3 2015Q3 20165
Crestwood Advisors Group, LLC 550.00%0.01%0.01%Q1 2018Q1 20195
Telemetry Investments, L.L.C. 320.04%0.08%0.14%Q3 2017Q4 20185
First Eagle Investment Management, LLC 550.00%0.01%0.01%Q3 2013Q3 20145
NATIONAL PLANNING CORP 550.00%0.00%0.00%Q3 2016Q3 20175
EAGLE ASSET MANAGEMENT INC 410.01%0.12%0.25%Q3 2015Q2 20185
VICTORY CAPITAL MANAGEMENT INC 550.00%0.00%0.00%Q2 2015Q2 20165
MARXE AUSTIN W & GREENHOUSE DAVID M 550.25%0.31%0.35%Q3 2013Q3 20145
Connor, Clark & Lunn Investment Management Ltd. 210.00%0.00%0.01%Q1 2014Q3 20185
Walleye Trading LLC 310.00%0.00%0.00%Q2 2015Q3 20185
WATERS PARKERSON & CO., LLC 550.00%0.00%0.00%Q2 2017Q2 20185
FOUNDERS BANK & TRUST 550.00%0.00%0.00%Q4 2013Q4 20145
AWM Investment Company, Inc. 550.46%0.55%0.66%Q4 2014Q4 20155
HSBC HOLDINGS PLC 310.00%0.00%0.00%Q4 2014Q1 20195
Hoxton Financial, Inc. 550.00%0.00%0.00%Q4 2014Q4 20155
CENTAURUS FINANCIAL, INC. 410.00%0.02%0.07%Q4 2017Q1 20195
ADVANTAGE INVESTMENT MANAGEMENT, LLC 550.00%0.00%0.01%Q4 2014Q4 20155
ALESCO ADVISORS LLC 550.00%0.01%0.01%Q4 2015Q4 20165
F3Logic, LLC 550.00%0.01%0.03%Q1 2018Q1 20195
MetLife Investment Management, LLC 550.00%0.00%0.00%Q4 2017Q4 20185
BREWIN DOLPHIN LTD 550.00%0.00%0.00%Q1 2018Q1 20195
DAFNA Capital Management LLC 210.47%1.47%3.17%Q3 2013Q3 20185
Wilmington Funds Management Corp 550.02%0.04%0.05%Q2 2013Q2 20145
Numeric Investors LLC 310.00%0.02%0.04%Q4 2013Q1 20175
BALYASNY ASSET MANAGEMENT L.P. 310.00%0.00%0.01%Q3 2015Q4 20185
Pinnacle Summer Investments, Inc. 550.00%0.00%0.00%Q4 2014Q4 20155
FAS Wealth Partners, Inc. 550.00%0.00%0.01%Q1 2018Q1 20195
MAGEE THOMSON INVESTMENT PARTNERS LLC 550.03%0.04%0.06%Q4 2013Q4 20145
Investors Capital Advisory Services 320.01%0.01%0.01%Q2 2013Q3 20145
CALTON & ASSOCIATES, INC. 410.00%0.01%0.01%Q4 2017Q1 20195
UNITED SERVICES AUTOMOBILE ASSOCIATION 550.00%0.00%0.00%Q1 2018Q1 20195
Bellevue Group AG 550.06%0.20%0.44%Q1 2016Q1 20175
Focused Wealth Management, Inc 550.00%0.00%0.00%Q3 2015Q3 20165
Cambridge Investment Research Advisors, Inc. 550.00%0.00%0.00%Q1 2018Q1 20195
Catalyst Capital Advisors LLC 410.08%0.44%0.70%Q3 2013Q4 20145
Parametrica Management Ltd 310.17%0.82%2.76%Q3 2014Q3 20165
Alden Global Capital LLC 210.28%2.45%3.76%Q2 2015Q4 20164
Bellevue Asset Management AG 440.38%0.55%0.80%Q1 2015Q4 20154
CANADA PENSION PLAN INVESTMENT BOARD 440.00%0.00%0.00%Q1 2017Q4 20174
PUTNAM INVESTMENTS LLC 440.00%0.00%0.00%Q3 2015Q2 20164
PIPER SANDLER & CO. 310.08%0.24%0.42%Q4 2013Q4 20144
SIT INVESTMENT ASSOCIATES INC 440.02%0.02%0.03%Q3 2015Q2 20164
HRT FINANCIAL LP 210.00%0.02%0.05%Q2 2015Q1 20194
