$730 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 92 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 46.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRtr unit | $42,748,000 | – | 100,000 | +100.0% | 5.86% | – |
| Buy | CYBERARK SOFTWARE LTDnote 11/1 | $30,583,961 | +9.7% | 26,493,000 | +8.2% | 4.19% | +10.2% | |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $24,505,112 | +4.9% | 40,468,000 | -11.8% | 3.36% | +5.4% | |
| Sell | FUBOTV INCnote 3.250% 2/1 | $21,766,005 | -13.3% | 32,837,000 | -24.2% | 2.98% | -12.9% | |
| New | INFINERA CORPnote 3.750% 8/0 | $19,892,956 | – | 21,535,000 | +100.0% | 2.73% | – | |
| Sell | NOVA LTDnote 10/1 | $19,212,371 | -36.9% | 12,454,000 | -34.3% | 2.63% | -36.6% | |
| Buy | Ivanhoe Mines Ltdnote 2.500% 04/15/26 | $18,924,019 | +9.7% | 14,625,000 | +15.8% | 2.59% | +10.3% | |
| Sell | LUMENTUM HLDGS INCnote 0.500%12/1 | $18,838,863 | -14.9% | 22,344,000 | -10.5% | 2.58% | -14.5% | |
| VARONIS SYS INCnote 1.250% 8/1 | $18,781,400 | +6.5% | 16,000,000 | 0.0% | 2.57% | +7.1% | ||
| Buy | WAYFAIR INCnote 1.000% 8/1 | $17,618,900 | +58.6% | 21,470,000 | +59.8% | 2.42% | +59.4% | |
| Buy | DIGITALOCEAN HLDGS INCnote 12/0 | $16,684,597 | +49.8% | 21,737,000 | +52.7% | 2.29% | +50.6% | |
| Buy | LIVEPERSON INCnote 12/1 | $16,330,658 | +39.6% | 21,582,000 | +19.4% | 2.24% | +40.3% | |
| Buy | BANDWIDTH INCnote 0.250% 3/0 | $16,041,011 | +44.9% | 19,942,000 | +41.3% | 2.20% | +45.6% | |
| New | INFINERA CORPnote 2.500% 3/0 | $15,983,913 | – | 18,000,000 | +100.0% | 2.19% | – | |
| Buy | FORD MTR CO DELnote 3/1 | $15,931,792 | -5.0% | 16,164,000 | +5.6% | 2.18% | -4.5% | |
| HARMONIC INCdbcv 2.000% 9/0 | $15,823,217 | -35.7% | 13,000,000 | 0.0% | 2.17% | -35.4% | ||
| Buy | VROOM INCnote 0.750% 7/0 | $15,190,595 | +15.5% | 28,196,000 | +2.9% | 2.08% | +16.1% | |
| Buy | Luminar Technologies Incnote 1.250% 12/15/26 | $14,572,667 | +14.4% | 22,100,000 | +15.7% | 2.00% | +15.0% | |
| Porch Group Incnote 6.750% 10/01/28 | $14,166,667 | -13.5% | 25,000,000 | 0.0% | 1.94% | -13.0% | ||
| Sell | IMPINJ INCnote 1.125% 5/1 | $14,121,836 | -21.3% | 16,113,000 | -3.1% | 1.94% | -20.9% | |
| New | MACOM TECH SOLUTIONS HLDGS Inote 0.250% 3/1 | $13,821,813 | – | 12,151,000 | +100.0% | 1.90% | – | |
| Sell | LENDINGTREE INCnote 0.500% 7/1 | $11,813,660 | -21.3% | 14,954,000 | -23.1% | 1.62% | -20.9% | |
| ACCURAY INC DELnote 3.750% 6/0 | $11,755,461 | -9.5% | 13,096,000 | 0.0% | 1.61% | -9.1% | ||
| Buy | Viavi Solutions Incnote 1.625% 03/15/26 | $11,233,460 | +9.8% | 11,747,000 | +20.5% | 1.54% | +10.3% | |
| Buy | AMYRIS INCnote 1.500% 11/15/26 | $10,907,369 | -12.8% | 86,395,000 | +38.1% | 1.50% | -12.4% | |
