PFENEX INC shareholder history

Current and past PFENEX INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
MORGAN STANLEY 25250.00%0.00%0.00%Q3 2014Q3 202025
GEODE CAPITAL MANAGEMENT, LLC 24240.00%0.00%0.00%Q3 2014Q2 202024
VANGUARD GROUP INC 24240.00%0.00%0.00%Q3 2014Q2 202024
WELLS FARGO & COMPANY/MN 23230.00%0.00%0.00%Q1 2015Q3 202023
Renaissance Technologies 23230.00%0.01%0.01%Q1 2015Q3 202023
NORTHERN TRUST CORP 23230.00%0.00%0.00%Q1 2015Q3 202023
DEUTSCHE BANK AG\ 23230.00%0.00%0.00%Q1 2015Q3 202023
BlackRock Inc. 22220.00%0.00%0.00%Q2 2015Q3 202022
Bank of New York Mellon Corp 22220.00%0.00%0.00%Q1 2015Q2 202022
PRIMECAP MANAGEMENT CO/CA/ 22220.01%0.02%0.04%Q2 2015Q3 202022
UBS Group AG 2110.00%0.00%0.00%Q4 2014Q3 202022
BANK OF AMERICA CORP /DE/ 1810.00%0.00%0.00%Q3 2014Q3 202022
BLAIR WILLIAM & CO/IL 22220.00%0.05%0.15%Q1 2015Q2 202022
FRANKLIN RESOURCES INC 22220.00%0.01%0.03%Q2 2015Q3 202022
STATE STREET CORP 21210.00%0.00%0.00%Q2 2015Q2 202021
BNP PARIBAS FINANCIAL MARKETS 1830.00%0.00%0.00%Q2 2015Q3 202021
CITIGROUP INC 1010.00%0.00%0.00%Q3 2014Q3 202020
DOW CHEMICAL CO /DE/ 20200.74%2.36%7.14%Q1 2015Q4 201920
NORGES BANK 20200.00%0.00%0.00%Q3 2015Q2 202020
Tower Research Capital LLC (TRC) 1020.00%0.00%0.01%Q3 2014Q3 202020
NEW YORK STATE COMMON RETIREMENT FUND 1090.00%0.00%0.00%Q1 2015Q3 202019
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1170.00%0.00%0.00%Q4 2014Q3 202018
MILLENNIUM MANAGEMENT LLC 910.00%0.00%0.01%Q1 2015Q3 202018
RHUMBLINE ADVISERS 1080.00%0.00%0.00%Q2 2015Q3 202018
Sio Capital Management, LLC 830.13%1.34%5.93%Q4 2014Q4 201918
SUSQUEHANNA INTERNATIONAL GROUP, LLP 710.00%0.00%0.00%Q1 2015Q3 202018
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 980.00%0.00%0.00%Q2 2015Q2 202017
AMERICAN INTERNATIONAL GROUP, INC. 980.00%0.00%0.00%Q2 2015Q2 202017
STRS OHIO 980.00%0.00%0.00%Q2 2015Q2 202017
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 980.00%0.00%0.00%Q2 2015Q2 202017
JPMORGAN CHASE & CO 17170.00%0.00%0.00%Q2 2016Q2 202017
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1610.00%0.00%0.00%Q3 2015Q3 202017
SANDERS MORRIS HARRIS LLC 17170.00%1.10%2.45%Q1 2016Q1 202017
GOLDMAN SACHS GROUP INC 1010.00%0.00%0.00%Q3 2014Q3 202016
DIMENSIONAL FUND ADVISORS LP 16160.00%0.00%0.00%Q4 2016Q3 202016
MEEDER ASSET MANAGEMENT INC 16160.00%0.00%0.01%Q3 2016Q2 202016
Citadel Advisors 410.00%0.00%0.00%Q2 2015Q3 202016
BRIDGEWAY CAPITAL MANAGEMENT, LLC 15150.00%0.01%0.02%Q3 2016Q1 202015
