$678 Million is the total value of AWM Investment Company, Inc.'s 126 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 19.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AEHR | Sell | Aehr Test Systems | $54,743,253 | +3.1% | 1,197,883 | -6.9% | 8.08% | +12.2% |
| DXLG | Destination XL Group, Inc. | $42,108,851 | -8.6% | 9,399,297 | 0.0% | 6.22% | -0.6% | |
| Buy | VIQ Solutions @1.39 1/21/23-7/warrants | $31,036,683 | -9.2% | 38,171,626 | +34.3% | 4.58% | -1.3% | |
| ADMA | Sell | ADMA Biologics, Inc. | $21,479,542 | -3.3% | 5,999,872 | -0.3% | 3.17% | +5.2% |
| PI | Buy | Impinj, Inc. | $20,109,503 | -32.8% | 365,428 | +9.5% | 2.97% | -26.9% |
| MRAM | Everspin Technology, Inc. | $19,721,349 | +6.7% | 2,006,241 | 0.0% | 2.91% | +16.1% | |
| INFU | Infusystem Holdings, Inc. | $19,280,000 | +0.1% | 2,000,000 | 0.0% | 2.85% | +8.9% | |
| OOMA | Ooma, Inc. | $18,343,423 | -13.1% | 1,409,948 | 0.0% | 2.71% | -5.5% | |
| Arbe Robotics, Ltd.(Israel) | $17,971,698 | -19.4% | 7,713,175 | 0.0% | 2.65% | -12.3% | ||
| RGEN | Repligen Corporation | $15,901,000 | +12.4% | 100,000 | 0.0% | 2.35% | +22.2% | |
| ARGX | Sell | argenx SE - ADR (Netherlands) | $14,748,900 | -15.9% | 30,000 | -33.3% | 2.18% | -8.5% |
| Leonardo DRS, Inc. | $14,296,670 | -3.7% | 856,088 | 0.0% | 2.11% | +4.8% | ||
| ASPN | Aspen Aerogels, Inc. | $14,289,588 | +9.0% | 1,661,580 | 0.0% | 2.11% | +18.5% | |
| AMSC | Sell | American Superconductor Corp | $13,999,520 | +0.4% | 1,854,241 | -16.8% | 2.07% | +9.1% |
| Gambling.com Group Ltd. | $13,581,670 | +27.7% | 1,038,354 | 0.0% | 2.00% | +38.9% | ||
| LMAT | LeMaitre Vascular, Inc. | $12,530,400 | -19.0% | 230,000 | 0.0% | 1.85% | -12.0% | |
| KIDS | Sell | OrthoPediatrics Corporation | $12,072,832 | -33.5% | 377,276 | -8.8% | 1.78% | -27.6% |
| VICR | Buy | Vicor Corporation | $12,070,094 | +68.8% | 204,960 | +54.8% | 1.78% | +83.6% |
| GNSS | Buy | Genasys, Inc. | $11,556,583 | +2.2% | 5,749,544 | +32.2% | 1.71% | +11.1% |
| PFSW | Buy | Pfsweb, Inc. | $11,496,310 | +66.8% | 1,545,203 | +1.3% | 1.70% | +81.5% |
| NGS | Natural Gas Services Group,Inc | $11,200,032 | +47.1% | 769,233 | 0.0% | 1.65% | +60.0% | |
| KOPN | Kopin Corporation | $10,427,030 | -43.3% | 8,546,746 | 0.0% | 1.54% | -38.3% | |
| LOVE | Lovesac Company, The | $10,292,584 | -26.1% | 516,696 | 0.0% | 1.52% | -19.6% | |
| CDMO | Buy | Avid Bioservices, Inc. | $9,439,301 | -31.3% | 999,926 | +1.7% | 1.39% | -25.2% |
| UTI | Universal Technical Institute | $9,411,184 | +21.3% | 1,123,053 | 0.0% | 1.39% | +31.9% | |
| CEVA | Buy | CEVA, Inc. | $8,867,861 | -22.4% | 457,342 | +2.2% | 1.31% | -15.6% |
| CNTY | Century Casinos, Inc. | $8,433,910 | -27.7% | 1,644,037 | 0.0% | 1.24% | -21.4% | |
| LPSN | LivePerson, Inc. | $8,108,612 | -13.9% | 2,084,476 | 0.0% | 1.20% | -6.4% | |
