$238 Billion is the total value of PVG Asset Management's 98 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SH | New | ProShares Short S&P500 (sh)etf | $35,880,635,000 | – | 981,955 | +100.0% | 15.10% | – |
| SDS | New | ProShares UltraShort S&P 500 (sds)etf | $32,187,745,000 | – | 2,130,228 | +100.0% | 13.54% | – |
| SPY | New | SPDR S&P 500 TRUST ETF (spy)etf | $8,638,540,000 | – | 38,646 | +100.0% | 3.63% | – |
| IVV | New | S&P 500 INDX (ivv)etf | $8,412,376,000 | – | 37,390 | +100.0% | 3.54% | – |
| VOO | New | Vanguard Index S&P 500 (voo)etf | $8,374,389,000 | – | 40,789 | +100.0% | 3.52% | – |
| PCEF | New | PowerShares CEF Income ETF (pcef)etf | $7,348,406,000 | – | 327,907 | +100.0% | 3.09% | – |
| GSK | New | GLAXOSMITHKLINE PLC-ADR (gsk) | $7,184,156,000 | – | 186,553 | +100.0% | 3.02% | – |
| AZN | New | ASTRAZENECA PLC SPON ADR (azn)adr | $5,910,272,000 | – | 216,335 | +100.0% | 2.49% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP (ftr) | $5,599,815,000 | – | 1,656,750 | +100.0% | 2.36% | – |
| MCC | New | MEDLEY CAPITAL CORP (mcc) | $5,113,813,000 | – | 680,933 | +100.0% | 2.15% | – |
| CY | New | Cypress Semiconductor (cy) | $4,002,958,000 | – | 349,908 | +100.0% | 1.68% | – |
| IRT | New | Independence Realty Trust, Inc. (irt) | $3,962,660,000 | – | 444,244 | +100.0% | 1.67% | – |
| ARCC | New | ARES CAPITAL CORP (arcc) | $3,955,456,000 | – | 239,870 | +100.0% | 1.66% | – |
| TWO | New | TWO HARBORS INVT CORP (two) | $3,538,229,000 | – | 405,760 | +100.0% | 1.49% | – |
| IVR | New | Invesco Mortgage Capital (ivr) | $3,488,334,000 | – | 238,927 | +100.0% | 1.47% | – |
| LUMN | New | CENTURYLINK INC (ctl) | $3,423,368,000 | – | 143,960 | +100.0% | 1.44% | – |
| PBI | New | PITNEY BOWES INC (pbi) | $3,264,437,000 | – | 214,907 | +100.0% | 1.37% | – |
| PSEC | New | Prospect Capital Corp. (psec) | $2,821,532,000 | – | 337,908 | +100.0% | 1.19% | – |
| CBLAQ | New | CBL & ASSOC PROPERTIES REIT INC (cbl) | $2,780,539,000 | – | 241,786 | +100.0% | 1.17% | – |
| SPLS | New | Staples Inc. (spls) | $2,723,072,000 | – | 300,892 | +100.0% | 1.15% | – |
| T | New | AT&T, Inc.(t) | $2,671,989,000 | – | 62,826 | +100.0% | 1.12% | – |
| CSAL | New | Communications Sales & Leasing Inc. (csal) | $2,658,495,000 | – | 104,624 | +100.0% | 1.12% | – |
| DIS | New | The Walt Disney Company (dis) | $2,651,669,000 | – | 25,443 | +100.0% | 1.12% | – |
| LXP | New | LEXINGTON REALTY TRUST REIT (lxp) | $2,642,814,000 | – | 244,705 | +100.0% | 1.11% | – |
| CVS | New | CVS Health Corp (cvs) | $2,632,832,000 | – | 33,365 | +100.0% | 1.11% | – |
| AMJ | New | JP Morgan Chase & Co Alerian MLP (amj) | $2,575,203,000 | – | 81,468 | +100.0% | 1.08% | – |
| TGT | New | TARGET CORP (tgt) | $2,561,131,000 | – | 35,458 | +100.0% | 1.08% | – |
| M | New | MACY'S INC (m) | $2,457,425,000 | – | 68,624 | +100.0% | 1.03% | – |
| DG | New | DOLLAR GENERAL CORP (dg) | $2,431,644,000 | – | 32,829 | +100.0% | 1.02% | – |
| SLRC | New | Solar Capital Ltd. (slrc) | $2,335,989,000 | – | 112,199 | +100.0% | 0.98% | – |
| SIR | New | SELECT INCOME REIT (sir) | $2,263,615,000 | – | 89,826 | +100.0% | 0.95% | – |
| SNR | New | New Senior Investment Group Inc. (snr) | $2,245,884,000 | – | 229,406 | +100.0% | 0.94% | – |
| SNH | New | Sr. Housing Properties Trust (snh) | $2,238,159,000 | – | 118,233 | +100.0% | 0.94% | – |
| GES | New | Guess INC (ges) | $2,201,316,000 | – | 181,927 | +100.0% | 0.93% | – |
| CYS | New | CYS INVESTMENTS INC (cys) | $2,157,180,000 | – | 279,066 | +100.0% | 0.91% | – |
| TEF | New | Telefonica, S.A. (tef)adr | $2,128,918,000 | – | 231,404 | +100.0% | 0.90% | – |
