B. RILEY FINANCIAL INC shareholder history

Current and past B. RILEY FINANCIAL INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1510.00%0.00%0.01%Q2 2017Q3 202349
Citadel Advisors 1720.00%0.00%0.00%Q4 2018Q3 202341
Bank of New York Mellon Corp 33330.00%0.00%0.01%Q3 2015Q3 202333
Nokomis Capital, L.L.C. 32321.26%6.39%14.14%Q4 2015Q3 202333
MORGAN STANLEY 2920.00%0.00%0.00%Q4 2015Q3 202331
DEUTSCHE BANK AG\ 31310.00%0.00%0.00%Q1 2016Q3 202331
ROYAL BANK OF CANADA 30300.00%0.00%0.00%Q2 2016Q3 202330
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 30300.38%2.22%3.71%Q2 2016Q3 202330
NEW YORK STATE COMMON RETIREMENT FUND 30300.00%0.00%0.00%Q2 2016Q3 202330
BlackRock Inc. 30300.00%0.00%0.01%Q2 2016Q3 202330
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 30300.00%0.00%0.00%Q2 2016Q3 202330
BANK OF AMERICA CORP /DE/ 30300.00%0.00%0.00%Q2 2016Q3 202330
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30300.00%0.00%0.00%Q2 2016Q3 202330
BNP PARIBAS FINANCIAL MARKETS 30300.00%0.00%0.00%Q2 2016Q3 202330
CITIGROUP INC 30300.00%0.00%0.00%Q2 2016Q3 202330
NORTHERN TRUST CORP 30300.00%0.00%0.00%Q2 2016Q3 202330
VANGUARD GROUP INC 30300.00%0.00%0.00%Q2 2016Q3 202330
AMERICAN INTERNATIONAL GROUP, INC. 30300.00%0.00%0.01%Q2 2016Q3 202330
STATE STREET CORP 30300.00%0.00%0.00%Q2 2016Q3 202330
BARCLAYS PLC 29290.00%0.00%0.00%Q3 2016Q3 202329
WELLS FARGO & COMPANY/MN 29290.00%0.00%0.00%Q3 2016Q3 202329
GEODE CAPITAL MANAGEMENT, LLC 29290.00%0.00%0.00%Q3 2016Q3 202329
JPMORGAN CHASE & CO 2420.00%0.00%0.00%Q1 2016Q3 202329
UBS Group AG 2510.00%0.00%0.00%Q3 2015Q3 202329
Legal & General Group Plc 28280.00%0.00%0.00%Q4 2016Q3 202328
PEAK6 Investments LLC 1110.00%0.00%0.02%Q3 2019Q2 202328
Ameritas Investment Partners, Inc. 27270.00%0.00%0.01%Q1 2017Q3 202327
RHUMBLINE ADVISERS 26260.00%0.00%0.01%Q2 2017Q3 202326
METROPOLITAN LIFE INSURANCE CO/NY 26260.00%0.00%0.01%Q2 2017Q3 202326
EQUITEC PROPRIETARY MARKETS, LLC 1110.04%6.66%16.70%Q2 2016Q3 202326
Mork Capital Management, LLC 26260.47%0.89%1.54%Q2 2017Q3 202326
ROYCE & ASSOCIATES LP 26260.00%0.18%0.33%Q2 2017Q3 202326
Russell Investments Group, Ltd. 2410.00%0.01%0.03%Q4 2016Q2 202325
Manatuck Hill Partners, LLC 15100.39%1.05%1.98%Q2 2016Q3 202325
LPL Financial LLC 2210.00%0.00%0.00%Q3 2016Q3 202325
Tower Research Capital LLC (TRC) 1410.00%0.00%0.02%Q1 2016Q3 202325
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1860.00%0.00%0.00%Q1 2017Q3 202324
MetLife Investment Management, LLC 24240.00%0.00%0.01%Q4 2017Q3 202324
Cruiser Capital Advisors, LLC 24240.37%1.69%4.09%Q4 2017Q3 202324
GREAT WEST LIFE ASSURANCE CO /CAN/ 1660.00%0.00%0.00%Q1 2018Q3 202322
Swiss National Bank 22220.00%0.00%0.00%Q2 2018Q3 202322
AQR Capital Management 1120.00%0.00%0.00%Q3 2017Q3 202322
D. E. Shaw & Co., Inc. 1220.00%0.00%0.01%Q3 2017Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
GOLDMAN SACHS GROUP INC 1810.00%0.00%0.00%Q3 2017Q3 202321
Hollow Brook Wealth Management LLC 1910.11%0.40%0.83%Q1 2018Q3 202320
Invesco Ltd. 1510.00%0.00%0.01%Q2 2017Q3 202320
Parallax Volatility Advisers, L.P. 750.00%0.00%0.03%Q3 2017Q3 202319
Renaissance Technologies 1410.00%0.00%0.01%Q1 2017Q4 202219
ALLIANCEBERNSTEIN L.P. 1810.00%0.00%0.00%Q3 2018Q3 202319
Zurcher Kantonalbank (Zurich Cantonalbank) 19190.00%0.00%0.00%Q1 2019Q3 202319
BANK OF MONTREAL /CAN/ 1270.00%0.00%0.00%Q2 2017Q1 202219
WOLVERINE TRADING, LLC 810.00%0.00%0.01%Q4 2020Q3 202319
