NEW YORK MTG TR INC shareholder history

Current and past NEW YORK MTG TR INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1910.00%0.00%0.00%Q2 2013Q4 202280
Citadel Advisors 3010.00%0.00%0.00%Q3 2013Q4 202269
Cutler Group LLC / CA 1010.00%0.00%0.02%Q4 2015Q1 202245
GOLDMAN SACHS GROUP INC 3840.00%0.00%0.00%Q1 2012Q4 202244
CITIGROUP INC 39390.00%0.00%0.01%Q2 2013Q4 202243
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40400.00%0.00%0.00%Q1 2013Q4 202240
Cetera Advisor Networks LLC 40400.00%0.01%0.02%Q1 2013Q4 202240
Bank of New York Mellon Corp 39390.00%0.00%0.01%Q2 2013Q4 202239
ROYAL BANK OF CANADA 39390.00%0.00%0.00%Q2 2013Q4 202239
UBS ASSET MANAGEMENT AMERICAS INC 39390.00%0.00%0.00%Q2 2013Q4 202239
MORGAN STANLEY 39390.00%0.00%0.00%Q2 2013Q4 202239
METROPOLITAN LIFE INSURANCE CO/NY 39390.00%0.00%0.01%Q2 2013Q4 202239
VOYA INVESTMENT MANAGEMENT LLC 39390.00%0.00%0.00%Q2 2013Q4 202239
BANK OF AMERICA CORP /DE/ 39390.00%0.00%0.00%Q2 2013Q4 202239
RHUMBLINE ADVISERS 39390.00%0.00%0.01%Q2 2013Q4 202239
VANGUARD GROUP INC 39390.00%0.00%0.00%Q2 2013Q4 202239
CREDIT SUISSE AG/ 3810.00%0.00%0.01%Q1 2013Q4 202239
ALLIANCEBERNSTEIN L.P. 39390.00%0.00%0.00%Q2 2013Q4 202239
Invesco Ltd. 39390.00%0.00%0.02%Q2 2013Q4 202239
BlackRock Inc. 39390.00%0.00%0.01%Q2 2013Q4 202239
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 39390.00%0.00%0.01%Q2 2013Q4 202239
STRS OHIO 39390.00%0.00%0.00%Q2 2013Q4 202239
GEODE CAPITAL MANAGEMENT, LLC 39390.00%0.00%0.01%Q2 2013Q4 202239
MANUFACTURERS LIFE INSURANCE COMPANY, THE 39390.00%0.00%0.00%Q2 2013Q4 202239
STATE STREET CORP 39390.00%0.00%0.00%Q2 2013Q4 202239
NORTHERN TRUST CORP 39390.00%0.00%0.01%Q2 2013Q4 202239
Highlander Capital Management, LLC 39390.00%0.08%0.21%Q2 2013Q4 202239
Swiss National Bank 39390.00%0.00%0.00%Q2 2013Q4 202239
AMERICAN INTERNATIONAL GROUP, INC. 39390.00%0.00%0.01%Q2 2013Q4 202239
WELLS FARGO & COMPANY/MN 39390.00%0.00%0.01%Q2 2013Q4 202239
BANK OF MONTREAL /CAN/ 38380.00%0.00%0.00%Q3 2013Q4 202238
DEUTSCHE BANK AG\ 38380.00%0.00%0.01%Q3 2013Q4 202238
BARCLAYS PLC 27110.00%0.00%0.00%Q2 2013Q4 202238
LSV ASSET MANAGEMENT 38380.00%0.02%0.04%Q2 2013Q3 202238
BNP PARIBAS FINANCIAL MARKETS 2740.00%0.00%0.00%Q2 2013Q4 202237
IndexIQ Advisors LLC 36360.02%0.03%0.06%Q2 2013Q1 202236
EARNEST PARTNERS LLC 23130.00%0.00%0.00%Q4 2013Q2 202336
PARAMETRIC PORTFOLIO ASSOCIATES LLC 36360.00%0.00%0.01%Q2 2013Q1 202236
PRINCIPAL FINANCIAL GROUP INC 2710.00%0.00%0.01%Q2 2013Q4 202236
UBS Group AG 33330.00%0.01%0.02%Q4 2014Q4 202236
GREAT WEST LIFE ASSURANCE CO /CAN/ 23130.00%0.00%0.01%Q4 2013Q4 202236
Creative Planning 3510.00%0.01%0.03%Q2 2013Q4 202236
AMERIPRISE FINANCIAL INC 20160.00%0.00%0.00%Q2 2013Q4 202236
ProShare Advisors LLC 2120.00%0.00%0.01%Q2 2013Q4 202236
Cetera Advisors LLC 35350.00%0.01%0.04%Q2 2013Q4 202135
PRUDENTIAL FINANCIAL INC 3320.00%0.00%0.01%Q1 2014Q4 202235
PNC FINANCIAL SERVICES GROUP, INC. 2010.00%0.00%0.00%Q2 2013Q4 202234
Legal & General Group Plc 34340.00%0.00%0.00%Q3 2014Q4 202234
WOLVERINE TRADING, LLC 510.00%0.00%0.00%Q2 2016Q4 202233
VAN ECK ASSOCIATES CORP 33330.01%0.02%0.03%Q4 2014Q4 202233
Cambridge Investment Research Advisors, Inc. 33330.00%0.01%0.02%Q4 2014Q4 202233
US BANCORP \DE\ 2710.00%0.00%0.00%Q2 2014Q4 202233
JPMORGAN CHASE & CO 3030.00%0.00%0.00%Q2 2013Q4 202233
Zurcher Kantonalbank (Zurich Cantonalbank) 32320.00%0.00%0.00%Q1 2015Q4 202232
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 32320.00%0.00%0.01%Q2 2013Q1 202132
JANE STREET GROUP, LLC 1110.00%0.00%0.01%Q1 2014Q4 202232
Tower Research Capital LLC (TRC) 1210.00%0.00%0.02%Q3 2013Q4 202231
Allianz Asset Management GmbH 31310.00%0.00%0.01%Q4 2014Q2 202231
AMALGAMATED BANK 31310.00%0.00%0.01%Q2 2015Q4 202231
NEW YORK STATE COMMON RETIREMENT FUND 31310.00%0.00%0.00%Q2 2015Q4 202231
GROUP ONE TRADING, L.P. 1410.00%0.00%0.01%Q2 2013Q4 202229
TEACHER RETIREMENT SYSTEM OF TEXAS 1440.00%0.00%0.01%Q2 2013Q4 202229
Sheaff Brock Investment Advisors, LLC 29290.01%0.02%0.04%Q4 2015Q4 202229
RAYMOND JAMES & ASSOCIATES 28280.00%0.00%0.00%Q1 2016Q4 202228
Janney Montgomery Scott LLC 2710.00%0.00%0.01%Q1 2015Q4 202228
WealthTrust Axiom LLC 28280.05%0.13%0.22%Q2 2013Q1 202028
Sigma Planning Corp 1080.00%0.01%0.02%Q4 2014Q2 202228
PEAK6 Group LLC 830.00%0.00%0.00%Q2 2013Q2 201627
GUGGENHEIM CAPITAL LLC 910.00%0.00%0.02%Q2 2013Q3 202227
SIMPLEX TRADING, LLC 1240.00%0.00%0.01%Q1 2015Q4 202227
Geneos Wealth Management Inc. 26260.00%0.00%0.01%Q1 2016Q2 202226
LADENBURG THALMANN FINANCIAL SERVICES INC. 26260.00%0.01%0.02%Q3 2013Q4 201926
SG Americas Securities, LLC 1710.00%0.00%0.02%Q3 2013Q4 202225
FIFTH THIRD BANCORP 1920.00%0.00%0.00%Q1 2015Q4 202225
Parallel Advisors, LLC 25250.00%0.00%0.01%Q4 2016Q4 202225
TIAA CREF INVESTMENT MANAGEMENT LLC 24240.00%0.00%0.00%Q2 2013Q1 201924
Advisors Asset Management, Inc. 1230.00%0.06%0.14%Q2 2015Q4 202224
Aperio Group, LLC 24240.00%0.00%0.01%Q1 2015Q4 202024
TEACHERS ADVISORS, LLC 24240.00%0.00%0.00%Q2 2013Q1 201924
Ameritas Investment Partners, Inc. 24240.00%0.00%0.01%Q1 2017Q4 202224
GLENMEDE TRUST CO NA 820.00%0.00%0.00%Q1 2015Q4 202224
LPL Financial LLC 2110.00%0.00%0.00%Q2 2014Q4 202224
IFP Advisors, Inc 810.00%0.00%0.00%Q4 2015Q1 202323
Renaissance Technologies 710.00%0.01%0.04%Q4 2013Q3 202223
