$209 Million is the total value of Almitas Capital LLC's 88 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 43.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AJXA | Buy | Great Ajax Corp7.25 cv sr nt 24 | $21,554,742 | +11.3% | 893,646 | +13.6% | 10.32% | +24.7% |
| Sell | BlackRock ESG Capital Allocation Term Trust | $14,758,468 | -15.1% | 997,868 | -8.1% | 7.07% | -4.9% | |
| NPCT | Buy | Nuveen Core Plus Impact Fund | $13,968,515 | -0.2% | 1,524,947 | +10.6% | 6.69% | +11.8% |
| GIM | Buy | Templeton Global Income Fund | $11,957,566 | +12.4% | 3,097,815 | +24.9% | 5.73% | +25.9% |
| HIE | Buy | Miller/Howard High Dividend Fund | $10,528,175 | -1.0% | 1,061,308 | +4.6% | 5.04% | +10.9% |
| Center Coast Brookfield MLP & Energy Infrastructure Fund | $6,268,840 | +2.5% | 295,700 | 0.0% | 3.00% | +14.8% | ||
| NRGX | Buy | PIMCO Energy & Tactical Credit Opportunities Fund | $6,044,600 | +474.8% | 304,821 | +385.5% | 2.90% | +543.3% |
| NTG | Sell | Tortoise Midstream Energy Fund Inc | $5,538,122 | -6.7% | 162,123 | -2.7% | 2.65% | +4.5% |
| BFZ | Sell | BlackRock California Municipal Income Trustsh ben int | $5,436,979 | -36.5% | 528,375 | -28.5% | 2.60% | -28.8% |
| AJX | Buy | Great Ajax Corp | $5,201,086 | +4.7% | 807,622 | +12.1% | 2.49% | +17.3% |
| ENX | Buy | Eaton Vance New York Municipal Bond Fund | $4,762,008 | +8.7% | 574,428 | +27.2% | 2.28% | +21.8% |
| BRSP | Sell | BrightSpire Capital Inc | $4,730,745 | -27.7% | 755,710 | -15.0% | 2.26% | -19.0% |
| GAM | Buy | General American Investors Co Inc | $4,662,589 | -0.5% | 119,406 | +8.7% | 2.23% | +11.5% |
| CTR | Sell | ClearBridge MLP & Midstream Total Return Fund Inc | $4,049,351 | -18.3% | 126,266 | -13.9% | 1.94% | -8.5% |
| JHAA | Nuveen Corporate Income 2023 Target Term Fund | $3,949,407 | +1.7% | 413,984 | 0.0% | 1.89% | +13.9% | |
| FDEU | Buy | First Trust Dynamic Europe Equity Income Fund | $3,936,616 | +1584.3% | 317,469 | +1746.0% | 1.88% | +1785.0% |
| Two Harbors Investment Corpnote 6.250% 1/1 | $3,910,000 | +1.0% | 4,250,000 | 0.0% | 1.87% | +13.1% | ||
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $3,836,472 | -1.8% | 542,641 | +5.7% | 1.84% | +10.0% |
| NQP | Buy | Nuveen Pennsylvania Quality Municipal Income Fund | $3,500,880 | +118.2% | 344,236 | +142.5% | 1.68% | +144.5% |
| SZC | Buy | NXG NextGen Infrastructure Income Fund | $3,463,313 | -0.4% | 92,355 | +5.2% | 1.66% | +11.6% |
| Sell | New York Mortgage Trust Inc | $3,335,254 | -19.6% | 392,845 | -3.9% | 1.60% | -10.0% | |
| EVM | Buy | Eaton Vance California Municipal Bond Fund | $3,309,233 | +2.8% | 407,541 | +13.0% | 1.58% | +15.2% |
| BKCC | Buy | BlackRock Capital Investment Corp | $3,167,216 | +86.0% | 853,697 | +81.5% | 1.52% | +108.4% |
| SDHY | Buy | PGIM Short Duration High Yield Opportunities Fund | $2,784,413 | -0.8% | 192,161 | +4.5% | 1.33% | +11.1% |
| MXF | Buy | Mexico Fund Inc/The | $2,563,490 | +1.7% | 155,646 | +10.9% | 1.23% | +13.9% |
| VMW | Buy | VMware Inc | $2,565,124 | +241.7% | 15,408 | +223.6% | 1.23% | +282.6% |
| IIF | Buy | Morgan Stanley India Investment Fund Inc | $2,540,122 | +5.5% | 113,652 | +6.2% | 1.22% | +18.2% |
| TYG | Tortoise Energy Infrastructure Corp | $2,464,390 | -6.0% | 85,273 | 0.0% | 1.18% | +5.4% | |