JUPITER ASSET MANAGEMENT LTD 19190.04%0.11%0.16%Q3 2017Q1 202219
Ancora Advisors LLC 19190.02%0.09%0.24%Q2 2018Q4 202219
FULLER & THALER ASSET MANAGEMENT, INC. 19190.02%0.04%0.05%Q1 2019Q3 202319
ELLIOTT MANAGEMENT CORP 18180.19%0.29%0.46%Q3 2015Q4 201918
Nuveen Asset Management, LLC 18180.00%0.00%0.01%Q2 2019Q3 202318
CREDIT SUISSE AG/ 1410.00%0.00%0.00%Q3 2017Q3 202318
MILLENNIUM MANAGEMENT LLC 610.00%0.00%0.01%Q1 2016Q3 202318
FMR LLC 1610.00%0.00%0.00%Q2 2019Q3 202317
AltraVue Capital, LLC 17170.06%0.59%2.21%Q4 2018Q4 202217
Cutler Group LLC / CA 620.00%0.00%0.02%Q2 2021Q3 202317
LSV ASSET MANAGEMENT 1150.00%0.02%0.04%Q3 2017Q3 202316
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16160.00%0.00%0.00%Q2 2017Q1 202116
JANE STREET GROUP, LLC 640.00%0.00%0.00%Q1 2021Q3 202316
BLAIR WILLIAM & CO/IL 1150.00%0.00%0.01%Q2 2016Q3 202316
Geneos Wealth Management Inc. 15150.00%0.00%0.01%Q1 2020Q3 202315
Brandywine Global Investment Management, LLC 810.00%0.01%0.04%Q4 2017Q4 202215
TUDOR INVESTMENT CORP ET AL 15150.03%0.27%0.51%Q2 2019Q4 202215
OSAIC HOLDINGS, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
NWQ INVESTMENT MANAGEMENT COMPANY, LLC 14140.11%0.23%0.38%Q2 2017Q3 202014
VOYA INVESTMENT MANAGEMENT LLC 1220.00%0.00%0.00%Q4 2019Q3 202314
Ridgewood Investments LLC 14140.17%0.31%0.55%Q2 2020Q3 202314
Lenox Wealth Management, Inc. 13130.00%0.00%0.01%Q4 2015Q4 201813
PRINCIPAL FINANCIAL GROUP INC 13130.00%0.00%0.01%Q3 2020Q3 202313
NISA INVESTMENT ADVISORS, LLC 1120.00%0.00%0.01%Q3 2019Q3 202313
STRS OHIO 620.00%0.00%0.00%Q2 2016Q1 202213
Redwood Grove Capital, LLC 12121.57%3.47%7.00%Q4 2020Q3 202312
EQUITEC SPECIALISTS, LLC 530.02%2.45%8.80%Q2 2016Q4 202012
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 620.00%0.00%0.00%Q2 2017Q3 202312
TIAA CREF INVESTMENT MANAGEMENT LLC 12120.00%0.00%0.00%Q2 2016Q1 201912
WELLINGTON MANAGEMENT GROUP LLP 1020.00%0.00%0.00%Q2 2017Q4 202012
PARAMETRIC PORTFOLIO ASSOCIATES LLC 610.00%0.00%0.00%Q4 2017Q1 202212
TEACHERS ADVISORS, LLC 12120.00%0.00%0.00%Q2 2016Q1 201912
IndexIQ Advisors LLC 12120.01%0.02%0.06%Q1 2019Q4 202112
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1020.00%0.00%0.00%Q2 2017Q3 202312
FIRST TRUST ADVISORS LP 610.00%0.00%0.01%Q3 2017Q3 202311
ARGENT CAPITAL MANAGEMENT LLC 11110.04%0.09%0.13%Q3 2017Q1 202011
BDO Wealth Advisors, LLC 11110.00%0.00%0.00%Q4 2020Q2 202311
MARSHALL WACE, LLP 610.00%0.01%0.04%Q4 2018Q3 202311
CAPTRUST FINANCIAL ADVISORS 11110.00%0.00%0.01%Q4 2019Q2 202211
UBS ASSET MANAGEMENT AMERICAS INC 11110.00%0.00%0.00%Q1 2021Q3 202311
Neuberger Berman Group LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
Cambridge Investment Research Advisors, Inc. 520.00%0.00%0.01%Q3 2017Q2 202211
AMERICAN CENTURY COMPANIES INC 910.00%0.00%0.00%Q2 2020Q3 202311
KENNEDY CAPITAL MANAGEMENT LLC 11110.03%0.08%0.18%Q1 2021Q3 202311
HEARTLAND ADVISORS INC 920.20%0.59%1.22%Q2 2019Q4 202211
Nantahala Capital Management 11110.14%0.20%0.29%Q1 2021Q3 202311
Quinn Opportunity Partners LLC 10100.07%0.11%0.16%Q1 2018Q2 202010
State of Alaska, Department of Revenue 10100.00%0.01%0.01%Q2 2021Q3 202310
VICTORY CAPITAL MANAGEMENT INC 910.00%0.00%0.01%Q3 2020Q3 202310
PNC FINANCIAL SERVICES GROUP, INC. 10100.00%0.00%0.00%Q2 2021Q3 202310
LOS ANGELES CAPITAL MANAGEMENT LLC 10100.00%0.00%0.00%Q1 2020Q2 202210
OPPENHEIMER ASSET MANAGEMENT INC. 610.00%0.00%0.00%Q3 2017Q1 202210
