$143 Million is the total value of Joseph P. Lucia & Associates, LLC's 109 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 10.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $7,387,943 | -10.8% | 43,151 | +1.0% | 5.17% | -6.9% |
| NOBL | Sell | PROSHARES TRs&p 500 dv arist | $6,260,628 | -6.6% | 70,702 | -0.5% | 4.38% | -2.4% |
| SMH | Buy | VANECK ETF TRUSTsemiconductr etf | $5,424,572 | -3.8% | 37,416 | +1.0% | 3.79% | +0.5% |
| RYT | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $5,409,343 | -5.5% | 192,161 | +887.5% | 3.78% | -1.3% |
| RYF | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql fin | $4,457,093 | -4.9% | 87,927 | -4.0% | 3.12% | -0.7% |
| DVY | Sell | ISHARES TRselect divid etf | $4,386,422 | -14.3% | 40,751 | -9.8% | 3.07% | -10.5% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $4,220,624 | -8.5% | 25,747 | -3.0% | 2.95% | -4.5% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $3,771,344 | -1.9% | 51,861 | +1.1% | 2.64% | +2.5% |
| AMZN | Buy | AMAZON COM INC | $3,747,116 | +0.4% | 29,477 | +2.9% | 2.62% | +4.8% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $3,717,390 | +6.3% | 52,535 | +9.1% | 2.60% | +11.0% |
| JEPI | Buy | J P MORGAN EXCHANGE TRADED Fequity premium | $3,618,703 | +20.8% | 67,564 | +24.8% | 2.53% | +26.1% |
| RYH | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $3,384,722 | -8.4% | 123,530 | +896.6% | 2.37% | -4.3% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $2,911,448 | -8.0% | 57,664 | -4.5% | 2.04% | -3.9% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $2,723,064 | +11.9% | 54,625 | +16.0% | 1.90% | +16.8% |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $2,629,381 | -0.5% | 50,957 | -2.5% | 1.84% | +3.9% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $2,428,904 | +4.6% | 6,780 | +7.9% | 1.70% | +9.3% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $2,301,550 | +83.8% | 25,462 | +65.0% | 1.61% | +92.0% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $2,278,201 | -4.5% | 135,850 | +1.1% | 1.59% | -0.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,208,812 | +1.7% | 5,167 | +5.5% | 1.54% | +6.3% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $2,164,674 | -6.6% | 11,114 | -1.4% | 1.51% | -2.4% |
| SDOG | Sell | ALPS ETF TRsectr div dogs | $2,128,531 | -7.7% | 45,259 | -1.9% | 1.49% | -3.6% |
| RGI | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $2,126,435 | -6.1% | 55,535 | +401.6% | 1.49% | -1.9% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $2,049,047 | -5.4% | 49,470 | +0.1% | 1.43% | -1.2% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $2,014,434 | -4.7% | 12,965 | -0.4% | 1.41% | -0.6% |
| PFXF | Sell | VANECK ETF TRUSTpreferred securt | $1,992,632 | -6.8% | 118,538 | -2.0% | 1.39% | -2.7% |
| PFF | Sell | ISHARES TRpfd and incm sec | $1,962,755 | -3.7% | 65,100 | -1.2% | 1.37% | +0.5% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $1,945,178 | -5.6% | 28,741 | -0.9% | 1.36% | -1.4% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $1,932,667 | -3.8% | 38,195 | -0.4% | 1.35% | +0.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,815,445 | -9.5% | 9,602 | -4.8% | 1.27% | -5.5% |