| VMD | Buy | Viemed Healthcare, Inc. (US) | $8,055,272 | -24.9% | 1,199,225 | +9.4% | 1.19% | -18.3% |
| OFIX | Buy | Orthofix Medical Inc. | $7,696,234 | +26.3% | 598,463 | +77.4% | 1.14% | +37.4% |
| SQNS | Sell | Sequans Communications S.A. AD | $7,332,742 | +12.3% | 2,591,075 | -11.5% | 1.08% | +22.1% |
| AVAV | Aerovironment, Inc. | $7,272,648 | +9.0% | 65,208 | 0.0% | 1.07% | +18.6% | |
| PFIE | Buy | Profire Energy, Inc. | $7,217,314 | +161.9% | 2,596,156 | +15.9% | 1.06% | +184.8% |
| RDCM | Buy | RADCOM, Ltd. (Israel) | $6,551,643 | +0.3% | 753,929 | +9.2% | 0.97% | +9.1% |
| NGMS | NeoGames S.A. (Luxembourg) | $6,467,391 | +3.4% | 239,533 | 0.0% | 0.96% | +12.5% | |
| PWFL | Buy | PowerFleet, Inc. | $6,158,138 | -27.4% | 2,974,946 | +5.2% | 0.91% | -21.0% |
| OPRX | Buy | OptimizeRx Corporation | $6,088,402 | -4.3% | 782,571 | +75.8% | 0.90% | +4.2% |
| CTRN | Buy | Citi Trends, Inc. | $5,905,365 | +30.1% | 265,768 | +3.4% | 0.87% | +41.6% |
| Sell | Backblaze, Inc. | $5,870,535 | +23.2% | 1,067,370 | -3.0% | 0.87% | +34.1% | |
| HEAR | Turtle Beach Corporation | $5,239,778 | -22.1% | 577,386 | 0.0% | 0.77% | -15.3% | |
| LASR | nLight, Inc. | $5,105,173 | -32.6% | 490,882 | 0.0% | 0.75% | -26.6% | |
| REPH | Buy | Societal CDMO, Inc. | $4,814,822 | -56.8% | 10,266,144 | +1.4% | 0.71% | -53.0% |
| TALK | Buy | Talkspace, Inc. | $4,461,062 | +198.2% | 2,287,724 | +94.2% | 0.66% | +224.1% |
| Buy | Gen Restaurant Group, Inc. | $4,415,040 | -13.4% | 379,299 | +26.4% | 0.65% | -5.8% | |
| BEEM | Buy | Beam Global | $4,371,639 | -0.6% | 592,363 | +39.4% | 0.64% | +8.0% |
| Buy | Reservoir Media, Inc. | $4,280,138 | +16.6% | 701,662 | +15.0% | 0.63% | +26.9% | |
| SNCR | Buy | Synchronoss Technologies, Inc. | $4,227,447 | +28.2% | 4,403,591 | +24.1% | 0.62% | +39.6% |
| UCTT | Buy | Ultra Clean Holdings, Inc. | $3,923,798 | -14.4% | 132,248 | +11.0% | 0.58% | -6.9% |
| AVNW | Buy | Aviat Networks, Inc. | $3,857,537 | +130.3% | 123,639 | +146.4% | 0.57% | +150.7% |
| MASS | New | 908 Devices, Inc. | $3,739,630 | – | 561,506 | +100.0% | 0.55% | – |
| QUIK | QuickLogic Corporation | $3,570,978 | -6.4% | 415,230 | 0.0% | 0.53% | +1.7% | |
| LTRX | Lantronix, Inc. | $3,390,602 | +5.7% | 761,933 | 0.0% | 0.50% | +14.9% | |
| Buy | ElectroCore, Inc. | $3,340,709 | +175.8% | 550,364 | +122.7% | 0.49% | +200.6% | |
| Buy | Tela Bio, Inc. | $3,266,768 | -14.0% | 408,346 | +8.9% | 0.48% | -6.4% | |
| BlackSky Technology, Inc. | $3,259,235 | -47.3% | 2,785,671 | 0.0% | 0.48% | -42.7% | ||
| GAIA | Buy | Gaia, Inc. | $2,986,193 | +74.8% | 1,097,865 | +48.4% | 0.44% | +90.1% |
| Buy | The Real Good Food Company,Inc | $2,939,133 | +20.6% | 877,353 | +25.0% | 0.43% | +31.1% | |
| LPTH | LightPath Technologies, Inc. | $2,646,250 | +7.4% | 1,825,000 | 0.0% | 0.39% | +17.1% | |