First Eagle Investment Management, LLC 10100.00%0.01%0.01%Q2 2021Q3 202310
PUBLIC SECTOR PENSION INVESTMENT BOARD 10100.01%0.01%0.02%Q2 2021Q3 202310
DIMENSIONAL FUND ADVISORS LP 10100.00%0.00%0.00%Q2 2021Q3 202310
AMALGAMATED BANK 10100.00%0.00%0.01%Q2 2021Q3 202310
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 10100.00%0.01%0.01%Q2 2021Q3 202310
TEXAS PERMANENT SCHOOL FUND CORP 10100.00%0.01%0.01%Q2 2021Q3 202310
AMERIPRISE FINANCIAL INC 10100.00%0.00%0.01%Q2 2021Q3 202310
Cubist Systematic Strategies, LLC 510.00%0.01%0.02%Q4 2019Q1 202310
CSS LLC/IL 10100.02%0.03%0.04%Q2 2017Q3 201910
OREGON PUBLIC EMPLOYEES RETIREMENT FUND 10100.00%0.00%0.01%Q2 2021Q3 202310
State of Tennessee, Treasury Department 10100.00%0.00%0.00%Q2 2021Q3 202310
PRUDENTIAL FINANCIAL INC 10100.00%0.00%0.00%Q2 2021Q3 202310
MEEDER ASSET MANAGEMENT INC 310.00%0.01%0.03%Q2 2017Q3 202210
SIGNATUREFD, LLC 820.00%0.00%0.00%Q4 2020Q3 202310
SG Americas Securities, LLC 310.00%0.00%0.00%Q1 2017Q1 202310
PRECEPT MANAGEMENT LLC 910.08%0.64%2.64%Q4 2019Q3 202310
THRIVENT FINANCIAL FOR LUTHERANS 10100.00%0.00%0.00%Q2 2021Q3 202310
Louisiana State Employees Retirement System 10100.01%0.01%0.02%Q2 2021Q3 202310
Caprock Group, LLC 990.02%0.16%0.26%Q2 2016Q2 20189
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 540.00%0.00%0.01%Q2 2021Q3 20239
BRIDGEWAY CAPITAL MANAGEMENT, LLC 810.00%0.01%0.03%Q2 2017Q3 20219
WINTON GROUP Ltd 720.01%0.01%0.02%Q1 2019Q3 20219
GSA CAPITAL PARTNERS LLP 310.01%0.06%0.10%Q4 2017Q3 20239
Dorsey Wright & Associates 630.00%0.07%0.58%Q3 2019Q1 20229
Capital Impact Advisors, LLC 990.09%0.40%1.17%Q2 2021Q2 20239
Hood River Capital Management LLC 720.37%0.81%1.33%Q1 2021Q3 20239
Sheaff Brock Investment Advisors, LLC 990.02%0.03%0.04%Q4 2020Q4 20229
Clearstead Advisors, LLC 810.00%0.00%0.00%Q4 2020Q3 20239
Alta Fundamental Advisers LLC 990.18%0.36%0.59%Q1 2021Q1 20239
Hennion & Walsh Asset Management, Inc. 990.02%0.04%0.05%Q3 2021Q3 20239
ALGERT GLOBAL LLC 420.04%0.09%0.22%Q3 2020Q3 20239
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 720.00%0.00%0.00%Q2 2017Q3 20239
Advisors Asset Management, Inc. 990.01%0.05%0.10%Q3 2021Q3 20239
TCI Wealth Advisors, Inc. 990.00%0.00%0.00%Q1 2021Q1 20239
CWM, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
LAZARD ASSET MANAGEMENT LLC 620.00%0.00%0.00%Q4 2019Q4 20218
MACQUARIE GROUP LTD 880.00%0.00%0.00%Q3 2021Q2 20238
SIMPLEX TRADING, LLC 510.00%0.00%0.00%Q3 2018Q3 20238
Straight Path Wealth Management 880.32%0.66%0.92%Q4 2021Q3 20238
Steward Partners Investment Advisory, LLC 880.00%0.01%0.02%Q4 2021Q3 20238
Allspring Global Investments Holdings, LLC 880.00%0.00%0.02%Q4 2021Q3 20238
JANUS HENDERSON GROUP PLC 620.00%0.00%0.00%Q3 2021Q3 20238
Zebra Capital Management LLC 530.08%0.25%0.49%Q1 2018Q2 20208
STATE OF WISCONSIN INVESTMENT BOARD 620.00%0.00%0.00%Q3 2020Q2 20238
DARK FOREST CAPITAL MANAGEMENT LP 440.00%0.05%0.09%Q3 2021Q3 20238
LEAVELL INVESTMENT MANAGEMENT, INC. 880.02%0.03%0.04%Q4 2021Q3 20238
Maryland State Retirement & Pension System 620.01%0.01%0.02%Q3 2021Q3 20238
Cresset Asset Management, LLC 880.00%0.00%0.01%Q4 2021Q3 20238
RAYMOND JAMES & ASSOCIATES 880.00%0.00%0.00%Q4 2020Q3 20228
FIRST HAWAIIAN BANK 880.01%0.02%0.02%Q4 2021Q3 20238
BALYASNY ASSET MANAGEMENT L.P. 420.00%0.01%0.04%Q1 2021Q3 20238
Soviero Asset Management, LP 881.86%3.96%8.63%Q4 2020Q3 20228
GUGGENHEIM CAPITAL LLC 530.00%0.00%0.00%Q4 2018Q2 20228
