MARXE AUSTIN W & GREENHOUSE DAVID M - Q3 2014 holdings

$733 Million is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 202 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 18.6% .

 Value Shares↓ Weighting
BuyZiopharm Oncology Inc (R/R) @4warrants$56,907,000
-1.2%
134,268,164
+5.9%
7.76%
+6.3%
PFSW  Pfsweb, Inc.$25,557,000
+31.1%
2,348,9550.0%3.49%
+41.1%
KOPN  Kopin Corporation$20,830,000
+4.3%
6,126,5980.0%2.84%
+12.3%
VCRA BuyVocera Communications, Inc.$19,274,000
+469.4%
2,388,325
+831.3%
2.63%
+512.8%
UCTT  Ultra Clean Holdings, Inc.$18,527,000
-1.1%
2,070,1030.0%2.53%
+6.5%
LPSN  LivePerson, Inc.$17,968,000
+24.0%
1,427,2000.0%2.45%
+33.6%
PCRX SellPacira Pharmaceuticals, Inc.$17,446,000
-5.0%
180,000
-10.0%
2.38%
+2.2%
CEVA SellCEVA, Inc.$17,142,000
-12.4%
1,275,449
-3.8%
2.34%
-5.7%
BWEN  Broadwind Energy Inc.$15,820,000
-14.6%
2,112,1910.0%2.16%
-8.1%
OVTI SellOmniVision Technologies, Inc.$13,602,000
-31.8%
514,044
-43.4%
1.86%
-26.6%
PPEHF  Pure Technologies, Ltd.(Canada$13,489,000
+7.7%
1,869,3000.0%1.84%
+15.9%
GNSS  LRAD Corporation$12,649,000
+31.6%
4,667,7100.0%1.72%
+41.6%
ADEP  Adept Technology, Inc.$12,345,000
-19.8%
1,467,8500.0%1.68%
-13.7%
BuyBrightcove, Inc.$12,281,000
-28.0%
2,200,967
+36.0%
1.68%
-22.5%
EXTR  Extreme Networks, Inc.$11,606,000
+7.9%
2,422,8640.0%1.58%
+16.1%
BuyGeneNews, Ltd. (Rest- Reg S)$10,561,000
+52.8%
9,303,242
+47.6%
1.44%
+64.4%
SIMO SellSilicon Motion Technology Corp$10,380,000
-34.7%
385,295
-50.5%
1.42%
-29.7%
POWR  PowerSecure International, Inc$9,796,000
-1.6%
1,022,5310.0%1.34%
+5.9%
MFI  MicroFinancial Incorporated$9,742,000
+4.3%
1,208,6650.0%1.33%
+12.2%
ENTR BuyEntropic Communications, Inc.$9,568,000
-12.0%
3,597,070
+10.2%
1.30%
-5.2%
CRBO  Carbon Natural Gas Co.$9,256,000
-9.6%
10,888,8890.0%1.26%
-2.7%
MAG SellMagneTek, Inc.$9,237,000
+19.5%
295,222
-8.9%
1.26%
+28.7%
CVU  CPI Aerostructures, Inc.$9,171,000
-22.3%
931,0400.0%1.25%
-16.3%
LMAT  Lemaitre Vascular Inc.$9,024,000
-16.8%
1,311,6170.0%1.23%
-10.4%
AMBR  Amber Road, Inc.$8,892,000
+7.5%
512,8110.0%1.21%
+15.7%
IPWR  Ideal Power, Inc.$8,625,000
-18.5%
1,146,9350.0%1.18%
-12.3%
EACIQ SellErickson Incorporated$8,300,000
-43.2%
638,976
-28.9%
1.13%
-38.8%
CTCT  Constant Contact Inc.$8,122,000
-15.5%
299,2520.0%1.11%
-9.0%
RGEN SellRepligen Corporation$7,964,000
-22.5%
400,000
-11.3%
1.09%
-16.6%
ARGS  Argos Therapeutics, Inc.$7,545,000
+25.3%
750,0000.0%1.03%
+34.9%
SAAS  Incontact Inc.$7,509,000
-5.4%
863,5520.0%1.02%
+1.9%
NPTN BuyNeoPhotonics Corporation$7,399,000