Parallel Advisors, LLC 440.00%0.00%0.00%Q4 2016Q3 20174
REGENTATLANTIC CAPITAL LLC 440.00%0.01%0.01%Q2 2018Q1 20194
PRELUDE CAPITAL MANAGEMENT, LLC 210.00%0.00%0.01%Q3 2015Q1 20194
M&T BANK CORP 440.00%0.00%0.00%Q3 2014Q2 20154
Carroll Financial Associates, Inc. 310.00%0.01%0.01%Q4 2014Q1 20194
Trexquant Investment LP 310.01%0.08%0.16%Q1 2015Q1 20164
DUNCKER STREETT & CO INC 440.00%0.00%0.00%Q1 2018Q4 20184
CIBC Asset Management Inc 440.00%0.00%0.00%Q2 2018Q1 20194
DRIEHAUS CAPITAL MANAGEMENT LLC 440.01%0.02%0.03%Q1 2015Q4 20154
Ancora Advisors LLC 440.00%0.00%0.00%Q3 2021Q2 20224
LUPO SECURITIES, LLC 440.02%0.15%0.37%Q4 2014Q3 20154
Advocacy Wealth Management Services, LLC 440.00%0.00%0.01%Q4 2015Q3 20164
SYNOVUS FINANCIAL CORP 310.00%0.00%0.00%Q3 2015Q3 20164
FNY Managed Accounts LLC 210.00%0.12%0.36%Q1 2014Q1 20184
Daiwa Securities Group Inc. 440.00%0.00%0.00%Q1 2018Q4 20184
Neuberger Berman Group LLC 440.00%0.00%0.00%Q1 2014Q4 20144
Clear Harbor Asset Management, LLC 440.01%0.01%0.01%Q1 2018Q4 20184
VIRGINIA RETIREMENT SYSTEMS ET AL 210.00%0.00%0.01%Q1 2014Q2 20154
STEVENS CAPITAL MANAGEMENT LP 210.00%0.01%0.01%Q4 2013Q3 20154
JACOBS LEVY EQUITY MANAGEMENT, INC 310.00%0.02%0.04%Q4 2017Q4 20184
FLAGSHIP HARBOR ADVISORS, LLC 440.00%0.00%0.00%Q2 2018Q1 20194
Russell Investments Group, Ltd. 310.00%0.00%0.00%Q4 2017Q4 20184
Xact Kapitalforvaltning AB 440.00%0.00%0.01%Q1 2018Q4 20184
RTW INVESTMENTS, LP 310.26%0.35%0.54%Q3 2016Q3 20184
Quantbot Technologies LP 210.00%0.03%0.06%Q4 2014Q4 20164
Princeton Alpha Management LP 210.01%0.08%0.20%Q4 2014Q1 20164
Taylor Wealth Management Partners 440.57%0.91%1.33%Q1 2018Q4 20184
MARK SHEPTOFF FINANCIAL PLANNING, LLC 440.00%0.00%0.00%Q3 2015Q2 20164
Banyan Partners, LLC 440.00%0.00%0.01%Q4 2013Q3 20144
HBK INVESTMENTS L P 210.00%0.01%0.02%Q4 2013Q3 20154
Foresite Capital Management I, LLC 220.02%2.89%6.65%Q4 2013Q1 20144
GREAT POINT PARTNERS LLC 210.11%0.40%1.05%Q3 2016Q1 20194
COWEN INC. 110.00%0.01%0.01%Q1 2016Q1 20194
ENVESTNET ASSET MANAGEMENT INC 440.00%0.00%0.00%Q3 2015Q2 20164
Gradient Investments LLC 440.00%0.00%0.01%Q3 2016Q2 20174
NumerixS Investment Technologies Inc 210.03%0.10%0.18%Q1 2015Q4 20153
BLAIR WILLIAM & CO/IL 330.00%0.00%0.00%Q2 2013Q4 20133
CURIAN CAPITAL LLC 330.01%0.01%0.01%Q2 2013Q4 20133
EverPoint Asset Management, LLC 210.02%0.10%0.23%Q1 2015Q2 20163
WFG Advisors, LP 330.00%0.00%0.00%Q2 2013Q4 20133
Bellwether Investment Group, LLC 210.00%0.00%0.00%Q2 2016Q1 20173
IRONWOOD INVESTMENT MANAGEMENT LLC 330.47%0.61%0.78%Q2 2013Q4 20133
WealthPLAN Partners, LLC 210.00%0.00%0.00%Q2 2016Q1 20173