| EMKR | EMCORE Corporation | $2,502,222 | -36.8% | 5,262,296 | 0.0% | 0.37% | -31.3% | |
| GRWG | Buy | GrowGeneration Corp. | $2,484,021 | +265.3% | 850,692 | +325.3% | 0.37% | +298.9% |
| CLNN | Clene Inc. | $2,479,500 | -43.6% | 5,000,000 | 0.0% | 0.37% | -38.7% | |
| New | Bitcoin Depot,Inc. | $2,464,315 | – | 937,002 | +100.0% | 0.36% | – | |
| Buy | Outbrain, Inc. | $2,451,733 | +65.5% | 503,436 | +67.2% | 0.36% | +80.1% | |
| OCX | Sell | OncoCyte Corporation | $2,359,245 | -27.7% | 719,282 | -94.9% | 0.35% | -21.4% |
| WPRT | Westport Fuel Systems, Inc. | $2,314,540 | -21.6% | 383,202 | 0.0% | 0.34% | -14.5% | |
| USIO | Usio,Inc. | $2,223,599 | -5.9% | 1,270,628 | 0.0% | 0.33% | +2.2% | |
| TCMD | Sell | Tactile Systems Technology,Inc | $2,037,250 | -77.4% | 145,000 | -59.9% | 0.30% | -75.4% |
| IMVT | New | Immunovant, Inc. | $1,919,500 | – | 50,000 | +100.0% | 0.28% | – |
| NUVB | Nuvation Bio, Inc. | $1,909,500 | -25.6% | 1,425,000 | 0.0% | 0.28% | -19.0% | |
| NNDM | Nano Dimension, Ltd. ADR (Isra | $1,803,703 | -5.9% | 663,126 | 0.0% | 0.27% | +2.3% | |
| DHX | DHI Group, Inc. | $1,777,860 | -20.1% | 581,000 | 0.0% | 0.26% | -13.2% | |
| PGNY | Progyny, Inc. | $1,701,000 | -13.5% | 50,000 | 0.0% | 0.25% | -6.0% | |
| New | Lilium N.V. (Germany) | $1,609,365 | – | 2,256,225 | +100.0% | 0.24% | – | |
| PRTC | PureTech Health PLC-ADR (Brita | $1,610,000 | -24.0% | 70,000 | 0.0% | 0.24% | -17.1% | |
| OPK | OPKO Health, Inc. | $1,600,000 | -26.3% | 1,000,000 | 0.0% | 0.24% | -19.7% | |
| Ideal Power, Inc. | $1,598,521 | -17.0% | 163,281 | 0.0% | 0.24% | -9.6% | ||
| UGRO | Buy | urban-gro, Inc. | $1,548,851 | +94.7% | 1,138,861 | +69.0% | 0.23% | +112.0% |
| QIPT | Quipt Home Medical Corp. | $1,499,514 | -4.7% | 294,600 | 0.0% | 0.22% | +3.8% | |
| MOVE | Movano, Inc. | $1,487,072 | 0.0% | 1,364,286 | 0.0% | 0.22% | +8.4% | |
| voxeljet AG, ADR (Germany) | $1,429,463 | -40.0% | 1,361,393 | 0.0% | 0.21% | -34.7% | ||
| NMTC | Buy | NeuroOne Medical Technologies | $1,380,120 | +109.1% | 1,550,000 | +181.8% | 0.20% | +126.7% |
| EMAN | eMagin Corporation | $1,372,433 | +0.5% | 689,665 | 0.0% | 0.20% | +9.7% | |
| ZYXI | Zynex, Inc. | $1,367,056 | -16.6% | 170,882 | 0.0% | 0.20% | -9.0% | |
| Sell | Twin Vee PowerCats Co. | $1,333,630 | -33.7% | 939,176 | -1.0% | 0.20% | -27.8% | |
| Achieve Life Sciences, Inc. | $1,171,750 | -17.1% | 272,500 | 0.0% | 0.17% | -9.9% | ||
| ASPS | New | Altisource Portfolio Solutions | $1,120,392 | – | 280,800 | +100.0% | 0.16% | – |
| AQMS | New | Aqua Metals, Inc. | $1,017,000 | – | 900,000 | +100.0% | 0.15% | – |
| Sell | Applied DNA Sciences, Inc. | $994,830 | -4.8% | 808,805 | -0.1% | 0.15% | +3.5% | |
| Shapeways Holdings, Inc. | $992,118 | -14.9% | 310,037 | 0.0% | 0.15% | -7.6% | ||
| LIQT | LiqTech International, Inc. | $967,500 | +19.4% | 250,000 | 0.0% | 0.14% | +30.0% | |