COMERICA BANK 710.00%0.00%0.01%Q2 2021Q3 20238
US BANCORP \DE\ 880.00%0.00%0.00%Q4 2021Q3 20238
YOUSIF CAPITAL MANAGEMENT, LLC 880.00%0.01%0.02%Q4 2021Q3 20238
Azora Capital LP 430.09%0.75%1.83%Q1 2018Q1 20217
Caption Management, LLC 420.02%0.05%0.13%Q1 2021Q3 20237
MILLER VALUE PARTNERS, LLC 770.02%1.12%4.00%Q1 2022Q3 20237
B. Riley Wealth Advisors, Inc. 770.02%0.02%0.03%Q1 2022Q3 20237
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 610.00%0.01%0.01%Q4 2019Q3 20217
Vestcor Inc 770.01%0.06%0.15%Q2 2021Q4 20227
DIALECTIC CAPITAL MANAGEMENT, LP 772.61%5.32%9.70%Q3 2015Q1 20177
EMC Capital Management 770.02%0.05%0.12%Q1 2022Q3 20237
VOLORIDGE INVESTMENT MANAGEMENT, LLC 430.00%0.02%0.04%Q1 2021Q3 20237
Cannell Capital 770.18%0.31%0.39%Q2 2016Q4 20177
IFP Advisors, Inc 770.00%0.00%0.00%Q1 2022Q3 20237
B. Riley Financial, Inc. 770.99%1.91%3.16%Q1 2020Q3 20217
Parkside Financial Bank & Trust 410.00%0.00%0.00%Q2 2021Q3 20237
TUCKER ASSET MANAGEMENT LLC 770.00%0.00%0.01%Q1 2022Q3 20237
FIFTH THIRD BANCORP 610.00%0.00%0.00%Q4 2021Q3 20237
Squarepoint Ops LLC 410.00%0.00%0.01%Q2 2019Q2 20237
Rockefeller Capital Management L.P. 660.00%0.00%0.00%Q1 2022Q2 20236
EAM Global Investors LLC 310.43%0.62%0.81%Q3 2019Q4 20216
HRT FINANCIAL LP 310.01%0.01%0.02%Q1 2021Q2 20236
JFS WEALTH ADVISORS, LLC 220.00%0.00%0.00%Q1 2020Q4 20226
Standard General L.P. 661.97%5.28%15.98%Q2 2016Q3 20176
FIRST INTERSTATE BANK 660.00%0.01%0.01%Q3 2017Q4 20186
GROUP ONE TRADING, L.P. 410.00%0.00%0.00%Q1 2021Q3 20236
Bowling Portfolio Management LLC 330.02%0.15%0.24%Q2 2017Q2 20206
HAP Trading, LLC 420.00%0.02%0.07%Q1 2022Q3 20236
Ensign Peak Advisors, Inc 660.00%0.00%0.00%Q2 2021Q3 20226
XML Financial, LLC 510.07%0.11%0.15%Q1 2022Q3 20236
TOTH FINANCIAL ADVISORY CORP 660.00%0.01%0.08%Q2 2021Q3 20226
KBC Group NV 660.00%0.00%0.00%Q2 2022Q3 20236
JAMES INVESTMENT RESEARCH INC 660.05%0.06%0.07%Q2 2017Q3 20186
Nationwide Fund Advisors 660.00%0.00%0.00%Q2 2016Q3 20176
Arizona State Retirement System 510.00%0.00%0.00%Q1 2021Q2 20236
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 660.00%0.00%0.00%Q2 2021Q3 20226
Northern Right Capital Management, L.P. 553.17%4.94%5.99%Q2 2017Q2 20185
GLOBEFLEX CAPITAL L P 550.17%0.22%0.25%Q1 2021Q1 20225
Inspire Investing, LLC 550.03%0.03%0.04%Q3 2022Q3 20235
Portolan Capital Management 550.06%0.27%0.58%Q4 2020Q4 20215
Steamboat Capital Partners, LLC 551.34%2.52%4.74%Q1 2021Q1 20225
Point72 Hong Kong Ltd 210.00%0.00%0.00%Q4 2019Q3 20225
Versant Capital Management, Inc 320.00%0.00%0.00%Q3 2021Q4 20235
ASSETMARK, INC 550.01%0.01%0.01%Q2 2021Q2 20225
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 550.02%0.02%0.03%Q2 2016Q2 20175
Walleye Trading LLC 550.00%0.01%0.01%Q3 2015Q3 20165
Coe Capital Management, LLC 550.13%0.17%0.22%Q3 2015Q3 20165
Marshall Wace North America L.P. 210.00%0.02%0.10%Q2 2017Q2 20215
FARMERS & MERCHANTS INVESTMENTS INC 550.00%0.00%0.00%Q3 2022Q3 20235
APOGEM CAPITAL LLC 550.18%0.32%0.58%Q1 2021Q1 20225
Stonebridge Financial Planning Group, LLC 550.01%0.01%0.01%Q4 2020Q4 20215
ExodusPoint Capital Management, LP 310.00%0.02%0.03%Q3 2020Q4 20225
Cypress Capital Group 550.03%0.04%0.05%Q1 2021Q1 20225
Capital Asset Advisory Services LLC 550.02%0.05%0.09%Q4 2020Q4 20215
Creative Planning 210.00%0.00%0.00%Q2 2017Q3 20235
Cambria Investment Management, L.P. 550.04%0.05%0.08%Q1 2018Q1 20195
EAM Investors, LLC 320.20%0.27%0.34%Q3 2019Q2 20215