-12.0%
2,208,656
+9.3%
1.01%
-5.3%
PFNX NewPfenex, Inc.$7,360,0001,000,000
+100.0%
1.00%
KMG SellKMG Chemicals, Inc.$7,012,000
-22.8%
430,698
-14.8%
0.96%
-16.9%
ADHD SellAlcobra, Ltd. (Israel)$6,848,000
-34.1%
443,496
-26.1%
0.93%
-29.0%
MXL BuyMaxLinear, Inc.$6,656,000
-29.2%
967,397
+3.7%
0.91%
-23.7%
FCEL BuyFuelcell Energy Inc.$6,482,000
+4.3%
3,101,605
+19.8%
0.88%
+12.3%
ORMP  Oramed Pharmaceuticals Inc.$6,367,000
-16.2%
790,0000.0%0.87%
-9.9%
AVAV BuyAerovironment, Inc.$6,315,000
+81.7%
210,000
+92.2%
0.86%
+95.7%
VTAE NewVitae Pharmaceuticals, Inc.$6,295,000825,000
+100.0%
0.86%
WGBS NewWaferGen Bio-systems Inc.$6,090,0001,400,000
+100.0%
0.83%
PETX  Aratana Therapeutics, Inc.$6,024,000
-35.7%
600,0000.0%0.82%
-30.7%
SMT BuySMART Technologies, Inc.(Canad$5,838,000
-42.4%
3,559,764
+0.1%
0.80%
-38.0%
LOV BuySpark Networks, Inc.$5,724,000
-16.4%
1,233,681
+2.2%
0.78%
-9.9%
WATT  Energous, Corp.$5,484,000
-24.6%
481,0960.0%0.75%
-18.8%
VTSS BuyVitesse Semiconductor Corp.$5,409,000
+14.9%
1,502,400
+10.1%
0.74%
+23.8%
PAMT BuyTurtle Beach Corporation$5,317,000
+1.4%
695,050
+22.5%
0.72%
+9.2%
SCTPF  Trillium Therapeutics Corp.preferred$5,312,000
-30.1%
23,809,5240.0%0.72%
-24.8%
MNTX BuyManitex Int'l Inc.$5,185,000
+22.2%
459,230
+75.8%
0.71%
+31.4%
ASC BuyArdmore Shipping Corp. (Irelan$5,170,000
-18.8%
474,300
+3.0%
0.70%
-12.5%
GIMO BuyGigamon, Inc.$4,900,000
-11.1%
467,966
+62.5%
0.67%
-4.3%
SGMO  Sangamo BioSciences, Inc.$4,853,000
-29.4%
450,0000.0%0.66%
-23.9%
SQNS BuySequans Communications - ADR$4,543,000
+22.6%
2,294,290
+6.5%
0.62%
+32.2%
CVV  CVD Equipment Corporation$4,518,000
+6.9%
349,1660.0%0.62%
+14.9%
IPAS  iPass, Inc.$4,499,000
+25.8%
2,979,5090.0%0.61%
+35.5%
DSPG  DSP Group, Inc.$4,473,000
+4.5%
504,3340.0%0.61%
+12.5%
SPRT  Support.com, Inc.$4,251,000
-20.3%
1,968,1200.0%0.58%
-14.2%
XWES  World Energy Solutions, Inc.$4,118,000
+22.5%
838,6520.0%0.56%
+31.9%
IZEA  IZEA Inc.$4,017,000
-17.3%
10,857,1440.0%0.55%
-11.0%
MOSY  MoSys, Inc.$3,945,000
-22.9%
1,630,2560.0%0.54%
-17.0%
T102PS BuySilicon Image Inc.$3,907,000
+2.1%
775,227
+2.1%
0.53%
+9.9%
TKMR SellTekmira Pharmaceutical Corp.$3,699,000
-39.8%
175,000
-62.8%
0.50%
-35.3%
INFU  Infusystem Holdings, Inc.$3,676,000
+18.5%
1,170,6020.0%0.50%
+27.5%
BTUI  BTU International Corp.$3,650,000
-0.6%
1,123,0450.0%0.50%
+7.1%
PCTI  PC-Tel, Inc.$3,617,000
-6.2%
476,5760.0%0.49%
+1.0%
SNAK NewInventure Foods, Inc.$3,564,000275,000
+100.0%
0.49%
SURG BuySynergetics USA, Inc.$3,535,000
+10.1%
1,036,727
+0.1%