| Buy | SNAP INCnote 0.125% 3/0 | $10,733,508 | +49.6% | 15,500,000 | +55.0% | 1.47% | +50.3% | |
| Sell | INSULET CORPnote 0.375% 9/0 | $10,587,945 | -64.3% | 10,810,000 | -49.8% | 1.45% | -64.1% | |
| THE REALREAL INCnote 3.000% 6/1 | $10,489,540 | +3.8% | 14,774,000 | 0.0% | 1.44% | +4.4% | ||
| Sell | CABLE ONE INCnote 3/1 | $10,199,925 | -6.4% | 12,420,000 | -6.6% | 1.40% | -5.9% | |
| Buy | PROS HOLDINGS INCnote 2.250% 9/1 | $9,985,636 | +17.4% | 9,460,000 | +11.3% | 1.37% | +18.0% | |
| Buy | Repay Holdings Corpnote 0% 02/01/2026 | $9,745,100 | +82.7% | 12,000,000 | +84.6% | 1.34% | +83.8% | |
| CUTERA INCnote 2.250% 6/0 | $9,715,735 | -6.5% | 16,600,000 | 0.0% | 1.33% | -6.1% | ||
| NEOGENOMICS INCnote 0.250% 1/1 | $9,114,228 | -3.0% | 12,768,000 | 0.0% | 1.25% | -2.5% | ||
| FASTLY INCnote 3/1 | $8,969,142 | +2.8% | 10,500,000 | 0.0% | 1.23% | +3.4% | ||
| Buy | Beauty Health Conote 1.250% 10/1/26 | $8,777,924 | +4.1% | 11,203,000 | +4.7% | 1.20% | +4.6% | |
| Buy | Danimer Scientific Corpnote 3.250% 12/15/26 | $8,762,629 | +24.7% | 23,380,000 | +36.0% | 1.20% | +25.2% | |
| New | POST HLDGS INCnote 2.500% 8/1 | $8,481,997 | – | 8,530,000 | +100.0% | 1.16% | – | |
| Sell | BEYOND MEAT INCnote 3/1 | $8,292,457 | -21.9% | 31,266,000 | -22.0% | 1.14% | -21.5% | |
| New | TRAVERE THERAPEUTICS INCnote 2.250% 3/0 | $8,093,188 | – | 12,500,000 | +100.0% | 1.11% | – | |
| Sell | CHEGG INCnote 9/0 | $8,009,718 | -23.7% | 10,171,000 | -27.4% | 1.10% | -23.3% | |
| Sell | NUTANIX INCnote 0.250%10/0 | $7,979,104 | -17.5% | 8,930,000 | -21.3% | 1.09% | -17.1% | |
| Buy | 3D SYS CORP DELnote 11/1 | $7,966,830 | +30.9% | 11,000,000 | +37.5% | 1.09% | +31.6% | |
| New | Cryoport Incnote 0.750% 12/01/26 | $7,433,598 | – | 9,311,000 | +100.0% | 1.02% | – | |
| Buy | PAR TECHNOLOGY CORPnote 1.500%10/1 | $7,311,723 | +14.3% | 8,795,000 | +9.1% | 1.00% | +14.9% | |
| Buy | INOTIV INCnote 3.250%10/1 | $7,254,450 | +7.1% | 14,100,000 | +7.6% | 0.99% | +7.7% | |
| Buy | GUARDANT HEALTH INCnote 11/1 | $6,972,015 | +7.9% | 9,975,000 | +10.8% | 0.96% | +8.5% | |
| STANDARD BIOTOOLS INCnote 5.250%12/0 | $6,068,250 | +16.7% | 5,000,000 | 0.0% | 0.83% | +17.3% | ||
| Sell | THE REALREAL INCnote 1.000% 3/0 | $5,756,277 | -3.2% | 12,757,000 | -12.1% | 0.79% | -2.7% | |
| Buy | VERITONE INCnote 1.750%11/1 | $5,703,977 | -39.0% | 16,100,000 | +10.3% | 0.78% | -38.6% | |
| Sell | UPWORK INCnote 0.250% 8/1 | $5,695,005 | -20.9% | 6,855,000 | -22.6% | 0.78% | -20.5% | |
| Sell | GROUPON INCnote 1.125% 3/1 | $5,642,837 | +2.7% | 10,000,000 | -31.0% | 0.77% | +3.2% | |