QCM Cayman, Ltd. 110.01%0.08%0.13%Q4 2015Q4 20173
SG3 Management, LLC 330.00%0.00%0.00%Q2 2017Q4 20173
Miracle Mile Advisors, LLC 210.01%0.05%0.08%Q3 2014Q3 20163
CREDIT AGRICOLE S A 330.00%0.00%0.00%Q3 2018Q1 20193
Annex Advisory Services, LLC 330.03%0.07%0.12%Q1 2015Q3 20153
ELLINGTON MANAGEMENT GROUP LLC 110.02%0.05%0.08%Q1 2015Q1 20163
CAPSTONE ASSET MANAGEMENT CO 330.00%0.00%0.00%Q2 2013Q4 20133
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
Voya Financial Advisors, Inc. 330.00%0.00%0.01%Q3 2018Q1 20193
QUADRANT CAPITAL GROUP LLC 210.00%0.00%0.00%Q4 2015Q3 20163
JANUS HENDERSON INVESTORS US LLC 330.02%0.03%0.05%Q4 2015Q2 20163
Sheaff Brock Investment Advisors, LLC 330.01%0.01%0.01%Q4 2015Q2 20163
Point72 Asset Management, L.P. 110.01%0.01%0.03%Q1 2015Q2 20163
STEPHENS INC /AR/ 330.00%0.00%0.00%Q4 2016Q2 20173
UBS OCONNOR LLC 110.00%0.02%0.04%Q3 2013Q1 20163
Ghost Tree Capital, LLC 110.07%0.16%0.27%Q1 2014Q3 20163
Nine Chapters Capital Management LLC 110.01%0.07%0.17%Q1 2014Q3 20153
SEVEN EIGHT CAPITAL, LP 110.00%0.08%0.19%Q3 2015Q3 20163
SevenBridge Financial Group, LLC 330.00%0.00%0.00%Q2 2016Q4 20163
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) 110.16%0.33%0.54%Q3 2013Q1 20163
ENTERPRISE FINANCIAL SERVICES CORP 210.00%0.00%0.00%Q3 2015Q3 20203
SPHERA FUNDS MANAGEMENT LTD. 210.00%0.21%0.49%Q4 2014Q4 20153
SMITH ASSET MANAGEMENT GROUP LP 330.00%0.01%0.01%Q1 2016Q3 20163
DAVENPORT & Co LLC 330.00%0.00%0.00%Q3 2018Q1 20193
Asset Management One Co., Ltd. 330.04%0.05%0.07%Q4 2015Q2 20163
PICTET ASSET MANAGEMENT LTD 210.00%0.01%0.01%Q2 2016Q3 20183
STIFEL FINANCIAL CORP 330.00%0.00%0.00%Q4 2015Q2 20163
Point72 Hong Kong Ltd 110.00%0.01%0.02%Q3 2016Q1 20193
BOOTHBAY FUND MANAGEMENT, LLC 110.00%0.00%0.01%Q2 2017Q1 20193
NWAM LLC 330.00%0.00%0.00%Q2 2017Q4 20173
WealthTrust-Arizona, LLC 330.00%0.00%0.00%Q1 2014Q3 20143
CAPSTONE INVESTMENT ADVISORS, LLC 110.00%0.00%0.01%Q3 2016Q1 20192
Hood River Capital Management LLC 220.35%0.38%0.42%Q3 2015Q4 20152
Price Capital Management, Inc. 220.14%0.63%1.12%Q4 2014Q1 20152
PATHSTONE FAMILY OFFICE, LLC 220.00%0.00%0.00%Q1 2017Q2 20172
SFE Investment Counsel 220.00%0.01%0.01%Q4 2018Q1 20192
NatWest Group plc 110.01%0.01%0.02%Q1 2015Q3 20152
Candriam S.C.A. 110.04%0.04%0.04%Q3 2015Q2 20162
DLD Asset Management, LP 220.02%0.02%0.03%Q4 2018Q1 20192
CIBC Private Wealth Group, LLC 220.00%0.00%0.00%Q3 2018Q4 20182
CADENCE CAPITAL MANAGEMENT LLC 220.02%0.03%0.04%Q1 2014Q2 20142
QS Investors, LLC 110.00%0.00%0.00%Q4 2015Q2 20162
Cetera Advisors LLC 110.00%0.00%0.00%Q3 2016Q1 20192
Frontier Wealth Management LLC 110.00%0.01%0.01%Q2 2016Q4 20182