| TWN | Buy | Taiwan Fund Inc/The/MD | $2,366,142 | +6.9% | 78,924 | +18.8% | 1.13% | +19.8% |
| EDD | Buy | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | $2,337,871 | +46.3% | 548,796 | +68.3% | 1.12% | +64.0% |
| New | Destra Multi-Alternative Fund | $2,128,964 | – | 356,014 | +100.0% | 1.02% | – | |
| MFA Financial Inc | $2,118,726 | -14.7% | 220,471 | 0.0% | 1.02% | -4.3% | ||
| DMF | Buy | BNY Mellon Municipal Income Inc | $1,943,358 | +106.5% | 342,744 | +132.7% | 0.93% | +131.6% |
| JPI | Buy | Nuveen Preferred & Income Term Fund | $1,907,175 | +120.5% | 111,076 | +126.4% | 0.91% | +146.8% |
| BIF | SRH Total Return Fund Inc | $1,724,795 | -5.3% | 132,881 | 0.0% | 0.83% | +6.0% | |
| HYB | Sell | New America High Income Fund Inc/The | $1,724,963 | -21.9% | 266,198 | -18.1% | 0.83% | -12.5% |
| BMEZ | New | BlackRock Health Sciences Term Trust | $1,501,436 | – | 104,194 | +100.0% | 0.72% | – |
| WIW | Sell | Western Asset Inflation-Linked Opportunities & Income Fund | $1,355,753 | -43.9% | 164,733 | -39.0% | 0.65% | -37.2% |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | $1,288,653 | -6.0% | 87,130 | 0.0% | 0.62% | +5.3% | |
| CET | Buy | Central Securities Corp | $1,250,068 | +14.7% | 36,483 | +24.2% | 0.60% | +28.5% |
| AAIC | Buy | Arlington Asset Investment Corpcl a new | $1,223,588 | +81.9% | 285,885 | +95.9% | 0.59% | +103.5% |
| CEV | Buy | Eaton Vance California Municipal Income Trustsh ben int | $1,201,041 | +28.5% | 131,118 | +42.7% | 0.58% | +44.1% |
| KSM | Buy | DWS Strategic Municipal Income Trust | $1,118,529 | +42.7% | 148,543 | +61.3% | 0.54% | +60.0% |
| CXE | New | MFS High Income Municipal Trustsh ben int | $1,081,448 | – | 346,618 | +100.0% | 0.52% | – |
| VFL | New | abrdn National Municipal Income Fundsh ben int | $929,889 | – | 108,001 | +100.0% | 0.44% | – |
| VCIF | New | Carlyle Credit Income Fundsh ben int | $869,509 | – | 106,297 | +100.0% | 0.42% | – |
| KTF | New | DWS Municipal Income Trust | $720,304 | – | 93,546 | +100.0% | 0.34% | – |
| EMO | Sell | ClearBridge Energy Midstream Opportunity Fund Inc | $695,910 | -39.6% | 21,953 | -38.8% | 0.33% | -32.5% |
| GLV | Sell | Clough Global Dividend and Income Fund | $686,968 | -36.3% | 138,223 | -26.6% | 0.33% | -28.6% |
| RDI | Sell | Reading International Inccl a | $679,638 | -31.5% | 320,584 | -14.0% | 0.32% | -23.3% |
| JOF | Buy | Japan Smaller Capitalization Fund Inc | $654,746 | +11.1% | 92,088 | +16.4% | 0.31% | +24.6% |
| BTT | New | BlackRock Municipal 2030 Target Term Trust | $648,294 | – | 33,400 | +100.0% | 0.31% | – |
| RDN | Sell | Radian Group Inc | $636,764 | -28.5% | 25,359 | -23.3% | 0.30% | -19.9% |
| MTG | Sell | MGIC Investment Corp | $632,985 | -25.0% | 37,926 | -24.8% | 0.30% | -16.1% |
| IDE | Sell | Voya Infrastructure Industrials and Materials Fund | $605,019 | -22.6% | 64,159 | -15.5% | 0.29% | -13.2% |
| CAF | Morgan Stanley China A Share Fund Inc | $603,376 | -8.2% | 48,425 | 0.0% | 0.29% | +2.8% | |
| PFX | PhenixFIN Corp | $581,289 | +5.2% | 15,337 | 0.0% | 0.28% | +17.8% | |
| MUC | New | BlackRock MuniHoldings California Quality Fund Inc | $570,359 | – | 59,661 | +100.0% | 0.27% | – |
| BGB | Sell | Blackstone Strategic Credit 2027 Term Fund | $528,740 | -22.7% | 48,111 | -21.6% | 0.25% | -13.4% |