| RHS | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql stp | $1,810,280 | -24.1% | 60,262 | +322.7% | 1.27% | -20.8% |
| RYE | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $1,801,391 | +14.2% | 23,480 | +1.9% | 1.26% | +19.3% |
| NVDA | Buy | NVIDIA CORPORATION | $1,763,295 | +3.2% | 4,054 | +0.4% | 1.23% | +7.8% |
| Buy | J P MORGAN EXCHANGE TRADED Fnasdaq eqt prem | $1,760,204 | +57.2% | 37,507 | +62.0% | 1.23% | +64.1% | |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $1,576,273 | -4.8% | 16,264 | -4.2% | 1.10% | -0.6% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $1,517,336 | -6.7% | 29,816 | -6.9% | 1.06% | -2.6% |
| FB | Sell | META PLATFORMS INCcl a | $1,354,247 | +4.1% | 4,511 | -0.4% | 0.95% | +8.9% |
| VHT | VANGUARD WORLD FDShealth car etf | $1,240,388 | -4.0% | 5,276 | 0.0% | 0.87% | +0.2% | |
| XLF | Sell | SELECT SECTOR SPDR TRfinancial | $1,190,897 | -8.9% | 35,903 | -7.4% | 0.83% | -4.8% |
| AVUV | Buy | AMERICAN CENTY ETF TRus sml cp valu | $1,188,893 | +4.8% | 15,252 | +4.4% | 0.83% | +9.5% |
| TSLA | Buy | TESLA INC | $1,165,525 | +12.3% | 4,658 | +17.5% | 0.82% | +17.3% |
| KRE | Sell | SPDR SER TRs&p regl bkg | $1,164,589 | -3.5% | 27,881 | -5.7% | 0.81% | +0.7% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $1,106,145 | +2.3% | 92,487 | -0.7% | 0.77% | +6.8% |
| RCD | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $1,098,120 | -11.6% | 26,096 | +189.7% | 0.77% | -7.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,074,078 | +34.1% | 8,343 | +38.3% | 0.75% | +40.1% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $1,063,217 | -23.4% | 21,922 | -10.9% | 0.74% | -20.1% |
| DIS | Sell | DISNEY WALT CO | $941,558 | -11.1% | 11,617 | -2.1% | 0.66% | -7.2% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $917,857 | +10.4% | 11,685 | +16.4% | 0.64% | +15.3% |
| SOCL | Sell | GLOBAL X FDSsocial med etf | $914,175 | -3.0% | 25,500 | -1.0% | 0.64% | +1.3% |
| WCLD | Sell | WISDOMTREE TR | $884,278 | -8.9% | 29,844 | -2.5% | 0.62% | -4.9% |
| XYLD | Buy | GLOBAL X FDSs&p 500 covered | $870,316 | -3.2% | 22,379 | +2.2% | 0.61% | +1.2% |
| BAB | Sell | INVESCO EXCH TRADED FD TR IItaxable mun bd | $840,690 | -20.0% | 33,242 | -16.0% | 0.59% | -16.5% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $839,311 | +19.5% | 25,897 | +37.1% | 0.59% | +24.9% |
| GOOGL | ALPHABET INCcap stk cl a | $833,447 | +9.3% | 6,369 | 0.0% | 0.58% | +14.3% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $826,493 | +4.7% | 5,891 | -0.1% | 0.58% | +9.5% |
| XLI | Buy | SELECT SECTOR SPDR TRindl | $752,037 | +90.2% | 7,418 | +101.4% | 0.53% | +98.5% |
| ED | Buy | CONSOLIDATED EDISON INC | $730,784 | -5.3% | 8,544 | +0.1% | 0.51% | -1.0% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $717,955 | -22.0% | 11,138 | -18.9% | 0.50% | -18.6% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $662,527 | -22.1% | 5,059 | -17.7% | 0.46% | -18.6% |
| MSFT | Buy | MICROSOFT CORP | $639,830 | -0.6% | 2,026 | +7.1% | 0.45% | +3.7% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $626,937 | -13.3% | 10,664 | -7.4% | 0.44% | -9.5% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $593,855 | -7.1% | 3,689 | -2.0% | 0.42% | -3.0% |
