$252 Million is the total value of B. Riley Asset Management, LLC's 70 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 73.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SQNS | Buy | SEQUANS COMMUNICATIONS S Asponsored ads | $31,847,238 | +56.4% | 11,253,441 | +23.2% | 12.66% | +69.2% |
| VPG | VISHAY PRECISION GROUP INC | $16,295,635 | -9.6% | 485,278 | 0.0% | 6.48% | -2.2% | |
| HBIO | Buy | HARVARD BIOSCIENCE INC | $14,030,879 | -16.6% | 3,262,995 | +6.5% | 5.58% | -9.7% |
| CDZI | Buy | CADIZ INC | $13,991,840 | +5.6% | 4,227,142 | +29.5% | 5.56% | +14.3% |
| APPLIED DIGITAL CORP | $12,702,681 | -33.3% | 2,035,686 | 0.0% | 5.05% | -27.8% | ||
| WKME | Buy | WALKME LTD | $12,499,892 | +7.6% | 1,318,554 | +9.0% | 4.97% | +16.5% |
| LVOX | Buy | LIVEVOX HOLDINGS INC | $12,445,762 | +22.1% | 3,726,276 | +0.5% | 4.95% | +32.1% |
| THE ARENA GROUP HOLDINGS INC | $9,200,463 | -6.6% | 2,149,641 | 0.0% | 3.66% | +1.1% | ||
| Sell | RISKIFIED LTD | $8,887,903 | -14.7% | 1,983,907 | -7.4% | 3.53% | -7.6% | |
| MITK | Buy | MITEK SYSTEMS INC | $7,707,476 | +27.5% | 718,981 | +28.9% | 3.06% | +38.0% |
| UPLD | Buy | UPLAND SOFTWARE INC | $7,240,663 | +30.4% | 1,567,243 | +1.6% | 2.88% | +41.1% |
| Buy | XPERI INC | $7,121,750 | -18.5% | 722,287 | +8.7% | 2.83% | -11.8% | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $6,781,741 | -3.7% | 816,094 | +29.6% | 2.70% | +4.2% |
| EVBG | Buy | EVERBRIDGE INC | $5,532,426 | +2.6% | 246,763 | +23.1% | 2.20% | +11.1% |
| AYX | Buy | ALTERYX INC | $5,453,668 | +150.8% | 144,698 | +202.1% | 2.17% | +171.3% |
| AVNW | Buy | AVIAT NETWORKS INC | $4,875,874 | +39.2% | 156,278 | +48.9% | 1.94% | +50.7% |
| GDYN | Sell | GRID DYNAMICS HOLDINGS INCcl a | $4,634,039 | +19.0% | 380,463 | -9.6% | 1.84% | +28.8% |
| GPRE | Buy | GREEN PLAINS INC | $4,606,323 | +9.4% | 153,034 | +17.2% | 1.83% | +18.4% |
| EGHT | Buy | 8X8 INC | $3,946,718 | -26.6% | 1,566,158 | +23.1% | 1.57% | -20.6% |
| PHR | New | PHREESIA INC | $3,242,456 | – | 173,579 | +100.0% | 1.29% | – |
| PLNT | Buy | PLANET FITNESS INCcl a | $3,132,766 | +115.1% | 63,700 | +194.9% | 1.25% | +132.9% |
| BW | Sell | BABCOCK & WILCOX ENTERPRISES INC | $2,966,875 | -75.6% | 704,721 | -65.8% | 1.18% | -73.6% |
| Buy | ADTRAN HOLDINGS INC | $2,967,368 | -8.3% | 360,555 | +17.3% | 1.18% | -0.8% | |
| BIGC | Sell | BIGCOMMERCE HOLDINGS INC | $2,832,315 | -49.6% | 286,962 | -49.2% | 1.13% | -45.5% |
| CRTO | Buy | CRITEO S Aspons ads | $2,746,640 | -8.6% | 94,063 | +5.6% | 1.09% | -1.1% |
| Sell | ECOVYST INC | $2,591,649 | -14.3% | 263,379 | -0.2% | 1.03% | -7.3% | |
| SIMO | Sell | SILICON MOTION TECHNOLOGY COsponsored adr | $2,526,369 | -65.1% | 49,295 | -51.0% | 1.00% | -62.2% |
| DOMO | New | DOMO INC | $2,516,540 | – | 256,528 | +100.0% | 1.00% | – |
| INDI | New | INDIE SEMICONDUCTOR INC | $2,514,595 | – | 399,142 | +100.0% | 1.00% | – |
| IIIV | New | I3 VERTICALS INC | $2,492,237 | – | 117,892 | +100.0% | 0.99% | – |
| TDS | New | TELEPHONE & DATA SYSTEMS INC | $2,457,074 | – | 134,193 | +100.0% | 0.98% | – |