| VPV | New | Invesco Pennsylvania Value Municipal Income Trust | $501,460 | – | 56,029 | +100.0% | 0.24% | – |
| NICK | Nicholas Financial Inc | $492,465 | -2.4% | 103,024 | 0.0% | 0.24% | +9.3% | |
| MPV | Sell | Barings Participation Investorssh ben int | $472,508 | -87.0% | 35,183 | -87.1% | 0.23% | -85.4% |
| PennyMac Corpnote 5.500% 3/1 | $448,750 | +1.0% | 500,000 | 0.0% | 0.22% | +13.2% | ||
| KMF | Sell | Kayne Anderson NextGen Energy & Infrastructure Inc | $443,063 | -35.6% | 62,228 | -31.8% | 0.21% | -27.9% |
| NBW | Sell | Neuberger Berman California Municipal Fund Inc | $424,984 | -42.1% | 43,410 | -35.9% | 0.20% | -34.8% |
| LADR | Sell | Ladder Capital Corpcl a | $414,822 | -16.2% | 40,431 | -10.2% | 0.20% | -6.1% |
| SBI | Sell | Western Asset Intermediate Muni Fund Inc | $405,277 | -19.4% | 56,603 | -13.5% | 0.19% | -9.8% |
| TEAF | Ecofin Sustainable and Social | $390,704 | -7.3% | 32,613 | 0.0% | 0.19% | +3.9% | |
| BSL | Sell | Blackstone Senior Floating Rate 2027 Term Fund | $350,277 | -8.7% | 26,436 | -9.8% | 0.17% | +2.4% |
| WHEELER REIT INC7% sr nt 31 | $289,960 | +10.0% | 5,272 | 0.0% | 0.14% | +23.0% | ||
| GRX | New | Gabelli Healthcare & WellnessRx Trust/The | $272,758 | – | 31,790 | +100.0% | 0.13% | – |
| DTF | Sell | DTF Tax-Free Income 2028 Term Fund Inc | $260,049 | -62.3% | 24,372 | -61.0% | 0.12% | -57.6% |
| MFM | New | MFS Municipal Income Trustsh ben int | $256,775 | – | 56,434 | +100.0% | 0.12% | – |
| SFE | Sell | Safeguard Scientifics Inc | $257,491 | -79.0% | 257,491 | -67.7% | 0.12% | -76.5% |
| SPE | Sell | Special Opportunities Fund Inc | $252,024 | -20.1% | 23,058 | -15.4% | 0.12% | -10.4% |
| MXE | Mexico Equity and Income Fund Inc/The | $241,138 | -12.1% | 25,653 | 0.0% | 0.12% | -1.7% | |
| IGI | Buy | Western Asset Investment Grade Defined Opportunity Trust Inc | $221,905 | +2.5% | 14,018 | +6.9% | 0.11% | +14.0% |
| EARN | Sell | Ellington Residential Mortgage REIT | $193,702 | -37.2% | 31,192 | -26.3% | 0.09% | -29.5% |
| GLQ | New | Clough Global Equity Fund | $171,650 | – | 31,323 | +100.0% | 0.08% | – |
| NXJ | New | Nuveen New Jersey Quality Municipal Income Fund | $168,095 | – | 15,888 | +100.0% | 0.08% | – |
| VEL | Velocity Financial Inc | $136,956 | -8.7% | 12,120 | 0.0% | 0.07% | +3.1% | |
| LEO | New | BNY Mellon Strategic Municipals Inc | $125,458 | – | 23,538 | +100.0% | 0.06% | – |
| MPA | New | BlackRock MuniYield Pennsylvania Quality Fund | $118,934 | – | 11,469 | +100.0% | 0.06% | – |
| BBDC | Sell | Barings BDC Inc | $104,666 | -97.9% | 11,747 | -98.1% | 0.05% | -97.7% |
| Sell | Western Asset Mortgage Capital Corp | $99,715 | -59.4% | 10,608 | -57.3% | 0.05% | -54.3% | |
| TEI | New | Templeton Emerging Markets Income Fund | $78,776 | – | 17,088 | +100.0% | 0.04% | – |
| DSM | New | BNY Mellon Strategic Municipal Bond Fund Inc | $79,639 | – | 16,024 | +100.0% | 0.04% | – |
| FGB | New | First Trust Specialty Finance and Financial Opportunities Fund | $40,892 | – | 12,134 | +100.0% | 0.02% | – |
| GLO | Exit | Clough Global Opportunities Fundsh ben int | $0 | – | -13,140 | -100.0% | -0.03% | – |
| JFR | Exit | Nuveen Floating Rate Income Fund/Closed-end Fund | $0 | – | -10,941 | -100.0% | -0.04% | – |