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 23230.00%0.00%0.00%Q2 2017Q4 202223
Patriot Financial Group Insurance Agency, LLC 23230.00%0.01%0.03%Q4 2016Q2 202223
MILLENNIUM MANAGEMENT LLC 1510.00%0.00%0.01%Q2 2013Q4 202223
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
MetLife Investment Management, LLC 21210.00%0.00%0.01%Q4 2017Q4 202221
COMERICA BANK 2010.00%0.01%0.01%Q2 2014Q4 202221
COMMONWEALTH EQUITY SERVICES, LLC 21210.00%0.00%0.00%Q4 2017Q4 202221
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 20200.00%0.00%0.01%Q1 2018Q4 202220
State of Alaska, Department of Revenue 20200.00%0.01%0.02%Q1 2018Q4 202220
Louisiana State Employees Retirement System 20200.01%0.02%0.03%Q1 2018Q4 202220
Versant Capital Management, Inc 20200.00%0.01%0.01%Q1 2018Q4 202220
PRICE T ROWE ASSOCIATES INC /MD/ 1320.00%0.00%0.00%Q4 2013Q4 202220
Wellington Shields & Co., LLC 20200.00%0.06%0.08%Q2 2013Q1 201820
Raymond James Financial Services Advisors, Inc. 810.00%0.00%0.00%Q1 2016Q3 202220
SHELTON CAPITAL MANAGEMENT 20200.00%0.01%0.05%Q1 2018Q4 202220
D. E. Shaw & Co., Inc. 610.00%0.00%0.00%Q2 2014Q4 202120
CIBC Asset Management Inc 20200.00%0.00%0.00%Q1 2018Q4 202220
Arizona State Retirement System 20200.00%0.01%0.02%Q1 2018Q4 202220
PROFUND ADVISORS LLC 20200.00%0.01%0.01%Q1 2018Q4 202220
State of Tennessee, Treasury Department 20200.00%0.00%0.00%Q1 2018Q4 202220
THRIVENT FINANCIAL FOR LUTHERANS 20200.00%0.00%0.01%Q1 2018Q4 202220
QUADRANT CAPITAL GROUP LLC 1640.00%0.00%0.01%Q1 2017Q4 202220
TEXAS PERMANENT SCHOOL FUND CORP 20200.01%0.01%0.02%Q1 2018Q4 202220
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 20200.00%0.01%0.02%Q1 2018Q4 202220
PUBLIC SECTOR PENSION INVESTMENT BOARD 20200.00%0.02%0.03%Q1 2018Q4 202220
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 20200.00%0.00%0.01%Q1 2018Q4 202220
American Portfolios Advisors 20200.00%0.00%0.01%Q4 2017Q3 202220
Prospera Financial Services Inc 1410.00%0.03%0.07%Q2 2013Q1 202219
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 1720.00%0.00%0.01%Q1 2018Q4 202219
Winslow, Evans & Crocker, Inc. 19190.00%0.00%0.00%Q4 2013Q2 201819
Quantbot Technologies LP 610.00%0.01%0.05%Q2 2014Q4 202119
Front Row Advisors LLC 1810.00%0.00%0.00%Q4 2017Q4 202219
Russell Investments Group, Ltd. 1810.00%0.00%0.01%Q1 2018Q4 202219
FIRST TRUST ADVISORS LP 1040.00%0.00%0.02%Q3 2017Q4 202219
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1610.00%0.00%0.00%Q3 2014Q4 202219
SEI INVESTMENTS CO 1010.00%0.00%0.00%Q2 2015Q4 202219
Parkside Financial Bank & Trust 1810.00%0.00%0.01%Q3 2015Q4 202219
MACKENZIE FINANCIAL CORP 1020.00%0.00%0.00%Q2 2015Q4 202219
Claybrook Capital, LLC 940.12%0.62%1.43%Q4 2017Q4 202219
Private Capital Group, LLC 19190.00%0.01%0.01%Q4 2017Q2 202219
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 19190.00%0.00%0.00%Q2 2018Q4 202219
TCI Wealth Advisors, Inc. 610.00%0.00%0.01%Q1 2015Q3 202218
Commonwealth Equity Services, Inc 18180.00%0.00%0.00%Q2 2013Q3 201718
TWO SIGMA SECURITIES, LLC 410.00%0.02%0.15%Q4 2014Q3 202218
Crossmark Global Holdings, Inc. 18180.00%0.00%0.00%Q3 2018Q4 202218
FMR LLC 18180.00%0.00%0.00%Q3 2018Q4 202218
Global X Management CO LLC 18180.34%0.59%0.94%Q1 2014Q2 201818
TWO SIGMA INVESTMENTS, LP 1110.00%0.01%0.03%Q4 2016Q4 202118
Nationwide Fund Advisors 18180.00%0.00%0.00%Q2 2013Q3 201718
Ativo Capital Management LLC 18180.13%0.24%0.48%Q2 2013Q3 201718
Municipal Employees' Retirement System of Michigan 930.01%0.05%0.09%Q1 2014Q1 202018
HSBC HOLDINGS PLC 1610.00%0.00%0.00%Q4 2016Q4 202217
First Allied Advisory Services, Inc. 1610.00%0.01%0.01%Q3 2015Q3 202017
Advisory Services Network, LLC 610.00%0.01%0.03%Q4 2014Q4 202217
NISA INVESTMENT ADVISORS, LLC 17170.00%0.01%0.01%Q4 2018Q4 202217
HAP Trading, LLC 13130.00%0.00%0.01%Q4 2019Q4 202217
OREGON PUBLIC EMPLOYEES RETIREMENT FUND 17170.00%0.01%0.01%Q4 2018Q4 202217
SALEM INVESTMENT COUNSELORS INC 720.00%0.01%0.09%Q4 2014Q3 202017
Sound Income Strategies, LLC 16160.00%0.00%0.00%Q1 2019Q4 202216
WINTON GROUP Ltd 16160.00%0.08%0.34%Q3 2018Q2 202216
Jacobi Capital Management LLC 16160.00%0.01%0.02%Q2 2016Q1 202016
CENTRAL TRUST Co 16160.00%0.00%0.00%Q2 2016Q1 202016
EVERENCE CAPITAL MANAGEMENT INC 16160.01%0.02%0.04%Q1 2019Q4 202216
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 16160.00%0.00%0.01%Q1 2019Q4 202216
Caption Management, LLC 620.00%0.02%0.08%Q3 2020Q4 202216
ENVESTNET ASSET MANAGEMENT INC 620.00%0.00%0.00%Q4 2016Q4 202216
LVZ, Inc. 16160.01%0.01%0.02%Q1 2019Q4 202216
BlackRock Institutional Trust Company, N.A. 15150.00%0.00%0.00%Q2 2013Q4 201615
CWM, LLC 1050.00%0.00%0.00%Q1 2019Q4 202215
Catalyst Capital Advisors LLC 1140.00%0.00%0.00%Q1 2019Q4 202215
BARINGS LLC 1230.00%0.00%0.01%Q3 2013Q1 201815
TWO SIGMA ADVISERS, LP 1010.00%0.01%0.03%Q4 2016Q1 202215
BlackRock Investment Management, LLC 15150.00%0.00%0.00%Q2 2013Q4 201615
Alberta Investment Management Corp 15150.00%0.01%0.01%Q1 2017Q3 202015
Spot Trading L.L.C 410.00%0.00%0.02%Q2 2013Q1 201715
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
Nuveen Asset Management, LLC 15150.00%0.00%0.00%Q2 2019Q4 202215
Squarepoint Ops LLC 510.00%0.00%0.02%Q4 2015Q4 202215
BLUEFIN CAPITAL MANAGEMENT, LLC 880.00%0.01%0.05%Q3 2020Q2 202215