| Buy | THOUGHTWORKS HOLDING INC | $2,292,491 | -2.4% | 561,885 | +80.6% | 0.91% | +5.6% | |
| KRMD | Buy | KORU MEDICAL SYSTEMS INC | $2,250,890 | -19.6% | 833,663 | +2.7% | 0.90% | -13.0% |
| OSPN | Buy | ONESPAN INC | $1,915,844 | +65.1% | 178,218 | +127.8% | 0.76% | +78.9% |
| CNDT | New | CONDUENT INC | $1,662,949 | – | 477,859 | +100.0% | 0.66% | – |
| Buy | COMPOSECURE INC | $1,605,579 | +243.1% | 248,927 | +264.9% | 0.64% | +270.9% | |
| HSTM | New | HEALTHSTREAM INC | $1,448,773 | – | 67,135 | +100.0% | 0.58% | – |
| LSEA | Buy | LANDSEA HOMES CORP | $1,430,399 | +38.3% | 159,110 | +43.7% | 0.57% | +49.7% |
| HLIT | New | HARMONIC INC | $1,396,186 | – | 144,983 | +100.0% | 0.56% | – |
| CAMP | CALAMP CORP | $1,388,879 | -61.7% | 3,424,259 | 0.0% | 0.55% | -58.6% | |
| Sell | DIGITALBRIDGE GROUP INCcl a new | $1,293,027 | -62.9% | 73,551 | -69.0% | 0.51% | -59.9% | |
| AAOI | New | APPLIED OPTOELECTRONICS INC | $1,089,321 | – | 99,300 | +100.0% | 0.43% | – |
| CLS | New | CELESTICA INC | $1,061,520 | – | 43,292 | +100.0% | 0.42% | – |
| CDMO | Buy | AVID BIOSERVICES INC | $1,045,027 | +2.5% | 110,702 | +51.7% | 0.42% | +10.7% |
| TTMI | New | TTM TECHNOLOGIES INC | $1,009,792 | – | 78,400 | +100.0% | 0.40% | – |
| FARO | New | FARO TECHNOLOGIES INC | $996,042 | – | 65,400 | +100.0% | 0.40% | – |
| FORR | Sell | FORRESTER RESEARCH INC | $809,662 | -8.5% | 28,016 | -7.9% | 0.32% | -0.9% |
| BCOV | BRIGHTCOVE INC | $756,210 | -18.0% | 229,851 | 0.0% | 0.30% | -11.2% | |
| VIAV | Sell | VIAVI SOLUTIONS INC | $734,856 | -49.9% | 80,400 | -37.9% | 0.29% | -45.8% |
| EVER | New | EVERQUOTE INC | $722,559 | – | 99,939 | +100.0% | 0.29% | – |
| GTX | New | GARRETT MOTION INC | $707,545 | – | 89,790 | +100.0% | 0.28% | – |
| BAND | New | BANDWIDTH INC | $681,891 | – | 60,505 | +100.0% | 0.27% | – |
| GNSS | New | GENASYS INC | $651,427 | – | 324,093 | +100.0% | 0.26% | – |
| DIBS | Sell | 1STDIBS.COM INC | $449,100 | -58.2% | 123,379 | -57.1% | 0.18% | -54.7% |
| New | LILIUM NV*w exp 09/14/202 | $348,680 | – | 683,686 | +100.0% | 0.14% | – | |
| QNST | New | QUINSTREET INC | $290,682 | – | 32,406 | +100.0% | 0.12% | – |
| INVE | Sell | IDENTIV INC | $255,859 | -74.0% | 30,315 | -74.1% | 0.10% | -71.8% |
| ANGO | New | ANGIODYNAMICS INC | $205,250 | – | 28,078 | +100.0% | 0.08% | – |
| New | DOCGO INC | $98,829 | – | 18,542 | +100.0% | 0.04% | – | |
| AI | New | C3 AI INCcl a | $25,520 | – | 1,000 | +100.0% | 0.01% | – |
| RESERVOIR MEDIA INC*w exp 08/26/202 | $21,150 | -5.4% | 15,000 | 0.0% | 0.01% | 0.0% | ||
| SKIN | New | THE BEAUTY HEALTH COMPANY | $20,468 | – | 3,400 | +100.0% | 0.01% | – |
| BFIN | BANKFINANCIAL CORP | $13,947 | +5.4% | 1,618 | 0.0% | 0.01% | +20.0% | |
| SLAB | New | SILICON LABORATORIES INC | $11,589 | – | 100 | +100.0% | 0.01% | – |
| QS | New | QUANTUMSCAPE CORP | $13,380 | – | 2,000 | +100.0% | 0.01% | – |
| NEXTNAV EQUITY WARRANT EXP 28TH OCT 2026*w exp 10/28/2026 | $8,875 | +74.8% | 7,100 | 0.0% | 0.00% | +100.0% | ||
| PROSOMNUS INC*w exp 04/20/202 | $4,463 | -13.0% | 63,750 | 0.0% | 0.00% | 0.0% | ||