Invesco Ltd. 910.00%0.00%0.00%Q2 2015Q2 202015
ROYAL BANK OF CANADA 510.00%0.00%0.00%Q2 2015Q2 202015
Perceptive Advisors 14140.05%0.57%1.18%Q3 2014Q4 201714
ACADIAN ASSET MANAGEMENT LLC 1020.00%0.00%0.01%Q2 2015Q2 202014
BARCLAYS PLC 610.00%0.00%0.00%Q2 2015Q2 202014
Legal & General Group Plc 950.00%0.00%0.00%Q2 2016Q2 202014
Russell Investments Group, Ltd. 1040.00%0.00%0.01%Q4 2016Q3 202014
Connor, Clark & Lunn Investment Management Ltd. 14140.00%0.00%0.01%Q1 2017Q2 202014
D. E. Shaw & Co., Inc. 610.00%0.00%0.00%Q4 2015Q2 202014
Spark Investment Management LLC 710.01%0.06%0.20%Q3 2014Q3 201814
FMR LLC 13130.00%0.00%0.00%Q3 2014Q3 201713
TIAA CREF INVESTMENT MANAGEMENT LLC 940.00%0.00%0.00%Q2 2015Q1 201913
OXFORD ASSET MANAGEMENT LLP 810.01%0.02%0.03%Q4 2015Q4 201913
TEACHERS ADVISORS, LLC 840.00%0.00%0.00%Q2 2015Q1 201912
Squarepoint Ops LLC 430.00%0.01%0.01%Q1 2017Q1 202011
Man Group plc 11110.00%0.00%0.00%Q1 2018Q3 202011
JACOBS LEVY EQUITY MANAGEMENT, INC 810.00%0.01%0.03%Q4 2016Q2 202011
Investment Research & Advisory Group, Inc. 11110.37%1.59%2.50%Q4 2019Q2 202211
BANK OF MONTREAL /CAN/ 530.00%0.00%0.00%Q3 2015Q2 202011
RBF Capital, LLC 920.01%0.07%0.65%Q4 2017Q3 202011
AWM Investment Company, Inc. 11110.40%1.65%2.50%Q4 2014Q2 201711
PRELUDE CAPITAL MANAGEMENT, LLC 1010.00%0.01%0.01%Q2 2015Q2 202011
Fisher Asset Management, LLC 11110.00%0.00%0.00%Q3 2015Q1 201811
WESTWOOD MANAGEMENT CORP /IL/ 10100.02%0.03%0.04%Q1 2018Q2 202010
Numeric Investors LLC 640.00%0.03%0.06%Q1 2015Q4 201710
Park West Asset Management LLC 10100.17%0.29%0.68%Q2 2018Q3 202010
BlackRock Fund Advisors 10100.00%0.00%0.00%Q3 2014Q4 201610
MARSHALL WACE, LLP 730.00%0.03%0.08%Q2 2015Q4 201910
TWO SIGMA INVESTMENTS, LP 910.00%0.00%0.00%Q1 2017Q2 202010
BlackRock Group LTD 10100.00%0.00%0.00%Q3 2014Q4 201610
COMMONWEALTH EQUITY SERVICES, LLC 10100.00%0.00%0.00%Q1 2018Q2 202010
Cormorant Asset Management, LP 10100.38%0.91%1.61%Q1 2015Q2 201710
Allianz Asset Management GmbH 10100.00%0.00%0.00%Q1 2015Q2 201710
DSC Advisors, L.P. 10102.59%3.11%4.74%Q3 2014Q4 201610
Zurcher Kantonalbank (Zurich Cantonalbank) 10100.00%0.00%0.00%Q3 2017Q4 201910
BlackRock Investment Management, LLC 10100.00%0.00%0.00%Q3 2014Q4 201610
PANAGORA ASSET MANAGEMENT INC 410.00%0.00%0.00%Q1 2015Q2 201810
PRUDENTIAL FINANCIAL INC 640.00%0.00%0.00%Q3 2015Q4 201910
Ameritas Investment Partners, Inc. 910.00%0.00%0.00%Q1 2017Q2 202010
ALGERT GLOBAL LLC 730.03%0.08%0.29%Q4 2016Q4 201910