BLACKROCK ADVISORS LLC 15150.00%0.00%0.00%Q2 2013Q4 201615
Focused Wealth Management, Inc 15150.02%0.05%0.09%Q1 2014Q3 201715
BlackRock Fund Advisors 15150.00%0.01%0.01%Q2 2013Q4 201615
BALYASNY ASSET MANAGEMENT L.P. 630.00%0.03%0.07%Q3 2018Q4 202215
SIGNATUREFD, LLC 15150.00%0.00%0.00%Q2 2019Q4 202215
BlackRock Group LTD 770.00%0.00%0.00%Q2 2013Q4 201614
Sterling Capital Management LLC 610.00%0.01%0.02%Q2 2013Q3 201914
GSA CAPITAL PARTNERS LLP 410.01%0.03%0.06%Q2 2015Q4 202214
CLEAR STREET MARKETS LLC 950.00%0.01%0.04%Q1 2014Q4 202214
Private Advisor Group, LLC 910.00%0.00%0.00%Q4 2018Q4 202214
Cubist Systematic Strategies, LLC 910.00%0.01%0.04%Q3 2015Q2 202214
Penserra Capital Management LLC 860.00%0.00%0.01%Q4 2015Q4 202214
Parallax Volatility Advisers, L.P. 620.00%0.00%0.00%Q4 2017Q4 202114
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201414
VICTORY CAPITAL MANAGEMENT INC 14140.00%0.00%0.00%Q3 2019Q4 202214
Key Colony Management, LLC 14140.28%0.89%1.56%Q2 2013Q3 201614
DENVER INVESTMENT ADVISORS LLC 14140.00%0.01%0.01%Q2 2013Q3 201614
Virtu Financial LLC 1010.01%0.04%0.19%Q2 2016Q4 202214
TOWNSQUARE CAPITAL LLC 510.00%0.00%0.01%Q4 2018Q4 202213
Virtu KCG Holdings LLC 510.00%0.01%0.01%Q3 2013Q2 201713
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 720.00%0.04%0.12%Q1 2018Q4 202213
Carmichael Hill & Associates, Inc. 13130.00%0.00%0.01%Q4 2019Q4 202213
Sugarloaf Wealth Management, LLC 13130.00%0.00%0.00%Q4 2019Q4 202213
Investors Capital Advisory Services 13130.05%0.07%0.09%Q2 2013Q2 201613
AVANTAX ADVISORY SERVICES, INC. 13130.00%0.00%0.00%Q4 2019Q4 202213
NOMURA HOLDINGS INC 510.00%0.00%0.01%Q1 2013Q4 202113
LS Investment Advisors, LLC 13130.00%0.00%0.00%Q1 2018Q1 202113
QS Investors, LLC 13130.00%0.00%0.01%Q4 2015Q4 201813
Prime Capital Investment Advisors, LLC 1110.00%0.01%0.03%Q4 2017Q2 202112
STRATEGY ASSET MANAGERS LLC 12120.01%0.02%0.02%Q1 2020Q4 202212
BerganKDV Wealth Management, LLC 12120.00%0.00%0.00%Q1 2020Q4 202212
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 12120.05%0.09%0.12%Q4 2014Q3 201712
MASON STREET ADVISORS, LLC 12120.00%0.01%0.01%Q1 2018Q4 202012
Edge Wealth Management LLC 510.00%0.04%0.12%Q4 2014Q4 202112
WOLVERINE ASSET MANAGEMENT LLC 710.01%0.02%0.04%Q3 2015Q4 202212
GREAT LAKES ADVISORS, LLC 660.00%0.07%0.12%Q4 2016Q1 202212
OSAIC HOLDINGS, INC. 12120.00%0.00%0.00%Q1 2020Q4 202212
WealthTrust-Arizona, LLC 12120.00%0.00%0.00%Q1 2016Q4 201812
WELLINGTON MANAGEMENT GROUP LLP 12120.00%0.00%0.00%Q1 2015Q4 201712
Ellevest, Inc. 12120.00%0.00%0.00%Q1 2020Q4 202212
Tarbox Family Office, Inc. 12120.00%0.00%0.00%Q2 2019Q1 202212
MSI Financial Services Inc 12120.00%0.00%0.01%Q1 2014Q4 201612
Berman Capital Advisors, LLC 12120.00%0.00%0.01%Q4 2018Q3 202112
Triton Wealth Management, PLLC 12120.02%0.13%0.23%Q1 2020Q4 202212
Lindbrook Capital, LLC 12120.00%0.00%0.00%Q1 2020Q4 202212
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.00%0.01%0.01%Q4 2018Q3 202112
RUSSELL FRANK CO/ 12120.00%0.00%0.00%Q2 2013Q1 201612
Glassman Wealth Services 1110.00%0.00%0.00%Q1 2018Q1 202212
CONDOR CAPITAL MANAGEMENT 11110.01%0.08%0.16%Q2 2020Q4 202211
B. Riley Wealth Advisors, Inc. 830.01%0.08%0.27%Q2 2013Q1 201611
MERCER GLOBAL ADVISORS INC /ADV 510.00%0.00%0.01%Q1 2019Q4 202211
SAGE RHINO CAPITAL LLC 11110.01%0.01%0.02%Q2 2020Q4 202211
Forefront Analytics, LLC 11110.01%0.01%0.02%Q2 2020Q4 202211
TRUSTCORE FINANCIAL SERVICES, LLC 11110.01%0.03%0.04%Q2 2020Q4 202211
OPTIMUM INVESTMENT ADVISORS 710.00%0.00%0.01%Q3 2013Q3 202211
CALTON & ASSOCIATES, INC. 11110.01%0.01%0.02%Q4 2019Q2 202211
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 11110.00%0.00%0.00%Q2 2020Q4 202211
DELPHI FINANCIAL GROUP, INC. 831.50%6.61%11.85%Q4 2019Q4 202211
AQR Capital Management 740.00%0.00%0.00%Q2 2019Q1 202211
Mirae Asset Global Investments Co., Ltd. 740.02%0.12%0.23%Q3 2018Q4 202211
Clear Harbor Asset Management, LLC 11110.06%0.62%1.15%Q2 2020Q4 202211
WEST CHESTER CAPITAL ADVISORS, INC 11110.14%0.32%0.55%Q2 2013Q4 201511
MEEDER ASSET MANAGEMENT INC 11110.00%0.00%0.01%Q1 2020Q3 202211
WASHINGTON TRUST Co 11110.00%0.00%0.00%Q1 2020Q3 202211
Private Wealth Strategies, L.L.C. 11110.02%0.04%0.05%Q1 2020Q3 202211
Connor, Clark & Lunn Investment Management Ltd. 410.00%0.01%0.03%Q1 2014Q4 202110
Global Retirement Partners, LLC 10100.00%0.01%0.03%Q3 2020Q4 202210
HUNTINGTON NATIONAL BANK 910.00%0.00%0.00%Q4 2015Q2 201810
MACQUARIE GROUP LTD 10100.00%0.00%0.00%Q2 2020Q3 202210
HighTower Advisors, LLC 710.00%0.00%0.00%Q1 2019Q4 202210
ADVANTAGE INVESTMENT MANAGEMENT, LLC 730.00%0.06%0.20%Q3 2016Q1 201910
AJ WEALTH STRATEGIES, LLC 10100.00%0.01%0.01%Q3 2020Q4 202210
PANAGORA ASSET MANAGEMENT INC 820.00%0.00%0.01%Q1 2014Q1 202010
Pinnacle Summer Investments, Inc. 10100.00%0.00%0.00%Q3 2013Q4 201510
FRANKLIN RESOURCES INC 10100.00%0.00%0.00%Q3 2020Q4 202210
Corient Capital Partners, LLC 420.00%0.01%0.02%Q2 2019Q3 202210
Allegis Investment Advisors, LLC 10100.06%0.14%0.28%Q4 2015Q1 201810
XPONANCE, INC. 730.00%0.00%0.00%Q2 2020Q4 202210
World Asset Management Inc 990.00%0.00%0.01%Q3 2019Q3 20219
Tradition Wealth Management, LLC 990.00%0.00%0.00%Q4 2020Q4 20229
Joseph P. Lucia & Associates, LLC 410.00%0.00%0.01%Q3 2019Q1 20229