Jaffetilchin Investment Partners, LLC 410.03%0.06%0.10%Q1 2022Q3 20235
PANAGORA ASSET MANAGEMENT INC 550.00%0.00%0.00%Q4 2019Q4 20205
Kingsview Wealth Management, LLC 210.02%0.04%0.09%Q1 2021Q3 20235
Schonfeld Strategic Advisors LLC 320.00%0.01%0.01%Q2 2021Q4 20225
ArrowMark Colorado Holdings LLC 550.07%0.09%0.11%Q1 2021Q1 20225
Rise Advisors, LLC 440.00%0.00%0.00%Q2 2022Q1 20234
Parallel Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Raymond James Financial Services Advisors, Inc. 440.00%0.00%0.00%Q2 2021Q1 20224
Rock Creek Group, LP 440.11%0.23%0.28%Q1 2021Q4 20214
Blue Trust, Inc. 440.00%0.00%0.00%Q2 2022Q1 20234
OCCUDO QUANTITATIVE STRATEGIES LP 310.02%0.05%0.10%Q3 2021Q3 20234
NOMURA HOLDINGS INC 220.01%0.02%0.03%Q2 2023Q3 20234
Soros Fund Management 330.03%0.27%0.48%Q1 2023Q3 20234
SummerHaven Investment Management, LLC 440.38%0.48%0.59%Q3 2021Q2 20224
Janney Montgomery Scott LLC 440.00%0.00%0.01%Q3 2021Q2 20224
Sutton Wealth Advisors Inc. 310.00%0.00%0.00%Q4 2021Q4 20224
BOOTHBAY FUND MANAGEMENT, LLC 310.02%0.02%0.04%Q1 2021Q4 20224
Farther Finance Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Dynamic Technology Lab Private Ltd 110.02%0.07%0.12%Q3 2020Q4 20224
B. Riley Asset Management, LLC 311.47%3.06%5.85%Q4 2021Q4 20224
BUCKHEAD CAPITAL MANAGEMENT LLC 440.03%0.06%0.08%Q2 2017Q1 20184
Graham Capital Management, L.P. 440.03%0.05%0.07%Q1 2022Q4 20224
Intrinsic Edge Capital Management LLC 440.25%0.42%0.62%Q4 2016Q3 20174
ALPS ADVISORS INC 220.00%0.00%0.00%Q3 2017Q2 20214
Tradition Wealth Management, LLC 310.00%0.00%0.00%Q4 2020Q4 20214
Covestor Ltd 440.00%0.00%0.00%Q4 2022Q3 20234
FNY Investment Advisers, LLC 330.00%0.01%0.02%Q4 2022Q2 20234
American Portfolios Advisors 440.00%0.00%0.00%Q1 2019Q4 20194
BENJAMIN F. EDWARDS & COMPANY, INC. 440.00%0.00%0.00%Q4 2022Q3 20234
Cadent Capital Advisors, LLC 330.02%0.12%0.19%Q4 2021Q2 20224
Merit Financial Group, LLC 440.01%0.01%0.01%Q4 2022Q3 20234
Quadrature Capital Ltd 220.03%0.05%0.06%Q4 2020Q4 20214
ProShare Advisors LLC 220.00%0.00%0.00%Q1 2021Q1 20224
Vivaldi Capital Management LP 311.16%2.88%6.01%Q3 2018Q3 20194
DENALI ADVISORS LLC 440.00%0.02%0.09%Q3 2021Q2 20224
Vident Investment Advisory, LLC 440.06%0.06%0.08%Q3 2021Q2 20224
MASSMUTUAL TRUST CO FSB/ADV 210.00%0.00%0.00%Q1 2022Q3 20234
Ativo Capital Management LLC 440.34%0.37%0.41%Q2 2017Q1 20184
KIRR MARBACH & CO LLC /IN/ 440.07%0.08%0.08%Q3 2017Q2 20184
HOWE & RUSLING INC 440.00%0.00%0.00%Q2 2017Q1 20184
MONTAG A & ASSOCIATES INC 440.00%0.00%0.00%Q1 2021Q4 20214
Voss Capital, LLC 440.66%1.27%1.61%Q1 2021Q4 20214
Worth Asset Management, LLC 440.02%0.03%0.04%Q1 2022Q4 20224
Assenagon Asset Management S.A. 210.00%0.01%0.01%Q2 2020Q3 20213
TRUSTCORE FINANCIAL SERVICES, LLC 330.00%0.00%0.00%Q2 2021Q4 20213
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 330.00%0.00%0.00%Q2 2017Q4 20173
EXCHANGE TRADED CONCEPTS, LLC 210.01%0.02%0.02%Q1 2021Q4 20213
Sugarloaf Wealth Management, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
B. Riley Wealth Management, Inc. 210.00%0.01%0.02%Q3 2021Q2 20223
Verity Asset Management, Inc. 330.17%0.23%0.27%Q2 2021Q4 20213
SILVER CAPITAL MANAGEMENT LLC 332.39%3.87%6.71%Q3 2017Q1 20183
Ellevest, Inc. 330.00%0.00%0.00%Q3 2022Q1 20233
Elliott Investment Management L.P. 330.09%0.26%0.40%Q1 2020Q3 20203
Global Retirement Partners, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
JCSD Capital, LLC 330.02%0.08%0.12%Q1 2023Q3 20233