| ET | Buy | ENERGY TRANSFER L P | $550,748 | +44.9% | 39,255 | +31.1% | 0.38% | +51.0% |
| SOXX | ISHARES TRishares semicdtr | $518,647 | -6.6% | 1,095 | 0.0% | 0.36% | -2.4% | |
| UBER | Buy | UBER TECHNOLOGIES INC | $518,261 | +40.1% | 11,269 | +31.5% | 0.36% | +46.0% |
| ETW | Buy | EATON VANCE TAX-MANAGED GLOB | $511,738 | -6.6% | 66,981 | +0.5% | 0.36% | -2.5% |
| SPHD | Sell | INVESCO EXCH TRADED FD TR IIs&p500 hdl vol | $462,677 | -13.0% | 11,806 | -8.2% | 0.32% | -9.0% |
| SNOW | Sell | SNOWFLAKE INCcl a | $440,436 | -13.5% | 2,883 | -0.4% | 0.31% | -9.7% |
| ITA | Sell | ISHARES TRus aer def etf | $440,305 | -20.4% | 4,155 | -12.4% | 0.31% | -16.8% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $426,809 | -0.2% | 5,271 | -0.1% | 0.30% | +4.2% |
| DIV | Sell | GLOBAL X FDSglobx supdv us | $424,714 | -5.4% | 26,225 | -2.4% | 0.30% | -1.0% |
| DRIV | Sell | GLOBAL X FDSautonmous ev etf | $416,478 | -14.7% | 17,730 | -5.5% | 0.29% | -11.0% |
| GOOG | ALPHABET INCcap stk cl c | $411,372 | +9.0% | 3,120 | 0.0% | 0.29% | +13.8% | |
| RYU | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $395,028 | -35.7% | 7,855 | +41.4% | 0.28% | -32.8% |
| HYEM | Sell | VANECK ETF TRUSTemerging mrkt hi | $390,975 | -6.7% | 21,940 | -4.2% | 0.27% | -2.5% |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $382,306 | -37.3% | 22,449 | -21.1% | 0.27% | -34.6% |
| FINX | Sell | GLOBAL X FDSfintech etf | $377,927 | -26.9% | 18,765 | -19.9% | 0.26% | -23.7% |
| DIVO | Sell | AMPLIFY ETF TRcwp enhanced div | $375,709 | -6.8% | 10,818 | -3.4% | 0.26% | -2.6% |
| VO | VANGUARD INDEX FDSmid cap etf | $370,251 | -5.4% | 1,778 | 0.0% | 0.26% | -1.1% | |
| TIP | Sell | ISHARES TRtips bd etf | $365,509 | -6.0% | 3,524 | -2.5% | 0.26% | -1.5% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $366,336 | -10.4% | 7,748 | -10.1% | 0.26% | -6.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $363,643 | +4.9% | 3,564 | +11.2% | 0.25% | +9.5% |
| BIV | VANGUARD BD INDEX FDSintermed term | $359,381 | -3.9% | 4,970 | 0.0% | 0.25% | +0.4% | |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $351,170 | -25.9% | 2,546 | -23.7% | 0.25% | -22.4% |
| New | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $329,758 | – | 6,382 | +100.0% | 0.23% | – | |
| IEO | Sell | ISHARES TRus oil gs ex etf | $329,359 | +0.7% | 3,377 | -12.3% | 0.23% | +5.0% |
| PMM | Sell | PUTNAM MANAGED MUN INCOME TR | $328,670 | -13.6% | 60,086 | -3.9% | 0.23% | -9.8% |
| PNQI | Buy | INVESCO EXCHANGE TRADED FD Tnasdaq internt | $328,276 | -27.4% | 10,700 | +269.9% | 0.23% | -24.1% |
| LIT | Sell | GLOBAL X FDSlithium btry etf | $315,021 | -27.9% | 5,710 | -15.0% | 0.22% | -24.7% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $303,799 | -4.5% | 12,690 | -1.7% | 0.21% | -0.5% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $294,369 | +36.9% | 4,278 | +47.6% | 0.21% | +43.1% |
| PGF | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $283,520 | -2.0% | 20,165 | 0.0% | 0.20% | +2.1% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $278,735 | -3.5% | 2,964 | +0.5% | 0.20% | +1.0% |