Squar Milner Financial Services LLC 720.01%0.05%0.08%Q4 2017Q1 20209
Cresset Asset Management, LLC 720.00%0.00%0.00%Q4 2018Q3 20219
First Trust Direct Indexing L.P. 990.01%0.01%0.02%Q4 2020Q4 20229
RMB Capital Management, LLC 990.02%0.02%0.03%Q4 2020Q4 20229
Cetera Investment Advisers 990.00%0.00%0.00%Q4 2020Q4 20229
Rockefeller Capital Management L.P. 710.00%0.00%0.00%Q1 2019Q4 20229
PRELUDE CAPITAL MANAGEMENT, LLC 310.00%0.01%0.03%Q3 2013Q1 20219
ACADIAN ASSET MANAGEMENT LLC 710.00%0.00%0.00%Q3 2013Q1 20208
ExodusPoint Capital Management, LP 710.00%0.00%0.01%Q3 2019Q4 20218
NORGES BANK 880.00%0.00%0.00%Q2 2014Q1 20168
Magnus Financial Group LLC 530.01%0.03%0.06%Q4 2018Q4 20208
Paloma Partners Management Co 310.00%0.01%0.01%Q2 2014Q4 20218
EMG Holdings, L.P. 660.22%0.87%1.89%Q3 2021Q4 20228
Jefferies Group LLC 410.00%0.00%0.00%Q2 2013Q2 20188
Counsel Portfolio Services Inc. 880.03%0.07%0.08%Q2 2013Q1 20158
GENERAL MOTORS INVESTMENT MANAGEMENT CORP 880.01%0.01%0.02%Q2 2013Q1 20158
XR Securities LLC 660.00%0.00%0.00%Q3 2020Q4 20218
GRATIA CAPITAL, LLC 881.19%6.16%10.36%Q4 2020Q3 20228
ADVISOR PARTNERS LLC 880.00%0.01%0.01%Q3 2020Q2 20228
Claraphi Advisory Network, LLC 440.02%0.14%0.25%Q4 2017Q2 20208
Gotham Asset Management, LLC 510.00%0.00%0.01%Q1 2020Q3 20228
Gitterman Wealth Management, LLC 880.04%0.09%0.12%Q1 2021Q4 20228
NEXT Financial Group, Inc 510.00%0.00%0.01%Q3 2014Q3 20197
Qube Research & Technologies Ltd 410.00%0.00%0.01%Q4 2019Q1 20227
Cito Capital Group, LLC 770.06%0.07%0.10%Q2 2021Q4 20227
Handelsbanken Fonder AB 770.00%0.00%0.00%Q2 2021Q4 20227
Bramshill Investments, LLC 610.12%0.19%0.32%Q4 2017Q4 20197
Almitas Capital LLC 431.47%3.12%7.61%Q2 2020Q4 20227
HARBOUR INVESTMENTS, INC. 430.00%0.00%0.00%Q1 2021Q4 20227
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 770.00%0.01%0.02%Q1 2020Q3 20217
PSI Advisors, LLC 610.01%0.01%0.02%Q4 2019Q4 20227
FEDERATED HERMES, INC. 510.00%0.01%0.01%Q4 2018Q4 20227
Advisors Preferred, LLC 410.01%0.45%1.22%Q1 2018Q1 20207
INVESTMENT CENTERS OF AMERICA INC 520.01%0.01%0.02%Q2 2014Q3 20177
SYNOVUS FINANCIAL CORP 770.00%0.00%0.00%Q3 2018Q1 20207
J.P. Morgan Private Wealth Advisors LLC 770.00%0.00%0.00%Q2 2021Q4 20227
LINCOLN CAPITAL CORP 770.02%0.05%0.10%Q3 2019Q1 20217
Avidian Wealth Solutions, LLC 660.00%0.00%0.01%Q2 2021Q3 20226
Beach Point Capital Management LP 310.07%0.28%0.65%Q2 2020Q4 20226
NewEdge Advisors, LLC 510.00%0.00%0.00%Q2 2020Q4 20226
Wealthspire Advisors, L.P. 510.00%0.00%0.00%Q4 2015Q1 20196
PICTET ASSET MANAGEMENT LTD 660.00%0.00%0.00%Q1 2020Q2 20216
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 510.00%0.00%0.00%Q4 2019Q2 20226
CAXTON ASSOCIATES LP 210.00%0.01%0.02%Q1 2017Q2 20206
ClariVest Asset Management LLC 660.02%0.02%0.02%Q1 2015Q2 20166
State of New Jersey Common Pension Fund D 310.00%0.01%0.01%Q4 2019Q4 20226
Schonfeld Strategic Advisors LLC 310.00%0.01%0.03%Q4 2019Q4 20226
Pinnacle Wealth Planning Services, Inc. 660.01%0.01%0.02%Q4 2020Q1 20226
PEAK6 Investments LLC 220.00%0.00%0.01%Q3 2020Q4 20216
TOMPKINS FINANCIAL CORP 660.00%0.01%0.01%Q2 2018Q3 20196
Seelaus Asset Management LLC 660.07%0.11%0.14%Q4 2017Q1 20196
RPG Investment Advisory, LLC 660.00%0.00%0.00%Q2 2020Q3 20216
Q Global Advisors, LLC 420.18%2.58%5.54%Q4 2020Q3 20226
EP Wealth Advisors, LLC 510.00%0.00%0.02%Q1 2017Q1 20226
Quad-Cities Investment Group, LLC 660.00%0.00%0.00%Q2 2018Q3 20196
Altus Wealth Group LLC 420.04%0.05%0.05%Q4 2020Q3 20226
Financial Connections Group, Inc. 660.00%0.01%0.01%Q4 2021Q1 20236
CIBC Private Wealth Group, LLC 660.00%0.00%0.00%Q1 2014Q2 20156
Destination Wealth Management 660.00%0.00%0.00%Q1 2018Q2 20196
MML INVESTORS SERVICES, LLC 310.00%0.00%0.00%Q2 2017Q3 20206
AdvisorNet Financial, Inc 420.00%0.00%0.00%Q4 2019Q4 20226
Ameritas Investment Company, LLC 330.00%0.00%0.00%Q3 2019Q3 20216
Fiduciary Trust Co International of Pennsylvania 660.00%0.00%0.01%Q2 2016Q3 20176
JANUS HENDERSON GROUP PLC 660.00%0.00%0.00%Q3 2021Q4 20226
Engineers Gate Manager LP 210.00%0.00%0.01%Q1 2020Q2 20226
DEERE & CO 660.08%0.09%0.10%Q4 2013Q1 20156
BESSEMER GROUP INC 310.00%0.00%0.00%Q4 2014Q3 20196
PineBridge Investments, L.P. 660.01%0.02%0.03%Q3 2018Q4 20196
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 660.00%0.00%0.00%Q3 2018Q4 20196
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 510.01%0.01%0.02%Q3 2020Q4 20226
EMC Capital Management 660.04%0.08%0.10%Q1 2022Q2 20236
SYSTEMATIC FINANCIAL MANAGEMENT LP 310.02%0.02%0.03%Q4 2014Q1 20186
Kovack Advisors, Inc. 210.00%0.01%0.02%Q4 2018Q1 20226
Ensign Peak Advisors, Inc 510.00%0.00%0.00%Q4 2019Q1 20226
SII INVESTMENTS INC/WI 660.00%0.01%0.01%Q3 2016Q4 20176
Laurion Capital Management LP 310.00%0.00%0.01%Q1 2018Q1 20206
MCKINLEY CAPITAL MANAGEMENT LLC 660.01%0.04%0.11%Q1 2014Q2 20156
UNITED SERVICES AUTOMOBILE ASSOCIATION 660.00%0.00%0.00%Q1 2018Q2 20196
1834 INVESTMENT ADVISORS CO 660.00%0.00%0.00%Q4 2017Q1 20196
BLAIR WILLIAM & CO/IL 660.00%0.00%0.00%Q3 2018Q4 20196
VIRGINIA RETIREMENT SYSTEMS ET AL 660.01%0.01%0.01%Q2 2018Q3 20196
PICTET ASSET MANAGEMENT SA 660.00%0.00%0.00%Q3 2021Q4 20226
FIRST MERCANTILE TRUST CO 550.00%0.00%0.00%Q1 2014Q1 20155
Golden State Wealth Management, LLC 310.00%0.00%0.00%Q1 2019Q3 20205
YOUSIF CAPITAL MANAGEMENT, LLC 550.01%0.01%0.01%Q4 2021Q4 20225