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q4 20172
Gemmer Asset Management LLC 220.00%0.00%0.00%Q4 2014Q1 20152
Soros Fund Management 110.00%0.01%0.02%Q3 2013Q1 20162
Kore Private Wealth LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Caption Management, LLC 220.09%0.66%1.23%Q4 2018Q1 20192
Airain ltd 110.05%0.11%0.17%Q1 2014Q2 20152
Beirne Wealth Consulting Services, LLC 220.03%0.05%0.07%Q4 2018Q1 20192
Sargent Investment Group, LLC 220.16%0.32%0.49%Q4 2018Q1 20192
ClariVest Asset Management LLC 220.02%0.03%0.04%Q3 2015Q4 20152
ZEKE CAPITAL ADVISORS, LLC 220.00%0.00%0.00%Q1 2018Q2 20182
Traynor Capital Management, Inc. 220.04%0.05%0.06%Q3 2016Q4 20162
WEXFORD CAPITAL LP 110.08%0.14%0.19%Q3 2013Q1 20162
HAMILTON LANE ADVISORS LLC 220.08%0.08%0.09%Q1 2015Q2 20152
Rotella Capital Management, Inc. 110.05%0.06%0.07%Q2 2013Q2 20142
EATON VANCE MANAGEMENT 220.00%0.00%0.00%Q1 2016Q2 20162
Mount Yale Investment Advisors, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
Verition Fund Management LLC 220.01%0.01%0.01%Q4 2013Q1 20142
PDT Partners, LLC 220.02%0.03%0.05%Q1 2015Q2 20152
Planning Solutions Group LLC 220.00%0.01%0.02%Q4 2018Q1 20192
Vantage Investment Advisors, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
Gupta Wealth Management LLC 220.00%0.00%0.00%Q1 2015Q2 20152
Laurion Capital Management LP 110.04%0.05%0.06%Q2 2014Q1 20152
MARINER INVESTMENT GROUP LLC 110.05%0.05%0.05%Q4 2014Q2 20162
FRONTIER CAPITAL MANAGEMENT CO LLC 220.00%0.01%0.01%Q3 2016Q4 20162
SECTORAL ASSET MANAGEMENT INC 220.10%0.39%0.68%Q1 2016Q2 20162
Perceptive Advisors 110.02%0.02%0.03%Q2 2016Q4 20162
NEXT Financial Group, Inc 110.00%0.00%0.00%Q3 2014Q4 20162
BENJAMIN F. EDWARDS & COMPANY, INC. 220.00%0.00%0.00%Q4 2018Q1 20192
VOLORIDGE INVESTMENT MANAGEMENT, LLC 220.15%0.20%0.25%Q2 2015Q3 20152
Moors & Cabot, Inc. 220.01%0.01%0.02%Q2 2016Q3 20162
Tidal Investments LLC 220.02%0.04%0.06%Q4 2018Q1 20192
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.00%0.00%Q2 2018Q1 20192
180 WEALTH ADVISORS, LLC 220.02%0.02%0.02%Q3 2018Q4 20182
Hilltop Park Associates LLC 220.88%1.12%1.36%Q2 2014Q3 20142
Tradewinds Capital Management, LLC 220.01%0.01%0.01%Q3 2017Q4 20172
Schonfeld Strategic Advisors LLC 220.00%0.02%0.03%Q4 2018Q1 20192
B. Riley Wealth Management, Inc. 220.01%0.02%0.03%Q3 2018Q4 20182
Avantax Planning Partners, Inc. 110.00%0.00%0.00%Q1 2018Q3 20182
SAC Capital Advisors LP 110.00%0.00%0.01%Q3 2013Q1 20142
Jane Street Holding, LLC 220.00%0.00%0.00%Q3 2013Q4 20132
Cerity Partners LLC 220.01%0.01%0.01%Q3 2018Q4 20182