Walleye Trading LLC 310.00%0.00%0.01%Q3 2015Q3 202010
BLACKROCK ADVISORS LLC 10100.01%0.01%0.01%Q3 2014Q4 201610
BlackRock Institutional Trust Company, N.A. 10100.00%0.00%0.00%Q3 2014Q4 201610
FALCON POINT CAPITAL, LLC 990.08%0.34%0.92%Q2 2018Q2 20209
Granite Investment Partners, LLC 810.01%0.08%0.15%Q2 2015Q3 20199
ClariVest Asset Management LLC 630.00%0.01%0.02%Q1 2017Q2 20209
VOYA INVESTMENT MANAGEMENT LLC 990.00%0.00%0.00%Q2 2018Q2 20209
Creative Planning 810.00%0.00%0.00%Q3 2015Q2 20209
FEDERATED HERMES, INC. 990.00%0.00%0.00%Q1 2018Q1 20209
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 990.00%0.00%0.00%Q3 2018Q3 20209
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) 720.09%0.19%0.34%Q3 2014Q2 20199
TWO SIGMA ADVISERS, LP 990.00%0.00%0.01%Q2 2018Q2 20209
TFS CAPITAL LLC 720.02%0.15%0.31%Q1 2015Q2 20179
Nationwide Fund Advisors 880.00%0.00%0.00%Q2 2015Q1 20178
BOGLE INVESTMENT MANAGEMENT L P /DE/ 530.02%0.08%0.19%Q1 2015Q2 20208
Financial Architects, Inc 620.00%0.01%0.02%Q1 2015Q2 20178
THOMPSON DAVIS & CO., INC. 620.00%0.04%0.08%Q3 2014Q3 20188
C WorldWide Group Holding A/S 880.01%0.02%0.03%Q2 2017Q1 20198
STATE OF WISCONSIN INVESTMENT BOARD 880.00%0.00%0.00%Q4 2018Q3 20208
METROPOLITAN LIFE INSURANCE CO/NY 430.00%0.00%0.00%Q2 2015Q2 20207
EAM Investors, LLC 430.17%0.53%0.79%Q1 2015Q1 20207
Marshall Wace North America L.P. 610.00%0.01%0.01%Q1 2017Q3 20197
FARALLON CAPITAL MANAGEMENT LLC 660.01%0.02%0.04%Q2 2018Q3 20196
MACQUARIE GROUP LTD 660.00%0.00%0.00%Q3 2017Q4 20186
RK Capital 660.54%1.77%2.74%Q1 2019Q2 20206
PARAMETRIC PORTFOLIO ASSOCIATES LLC 420.00%0.00%0.00%Q3 2018Q2 20206
Chicago Partners Investment Group LLC 660.00%0.00%0.01%Q2 2017Q3 20186
BlackRock Japan Co. Ltd 660.00%0.00%0.00%Q3 2015Q4 20166
Nuveen Asset Management, LLC 660.00%0.00%0.00%Q2 2019Q3 20206
MUFG Americas Holdings Corp 510.00%0.00%0.00%Q4 2015Q4 20176
AQR Capital Management 420.00%0.00%0.01%Q4 2015Q2 20206
Shinko Asset Management Co., Ltd. 550.00%0.00%0.01%Q3 2015Q3 20165
ROYCE & ASSOCIATES LP 550.02%0.02%0.03%Q2 2019Q2 20205
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 410.00%0.00%0.00%Q3 2015Q4 20165
Eversept Partners, LP 550.09%0.12%0.15%Q1 2019Q1 20205
UBS ASSET MANAGEMENT AMERICAS INC 550.00%0.00%0.00%Q3 2016Q3 20175
Visium Asset Management, LP 550.08%0.10%0.14%Q1 2015Q1 20165
WASATCH ADVISORS LP 550.01%0.01%0.01%Q4 2015Q4 20165
LAZARD ASSET MANAGEMENT LLC 440.00%0.00%0.00%Q4 2019Q3 20204
WELLINGTON MANAGEMENT GROUP LLP 440.00%0.00%0.00%Q3 2015Q2 20164