AMUNDI ASSET MANAGEMENT US, INC. 410.00%0.00%0.00%Q4 2017Q1 20205
AE Wealth Management LLC 410.00%0.00%0.01%Q4 2018Q4 20205
Regal Investment Advisors LLC 550.00%0.00%0.01%Q3 2014Q3 20155
SouthState Corp 550.00%0.00%0.00%Q4 2021Q4 20225
Allspring Global Investments Holdings, LLC 550.04%0.06%0.06%Q4 2021Q4 20225
Strategic Wealth Partners, Ltd. 550.01%0.02%0.03%Q4 2021Q4 20225
Campbell & CO Investment Adviser LLC 310.08%0.12%0.15%Q1 2018Q1 20215
OppenheimerFunds, Inc. 550.00%0.00%0.00%Q1 2018Q1 20195
AlphaCentric Advisors LLC 320.14%0.58%1.51%Q2 2021Q4 20225
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 310.00%0.02%0.04%Q1 2020Q1 20225
PIEDMONT INVESTMENT ADVISORS INC 550.00%0.01%0.01%Q1 2018Q1 20195
Jump Financial, LLC 410.00%0.01%0.02%Q3 2021Q4 20225
Tradewinds Capital Management, LLC 550.00%0.00%0.00%Q4 2021Q4 20225
Ironsides Asset Advisors, LLC 550.02%0.03%0.06%Q3 2015Q3 20165
ELLINGTON MANAGEMENT GROUP LLC 410.17%0.76%2.28%Q4 2018Q2 20215
NATIONAL BANK OF CANADA /FI/ 550.00%0.00%0.00%Q4 2021Q4 20225
Quent Capital, LLC 550.00%0.00%0.00%Q4 2021Q4 20225
KBC Group NV 320.00%0.00%0.00%Q3 2019Q4 20225
HERNDON CAPITAL MANAGEMENT LLC 550.00%0.00%0.00%Q2 2016Q2 20175
Advance Capital Management, Inc. 550.01%0.01%0.01%Q4 2021Q4 20225
JOURNEY STRATEGIC WEALTH LLC 550.01%0.01%0.01%Q4 2021Q4 20225
ETRADE Capital Management LLC 550.00%0.00%0.01%Q4 2016Q4 20175
Vanguard Personalized Indexing Management, LLC 550.00%0.00%0.01%Q3 2021Q3 20225
Maryland State Retirement & Pension System 410.01%0.01%0.02%Q3 2021Q4 20225
DC Investments Management, LLC 550.06%0.17%0.36%Q2 2019Q2 20205
Gupta Wealth Management LLC 550.00%0.00%0.01%Q1 2015Q1 20165
SUNTRUST BANKS INC 550.00%0.00%0.00%Q4 2015Q4 20165
Covestor Ltd 550.00%0.00%0.01%Q4 2021Q4 20225
Lyons Wealth Management, LLC. 550.11%0.13%0.16%Q3 2017Q3 20185
Altshuler Shaham Ltd 550.00%0.00%0.00%Q1 2019Q1 20205
Centiva Capital, LP 310.00%0.04%0.08%Q2 2020Q4 20225
InterOcean Capital, LLC 550.05%0.06%0.08%Q4 2014Q4 20155
CENTAURUS FINANCIAL, INC. 410.00%0.00%0.01%Q2 2018Q4 20225
ANALYTIC INVESTORS, LLC 550.01%0.03%0.05%Q1 2015Q1 20165
EATON VANCE MANAGEMENT 550.00%0.00%0.00%Q1 2021Q1 20225
Dynamic Technology Lab Private Ltd 310.01%0.02%0.04%Q1 2015Q4 20205
Quadrature Capital Ltd 110.01%0.02%0.06%Q4 2017Q2 20214
EverSource Wealth Advisors, LLC 440.00%0.00%0.00%Q4 2021Q3 20224
WEDBUSH SECURITIES INC 220.00%0.01%0.01%Q1 2016Q2 20204
HARVEST GROUP WEALTH MANAGEMENT, LLC 210.00%0.00%0.00%Q1 2019Q4 20204
Wellington Shields Capital Management, LLC 440.02%0.02%0.02%Q2 2014Q1 20154
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q3 2019Q2 20224
ALPHASIMPLEX GROUP, LLC 220.14%0.23%0.35%Q1 2019Q1 20204
HRT FINANCIAL LP 210.01%0.02%0.06%Q3 2019Q2 20214
STATE OF WISCONSIN INVESTMENT BOARD 440.00%0.00%0.00%Q1 2022Q4 20224
NEW ENGLAND SECURITIES CORP /MA/ 440.00%0.00%0.01%Q1 2014Q4 20144
PATHSTONE FAMILY OFFICE, LLC 310.00%0.00%0.01%Q2 2013Q4 20224
MENTA CAPITAL LLC 210.04%0.15%0.47%Q1 2014Q1 20174
Selective Wealth Management, Inc. 440.04%0.05%0.06%Q1 2022Q4 20224
Realta Investment Advisors 440.00%0.00%0.00%Q1 2019Q4 20194
FIRST FINANCIAL CORP /IN/ 440.02%0.03%0.03%Q4 2016Q3 20174
Quotient Investors, LLC 440.02%0.03%0.03%Q1 2014Q4 20144
Rafferty Asset Management, LLC 440.00%0.00%0.00%Q3 2021Q2 20224
CIGNA INVESTMENTS INC /NEW 440.00%0.00%0.00%Q4 2020Q3 20214
ELEMENT CAPITAL MANAGEMENT LLC 210.00%0.02%0.09%Q1 2018Q2 20194
DCM Advisors, LLC 440.05%0.08%0.09%Q4 2020Q3 20214
Cornerstone Advisors, Inc. 220.00%0.00%0.00%Q3 2019Q3 20204
BOKF, NA 440.00%0.00%0.00%Q2 2019Q1 20204
GPS Wealth Strategies Group, LLC 440.01%0.01%0.01%Q1 2022Q4 20224
Wealth Quarterback LLC 220.00%0.01%0.01%Q4 2019Q3 20214
Parkwood LLC 220.01%0.02%0.02%Q3 2014Q3 20154
GIRARD PARTNERS LTD. 220.02%0.02%0.03%Q1 2020Q3 20214
StoneX Group Inc. 440.03%0.04%0.04%Q1 2020Q4 20204
CAPITAL FUND MANAGEMENT S.A. 210.00%0.00%0.00%Q2 2014Q3 20214
M&T BANK CORP 220.00%0.00%0.00%Q1 2015Q3 20224
Arkadios Wealth Advisors 220.00%0.00%0.01%Q2 2021Q4 20224
CREDIT AGRICOLE S A 440.00%0.00%0.01%Q1 2022Q4 20224
STIFEL FINANCIAL CORP 210.00%0.00%0.00%Q2 2015Q1 20194
NOMURA ASSET MANAGEMENT CO LTD 440.00%0.00%0.00%Q1 2022Q4 20224
NumerixS Investment Technologies Inc 440.02%0.03%0.04%Q1 2019Q4 20194
SCHRODER INVESTMENT MANAGEMENT GROUP 440.00%0.00%0.00%Q1 2019Q4 20194
PINNACLE ASSOCIATES LTD 310.00%0.00%0.00%Q4 2014Q1 20164
Weiss Asset Management LP 210.01%0.01%0.02%Q3 2016Q1 20184
Capital Investment Advisory Services, LLC 440.01%0.01%0.01%Q4 2018Q3 20194
Family Management Corp 440.09%0.13%0.16%Q3 2020Q2 20214
EJF Capital LLC 440.13%0.40%0.79%Q2 2020Q1 20214
CHICAGO EQUITY PARTNERS LLC 310.03%0.04%0.05%Q3 2018Q4 20194
Almanack Investment Partners, LLC. 440.00%0.00%0.01%Q2 2021Q1 20224
BlueCrest Capital Management Ltd 220.00%0.00%0.01%Q4 2017Q4 20184
Mariner, LLC 210.00%0.00%0.00%Q1 2022Q4 20223
FARR MILLER & WASHINGTON LLC/DC 210.02%0.02%0.04%Q2 2014Q2 20153
PUTNAM INVESTMENTS LLC 330.00%0.00%0.00%Q4 2021Q2 20223
NAVELLIER & ASSOCIATES INC 330.06%0.07%0.08%Q1 2015Q3 20153
JOYN Advisors, Inc. 330.00%0.00%0.00%Q2 2018Q4 20183
Axel Capital Management, LLC 330.22%0.34%0.40%Q1 2020Q3 20203
Teza Capital Management LLC 330.02%0.03%0.04%Q2 2020Q4 20203
Bellwether Investment Group, LLC 210.01%0.01%0.02%Q2 2016Q1 20173