Lindbrook Capital, LLC 210.00%0.00%0.00%Q3 2022Q3 20233
Aquatic Capital Management LLC 210.00%0.00%0.01%Q4 2022Q3 20233
TEACHER RETIREMENT SYSTEM OF TEXAS 210.00%0.00%0.01%Q4 2021Q4 20223
AXA S.A. 330.00%0.00%0.00%Q2 2020Q4 20203
Curi Wealth Management, LLC 330.00%0.00%0.00%Q4 2021Q2 20223
Timelo Investment Management Inc. 210.25%0.60%0.88%Q4 2021Q4 20223
CI INVESTMENTS INC. 210.00%0.00%0.00%Q4 2021Q4 20223
FourThought Financial, LLC 330.00%0.00%0.00%Q1 2022Q3 20223
Harvest Fund Management Co., Ltd 330.01%0.01%0.02%Q2 2021Q4 20213
BlackRock Institutional Trust Company, N.A. 330.00%0.00%0.00%Q2 2016Q4 20163
FORA Capital, LLC 110.00%0.01%0.02%Q1 2020Q3 20233
TRUIST FINANCIAL CORP 210.00%0.00%0.00%Q2 2021Q3 20223
Advisory Services Network, LLC 210.00%0.02%0.05%Q1 2020Q3 20213
Glass Jacobson Investment Advisors llc 210.01%0.01%0.01%Q4 2022Q3 20233
BlackRock Fund Advisors 330.00%0.00%0.00%Q2 2016Q4 20163
Connor, Clark & Lunn Investment Management Ltd. 210.00%0.00%0.00%Q4 2019Q4 20213
Harvest Investment Services, LLC 330.12%0.13%0.16%Q1 2021Q3 20213
MATRIX PRIVATE CAPITAL GROUP LLC 330.15%0.16%0.18%Q1 2022Q3 20223
Bridgecreek Investment Management, LLC 330.74%0.79%0.86%Q1 2022Q3 20223
FEDERATED HERMES, INC. 210.00%0.00%0.00%Q3 2019Q3 20233
Disciplined Investments, LLC 210.00%0.00%0.00%Q1 2022Q4 20223
Acuitas Investments, LLC 334.40%5.16%5.60%Q1 2018Q3 20183
HSBC HOLDINGS PLC 210.00%0.00%0.00%Q1 2021Q1 20223
Quantamental Technologies LLC 330.00%0.01%0.01%Q1 2019Q3 20193
EATON VANCE MANAGEMENT 330.00%0.00%0.00%Q2 2021Q4 20213
Legato Capital Management LLC 330.18%0.27%0.38%Q2 2018Q4 20183
MACKAY SHIELDS LLC 210.00%0.01%0.01%Q1 2020Q1 20213
PDT Partners, LLC 330.13%0.17%0.21%Q4 2021Q2 20223
UMB Bank, n.a. 330.00%0.00%0.00%Q4 2021Q2 20223
BLACKROCK ADVISORS LLC 330.00%0.00%0.00%Q2 2016Q4 20163
BlackRock Investment Management, LLC 330.00%0.00%0.00%Q2 2016Q4 20163
D'Orazio & Associates, Inc. 220.01%0.01%0.01%Q2 2021Q3 20212
EAGLE ASSET MANAGEMENT INC 110.01%0.01%0.01%Q1 2022Q4 20222
ENTERPRISE FINANCIAL SERVICES CORP 220.00%0.00%0.00%Q1 2021Q2 20212
EAGLE GLOBAL ADVISORS LLC 220.01%0.01%0.01%Q1 2017Q2 20172
LONESTAR CAPITAL MANAGEMENT LLC 110.11%0.28%0.45%Q2 2021Q4 20212
FRANKLIN RESOURCES INC 220.00%0.00%0.00%Q2 2023Q3 20232
Point72 Middle East FZE 220.00%0.01%0.01%Q4 2022Q1 20232
SPHINX TRADING, LP 220.31%0.38%0.45%Q3 2021Q4 20212
Qube Research & Technologies Ltd 110.00%0.00%0.01%Q3 2021Q3 20232
Baker Avenue Asset Management, LP 220.00%0.00%0.00%Q2 2023Q3 20232
Lyon Street Capital, LLC 221.15%1.18%1.21%Q4 2021Q1 20222
Keebeck Wealth Management, LLC 220.08%0.12%0.15%Q4 2021Q1 20222
Aperio Group, LLC 110.00%0.00%0.00%Q2 2019Q4 20202
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q1 2022Q1 20232
Schubert & Co 220.00%0.00%0.00%Q2 2022Q3 20222
XTX Topco Ltd 220.05%0.06%0.07%Q1 2023Q2 20232
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2022Q3 20232
Sigma Planning Corp 220.01%0.01%0.01%Q4 2021Q1 20222
Ziegler Capital Management, LLC 220.04%0.05%0.06%Q2 2021Q3 20212
EVERENCE CAPITAL MANAGEMENT INC 110.02%0.02%0.02%Q1 2022Q4 20222
AJO, LP 110.00%0.01%0.02%Q1 2020Q3 20202
Bayesian Capital Management, LP 110.03%0.03%0.04%Q4 2022Q2 20232
J.P. Morgan Private Wealth Advisors LLC 220.01%0.02%0.04%Q1 2023Q2 20232
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 220.01%0.02%0.03%Q3 2022Q4 20222
Spark Investment Management LLC 220.01%0.02%0.04%Q1 2017Q2 20172