THRIVENT FINANCIAL FOR LUTHERANS 220.01%0.01%0.01%Q3 2014Q4 20142
Cable Hill Partners, LLC 220.01%0.01%0.01%Q1 2016Q2 20162
Aureus Asset Management, LLC 220.06%0.07%0.08%Q3 2018Q4 20182
CONDOR CAPITAL MANAGEMENT 220.00%0.00%0.00%Q2 2017Q3 20172
FT Options LLC 110.15%0.16%0.17%Q3 2016Q3 20162
Bayesian Capital Management, LP 110.01%0.01%0.01%Q2 2017Q4 20182
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q3 2016Q3 20161
Psagot Value Holdings Ltd. 110.00%0.00%0.00%Q4 2016Q4 20161
PIERSHALE FINANCIAL GROUP, INC. 110.01%0.01%0.01%Q4 2014Q4 20141
FIRST NEW YORK SECURITIES LLC /NY 110.02%0.02%0.02%Q1 2014Q1 20141
SILVERBACK ASSET MANAGEMENT LLC 110.14%0.14%0.14%Q4 2018Q4 20181
HANSEATIC MANAGEMENT SERVICES INC 110.12%0.12%0.12%Q3 2015Q3 20151
DORCHESTER WEALTH MANAGEMENT Co 110.04%0.04%0.04%Q3 2016Q3 20161
First Horizon Advisors, Inc. 110.00%0.00%0.00%Q4 2013Q4 20131
Opera Trading Capital 110.01%0.01%0.01%Q3 2018Q3 20181
Global Retirement Partners, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Pacer Advisors, Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
Compagnie Lombard Odier SCmA 110.00%0.00%0.00%Q2 2016Q2 20161
Loeb Offshore Management LP 110.03%0.03%0.03%Q1 2014Q1 20141
Alden Global Capital Ltd 113.28%3.28%3.28%Q2 2014Q2 20141
ELEMENT CAPITAL MANAGEMENT LLC 110.01%0.01%0.01%Q1 2018Q1 20181
Jetstream Capital LLC 110.02%0.02%0.02%Q2 2014Q2 20141
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Gotham Asset Management, LLC 110.01%0.01%0.01%Q3 2015Q3 20151
DIMENSIONAL FUND ADVISORS LP 110.00%0.00%0.00%Q3 2015Q3 20151
Camarda Financial Advisors, LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Veritable, L.P. 110.00%0.00%0.00%Q2 2016Q2 20161
Alpha Cubed Investments, LLC 110.02%0.02%0.02%Q1 2016Q1 20161
WINTON GROUP Ltd 110.00%0.00%0.00%Q1 2019Q1 20191
WMS Partners, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
Monashee Investment Management LLC 111.29%1.29%1.29%Q1 2015Q1 20151
OPTIMUM INVESTMENT ADVISORS 110.00%0.00%0.00%Q1 2015Q1 20151
EAM Global Investors LLC 110.53%0.53%0.53%Q1 2018Q1 20181
Eversept Partners, LP 110.02%0.02%0.02%Q1 2019Q1 20191
CVI Holdings, LLC 115.53%5.53%5.53%Q2 2018Q2 20181
1832 Asset Management L.P. 110.00%0.00%0.00%Q3 2014Q3 20141
Proficio Capital Partners LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Dynamic Technology Lab Private Ltd 110.04%0.04%0.04%Q3 2015Q3 20151
Clearwater Capital Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Thomasville National Bank 110.00%0.00%0.00%Q1 2015Q1 20151
Broadfin Capital, LLC 110.45%0.45%0.45%Q3 2013Q3 20131
Alera Investment Advisors, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