Camelot Portfolios, LLC 330.02%0.02%0.02%Q4 2021Q2 20223
TFS CAPITAL LLC 210.01%0.05%0.09%Q3 2013Q4 20163
Moors & Cabot, Inc. 330.02%0.02%0.02%Q2 2014Q4 20143
MASSMUTUAL TRUST CO FSB/ADV 330.00%0.00%0.00%Q2 2022Q4 20223
Spire Wealth Management 110.00%0.00%0.00%Q1 2021Q4 20223
OFI Advisors LLC 330.00%0.00%0.00%Q3 2014Q1 20153
Genesis Wealth Advisors, LLC 330.00%0.00%0.00%Q4 2014Q2 20153
Golden State Equity Partners 210.35%0.37%0.39%Q4 2020Q3 20213
NATIONAL PLANNING CORP 330.06%0.09%0.11%Q1 2015Q3 20153
Clearstead Advisors, LLC 330.00%0.00%0.00%Q1 2020Q3 20203
DIMENSIONAL FUND ADVISORS LP 330.00%0.00%0.00%Q1 2014Q3 20143
Sageworth Trust Co of South Dakota 330.00%0.00%0.01%Q4 2021Q2 20223
Hennion & Walsh Asset Management, Inc. 330.02%0.03%0.04%Q1 2021Q3 20213
Quantedge Capital Pte Ltd 330.05%0.07%0.08%Q2 2021Q4 20213
Snowden Capital Advisors LLC 330.00%0.00%0.00%Q2 2019Q4 20193
Elite Wealth Management, Inc. 330.00%0.04%0.06%Q3 2013Q1 20143
Manchester Capital Management LLC 330.00%0.00%0.00%Q2 2022Q4 20223
Ethic Inc. 330.01%0.01%0.01%Q2 2022Q4 20223
Ergoteles LLC 110.00%0.01%0.01%Q3 2020Q4 20223
Sageworth Trust Co 330.00%0.00%0.00%Q2 2021Q4 20213
FARMERS & MERCHANTS INVESTMENTS INC 210.00%0.00%0.00%Q2 2021Q4 20223
Beaird Harris Wealth Management, LLC 330.00%0.00%0.00%Q2 2022Q4 20223
ZEKE CAPITAL ADVISORS, LLC 330.01%0.01%0.01%Q4 2017Q2 20183
Lake Point Wealth Management 330.00%0.00%0.00%Q2 2021Q4 20213
CITIZENS FINANCIAL GROUP INC/RI 210.00%0.00%0.00%Q4 2016Q1 20213
FSA Wealth Management LLC 210.00%0.01%0.01%Q1 2020Q4 20203
NEW YORK LIFE INVESTMENT MANAGEMENT LLC 330.00%0.01%0.01%Q2 2022Q4 20223
Crewe Advisors LLC 330.00%0.00%0.00%Q2 2022Q4 20223
FOX RUN MANAGEMENT, L.L.C. 210.03%0.04%0.05%Q4 2017Q3 20183
AMP Capital Investors Ltd 110.00%0.00%0.00%Q4 2016Q2 20202
Rikoon Group, LLC 220.01%0.01%0.02%Q4 2020Q1 20212
IHT Wealth Management, LLC 220.01%0.01%0.01%Q4 2017Q1 20182
FolioMetrix LLC 220.32%0.35%0.38%Q1 2015Q2 20152
CAPTRUST FINANCIAL ADVISORS 220.00%0.00%0.00%Q3 2022Q4 20222
BARRETT & COMPANY, INC. 220.01%0.01%0.01%Q3 2022Q4 20222
XTX Topco Ltd 220.02%0.03%0.05%Q4 2021Q1 20222
COLDSTREAM CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2020Q4 20222
Pearl River Capital, LLC 110.06%0.10%0.15%Q4 2018Q4 20192
Proficio Capital Partners LLC 220.00%0.00%0.00%Q1 2019Q2 20192
COMMONS CAPITAL, LLC 220.01%0.01%0.02%Q4 2021Q1 20222
ACG Wealth 110.00%0.09%0.17%Q2 2013Q2 20222
Magnetar Financial LLC 110.00%0.00%0.00%Q2 2017Q3 20182
Gradient Investments LLC 220.00%0.00%0.00%Q1 2016Q2 20162
STEPHENS INC /AR/ 220.00%0.00%0.00%Q2 2016Q3 20162
EVERGREEN CAPITAL MANAGEMENT LLC 220.00%0.00%0.00%Q3 2022Q4 20222
HIGHLAND CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2015Q3 20152
Valeo Financial Advisors, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 110.00%0.00%0.00%Q3 2020Q4 20222
WealthShield Partners, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
Cipher Capital LP 220.01%0.02%0.03%Q2 2019Q3 20192
FIRST FOUNDATION ADVISORS 220.01%0.01%0.01%Q4 2013Q1 20142
Alera Investment Advisors, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
PIERSHALE FINANCIAL GROUP, INC. 220.00%0.00%0.00%Q1 2014Q2 20142
Analyst IMS Investment Management Services Ltd. 220.02%0.02%0.03%Q4 2020Q1 20212
Orion Portfolio Solutions, LLC 220.00%0.00%0.00%Q1 2020Q2 20202
AIGEN INVESTMENT MANAGEMENT, LP 220.02%0.02%0.02%Q4 2020Q1 20212
Black Swift Group, LLC 220.01%0.09%0.18%Q1 2020Q2 20202
Itau Unibanco Holding S.A. 110.00%0.02%0.04%Q2 2019Q4 20192
Jane Street Holding, LLC 220.01%0.01%0.02%Q2 2013Q3 20132
CRA Financial Services, LLC 220.02%0.02%0.03%Q1 2020Q2 20202
PRW Wealth Management LLC 220.00%0.00%0.00%Q4 2018Q1 20192
6 Meridian 220.09%0.09%0.10%Q3 2018Q4 20182
Cornerstone Wealth Management, LLC 220.02%0.02%0.02%Q2 2018Q3 20182
Western Wealth Management, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
CLINTON GROUP INC 220.05%0.06%0.06%Q4 2014Q1 20152
Coppell Advisory Solutions LLC 110.00%0.00%0.00%Q4 2022Q3 20232
ADVISOR PARTNERS II, LLC 220.00%0.00%0.00%Q3 2022Q4 20222
Mosaic Family Wealth, LLC 220.00%0.00%0.00%Q3 2016Q4 20162
Allworth Financial LP 220.00%0.00%0.00%Q3 2022Q4 20222
NATIXIS 110.00%0.00%0.00%Q3 2017Q3 20212
Capital Advisors, Ltd. LLC 220.00%0.00%0.00%Q1 2022Q2 20222
Your Advocates Ltd., LLP 220.01%0.01%0.01%Q1 2020Q2 20202
TORONTO DOMINION BANK 220.00%0.00%0.00%Q4 2021Q1 20222
Orinda Asset Management LLC 110.52%0.61%0.70%Q4 2014Q4 20182
CONNING INC. 220.00%0.00%0.00%Q3 2020Q4 20202
Financial Architects, Inc 220.00%0.01%0.01%Q3 2017Q4 20172
BAILARD, INC. 110.00%0.01%0.02%Q2 2020Q2 20212
Quantamental Technologies LLC 220.08%0.08%0.08%Q3 2019Q4 20192
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Athanor Capital, LP 220.05%0.06%0.08%Q2 2020Q3 20202
Vident Investment Advisory, LLC 220.08%0.10%0.12%Q1 2015Q2 20152
DREMAN VALUE MANAGEMENT, L L C 220.04%0.05%0.05%Q4 2017Q1 20182
LOS ANGELES CAPITAL MANAGEMENT LLC 220.00%0.00%0.00%Q1 2022Q2 20222
BUTENSKY & COHEN FINANCIAL SECURITY, INC 220.00%0.00%0.00%Q3 2015Q4 20152
RETIREMENT GUYS FORMULA LLC 110.03%0.03%0.03%Q4 2021Q2 20222
DENALI ADVISORS LLC 220.00%0.00%0.00%Q2 2017Q3 20172
MARTINGALE ASSET MANAGEMENT L P 220.00%0.00%0.01%Q1 2021Q2 20212
KOCH INDUSTRIES INC 220.02%0.04%0.06%Q4 2017Q1 20182