| HFRO | Exit | Highland Opportunities and Income Fund | $0 | – | -22,078 | -100.0% | -0.08% | – |
| TIPT | Exit | Tiptree Inc | $0 | – | -13,120 | -100.0% | -0.08% | – |
| C | Exit | Citigroup Inc | $0 | – | -4,500 | -100.0% | -0.09% | – |
| NBO | Exit | Neuberger Berman New York Municipal Fund Inc | $0 | – | -25,412 | -100.0% | -0.10% | – |
| DX | Exit | Dynex Capital Inc | $0 | – | -19,968 | -100.0% | -0.11% | – |
| JPC | Exit | Nuveen Preferred & Income Opportunities Fund | $0 | – | -53,916 | -100.0% | -0.15% | – |
| Exit | Two Harbors Investment Corp | $0 | – | -28,845 | -100.0% | -0.16% | – | |
| TTP | Exit | Tortoise Pipeline & Energy Fund Inc | $0 | – | -16,131 | -100.0% | -0.20% | – |
| JRO | Exit | Nuveen Floating Rate Income Opportunity Fund | $0 | – | -75,648 | -100.0% | -0.26% | – |
| EVV | Exit | Eaton Vance Ltd Duration Income Fund | $0 | – | -87,167 | -100.0% | -0.35% | – |
| Exit | FS Credit Opportunities Corp | $0 | – | -205,615 | -100.0% | -0.44% | – | |
| NSL | Exit | Nuveen Senior Income Fund | $0 | – | -229,436 | -100.0% | -0.45% | – |
| BCX | Exit | BlackRock Resources & Commodities Strategy Trust | $0 | – | -149,634 | -100.0% | -0.63% | – |
| JSD | Exit | Nuveen Short Duration Credit Opportunities Fund | $0 | – | -129,962 | -100.0% | -0.64% | – |
| WHLRD | Exit | Wheeler Real Estate Investment Trust Incpfd cnv ser d | $0 | – | -129,187 | -100.0% | -0.65% | – |
| Exit | REDWOOD TRUST INCnote 7.750% 6/1 | $0 | – | -2,000,000 | -100.0% | -0.79% | – | |
| AOD | Exit | Aberdeen Total Dynamic Dividend Fund | $0 | – | -280,447 | -100.0% | -1.00% | – |
| GER | Exit | Goldman Sachs MLP Energy and Renaissance Fund | $0 | – | -159,089 | -100.0% | -1.07% | – |
| Exit | Western Asset Mortgage Capital Corpnote 6.750% 9/1 | $0 | – | -2,750,000 | -100.0% | -1.10% | – | |
| Exit | Annaly Capital Management Inc | $0 | – | -679,400 | -100.0% | -5.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-11-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GREAT AJAX CORP COM | 16 | Q3 2023 | 9.4% |
| SAFEGUARD SCIENTIFICS INC COM NEW | 16 | Q3 2023 | 8.1% |
| MGIC INVT CORP WIS | 16 | Q3 2023 | 5.4% |
| ADECOAGRO S A ADECOAGRO US LISTED | 13 | Q1 2023 | 5.9% |
| CITIGROUP INC COM | 13 | Q2 2023 | 0.3% |
| ELLINGTON RESIDENTIAL MTG RE | 12 | Q3 2023 | 6.5% |
| MORGAN STANLEY INDIA INVT FD | 12 | Q3 2023 | 1.2% |
| Mexico Equity & Income Fund In | 12 | Q3 2023 | 0.6% |
| Vertical Capital Income Fund | 11 | Q3 2023 | 8.1% |
| BlackRock California Municipal Income Trust | 11 | Q3 2023 | 5.6% |
View Almitas Capital LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 14, 2023 | 295,700 | 6.0% |
| Vertical Capital Income Fund | February 14, 2023 | 546,229 | 5.3% |
| PhenixFIN Corp | February 17, 2021 | 162,340 | 6.0% |
| Owens Realty Mortgage, Inc. | February 13, 2019 | 448,096 | 5.3% |
| ZAIS Financial Corp. | June 23, 2016 | 603,089 | 7.4% |
| Nuveen Diversified Commodity Fund | February 11, 2016 | 531,105 | 5.9% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | January 16, 2014 | 176,729 | 8.8% |
| eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered DownsideSold out | January 16, 2014 | 0 | 5.3% |
View Almitas Capital LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
View Almitas Capital LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.