ZACKS INVESTMENT MANAGEMENT 110.01%0.01%0.01%Q4 2015Q4 20151
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q4 2014Q4 20141
CAPITAL FUND MANAGEMENT S.A. 110.00%0.00%0.00%Q4 2015Q4 20151
YALE UNIVERSITY 110.23%0.23%0.23%Q4 2013Q4 20131
Assured Investment Management LLC 110.01%0.01%0.01%Q3 2015Q3 20151
ANALYTIC INVESTORS, LLC 110.01%0.01%0.01%Q2 2014Q2 20141
ARS Investment Partners, LLC 110.00%0.00%0.00%Q4 2016Q4 20161
UNITED CAPITAL FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Tradeworx Inc. 110.24%0.24%0.24%Q4 2013Q4 20131
Ausdal Financial Partners, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
Baird Financial Group, Inc. 110.00%0.00%0.00%Q1 2016Q1 20161
ROCKEFELLER FINANCIAL SERVICES INC 110.00%0.00%0.00%Q2 2015Q2 20151
Rubric Capital Management, LLC 110.11%0.11%0.11%Q4 2015Q4 20151
Paradigm Financial Advisors, LLC 110.05%0.05%0.05%Q3 2021Q3 20211
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q3 2015Q3 20151
NOMURA ASSET MANAGEMENT CO LTD 110.00%0.00%0.00%Q3 2018Q3 20181
OLD NATIONAL BANCORP /IN/ 110.00%0.00%0.00%Q1 2015Q1 20151
EMORY UNIVERSITY 110.00%0.00%0.00%Q4 2013Q4 20131
ASSETMARK, INC 110.00%0.00%0.00%Q4 2015Q4 20151
ACUTA CAPITAL PARTNERS, LLC 110.07%0.07%0.07%Q1 2019Q1 20191
Manatuck Hill Partners, LLC 110.20%0.20%0.20%Q3 2013Q3 20131
SOCIETE GENERALE 110.00%0.00%0.00%Q2 2016Q2 20161
Bluefin Trading, LLC 110.02%0.02%0.02%Q3 2015Q3 20151
RWA WEALTH PARTNERS, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Avoro Capital Advisors LLC 111.20%1.20%1.20%Q4 2014Q4 20141
Csenge Advisory Group 110.00%0.00%0.00%Q3 2018Q3 20181
CLINTON GROUP INC 110.02%0.02%0.02%Q1 2018Q1 20181
ASCEND CAPITAL, LLC 110.03%0.03%0.03%Q3 2013Q3 20131
Financial Advocates Investment Management 110.00%0.00%0.00%Q1 2019Q1 20191
Karp Capital Management Corp 110.00%0.00%0.00%Q1 2017Q1 20171
DENVER INVESTMENT ADVISORS LLC 110.06%0.06%0.06%Q1 2015Q1 20151
Opti Capital Management, LP 110.02%0.02%0.02%Q4 2018Q4 20181
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q1 2019Q1 20191
Campbell & CO Investment Adviser LLC 110.06%0.06%0.06%Q3 2015Q3 20151
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
HIGHLAND CAPITAL MANAGEMENT LP 110.04%0.04%0.04%Q3 2013Q3 20131
WESTFIELD CAPITAL MANAGEMENT CO LP 110.00%0.00%0.00%Q2 2013Q2 20131
Bienville Capital Management, LLC 110.07%0.07%0.07%Q4 2014Q4 20141
Marshall Wace North America L.P. 110.00%0.00%0.00%Q3 2013Q3 20131
Visium Asset Management, LP 110.00%0.00%0.00%Q2 2015Q2 20151
External links

This page lists all the filers that currently own NOVAVAX INC or have owned NOVAVAX INC in the past.