Pinnacle Summer Investments, Inc. 220.04%0.23%0.34%Q3 2014Q4 20154
THOMPSON SIEGEL & WALMSLEY LLC 440.00%0.00%0.00%Q4 2019Q3 20204
PNC FINANCIAL SERVICES GROUP, INC. 440.00%0.00%0.00%Q3 2015Q2 20164
MetLife Investment Management, LLC 440.00%0.00%0.00%Q3 2019Q2 20204
I.G. INVESTMENT MANAGEMENT, LTD. 220.00%0.00%0.01%Q3 2016Q3 20174
GROUP ONE TRADING, L.P. 220.00%0.00%0.00%Q4 2015Q2 20204
Delta Investment Management, LLC 440.06%0.12%0.19%Q3 2019Q2 20204
AXA S.A. 440.00%0.00%0.00%Q4 2018Q3 20194
A.R.T. Advisors, LLC 110.01%0.01%0.02%Q1 2015Q4 20194
Nine Chapters Capital Management LLC 330.22%0.58%1.16%Q1 2017Q3 20173
Point72 Asset Management, L.P. 210.00%0.01%0.01%Q1 2019Q4 20193
Cutler Group LLC / CA 210.00%0.00%0.00%Q1 2019Q1 20203
EAM Global Investors LLC 330.80%0.86%0.92%Q3 2019Q1 20203
Independence Capital Asset Partners, LLC 330.45%1.14%1.61%Q1 2015Q3 20153
OBERWEIS ASSET MANAGEMENT INC/ 330.15%0.18%0.22%Q4 2019Q2 20203
SIMPLEX TRADING, LLC 110.00%0.00%0.00%Q1 2017Q3 20193
JANE STREET GROUP, LLC 210.00%0.00%0.00%Q4 2019Q3 20203
Jefferies Group LLC 330.00%0.00%0.00%Q2 2019Q4 20193
OSAIC HOLDINGS, INC. 330.00%0.00%0.00%Q1 2020Q3 20203
LADENBURG THALMANN FINANCIAL SERVICES INC. 330.00%0.00%0.00%Q3 2016Q1 20173
JANUS HENDERSON GROUP PLC 210.00%0.00%0.00%Q2 2019Q1 20203
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q2 2018Q1 20203
Telemark Asset Management, LLC 330.29%1.03%1.47%Q4 2019Q2 20203
HighMark Wealth Management LLC 330.01%0.01%0.01%Q1 2020Q3 20203
Hillsdale Investment Management Inc. 330.08%0.08%0.09%Q3 2019Q1 20203
Nicholas Investment Partners, LP 330.01%0.06%0.09%Q2 2015Q4 20153
SG Americas Securities, LLC 210.00%0.00%0.00%Q3 2016Q2 20203
ANALYTIC INVESTORS, LLC 330.00%0.00%0.00%Q4 2015Q2 20163
WFG Advisors, LP 330.00%0.00%0.00%Q1 2016Q3 20163
Acrospire Investment Management LLC 210.03%0.04%0.05%Q1 2016Q1 20173
Cubist Systematic Strategies, LLC 210.00%0.00%0.00%Q2 2018Q4 20193
ALLIANCEBERNSTEIN L.P. 220.00%0.00%0.00%Q1 2020Q2 20202
Walleye Capital LLC 110.02%0.03%0.04%Q3 2018Q1 20192
Rock Springs Capital Management LP 220.28%0.33%0.37%Q3 2014Q4 20142
COWEN AND COMPANY, LLC 110.01%0.01%0.01%Q3 2020Q3 20202
Weiss Asset Management LP 110.01%1.10%2.19%Q1 2019Q3 20202
CREDIT SUISSE AG/ 110.00%0.00%0.00%Q1 2015Q2 20172
BOOTHBAY FUND MANAGEMENT, LLC 220.01%0.01%0.01%Q1 2020Q2 20202
AJO, LP 220.00%0.01%0.01%Q2 2017Q3 20172
Baird Financial Group, Inc. 220.00%0.00%0.00%Q1 2020Q2 20202