| AAIC | New | Arlington Asset Investment (ai) | $2,124,254,000 | – | 143,337 | +100.0% | 0.89% | – |
| FSC | New | FIFTH STREET FINANCE CORP (fsc) | $1,918,351,000 | – | 357,235 | +100.0% | 0.81% | – |
| New | Global Medical REIT, Inc. (gmre) | $1,854,414,000 | – | 207,894 | +100.0% | 0.78% | – | |
| BKCC | New | BlackRock Kelso Capital Corp. (bkcc) | $1,778,666,000 | – | 255,555 | +100.0% | 0.75% | – |
| MRK | New | Merck & Company Inc. (mrk) | $1,773,470,000 | – | 30,125 | +100.0% | 0.75% | – |
| PFE | New | Pfizer Inc. (pfe) | $1,757,395,000 | – | 54,107 | +100.0% | 0.74% | – |
| OLN | New | Olin Corp. (oln) | $1,735,922,000 | – | 67,783 | +100.0% | 0.73% | – |
| C | New | CITIGROUP INC COM (c) | $1,695,629,000 | – | 28,531 | +100.0% | 0.71% | – |
| KSS | New | KOHLS CORP (kss) | $1,648,403,000 | – | 33,382 | +100.0% | 0.69% | – |
| BP | New | BP PLC SPONS ADR (bp)adr | $1,615,414,000 | – | 43,216 | +100.0% | 0.68% | – |
| WSR | New | Whitestone REIT (wsr) | $1,590,356,000 | – | 110,595 | +100.0% | 0.67% | – |
| TPVG | New | Triplepoint Venture Growth Corp (tpvg) | $1,539,999,000 | – | 130,730 | +100.0% | 0.65% | – |
| IVW | New | ISHARES S&P 500 ETF GROWTH (ivw)etf | $1,443,211,000 | – | 11,850 | +100.0% | 0.61% | – |
| GE | New | General Electric Company (ge) | $1,435,329,000 | – | 45,421 | +100.0% | 0.60% | – |
| MSFT | New | Microsoft Corp. (msft) | $1,338,992,000 | – | 21,548 | +100.0% | 0.56% | – |
| SUNS | New | Solar Senior Capital Ltd. (suns) | $1,297,938,000 | – | 78,950 | +100.0% | 0.55% | – |
| TSLX | New | TPG Specialty Lending Inc. (tslx) | $1,277,936,000 | – | 68,412 | +100.0% | 0.54% | – |
| TCRD | New | THL CREDIT INC (tcrd) | $1,233,382,000 | – | 123,215 | +100.0% | 0.52% | – |
| CAT | New | Caterpillar Inc. (cat) | $1,227,321,000 | – | 13,234 | +100.0% | 0.52% | – |
| RCL | New | Royal Caribbean Cruises Ltd. (rcl) | $1,210,992,000 | – | 14,761 | +100.0% | 0.51% | – |
| BAC | New | BANK OF AMERICA CORP (bac) | $1,089,994,000 | – | 49,321 | +100.0% | 0.46% | – |
| WFC | New | WELLS FARGO COMPANY (wfc) | $1,063,678,000 | – | 19,301 | +100.0% | 0.45% | – |
| IYH | New | Ishares DJ Us Healthcare (iyh)etf | $995,217,000 | – | 6,905 | +100.0% | 0.42% | – |
| ROBO | New | Robo Global Robotics&Automation (robo) | $995,014,000 | – | 34,730 | +100.0% | 0.42% | – |
| WIN | New | WindStream Corp (win)etf | $949,971,000 | – | 129,600 | +100.0% | 0.40% | – |
| STT | New | STATE STREET CORP (stt) | $917,096,000 | – | 11,800 | +100.0% | 0.39% | – |
| XLRE | New | Select Sector SPDR Tr Real Estate (xlre)etf | $711,401,000 | – | 23,135 | +100.0% | 0.30% | – |
| IBB | New | ISHARES NASDAQ BIOTECH (ibb)etf | $613,027,000 | – | 2,310 | +100.0% | 0.26% | – |
| New | Apollo Global Management LLC (apo) | $221,575,000 | – | 11,445 | +100.0% | 0.09% | – | |
| AMZA | New | InfraCap MLP ETF (amza)etf | $195,442,000 | – | 17,250 | +100.0% | 0.08% | – |
| MRVL | New | Marvell Tech Group (mrvl) | $178,923,000 | – | 12,900 | +100.0% | 0.08% | – |
| FHY | New | First Tr Strategic High Income Fd (fhy)bond | $160,352,000 | – | 13,058 | +100.0% | 0.07% | – |
| UVXY | New | Proshares Tr II Ultra Short Futures (uvxy)etf | $114,975,000 | – | 13,140 | +100.0% | 0.05% | – |
| HIO | New | Western Asset High Income Fd (hio) | $53,817,000 | – | 10,785 | +100.0% | 0.02% | – |
| New | Tobacco Settlement Fing Corp (888808DC3)bond | $39,679,000 | – | 40,000 | +100.0% | 0.02% | – | |
| NDRO | New | Enduro Royalty Trust (ndro) | $35,362,000 | – | 10,250 | +100.0% | 0.02% | – |