| New | 8X8 INC NEWnote 4.000% 2/0 | $5,379,750 | – | 7,500,000 | +100.0% | 0.74% | – | |
| EVENTBRITE INCnote 0.750% 9/1 | $4,172,892 | -1.2% | 5,000,000 | 0.0% | 0.57% | -0.7% | ||
| New | REVANCE THERAPEUTICS INCnote 1.750% 2/1 | $4,034,417 | – | 5,000,000 | +100.0% | 0.55% | – | |
| NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $3,996,662 | -4.8% | 5,000,000 | 0.0% | 0.55% | -4.4% | ||
| ACCOLADE INCnote 0.500% 4/0 | $3,762,486 | +0.4% | 4,500,000 | 0.0% | 0.52% | +1.0% | ||
| New | BRIDGEBIO PHARMA INCnote 2.250% 2/0 | $3,750,375 | – | 5,000,000 | +100.0% | 0.51% | – | |
| Buy | NOBLE CORP PLC | $3,623,070 | +187.1% | 89,006 | +408.6% | 0.50% | +189.0% | |
| New | CRACKER BARREL OLD CTRY STORnote 0.625% 6/1 | $3,597,143 | – | 4,347,000 | +100.0% | 0.49% | – | |
| BIGCOMMERCE HLDGS INCnote 0.250%10/0 | $3,569,127 | +0.7% | 4,493,000 | 0.0% | 0.49% | +1.2% | ||
| Sell | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $3,412,500 | -9.0% | 6,500,000 | -13.3% | 0.47% | -8.4% | |
| RMBL | Sell | RUMBLEON INC | $3,353,110 | -65.3% | 547,000 | -30.0% | 0.46% | -65.1% |
| Sell | BOX INCnote 1/1 | $2,914,271 | -59.7% | 2,700,000 | -53.5% | 0.40% | -59.6% | |
| VAL | Sell | VALARIS LTDcl a | $2,811,750 | +11.7% | 37,500 | -6.2% | 0.38% | +12.2% |
| STNG | Sell | SCORPIO TANKERS INC | $2,706,000 | +8.5% | 50,000 | -5.3% | 0.37% | +9.1% |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $2,602,786 | -59.9% | 3,457,014 | +69.3% | 0.36% | -59.7% |
| New | TPI Composites Incnote 5.250% 03/15/28 | $2,456,161 | – | 5,000,000 | +100.0% | 0.34% | – | |
| Porch Group Incnote 0.75% 09/15/26 | $2,297,615 | -31.0% | 8,629,000 | 0.0% | 0.32% | -30.6% | ||
| MX | MAGNACHIP SEMICONDUCTOR CORP | $1,828,200 | -25.7% | 220,000 | 0.0% | 0.25% | -25.1% | |
| Arrival Groupnote 3.500% 12/01/26 | $1,699,434 | -54.2% | 23,167,000 | 0.0% | 0.23% | -54.0% | ||
| New | OMEROS CORPnote 5.250% 2/1 | $1,613,889 | – | 2,663,000 | +100.0% | 0.22% | – | |
| BIORA THERAPEUTICS INCnote 7.250%12/0 | $1,444,733 | +2.3% | 2,600,000 | 0.0% | 0.20% | +2.6% | ||
| INFN | New | INFINERA CORP | $1,045,000 | – | 250,000 | +100.0% | 0.14% | – |
| FLDM | Sell | STANDARD BIOTOOLS INC | $870,000 | +0.2% | 300,000 | -33.3% | 0.12% | +0.8% |
| TVTX | New | TRAVERE THERAPEUTICS INC | $357,600 | – | 40,000 | +100.0% | 0.05% | – |
| AVDL | New | AVADEL PHARMACEUTICALS PLCsponsored adr | $290,000 | – | 100,000 | +100.0% | 0.04% | – |
| VRM | Sell | VROOM INC | $280,000 | -48.1% | 250,000 | -33.3% | 0.04% | -48.6% |
| ESPR | ESPERION THERAPEUTICS INC NE | $197,672 | -29.5% | 100,000 | 0.0% | 0.03% | -28.9% | |