LOS ANGELES CAPITAL MANAGEMENT LLC 220.00%0.00%0.01%Q1 2020Q2 20202
MANAGED ACCOUNT ADVISORS LLC 220.00%0.00%0.00%Q1 2015Q2 20152
First Light Asset Management, LLC 222.28%2.90%3.52%Q1 2020Q2 20202
Verition Fund Management LLC 110.02%0.04%0.06%Q3 2020Q3 20202
Orbimed Advisors 220.10%0.14%0.19%Q4 2019Q1 20202
GSA CAPITAL PARTNERS LLP 220.00%0.00%0.00%Q4 2017Q1 20182
Tarsadia Capital, LLC 220.23%0.60%0.97%Q1 2020Q2 20202
US BANCORP \DE\ 220.00%0.00%0.00%Q2 2020Q3 20202
Phoenix Investment Adviser LLC 220.02%0.05%0.07%Q4 2017Q1 20182
GLOBEFLEX CAPITAL L P 220.01%0.12%0.22%Q4 2016Q1 20172
APIS CAPITAL ADVISORS, LLC 221.21%1.53%1.85%Q2 2019Q3 20192
DUPONT CAPITAL MANAGEMENT CORP 220.00%0.01%0.01%Q4 2016Q1 20172
Alambic Investment Management, L.P. 220.15%0.17%0.19%Q2 2018Q3 20182
ELEMENT CAPITAL MANAGEMENT LLC 110.00%0.04%0.08%Q2 2017Q1 20182
Municipal Employees' Retirement System of Michigan 220.04%0.04%0.05%Q2 2017Q3 20172
Calamos Advisors LLC 220.01%0.01%0.02%Q4 2019Q1 20202
CADENCE CAPITAL MANAGEMENT LLC 220.15%0.16%0.18%Q1 2020Q2 20202
Virtu Financial LLC 110.00%0.02%0.04%Q4 2018Q4 20192
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q3 2015Q2 20172
ADAGE CAPITAL PARTNERS GP, L.L.C. 220.02%0.02%0.02%Q3 2014Q4 20142
BELLEVUE ASSET MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
Grantham, Mayo, Van Otterloo & Co. LLC 220.00%0.00%0.00%Q2 2019Q3 20192
RUSSELL FRANK CO/ 220.00%0.00%0.00%Q2 2015Q3 20152
SENZAR ASSET MANAGEMENT, LLC 110.20%0.20%0.20%Q1 2015Q1 20151
Integral Health Asset Management, LLC 110.33%0.33%0.33%Q1 2020Q1 20201
PIEDMONT INVESTMENT ADVISORS INC 110.00%0.00%0.00%Q2 2018Q2 20181
Mint Tower Capital Management B.V. 110.02%0.02%0.02%Q3 2020Q3 20201
DELTEC ASSET MANAGEMENT LLC 110.11%0.11%0.11%Q3 2020Q3 20201
ExodusPoint Capital Management, LP 110.00%0.00%0.00%Q4 2019Q4 20191
Westchester Capital Management, LLC 110.38%0.38%0.38%Q3 2020Q3 20201
Granite Point Capital Management, L.P. 110.12%0.12%0.12%Q2 2018Q2 20181
CSS LLC/IL 110.02%0.02%0.02%Q3 2020Q3 20201
MACKENZIE FINANCIAL CORP 110.00%0.00%0.00%Q4 2017Q4 20171
PDT Partners, LLC 110.01%0.01%0.01%Q2 2016Q2 20161
BlueCrest Capital Management Ltd 110.00%0.00%0.00%Q1 2018Q1 20181
HRT FINANCIAL LP 110.01%0.01%0.01%Q1 2020Q1 20201
HIGHLAND CAPITAL MANAGEMENT LP 110.13%0.13%0.13%Q3 2015Q3 20151
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q4 2019Q4 20191
Newtyn Management, LLC 1113.90%13.90%13.90%Q3 2020Q3 20201
Hilltop Holdings Inc. 110.03%0.03%0.03%Q2 2018Q2 20181