| New | New Jersey ST TP 4.81bond | $26,367,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | ALEXANDRIA VA 5.4 Go UTX(015302d74)bond | $26,527,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | Pennsylvania ST TPK Commn Tpk (7092235T4)bond | $24,559,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | PUERTO RICO PUB BLDGS AUTH REV GTD GOVT-FACSSER N B/E OIDbond | $24,693,000 | – | 45,000 | +100.0% | 0.01% | – | |
| New | PUERTO RICO COMWLTH UNREFUNDED BAL-PUB IMPTSER A G/O UNLTD B/E OIDbond | $22,006,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | New York St Urban Dev Corp Rev (6500353E6)bond | $20,756,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | Romulus Mich Cmnty Schs Rfdg (776219JK4)bond | $19,043,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | Wisconsin St Transn Rev Build (977123YJ1)bond | $16,136,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | Brighton Mich Area Sch Dist (109367PC0)bond | $13,881,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | Qualcomm Inc Fxd Rt (747525ad5)bond | $14,978,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | Okemos Mich Pub Sch Dist (678467GY1)bond | $14,644,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | Manulife Finl Corp Sr (56501RAB2)bond | $10,750,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | Banc America Alt Loan Trust (05948KB40)bond | $12,917,000 | – | 14,661 | +100.0% | 0.01% | – | |
| New | Baltimore MD 6.04 GO UTX Duebond | $11,508,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | Lincoln Natl Corp Ind Sr (534187AY5)bond | $11,038,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | Applied Matls Inc (038222AF2)bond | $10,742,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | Potlatch Corp New GTD (737630AB9)bond | $10,925,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | Golman Sachs Group Inc (38141geu4)bond | $10,011,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | AT&T Inc Global Fixed Rt (t.me)bond | $10,302,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | Ebay Inc. 3.25 Due (278642ac7)bond | $10,230,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MON | New | Monsanto Co New Sr Nt (mon.gi)bond | $10,388,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | Oracle Corp (68389XAQ8)bond | $10,131,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | General Elec Cap Corp (36966THX3)bond | $10,148,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | Juniper Networks Inc Fxd (48203RAH7)bond | $10,138,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | Shell International Fin Bv (822582AJ1)bond | $10,609,000 | – | 10,000 | +100.0% | 0.00% | – | |
| DD | New | Du Pont E I De Nemours & Co (dd.hs)bond | $10,653,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ProShares UltraShort S&P 500 (sds) | 8 | Q4 2016 | 19.0% |
| Short S&P500 ProShares (sh) | 8 | Q4 2016 | 17.7% |
| MEDLEY CAPITAL CORP (mcc) | 8 | Q4 2016 | 5.9% |
| PowerShares CEF Income ETF (pcef) | 8 | Q4 2016 | 5.0% |
| SPDR S&P 500 TRUST ETF (spy) | 8 | Q4 2016 | 3.9% |
| S&P 500 INDX (ivv) | 8 | Q4 2016 | 3.8% |
| Vanguard Index S&P 500 (voo) | 8 | Q4 2016 | 3.8% |
| Sr. Housing Properties Trust (snh) | 8 | Q4 2016 | 4.1% |
| General Electric Company (ge) | 8 | Q4 2016 | 3.9% |
| Prospect Capital Corp. (psec) | 8 | Q4 2016 | 3.4% |
View PVG Asset Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2017-02-14 |
| 13F-HR | 2016-08-12 |
| 13F-HR | 2016-05-12 |
| 13F-HR | 2016-02-11 |
| 13F-HR | 2015-11-05 |
| 13F-HR | 2015-08-06 |
| 13F-HR | 2015-05-05 |
| 13F-HR | 2015-02-13 |
View PVG Asset Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.