| PRCH | Buy | PORCH GROUP INC | $180,585 | -34.6% | 225,000 | +12.5% | 0.02% | -34.2% |
| TELL | Sell | TELLURIAN INC NEW | $185,832 | -23.6% | 160,200 | -5.8% | 0.02% | -24.2% |
| DNMR | New | DANIMER SCIENTIFIC INC | $103,500 | – | 50,000 | +100.0% | 0.01% | – |
| BYTS | BYTE ACQUISITION CORP | $2,875 | +36.7% | 12,500 | 0.0% | 0.00% | – | |
| INDUSTRIAL TECH ACQSTNS II I | $1,313 | -41.6% | 37,500 | 0.0% | 0.00% | – | ||
| Sell | ARTEMIS STRATEGIC INVT CORP | $765 | -99.9% | 25,000 | -66.7% | 0.00% | -100.0% | |
| ADTHEORENT HOLDING COMPANY | $1,341 | -54.1% | 27,191 | 0.0% | 0.00% | – | ||
| KAII | New | QUADRO ACQUISITION ONE CORP | $18 | – | 366 | +100.0% | 0.00% | – |
| SPREE ACQUISITION CORP 1 LTD | $365 | – | 12,500 | 0.0% | 0.00% | – | ||
| New | ZAPP ELEC VEHS GROUP LTD | $200 | – | 7,961 | +100.0% | 0.00% | – | |
| HYG | Exit | ISHARES TRput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| INFN | Exit | INFINERA CORPcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -50,000 | -100.0% | -0.01% | – |
| THO | Exit | THOR INDS INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | VISCOGLIOSI BROS ACQUISTN CO | $0 | – | -22,500 | -100.0% | -0.02% | – | |
| AMRS | Exit | AMYRIS INC | $0 | – | -200,000 | -100.0% | -0.03% | – |
| Exit | M3 BRIGADE ACQUISITION III | $0 | – | -33,333 | -100.0% | -0.04% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -325,000 | -100.0% | -0.07% | – |
| TRHC | Exit | TABULA RASA HEALTHCARE INC | $0 | – | -137,425 | -100.0% | -0.16% | – |
| Exit | SNAP INCnote 5/0 | $0 | – | -4,000,000 | -100.0% | -0.40% | – | |
| Exit | MICROSTRATEGY INCnote 0.750%12/1 | $0 | – | -3,000,000 | -100.0% | -0.44% | – | |
| Exit | WOLFSPEED INC | $0 | – | -60,800 | -100.0% | -0.46% | – | |
| Exit | MAGNITE INCnote 0.250% 3/1 | $0 | – | -4,381,000 | -100.0% | -0.50% | – | |
| Exit | CONFLUENT INCnote 1/1 | $0 | – | -4,500,000 | -100.0% | -0.51% | – | |
| Exit | WESTERN DIGITAL CORP.note 1.500% 2/0 | $0 | – | -4,895,000 | -100.0% | -0.65% | – | |
| Exit | LYFT INCnote 1.500% 5/1 | $0 | – | -6,376,000 | -100.0% | -0.78% | – | |
| Exit | ARTIVION INCnote 4.250% 7/0 | $0 | – | -7,500,000 | -100.0% | -1.07% | – | |
| Exit | LIVONGO HEALTH INCnote 0.875% 6/0 | $0 | – | -9,100,000 | -100.0% | -1.12% | – | |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -8,500,000 | -100.0% | -1.15% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -12,000,000 | -100.0% | -1.41% | – | |
| Exit | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $0 | – | -12,797,000 | -100.0% | -1.45% | – | |
| Exit | INFINERA CORPdebt 3.750% 8/0 | $0 | – | -28,535,000 | -100.0% | -3.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.