| XAR | SPDR SER TRaerospace def | $271,843 | -7.8% | 2,425 | 0.0% | 0.19% | -3.6% | |
| PFFV | GLOBAL X FDSrate preferred | $253,846 | +2.8% | 11,056 | 0.0% | 0.18% | +7.3% | |
| IBB | Sell | ISHARES TRishares biotech | $239,688 | -12.0% | 1,960 | -8.6% | 0.17% | -7.7% |
| DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $229,708 | -0.5% | 122,185 | 0.0% | 0.16% | +3.9% | |
| IHF | ISHARES TRus hlthcr pr etf | $227,643 | -3.8% | 925 | 0.0% | 0.16% | +0.6% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $225,593 | +2.7% | 644 | 0.0% | 0.16% | +7.5% | |
| IWC | ISHARES TRmicro-cap etf | $214,014 | -8.4% | 2,138 | 0.0% | 0.15% | -3.8% | |
| REM | Sell | ISHARES TRmortge rel etf | $210,376 | -13.2% | 9,417 | -8.4% | 0.15% | -9.3% |
| JPM | JPMORGAN CHASE & CO | $209,119 | -0.3% | 1,442 | 0.0% | 0.15% | +4.3% | |
| XLU | SELECT SECTOR SPDR TRsbi int-utils | $207,610 | -9.9% | 3,523 | 0.0% | 0.14% | -5.8% | |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $205,526 | -7.2% | 6,052 | -2.6% | 0.14% | -2.7% |
| ALDX | Buy | ALDEYRA THERAPEUTICS INC | $189,251 | -1.0% | 28,331 | +24.4% | 0.13% | +3.1% |
| ICLN | ISHARES TRgl clean ene etf | $184,621 | -20.5% | 12,628 | 0.0% | 0.13% | -17.3% | |
| NCV | Sell | VIRTUS CONVERTIBLE & INCOME | $126,854 | -31.9% | 40,789 | -23.8% | 0.09% | -28.8% |
| RIG | New | TRANSOCEAN LTD | $87,083 | – | 10,607 | +100.0% | 0.06% | – |
| NOK | NOKIA CORPsponsored adr | $56,100 | -10.1% | 15,000 | 0.0% | 0.04% | -7.1% | |
| GOEV | CANOO INC | $4,900 | +2.2% | 10,000 | 0.0% | 0.00% | 0.0% | |
| GRIL | Exit | MUSCLE MAKER INC | $0 | – | -16,805 | -100.0% | -0.01% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -11,275 | -100.0% | -0.08% | – |
| INKM | Exit | SSGA ACTIVE ETF TR | $0 | – | -6,775 | -100.0% | -0.14% | – |
| SPLB | Exit | SPDR SER TRportfolio ln cor | $0 | – | -9,346 | -100.0% | -0.15% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -2,156 | -100.0% | -0.15% | – |
| FDG | Exit | AMERICAN CENTY ETF TRfocused dynamic | $0 | – | -3,459 | -100.0% | -0.15% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,292 | -100.0% | -0.15% | – |
| XHE | Exit | SPDR SER TRhlth cr equip | $0 | – | -2,532 | -100.0% | -0.17% | – |
| VSGX | Exit | VANGUARD WORLD FDesg intl stk etf | $0 | – | -4,787 | -100.0% | -0.17% | – |
| PSP | Exit | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $0 | – | -31,914 | -100.0% | -0.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 4.3% |
| INVESCO S&PINVESCO S&P | 19 | Q3 2023 | 5.2% |
| APPLE INC | 19 | Q3 2023 | 5.5% |
| SCHWAB US TIPS ETF | 19 | Q3 2023 | 3.6% |
| TECHNOLOGY SELECT SECTOR | 19 | Q3 2023 | 3.3% |
| SCHWAB US LARGE CAP | 19 | Q3 2023 | 3.2% |
| PROSHARES TR | 19 | Q3 2023 | 4.5% |
| ETFMG PRIME CYBER | 19 | Q3 2023 | 4.5% |
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 2.8% |
| ISHARES TR | 19 | Q3 2023 | 4.3% |
View Joseph P. Lucia & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-02-04 |
| 13F-HR | 2021-10-13 |
View Joseph P. Lucia & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.