$297 Million is the total value of B. Riley Financial, Inc.'s 34 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 39.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BW | BABCOCK & WILCOX ENTERPRISES | $114,885,171 | -28.6% | 27,288,639 | 0.0% | 38.71% | -7.2% | |
| ALTG | Sell | ALTA EQUIPMENT GROUP INC | $43,533,742 | -59.1% | 3,609,763 | -41.2% | 14.67% | -46.8% |
| Buy | DOUBLEDOWN INTERACTIVE CO LTads | $34,300,548 | -10.9% | 4,044,876 | +0.5% | 11.56% | +15.8% | |
| Buy | THE ARENA GROUP HOLDINGS INC | $24,463,924 | -4.3% | 5,715,870 | +2.4% | 8.24% | +24.4% | |
| SPXS | New | DIREXION SHS ETF TRdly s&p500 br 3x | $14,202,000 | – | 900,000 | +100.0% | 4.79% | – |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $11,597,279 | +3.3% | 12,080,499 | 0.0% | 3.91% | +34.3% | |
| New | PROSHARES TRultrapro sht qqq | $8,176,000 | – | 400,000 | +100.0% | 2.76% | – | |
| LSEA | Buy | LANDSEA HOMES CORP | $7,792,981 | +476.1% | 866,850 | +498.5% | 2.63% | +648.1% |
| TACT | TRANSACT TECHNOLOGIES INC | $7,143,104 | -28.3% | 1,112,633 | 0.0% | 2.41% | -6.8% | |
| PPTA | Buy | PERPETUA RESOURCES CORP | $4,778,348 | +5.9% | 1,465,751 | +19.3% | 1.61% | +37.7% |
| CDZI | Buy | CADIZ INC | $4,454,677 | +200.7% | 1,345,824 | +268.8% | 1.50% | +290.9% |
| Sell | IPERIONX LTDsponsored ads | $3,689,622 | +15.2% | 377,652 | -14.1% | 1.24% | +49.8% | |
| Buy | LILIUM N V | $3,097,229 | +60.7% | 4,349,053 | +297.2% | 1.04% | +109.2% | |
| MCHX | Sell | MARCHEX INCcl b | $2,962,047 | -31.7% | 2,042,791 | -0.1% | 1.00% | -11.2% |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS S | $2,786,736 | – | 698,430 | +100.0% | 0.94% | – |
| GSM | Buy | FERROGLOBE PLC | $2,338,268 | +145.1% | 449,667 | +124.8% | 0.79% | +219.0% |
| FAZE HOLDINGS INC | $1,874,786 | -65.3% | 11,028,151 | 0.0% | 0.63% | -54.9% | ||
| QMCO | Sell | QUANTUM CORP | $1,217,135 | -53.7% | 1,995,303 | -18.1% | 0.41% | -39.9% |
| Sell | JOURNEY MED CORP | $1,177,090 | -1.7% | 429,595 | -43.0% | 0.40% | +28.1% | |
| Buy | NEXTNAV INC*w exp 10/28/202 | $827,163 | +2011.1% | 661,730 | +1082.2% | 0.28% | +2690.0% | |
| THE LION ELECTRIC COMPANY*w exp 12/16/202 | $727,483 | +20.8% | 1,399,006 | 0.0% | 0.24% | +57.1% | ||
| LAZY | New | LAZYDAYS HLDGS INC | $570,000 | – | 75,000 | +100.0% | 0.19% | – |
| EOSEW | Sell | EOS ENERGY ENTERPRISES INC*w exp 05/06/202 | $115,248 | -74.7% | 274,400 | -15.6% | 0.04% | -66.9% |
| Buy | INSEEGO CORPnote 3.250% 5/0 | $36,540 | +56.1% | 87,000 | +85.1% | 0.01% | +100.0% | |
| FAZE HOLDINGS INC*w exp 03/01/202 | $3,120 | 0.0% | 156,001 | 0.0% | 0.00% | 0.0% | ||
| Exit | GREENLIGHT BIOSCIENCS HLDS P*w exp 02/02/202 | $0 | – | -156,227 | -100.0% | -0.00% | – | |
| IMBI | Exit | IMEDIA BRANDS INC | $0 | – | -91,911 | -100.0% | -0.00% | – |
| CSSE | Exit | CHICKEN SOUP FOR THE SOUL ENcl a | $0 | – | -19,423 | -100.0% | -0.01% | – |
| Exit | AMYRIS INCnote 1.500%11/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -202,000 | -100.0% | -0.04% | – | |
| LFMD | Exit | LIFEMD INC | $0 | – | -463,823 | -100.0% | -0.52% | – |
| INDI | Exit | INDIE SEMICONDUCTOR INC | $0 | – | -290,986 | -100.0% | -0.71% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BABCOCK & WILCOX ENTERPRIS I | 17 | Q3 2023 | 43.3% |
| QUANTUM CORP | 17 | Q3 2023 | 16.2% |
| HC2 HLDGS INC | 17 | Q4 2019 | 6.4% |
| ALTA EQUIPMENT GROUP INC | 15 | Q3 2023 | 27.6% |
| TELENAV INC | 14 | Q1 2019 | 3.6% |
| LUMENTUM HLDGS INC | 14 | Q1 2019 | 0.4% |
| SELECT INTERIOR CONCEPTS INC | 13 | Q3 2021 | 17.2% |
| TRANSACT TECHNOLOGIES INC | 13 | Q3 2023 | 2.6% |
| VIASAT INC | 13 | Q1 2019 | 0.4% |
| NOVAVAX INC | 13 | Q1 2019 | 0.4% |
View B. Riley Financial, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| B. Riley Principal 250 Merger Corp.Sold out | June 02, 2023 | 0 | 0.0% |
| Charah Solutions, Inc. | April 18, 2023 | 127,960 | 3.8% |
| Journey Medical Corp | December 29, 2022 | 864,695 | 4.9% |
| Lazydays Holdings, Inc. | November 14, 2022 | 284,980 | 2.7% |
| TRANSACT TECHNOLOGIES INC | October 11, 2022 | 1,034,366 | 10.4% |
| Eos Energy Enterprises, Inc. | August 10, 2022 | 2,885,256 | 4.8% |
| QUANTUM CORP /DE/ | August 08, 2022 | 4,099,956 | 4.0% |
| Applied Blockchain, Inc. | February 11, 2022 | 1,065,540 | 0.3% |
| Global Ship Lease, Inc. | February 11, 2022 | 1,387,626 | 3.8% |
| Exela Technologies, Inc.Sold out | February 01, 2022 | 0 | 0.0% |
View B. Riley Financial, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-17 |
| 8-K | 2024-04-08 |
| 8-K | 2024-03-27 |
| 4 | 2024-03-26 |
| SC 13D/A | 2024-03-26 |
| 8-K | 2024-03-22 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
| 4 | 2024-03-19 |
View B. Riley Financial, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.