Royal Fund Management, LLC 220.00%0.00%0.00%Q4 2016Q1 20172
BENJAMIN F. EDWARDS & COMPANY, INC. 220.00%0.00%0.00%Q2 2013Q3 20132
Vestcor Inc 220.04%0.08%0.12%Q4 2019Q1 20202
Y-Intercept (Hong Kong) Ltd 220.00%0.01%0.01%Q3 2022Q4 20222
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q1 2022Q4 20222
Blueshift Asset Management, LLC 220.01%0.01%0.01%Q2 2019Q3 20192
PDT Partners, LLC 110.00%0.01%0.01%Q2 2014Q1 20152
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 220.00%0.01%0.01%Q3 2019Q4 20192
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q4 2021Q4 20222
UMB Bank, n.a. 220.00%0.00%0.00%Q4 2021Q1 20222
Verdence Capital Advisors LLC 220.00%0.00%0.01%Q4 2021Q1 20222
Origin Asset Management LLP 220.02%0.02%0.02%Q4 2018Q1 20192
PVG ASSET MANAGEMENT CORP 111.26%1.54%1.82%Q3 2019Q1 20202
Prestige Wealth Management Group LLC 110.00%0.00%0.00%Q4 2018Q1 20202
Emerald Acquisition Ltd. 220.00%0.00%0.00%Q2 2016Q3 20162
TD AMERITRADE INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Graticule Asia Macro Advisors LLC 220.13%0.15%0.17%Q1 2019Q2 20192
Morling Financial Advisors, LLC 220.06%0.07%0.08%Q4 2021Q1 20222
JACOBS LEVY EQUITY MANAGEMENT, INC 110.00%0.00%0.00%Q1 2016Q1 20161
Bridgewater Wealth & Financial Management, LLC 110.04%0.04%0.04%Q1 2016Q1 20161
Sovarnum Capital L.P. 111.05%1.05%1.05%Q4 2020Q4 20201
Horizon Investments, LLC 110.03%0.03%0.03%Q4 2019Q4 20191
Summit Trail Advisors, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 110.00%0.00%0.00%Q2 2020Q2 20201
JFS WEALTH ADVISORS, LLC 110.01%0.01%0.01%Q3 2015Q3 20151
Coppell Advisory Solutions Corp. 110.00%0.00%0.00%Q4 2022Q4 20221
Tibra Equities Europe Ltd 110.07%0.07%0.07%Q1 2018Q1 20181
VOLORIDGE INVESTMENT MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Pentwater Capital Management LP 110.01%0.01%0.01%Q3 2019Q3 20191
MIRABELLA FINANCIAL SERVICES LLP 110.10%0.10%0.10%Q3 2021Q3 20211
Simplicity Solutions, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Ada Investment Management, LP 110.06%0.06%0.06%Q3 2015Q3 20151
Princeton Alpha Management LP 110.04%0.04%0.04%Q2 2014Q2 20141
1ST SOURCE BANK 110.00%0.00%0.00%Q2 2021Q2 20211
MOTCO 110.00%0.00%0.00%Q1 2022Q1 20221
ENTERPRISE FINANCIAL SERVICES CORP 110.01%0.01%0.01%Q1 2017Q1 20171
Haafor (Singapore) Pte. Ltd. 110.04%0.04%0.04%Q1 2020Q1 20201
Sciencast Management LP 110.01%0.01%0.01%Q1 2022Q1 20221
RIVERHEAD CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q3 2019Q3 20191
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q3 2020Q3 20201
ROPES WEALTH ADVISORS LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Belpointe Asset Management LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Truvestments Capital LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Centerpoint Advisors, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Ceros Financial Services Inc. 110.26%0.26%0.26%Q1 2019Q1 20191
AlphaCore Capital LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Irish Life Investment Managers Ltd. 110.00%0.00%0.00%Q2 2013Q2 20131
Argentus Capital Management, LLC 110.02%0.02%0.02%Q2 2013Q2 20131
WIPFLI FINANCIAL ADVISORS LLC, 110.00%0.00%0.00%Q3 2022Q3 20221
Cordant, Inc. 110.00%0.00%0.00%Q3 2021Q3 20211
TURNER INVESTMENTS LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Aaron Wealth Advisors LLC 110.04%0.04%0.04%Q1 2022Q1 20221
Nine Chapters Capital Management LLC 110.06%0.06%0.06%Q2 2014Q2 20141
Rotella Capital Management, Inc. 110.07%0.07%0.07%Q1 2015Q1 20151
Passport Capital, LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Adero Partners, LLC 110.03%0.03%0.03%Q1 2020Q1 20201
Cavalier Investments, LLC 110.44%0.44%0.44%Q3 2015Q3 20151
Corbenic Partners LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Bayesian Capital Management, LP 110.02%0.02%0.02%Q4 2017Q4 20171
Larson Financial Group LLC 110.00%0.00%0.00%Q2 2020Q2 20201
ATLAS CAPITAL ADVISORS LLC 110.00%0.00%0.00%Q3 2022Q3 20221
WFG Advisors, LP 110.00%0.00%0.00%Q3 2015Q3 20151
Delta Investment Management, LLC 110.05%0.05%0.05%Q3 2019Q3 20191
SECOR Capital Advisors, LP 110.03%0.03%0.03%Q2 2018Q2 20181
Newbridge Financial Services Group, Inc. 110.02%0.02%0.02%Q3 2022Q3 20221
Weil Company, Inc. 110.01%0.01%0.01%Q3 2019Q3 20191
Point72 Asset Management, L.P. 110.00%0.00%0.00%Q4 2019Q4 20191
Corient Private Wealth LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Monashee Investment Management LLC 111.16%1.16%1.16%Q3 2019Q3 20191
Glen Harbor Capital Management LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Clarius Group, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Brookstone Capital Management 110.00%0.00%0.00%Q2 2015Q2 20151
Rice Partnership, LLC 110.03%0.03%0.03%Q3 2021Q3 20211
Householder Group Estate & Retirement Specialist, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Dynasty Wealth Management, LLC 110.09%0.09%0.09%Q3 2018Q3 20181
CANADA PENSION PLAN INVESTMENT BOARD 110.00%0.00%0.00%Q4 2019Q4 20191
Leap Investments LP 110.08%0.08%0.08%Q3 2019Q3 20191
CenterBook Partners LP 110.02%0.02%0.02%Q2 2022Q2 20221
J.W. COLE ADVISORS, INC. 110.00%0.00%0.00%Q3 2020Q3 20201
Darwin Wealth Management, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
First Horizon Advisors, Inc. 110.00%0.00%0.00%Q1 2017Q1 20171