| TH | New | TARGET HOSPITALITY CORP | $3,843 | – | 242 | +100.0% | 0.00% | – |
| New | MARTI TECHNOLOGIES INC WTS*w exp 99/99/999 | $1,575 | – | 87,000 | +100.0% | 0.00% | – | |
| SPORTSMAP TECH A*w exp 09/01/202 | $3,206 | -23.9% | 112,500 | 0.0% | 0.00% | -50.0% | ||
| Exit | GALATA ACQUISITION CORP*w exp 99/99/999 | $0 | – | -87,000 | -100.0% | -0.00% | – | |
| Exit | DIGIMARC CORPput | $0 | – | -384 | -100.0% | -0.00% | – | |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS IN | $0 | – | -3,800 | -100.0% | -0.02% | – |
| CLBRWS | Exit | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $0 | – | -60,000 | -100.0% | -0.02% | – |
| HVT | Exit | HAVERTY FURNITURE COS INC | $0 | – | -4,534 | -100.0% | -0.05% | – |
| MTRX | Exit | MATRIX SERVICE CO | $0 | – | -62,736 | -100.0% | -0.14% | – |
| Exit | ADEIA INC | $0 | – | -40,995 | -100.0% | -0.17% | – | |
| CNSL | Exit | CONSOLIDATED COMMUNICATIONS HOLDINGS INC | $0 | – | -153,100 | -100.0% | -0.22% | – |
| ALLT | Exit | ALLOT LTD | $0 | – | -198,843 | -100.0% | -0.23% | – |
| UI | Exit | UBIQUITI INC | $0 | – | -3,800 | -100.0% | -0.24% | – |
| GTXAP | Exit | GARRETT MOTION INCpfd conv ser a | $0 | – | -89,790 | -100.0% | -0.25% | – |
| SMTC | Exit | SEMTECH CORP | $0 | – | -39,368 | -100.0% | -0.37% | – |
| Exit | ARDAGH METAL PACKAGING S A | $0 | – | -291,100 | -100.0% | -0.40% | – | |
| Exit | DOLE PLC | $0 | – | -86,165 | -100.0% | -0.43% | – | |
| AVPT | Exit | AVEPOINT INC | $0 | – | -253,360 | -100.0% | -0.54% | – |
| Exit | VALENS SEMICONDUCTOR LTDordinary shares | $0 | – | -594,181 | -100.0% | -0.55% | – | |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -88,700 | -100.0% | -0.56% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -337,986 | -100.0% | -0.59% | – |
| MQ | Exit | MARQETA INC | $0 | – | -509,513 | -100.0% | -0.91% | – |
| QTWO | Exit | Q2 HOLDINGS INC | $0 | – | -86,694 | -100.0% | -0.98% | – |
| GLDD | Exit | GREAT LAKES DREDGE & DOCK CORP | $0 | – | -370,307 | -100.0% | -1.11% | – |
| TPB | Exit | TURNING POINT BRANDS INC | $0 | – | -194,372 | -100.0% | -1.72% | – |
| THR | Exit | THERMON GROUP HLDGS INC | $0 | – | -291,441 | -100.0% | -2.85% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SEQUANS COMMUNICATIONS S A | 8 | Q3 2023 | 12.7% |
| VISHAY PRECISION GROUP INC | 8 | Q3 2023 | 7.9% |
| HARVARD BIOSCIENCE, INC | 8 | Q3 2023 | 6.2% |
| LIVEVOX HOLDINGS INC | 8 | Q3 2023 | 4.9% |
| RISKIFIED LTD-A | 8 | Q3 2023 | 4.2% |
| MAGNACHIP SEMICONDUCTOR CORP | 8 | Q3 2023 | 2.7% |
| ONESPAN, INC | 8 | Q3 2023 | 2.1% |
| REPRO MEDSYSTEMS INC | 8 | Q3 2023 | 1.4% |
| THE ARENA GROUP HOLDINGS INC | 7 | Q3 2023 | 10.6% |
| CALAMP CORP | 7 | Q3 2023 | 6.8% |
View B. Riley Asset Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTEST CORPSold out | February 16, 2023 | 0 | 0.0% |
| CalAmp Corp. | October 18, 2022 | 3,126,959 | 8.4% |
View B. Riley Asset Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-10-27 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-16 |
| SC 13G/A | 2023-02-16 |
| SC 13G/A | 2023-02-16 |
View B. Riley Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.