0.48%
+18.4%
FPRX  Five Prime Therapeutics, Inc.$3,519,000
-24.6%
300,0000.0%0.48%
-18.8%
SEAC BuySeaChange International, Inc.$3,495,000
+4.4%
502,085
+20.2%
0.48%
+12.5%
ORN NewOrion Marine Group, Inc.$3,493,000350,000
+100.0%
0.48%
NEON BuyNeonode, Inc.$3,440,000
-25.2%
1,600,120
+8.9%
0.47%
-19.4%
CLRB NewCellectar Biosciences, Inc.warrants$3,297,0002,208,368
+100.0%
0.45%
CACH BuyCache, Inc.$3,184,000
-24.7%
3,781,946
+44.0%
0.43%
-19.0%
SLTC  Selectica, Inc.$3,031,000
-5.5%
506,0690.0%0.41%
+1.7%
NTN BuyNTN Buzztime, Inc.$2,654,000
-37.1%
8,041,694
+1.1%
0.36%
-32.3%
DWCH BuyDatawatch, Corp.$2,639,000
-30.0%
257,422
+2.1%
0.36%
-24.7%
DXYN NewDixie Group, Inc.$2,601,000300,000
+100.0%
0.36%
TIVO SellTivo, Inc.$2,596,000
-7.7%
202,908
-6.9%
0.35%
-0.6%
QTWW  Quantum Fuel Systems Tech Worl$2,569,000
-35.6%
690,5000.0%0.35%
-30.8%
TREE BuyTree.com, Inc.$2,560,000
+261.1%
71,342
+193.3%
0.35%
+287.8%
NVAX  Novavax, Inc.$2,377,000
-9.7%
570,0000.0%0.32%
-3.0%
SellSummit Corporations plc (Unite$2,357,000
+1.3%
938,086
-95.0%
0.32%
+8.8%
CRLRQ NewCrailar Technologies Inc.$2,260,0005,738,660
+100.0%
0.31%
CTPR SellCTPartners Executive Search$2,241,000
-32.0%
143,719
-59.2%
0.31%
-26.6%
RESN BuyResonant, Inc.$2,048,000
-5.3%
281,000
+0.4%
0.28%
+1.8%
LTBR SellLightbridge Corporation$2,022,000
-41.7%
879,130
-29.8%
0.28%
-37.1%
ITMSF  Intermap Technologies Corp(Can$2,005,000
-49.9%
14,976,2040.0%0.27%
-46.2%
MRIN  Marin Software, Inc.$1,965,000
-26.9%
228,4560.0%0.27%
-21.4%
 Bavarian Nordic A/S (Denmark)$1,945,000
-15.4%
100,9830.0%0.26%
-8.9%
PRKR BuyParkerVision, Inc.$1,813,000
-11.9%
1,590,000
+14.4%
0.25%
-5.4%
PARNF  Parnell Pharmaceuticals Holdin$1,786,000
-16.7%
310,6160.0%0.24%
-10.0%
ARWR SellArrowhead Research Corporation$1,754,000
-87.7%
118,733
-88.1%
0.24%
-86.8%
MRNS NewMarinus Pharmaceuticals, Inc.$1,730,000267,337
+100.0%
0.24%
SMTP SellSMTP, Inc.$1,709,000
-11.7%
266,971
-16.6%
0.23%
-4.9%
BEAT BuyBioTelemetry, Inc.$1,679,000
+14.1%
250,182
+21.9%
0.23%
+23.1%
AMRC BuyAmeresco, Inc.$1,672,000
+653.2%
244,062
+674.6%
0.23%
+714.3%
ACAD  Acadia Pharmaceuticals, Inc.$1,643,000
+9.6%
66,3570.0%0.22%
+17.9%
RGDXQ  Response Genetics, Inc.$1,589,000
-25.5%
2,319,8790.0%0.22%
-19.6%
YUME SellYuMe, Inc.$1,551,000
-59.7%
310,200
-52.5%
0.21%
-56.6%
RGLS  Regulus Therapeutics, Inc.$1,537,000
-15.0%
225,0000.0%0.21%
-8.3%
MBII BuyMarrone Bio Innovations, Inc.$1,513,000
-67.4%
568,685
+42.2%
0.21%
-65.0%
FDNH  Foundation Healthcare, Inc.$1,501,000
-16.8%
3,574,2200.0%0.20%
-10.5%