Meridian Wealth Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Meadow Creek Investment Management LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Springhouse Capital Management, LP 110.66%0.66%0.66%Q3 2020Q3 20201
NORDEA INVESTMENT MANAGEMENT AB 110.00%0.00%0.00%Q1 2019Q1 20191
Gemmer Asset Management LLC 110.02%0.02%0.02%Q1 2014Q1 20141
AMERICAFIRST CAPITAL MANAGEMENT, LLC 110.47%0.47%0.47%Q4 2014Q4 20141
Csenge Advisory Group 110.00%0.00%0.00%Q3 2018Q3 20181
Yorktown Management & Research Co Inc 110.76%0.76%0.76%Q2 2019Q2 20191
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Crosspoint Capital Strategies, LLC 110.01%0.01%0.01%Q4 2015Q4 20151
ALPINE WOODS CAPITAL INVESTORS, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
TUDOR INVESTMENT CORP ET AL 110.01%0.01%0.01%Q4 2019Q4 20191
MOODY NATIONAL BANK TRUST DIVISION 110.00%0.00%0.00%Q4 2018Q4 20181
Venture Visionary Partners LLC 110.00%0.00%0.00%Q2 2022Q2 20221
THOMASPARTNERS, INC. 110.00%0.00%0.00%Q3 2017Q3 20171
DARK FOREST CAPITAL MANAGEMENT LP 110.04%0.04%0.04%Q4 2022Q4 20221
NEXT Financial Holdings 110.00%0.00%0.00%Q1 2019Q1 20191
RATIONAL ADVISORS LLC 110.13%0.13%0.13%Q3 2019Q3 20191
Amalgamated Financial Corp. 110.01%0.01%0.01%Q1 2022Q1 20221
Quantitative Systematic Strategies LLC 110.04%0.04%0.04%Q1 2019Q1 20191
Vectors Research Management, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Clarus Wealth Advisors 110.01%0.01%0.01%Q2 2019Q2 20191
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
PACES FERRY WEALTH ADVISORS, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
CPWM, LLC 110.02%0.02%0.02%Q3 2022Q3 20221
Verition Fund Management LLC 110.02%0.02%0.02%Q1 2017Q1 20171
PVG Asset Management 110.78%0.78%0.78%Q3 2015Q3 20151
MACKAY SHIELDS LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Paradigm, Strategies in Wealth Management, LLC 110.04%0.04%0.04%Q1 2021Q1 20211
Asset Dedication, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
SPRING CREEK CAPITAL LLC 110.03%0.03%0.03%Q2 2018Q2 20181
Linscomb & Williams, Inc. 110.01%0.01%0.01%Q1 2014Q1 20141
Atlas Private Wealth Management, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Olympiad Research LP 110.05%0.05%0.05%Q4 2019Q4 20191
Bell Investment Advisors, Inc 110.00%0.00%0.00%Q3 2021Q3 20211
MIZUHO SECURITIES USA LLC 110.01%0.01%0.01%Q3 2022Q3 20221
OmniStar Financial Group, Inc. 110.03%0.03%0.03%Q4 2020Q4 20201
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Covington Capital Management 110.00%0.00%0.00%Q4 2019Q4 20191
SJS Investment Consulting Inc. 110.00%0.00%0.00%Q3 2022Q3 20221
Vantage Consulting Group Inc 110.00%0.00%0.00%Q4 2020Q4 20201
Karp Capital Management Corp 110.00%0.00%0.00%Q1 2017Q1 20171
CAHILL FINANCIAL ADVISORS INC 110.00%0.00%0.00%Q3 2021Q3 20211
FORA Capital, LLC 110.04%0.04%0.04%Q4 2019Q4 20191
Peregrine Asset Advisers, Inc. 110.09%0.09%0.09%Q1 2014Q1 20141
Sunbelt Securities, Inc. 110.01%0.01%0.01%Q4 2019Q4 20191
ASSOCIATED BANC-CORP 110.00%0.00%0.00%Q1 2020Q1 20201
Financial Gravity Asset Management, Inc. 110.00%0.00%0.00%Q4 2022Q4 20221
COMPTON CAPITAL MANAGEMENT INC /RI 110.01%0.01%0.01%Q4 2020Q4 20201
Cornerstone Advisory, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
TCWP LLC 110.00%0.00%0.00%Q1 2022Q1 20221
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.06%0.06%0.06%Q4 2015Q4 20151
Apriem Advisors 110.02%0.02%0.02%Q3 2018Q3 20181
Gerber Kawasaki Wealth & Investment Management 110.00%0.00%0.00%Q3 2021Q3 20211
WESPAC Advisors SoCal, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Carroll Financial Associates, Inc. 110.00%0.00%0.00%Q2 2020Q2 20201
PALISADE CAPITAL MANAGEMENT, LP 110.00%0.00%0.00%Q1 2020Q1 20201
Savitr Capital, LLC 110.32%0.32%0.32%Q3 2013Q3 20131
Column Capital Advisors, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
State of Wyoming 110.01%0.01%0.01%Q1 2022Q1 20221
Elkfork Partners LLC 110.00%0.00%0.00%Q3 2019Q3 20191
CHILDRESS CAPITAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
GHP Investment Advisors, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Bulldog Investors, LLP 110.63%0.63%0.63%Q4 2012Q4 20121
Center for Financial Planning, Inc. 110.00%0.00%0.00%Q3 2021Q3 20211
FFT WEALTH MANAGEMENT LLC 110.00%0.00%0.00%Q2 2021Q2 20211
Flinton Capital Management LLC 110.00%0.00%0.00%Q3 2019Q3 20191
Zebra Capital Management LLC 110.05%0.05%0.05%Q2 2019Q2 20191
FineMark National Bank & Trust 110.00%0.00%0.00%Q4 2014Q4 20141
INFRASTRUCTURE CAPITAL ADVISORS, LLC 110.08%0.08%0.08%Q1 2017Q1 20171
MURPHY CAPITAL MANAGEMENT INC 110.02%0.02%0.02%Q4 2014Q4 20141
BROWN BROTHERS HARRIMAN & CO 110.00%0.00%0.00%Q1 2020Q1 20201
Aviance Capital Partners, LLC 110.01%0.01%0.01%Q3 2021Q3 20211
Stratos Wealth Partners, LTD. 110.00%0.00%0.00%Q3 2018Q3 20181
MGO ONE SEVEN LLC 110.00%0.00%0.00%Q4 2018Q4 20181
One Capital Management, LLC 110.02%0.02%0.02%Q3 2014Q3 20141
Marshall Wace North America L.P. 110.02%0.02%0.02%Q2 2018Q2 20181
Pinz Capital Management, LP 111.16%1.16%1.16%Q4 2019Q4 20191
Bleakley Financial Group, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
MARINER INVESTMENT GROUP LLC 110.02%0.02%0.02%Q3 2014Q3 20141
External links

This page lists all the filers that currently own NEW YORK MTG TR INC or have owned NEW YORK MTG TR INC in the past.