| JOB | Sell | Gee Group, Inc. | $946,777 | -19.1% | 1,600,096 | -30.0% | 0.14% | -11.9% |
| Rocket Lab USA, Inc. | $884,760 | -27.0% | 202,000 | 0.0% | 0.13% | -20.1% | ||
| APEI | Buy | American Public Education, Inc | $843,463 | +19.1% | 169,370 | +13.4% | 0.12% | +29.2% |
| XTNT | New | Xtant Medical Holdings, Inc. | $515,548 | – | 468,680 | +100.0% | 0.08% | – |
| GOSS | New | Gossamer Bio, Inc. | $510,530 | – | 613,028 | +100.0% | 0.08% | – |
| CRNX | New | Crinetics Pharmaceuticals, Inc | $446,100 | – | 15,000 | +100.0% | 0.07% | – |
| Sell | Mobilicom Limited (Australia) | $424,653 | -34.9% | 326,656 | -23.4% | 0.06% | -29.2% | |
| SPRO | Sell | Spero Therapeutics, Inc. | $403,414 | -27.4% | 333,400 | -13.0% | 0.06% | -20.0% |
| Lulu's Fashion Lounge Holdings | $402,000 | -20.6% | 200,000 | 0.0% | 0.06% | -14.5% | ||
| PRPL | Sell | Purple Innovation, Inc. | $393,300 | -73.1% | 230,000 | -56.2% | 0.06% | -70.7% |
| EGLX | Enthusiast Gaming Holdings,Inc | $307,339 | -31.2% | 897,100 | 0.0% | 0.04% | -26.2% | |
| AKTS | Akoustis Technologies, Inc. | $293,631 | -76.3% | 390,000 | 0.0% | 0.04% | -74.4% | |
| Forza X1,Inc. | $267,695 | -45.5% | 334,410 | 0.0% | 0.04% | -40.3% | ||
| BITF | Bitfarms, Ltd. (Canada) - U.S. | $206,498 | -27.2% | 192,989 | 0.0% | 0.03% | -21.1% | |
| Mobilicom Ltd. @5.00 8/31/27 Awarrants | $58,060 | -20.0% | 363,100 | 0.0% | 0.01% | -10.0% | ||
| SGLB | Sell | Sigma Additive Solutions, Inc. | $61,197 | -74.9% | 19,999 | -97.1% | 0.01% | -72.7% |
| Sell | Medicenna Therapeutics, Corp.@warrants | $39,900 | -93.3% | 1,330,000 | -42.9% | 0.01% | -92.6% | |
| INVO | Sell | INVO Bioscience, Inc. | $25,286 | -80.1% | 32,000 | -94.9% | 0.00% | -76.5% |
| GOEDWS | Exit | Polished.com, Inc. 5/26/22-6/2warrants | $0 | – | -1,223,700 | -100.0% | -0.01% | – |
| XFOR | Exit | X4 Pharmaceuticals, Inc. | $0 | – | -100,000 | -100.0% | -0.03% | – |
| Exit | DoubleDown Interactive Co Ltd | $0 | – | -26,427 | -100.0% | -0.03% | – | |
| ATOM | Exit | Atomera Incorporated | $0 | – | -55,000 | -100.0% | -0.06% | – |
| DZSI | Exit | DZS, Inc. | $0 | – | -130,158 | -100.0% | -0.07% | – |
| ETON | Exit | Eton Pharmaceuticals, Inc. | $0 | – | -158,676 | -100.0% | -0.08% | – |
| QUOT | Exit | Quotient Technology, Inc. | $0 | – | -150,000 | -100.0% | -0.08% | – |
| BLFS | Exit | BioLife Solutions, Inc. | $0 | – | -50,000 | -100.0% | -0.15% | – |
| Exit | MediWound Ltd. | $0 | – | -142,857 | -100.0% | -0.20% | – | |
| LEGH | Exit | Legacy Housing Corp. | $0 | – | -81,846 | -100.0% | -0.26% | – |
| NDLS | Exit | Noodles & Co. | $0 | – | -900,444 | -100.0% | -0.41% | – |
| FRG | Exit | Franchise Group, Inc. | $0 | – | -117,595 | -100.0% | -0.46% | – |
| ONEW | Exit | OneWater Marine, Inc. - CL A | $0 | – | -175,000 | -100.0% | -0.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.