IRMD NewiRadimed,Corp.$1,474,000210,285
+100.0%
0.20%
 Benitec Biopharma Ltd.(Austra)$1,466,000
-20.8%
1,687,0680.0%0.20%
-14.5%
PIOI  Active Power, Inc.$1,450,000
-27.5%
725,0000.0%0.20%
-21.7%
XEBEF  XEBEC Adsorption, Inc.(Canada)$1,429,000
-9.8%
12,083,1030.0%0.20%
-3.0%
SSNI NewSilver Spring Networks, Inc.$1,387,000143,739
+100.0%
0.19%
NewCYREN Ltd. (Isreal)$1,363,000622,400
+100.0%
0.19%
CIMT BuyCimatron Ltd. (Israel)$1,354,000
-2.0%
224,467
+0.4%
0.18%
+5.7%
OVAS  OvaScience, Inc.$1,323,000
+81.0%
79,6690.0%0.18%
+93.5%
OSN SellOssen Innovation Co. Spon-ADR$1,323,000
+16.4%
1,121,537
-2.7%
0.18%
+25.0%
DDXS BuydiaDexus, Inc.$1,281,000
-12.3%
2,329,623
+18.0%
0.18%
-5.4%
VSUL  Visualant, Inc.$1,272,000
+2.6%
15,900,0000.0%0.17%
+10.2%
XCRA NewXcerra Corp.$1,242,000126,900
+100.0%
0.17%
KIN  Kindred Biosciences, Inc.$1,213,000
-50.4%
131,0900.0%0.16%
-46.8%
SFXEQ  SFX Entertainment, Inc.$1,203,000
-38.1%
239,7220.0%0.16%
-33.3%
VSTM  Verastem, Inc.$1,193,000
-5.9%
140,0000.0%0.16%
+1.2%
EGAN BuyeGain Corporation$1,184,000
+4.5%
197,300
+17.9%
0.16%
+11.8%
GTTN SellGTT Communications, Inc.$1,157,000
-43.3%
97,182
-51.4%
0.16%
-39.0%
SAIA  Saia, Inc.$1,115,000
+12.9%
22,5000.0%0.15%
+21.6%
HPTO  hopTo Inc.$1,056,000
+3.2%
8,524,7000.0%0.14%
+10.8%
LOXO NewLoxo Oncology, Inc.$985,00075,000
+100.0%
0.13%
ITI SellIteris, Inc.$973,000
-33.0%
556,169
-34.9%
0.13%
-27.7%
GLPW  Global Power Equipment Group$968,000
-7.8%
65,0000.0%0.13%
-0.8%
PEYE  Precision Optics Corporation$953,000
+4.3%
1,269,2130.0%0.13%
+12.1%
UPIP BuyUnwired Planet, Inc.$951,000
-12.1%
511,194
+5.4%
0.13%
-5.1%
BuyUrtheCast Corporation (Canada)$881,000
-9.7%
896,600
+13.7%
0.12%
-3.2%
NLST BuyNetlist, Inc.$817,000
-4.4%
686,263
+3.5%
0.11%
+2.8%
NVEE SellNV5 Holding Inc.$796,000
-18.5%
84,183
-15.8%
0.11%
-12.1%
MERU SellMeru Networks, Inc.$793,000
-59.6%
208,265
-60.9%
0.11%
-56.5%
ENPH NewEnphase Energy, Inc.$749,00050,000
+100.0%
0.10%
CERE NewCeres, Inc.$662,0001,614,032
+100.0%
0.09%
ARIS  ARI Network Services, Inc.$640,000
+5.6%
200,0000.0%0.09%
+13.0%
SRT BuyStarTek, inc.$597,000
+45.6%
77,147
+45.3%
0.08%
+55.8%
 Antibe Therapeutics, Inc.$581,000
-24.3%
1,666,6670.0%0.08%
-18.6%
 Planet Payment Inc.$488,000
-31.0%
249,0420.0%0.07%
-25.6%
DIAGF SellSpectral Diagnostics Inc. (Can$449,000
-26.2%
1,572,500
-11.5%
0.06%
-20.8%
 NV5 Holding Inc. @7.80 3/27/18warrants$299,000
+3.1%
99,9700.0%0.04%
+10.8%
QUMU  Qumu Corporation$284,000
-7.2%
21,8710.0%0.04%0.0%
GIG  GigOptix,Inc$247,000
-11.8%
204,3370.0%0.03%
-2.9%