Polar Asset Management Partners Inc. 110.09%0.09%0.09%Q3 2020Q3 20201
Camber Capital Management LP 112.07%2.07%2.07%Q4 2014Q4 20141
FLAGSHIP HARBOR ADVISORS, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
WEDGE CAPITAL MANAGEMENT L L P/NC 110.00%0.00%0.00%Q4 2016Q4 20161
Jump Trading, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
UBS OCONNOR LLC 110.00%0.00%0.00%Q4 2015Q4 20151
FORA Capital, LLC 110.04%0.04%0.04%Q3 2020Q3 20201
MARXE AUSTIN W & GREENHOUSE DAVID M 111.00%1.00%1.00%Q3 2014Q3 20141
Leap Investments LP 110.16%0.16%0.16%Q4 2019Q4 20191
JBF Capital, Inc. 110.02%0.02%0.02%Q3 2020Q3 20201
SMITH ASSET MANAGEMENT GROUP LP 110.02%0.02%0.02%Q3 2015Q3 20151
Schonfeld Strategic Advisors LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Qube Research & Technologies Ltd 110.03%0.03%0.03%Q3 2020Q3 20201
Emerald Acquisition Ltd. 110.00%0.00%0.00%Q3 2016Q3 20161
Pentwater Capital Management LP 110.12%0.12%0.12%Q3 2020Q3 20201
Yakira Capital Management, Inc. 110.92%0.92%0.92%Q3 2020Q3 20201
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
WATER ISLAND CAPITAL LLC 111.38%1.38%1.38%Q3 2020Q3 20201
ZACKS INVESTMENT MANAGEMENT 110.01%0.01%0.01%Q4 2019Q4 20191
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2015Q3 20151
Ikarian Capital, LLC 110.04%0.04%0.04%Q1 2020Q1 20201
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 110.00%0.00%0.00%Q4 2015Q4 20151
LMR Partners LLP 110.02%0.02%0.02%Q2 2017Q2 20171
Matarin Capital Management, LLC 110.04%0.04%0.04%Q3 2015Q3 20151
HAP Trading, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
RAYMOND JAMES & ASSOCIATES 110.00%0.00%0.00%Q2 2015Q2 20151
CIBC Private Wealth Group, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Convergence Investment Partners, LLC 110.06%0.06%0.06%Q3 2015Q3 20151
SYQUANT CAPITAL SAS 110.38%0.38%0.38%Q3 2020Q3 20201
Polar Capital LLP 110.01%0.01%0.01%Q1 2020Q1 20201
MARSHALL WACE ASIA Ltd 110.01%0.01%0.01%Q1 2017Q1 20171
Paloma Partners Management Co 110.00%0.00%0.00%Q2 2017Q2 20171
ALPINE ASSOCIATES MANAGEMENT INC. 111.74%1.74%1.74%Q3 2020Q3 20201
Wealthcare Advisory Partners LLC 110.02%0.02%0.02%Q2 2018Q2 20181
HARVEST MANAGEMENT LLC 110.66%0.66%0.66%Q3 2020Q3 20201
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 110.00%0.00%0.00%Q2 2020Q2 20201
Alpine Global Management, LLC 110.18%0.18%0.18%Q3 2020Q3 20201
External links

This page lists all the filers that currently own PFENEX INC or have owned PFENEX INC in the past.