Municipal Employees' Retirement System of Michigan 220.07%0.07%0.07%Q2 2017Q3 20172
Lebenthal Global Advisors, LLC 220.18%0.22%0.26%Q1 2021Q2 20212
TWO SIGMA INVESTMENTS, LP 110.00%0.01%0.01%Q2 2017Q3 20232
Belpointe Asset Management LLC 220.00%0.00%0.01%Q4 2022Q1 20232
Mirae Asset Global Investments Co., Ltd. 220.02%0.02%0.02%Q2 2023Q3 20232
Private Advisor Group, LLC 220.00%0.00%0.00%Q4 2021Q1 20222
Lombard Odier Asset Management (USA) Corp 220.02%0.02%0.02%Q4 2018Q1 20192
TORONTO DOMINION BANK 220.00%0.00%0.00%Q4 2021Q1 20222
Foundry Partners, LLC 220.01%0.01%0.01%Q1 2021Q2 20212
PRELUDE CAPITAL MANAGEMENT, LLC 110.04%0.05%0.06%Q4 2022Q3 20232
MENTA CAPITAL LLC 220.03%0.05%0.08%Q2 2017Q3 20172
Summit Global Investments 110.04%0.06%0.09%Q3 2021Q1 20222
DeepCurrents Investment Group LLC 220.02%0.02%0.02%Q2 2023Q3 20232
QUADRANT CAPITAL GROUP LLC 110.00%0.00%0.00%Q3 2022Q3 20232
FIRST QUADRANT LLC/CA 220.00%0.00%0.00%Q2 2017Q3 20172
WEXFORD CAPITAL LP 220.07%0.08%0.08%Q4 2021Q1 20222
EMG Holdings, L.P. 220.24%0.33%0.43%Q1 2023Q2 20232
Handelsbanken Fonder AB 220.00%0.00%0.00%Q4 2021Q1 20222
Man Group plc 110.00%0.00%0.00%Q2 2021Q4 20212
OXFORD ASSET MANAGEMENT LLP 110.01%0.01%0.01%Q3 2017Q4 20192
SCHRODER INVESTMENT MANAGEMENT GROUP 110.00%0.00%0.00%Q2 2021Q2 20211
Cordant, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
Blueshift Asset Management, LLC 110.02%0.02%0.02%Q1 2022Q1 20221
SeaCrest Wealth Management, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
HFG Advisors, Inc. 110.37%0.37%0.37%Q4 2021Q4 20211
Oasis Management Co Ltd. 111.37%1.37%1.37%Q1 2023Q1 20231
SJS Investment Consulting Inc. 110.00%0.00%0.00%Q3 2022Q3 20221
Allianz Asset Management GmbH 110.00%0.00%0.00%Q3 2023Q3 20231
FNY Managed Accounts LLC 110.01%0.01%0.01%Q2 2017Q2 20171
CANADA PENSION PLAN INVESTMENT BOARD 110.00%0.00%0.00%Q3 2021Q3 20211
Trexquant Investment LP 110.02%0.02%0.02%Q1 2020Q1 20201
SIMON QUICK ADVISORS, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
SOUTH TEXAS MONEY MANAGEMENT LTD 110.01%0.01%0.01%Q3 2019Q3 20191
AlphaCrest Capital Management LLC 110.01%0.01%0.01%Q4 2021Q4 20211
MOODY NATIONAL BANK TRUST DIVISION 110.00%0.00%0.00%Q1 2019Q1 20191
Paloma Partners Management Co 110.01%0.01%0.01%Q3 2021Q3 20211
GTS SECURITIES LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Kylin Management 111.53%1.53%1.53%Q2 2021Q2 20211
Smithfield Trust Co 110.00%0.00%0.00%Q3 2021Q3 20211
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.00%0.00%Q2 2018Q2 20181
BROWN ADVISORY INC 110.01%0.01%0.01%Q1 2021Q1 20211
BlueCrest Capital Management Ltd 110.03%0.03%0.03%Q4 2022Q4 20221
SYMMETRY PEAK MANAGEMENT LLC 110.05%0.05%0.05%Q2 2017Q2 20171
Gyon Technologies Capital Management, LP 110.10%0.10%0.10%Q3 2022Q3 20221
Olympiad Research LP 110.39%0.39%0.39%Q3 2023Q3 20231
Sonic Fund II, L.P. 111.56%1.56%1.56%Q2 2021Q2 20211
6 Meridian 110.02%0.02%0.02%Q4 2021Q4 20211
Virtue Capital Management, LLC 110.19%0.19%0.19%Q4 2021Q4 20211
Cypress Capital Management LLC (WY) 110.47%0.47%0.47%Q2 2021Q2 20211
SIGNIA CAPITAL MANAGEMENT LLC 111.74%1.74%1.74%Q2 2017Q2 20171
Maven Securities LTD 110.02%0.02%0.02%Q3 2023Q3 20231
Campbell & CO Investment Adviser LLC 110.14%0.14%0.14%Q4 2020Q4 20201
Antipodean Advisors LLC 112.23%2.23%2.23%Q3 2023Q3 20231
State of Wyoming 110.01%0.01%0.01%Q3 2023Q3 20231