PFIE SellProfire Energy, Inc.$246,000
-61.9%
59,250
-58.6%
0.03%
-58.5%
ASYS NewAmtech Systems, Inc.$141,00013,213
+100.0%
0.02%
IPLY  Interplay Entertainment Corp.$102,000
-7.3%
9,133,0000.0%0.01%0.0%
CYTR  CytRx Corporation R/R 8/1/16 @warrants$72,000
-76.9%
2,400,0000.0%0.01%
-75.0%
WHLT  Chase Packaging Corporation$55,000
+61.8%
684,9540.0%0.01%
+100.0%
DVAX  Dynavax Technologies Corp @1.5warrants$25,000
-68.4%
360,0000.0%0.00%
-70.0%
AICXE  Altair Nanotech @.58 5/28/16 *warrants$12,000
-36.8%
939,9730.0%0.00%0.0%
INVI  Integral Vision, Inc.$4,000
-33.3%
1,850,0000.0%0.00%0.0%
AEGR ExitAegerion Pharmaceuticals, Inc.$0-10,100
-100.0%
-0.04%
ANAD ExitANADIGICS, Inc.$0-546,318
-100.0%
-0.06%
DLIAQ ExitdELiA*s Corporation$0-802,774
-100.0%
-0.08%
CALD ExitCallidus Software$0-74,900
-100.0%
-0.11%
EDAP ExitEDAP TMS SA - ADR$0-500,000
-100.0%
-0.32%
ISNS ExitImage Sensing Systems, Inc.$0-859,646
-100.0%
-0.36%
DESTQ ExitDestination Maternity Corp.$0-299,864
-100.0%
-0.86%
VPCO ExitVapor Corporation$0-1,555,968
-100.0%
-0.98%
TTPH ExitTetraphase Pharmaceuticals$0-810,000
-100.0%
-1.38%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Ziopharm Oncology Inc (R/R) @46Q3 20149.0%
Kopin Corporation6Q3 20143.0%
CEVA, Inc.6Q3 20143.3%
Ultra Clean Holdings, Inc.6Q3 20143.2%
Broadwind Energy Inc.6Q3 20143.0%
Pfsweb, Inc.6Q3 20143.5%
ParkerVision, Inc.6Q3 20143.9%
Adept Technology, Inc.6Q3 20143.1%
OmniVision Technologies, Inc.6Q3 20142.5%
Entropic Communications, Inc.6Q3 20142.5%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.

Latest significant ownerships (13-D/G)
MARXE AUSTIN W & GREENHOUSE DAVID M Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BROADWIND ENERGY, INC.February 12, 20201,365,0928.3%
BROADWIND ENERGY, INC.February 13, 20191,171,8347.5%
Carbon Energy CorpFebruary 13, 2019706,5499.2%
Corium International, Inc.February 13, 20182,268,4436.3%
Aldeyra Therapeutics, Inc.February 10, 2017912,6107.3%
Enservco CorpFebruary 10, 20173,750,0007.6%
ESSA Pharma Inc.February 10, 20171,696,96810.0%
CVD EQUIPMENT CORPAugust 06, 2015288,7004.7%
CEVA INCSold outFebruary 04, 201500.0%
hopTo Inc.Sold outFebruary 04, 201500.0%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2020-02-12
SC 13G/A2019-02-13
SC 13G/A2019-02-13
SC 13G/A2018-02-13
SC 13G/A2018-02-13
SC 13G2018-02-13
SC 13G/A2017-02-10
SC 13G/A2017-02-10
SC 13G2017-02-10
SC 13G2017-02-10

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (733215000.0 != 733217000.0)

Export MARXE AUSTIN W & GREENHOUSE DAVID M's holdings