STONNINGTON GROUP, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Glaxis Capital Management, LLC 111.25%1.25%1.25%Q1 2021Q1 20211
Yarra Square Partners LP 111.69%1.69%1.69%Q2 2021Q2 20211
TAURUS ASSET MANAGEMENT, LLC 110.02%0.02%0.02%Q4 2021Q4 20211
Segantii Capital Management Ltd 110.02%0.02%0.02%Q1 2016Q1 20161
First Trust Capital Management L.P. 110.24%0.24%0.24%Q3 2017Q3 20171
BOURGEON CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Penserra Capital Management LLC 110.14%0.14%0.14%Q2 2021Q2 20211
Wealth Quarterback LLC 110.00%0.00%0.00%Q2 2021Q2 20211
ROMANO BROTHERS AND COMPANY 110.00%0.00%0.00%Q4 2022Q4 20221
RBF Capital, LLC 110.04%0.04%0.04%Q1 2021Q1 20211
Fieldpoint Private Securities, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
MYDA Advisors LLC 110.14%0.14%0.14%Q1 2023Q1 20231
Holocene Advisors, LP 110.00%0.00%0.00%Q1 2023Q1 20231
EPACRIA CAPITAL PARTNERS, LLC 111.32%1.32%1.32%Q4 2022Q4 20221
Acrospire Investment Management LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Diametric Capital, LP 110.11%0.11%0.11%Q1 2023Q1 20231
Jump Financial, LLC 110.05%0.05%0.05%Q1 2023Q1 20231
Grove Bank & Trust 110.00%0.00%0.00%Q3 2023Q3 20231
NATIONAL BANK OF CANADA /FI/ 110.00%0.00%0.00%Q3 2023Q3 20231
Accurate Wealth Management, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
COMMONWEALTH EQUITY SERVICES, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Absoluto Partners Gestao de Recursos Ltda 111.10%1.10%1.10%Q2 2021Q2 20211
INVESTMENT HOUSE LLC 110.16%0.16%0.16%Q2 2017Q2 20171
Catalyst Capital Advisors LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Vontobel Holding Ltd. 110.00%0.00%0.00%Q2 2021Q2 20211
Black Swift Group, LLC 110.74%0.74%0.74%Q1 2023Q1 20231
Twin Tree Management, LP 110.00%0.00%0.00%Q4 2018Q4 20181
HANSEATIC MANAGEMENT SERVICES INC 110.14%0.14%0.14%Q4 2021Q4 20211
Ascendant Capital Management, LLC 111.61%1.61%1.61%Q2 2021Q2 20211
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 110.38%0.38%0.38%Q2 2021Q2 20211
HARBOUR INVESTMENTS, INC. 110.00%0.00%0.00%Q3 2021Q3 20211
Verition Fund Management LLC 110.00%0.00%0.00%Q2 2023Q2 20231
Realta Investment Advisors 110.01%0.01%0.01%Q2 2023Q2 20231
PCA Investment Advisory Services Inc. 110.01%0.01%0.01%Q2 2023Q2 20231
Old West Investment Management, LLC 110.23%0.23%0.23%Q3 2023Q3 20231
ARDSLEY ADVISORY PARTNERS LP 110.18%0.18%0.18%Q3 2021Q3 20211
Ophir Asset Management Pty Ltd 113.45%3.45%3.45%Q1 2021Q1 20211
MALTESE CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q1 2016Q1 20161
Riverview Trust Co 110.01%0.01%0.01%Q2 2022Q2 20221
Atria Wealth Solutions, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
CM WEALTH ADVISORS LLC 110.04%0.04%0.04%Q1 2023Q1 20231
Point72 Asset Management, L.P. 110.00%0.00%0.00%Q1 2023Q1 20231
WHITTIER TRUST CO OF NEVADA INC 110.00%0.00%0.00%Q4 2018Q4 20181
Alpha Paradigm Partners, LLC 110.67%0.67%0.67%Q1 2021Q1 20211
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q2 2023Q2 20231
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q4 2017Q4 20171
RATIONAL ADVISORS LLC 110.01%0.01%0.01%Q1 2018Q1 20181
Amalgamated Financial Corp. 110.00%0.00%0.00%Q1 2022Q1 20221
BESSEMER GROUP INC 110.00%0.00%0.00%Q4 2021Q4 20211
Truvestments Capital LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Quantbot Technologies LP 110.06%0.06%0.06%Q1 2023Q1 20231
External links

This page lists all the filers that currently own B. RILEY FINANCIAL INC or have owned B. RILEY FINANCIAL INC in the past.