CAPITAL SOUTHWEST CORP shareholder history

Current and past CAPITAL SOUTHWEST CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Zuckerman Investment Group, LLC 51511.71%6.33%16.03%Q1 2011Q3 202351
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2010.00%0.00%0.00%Q2 2013Q3 202346
Citadel Advisors 1210.00%0.00%0.00%Q1 2014Q3 202343
GRACE & WHITE INC /NY 42420.41%0.67%1.45%Q2 2013Q3 202342
FIRST MANHATTAN CO. LLC. 42420.03%0.09%0.29%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
SEGALL BRYANT & HAMILL, LLC 27130.00%0.01%0.02%Q1 2013Q3 202340
Advisors Asset Management, Inc. 26110.00%0.04%0.10%Q2 2013Q3 202337
Tower Research Capital LLC (TRC) 1320.00%0.00%0.01%Q2 2013Q3 202336
BANK OF AMERICA CORP /DE/ 2410.00%0.00%0.00%Q2 2013Q3 202336
UBS Group AG 36360.00%0.00%0.01%Q4 2014Q3 202336
ROYAL BANK OF CANADA 2610.00%0.00%0.00%Q2 2013Q3 202335
Cambridge Investment Research Advisors, Inc. 2960.00%0.01%0.02%Q1 2014Q3 202335
GEODE CAPITAL MANAGEMENT, LLC 1520.00%0.00%0.00%Q2 2013Q3 202334
BROWN ADVISORY INC 33330.00%0.00%0.00%Q3 2015Q3 202333
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 32320.62%1.78%2.92%Q4 2015Q3 202332
JPMORGAN CHASE & CO 2120.00%0.00%0.00%Q2 2013Q3 202331
ADVISORY RESEARCH INC 21100.02%0.11%0.36%Q2 2013Q3 202331
WEDBUSH SECURITIES INC 30300.02%0.06%0.16%Q2 2013Q3 202030
Ariel Investments 30300.01%0.10%0.24%Q4 2013Q1 202130
TWO SIGMA INVESTMENTS, LP 1720.00%0.01%0.02%Q2 2013Q3 202330
AMERIPRISE FINANCIAL INC 16110.00%0.00%0.00%Q2 2013Q3 202327
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.01%0.01%Q2 2013Q4 201927
BARD ASSOCIATES INC 26260.12%0.16%0.22%Q2 2017Q3 202326
B. Riley Wealth Advisors, Inc. 24240.03%0.09%0.24%Q4 2017Q3 202324
River Road Asset Management, LLC 24240.19%0.33%0.52%Q2 2013Q1 201924
MILLENNIUM MANAGEMENT LLC 1030.00%0.00%0.01%Q2 2014Q2 202324
BlackRock Inc. 1940.00%0.00%0.00%Q2 2013Q3 202323
PEAK6 Investments LLC 730.00%0.00%0.00%Q1 2021Q3 202323
OLD SECOND NATIONAL BANK OF AURORA 22220.00%0.01%0.01%Q1 2014Q2 201922
PNC FINANCIAL SERVICES GROUP, INC. 1520.00%0.00%0.00%Q2 2013Q3 202322
THIRD AVENUE MANAGEMENT LLC 22220.07%0.13%0.19%Q2 2013Q3 201822
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
SANDERS MORRIS HARRIS LLC 21210.01%3.97%9.34%Q3 2018Q3 202321
PANAGORA ASSET MANAGEMENT INC 21210.00%0.00%0.01%Q2 2013Q2 201821
CONFLUENCE INVESTMENT MANAGEMENT LLC 20200.02%0.03%0.04%Q4 2018Q3 202320
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1460.00%0.00%0.00%Q2 2013Q2 201820
Moerus Capital Management LLC 20200.55%0.95%1.58%Q4 2018Q3 202320
TWO SIGMA ADVISERS, LP 1820.00%0.01%0.02%Q4 2014Q3 202320
Moab Capital Partners 20202.11%8.84%24.49%Q1 2015Q4 201920
BENJAMIN F. EDWARDS & COMPANY, INC. 20200.00%0.00%0.00%Q3 2018Q2 202320
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.00%Q3 2018Q3 202320
Steinberg Global Asset Management 1910.04%0.08%0.14%Q2 2013Q1 201920
NORTHERN TRUST CORP 1010.00%0.00%0.00%Q2 2013Q3 202320
D. E. Shaw & Co., Inc. 1030.00%0.00%0.00%Q2 2014Q2 202219
CITIGROUP INC 1110.00%0.00%0.00%Q2 2013Q2 202319
HORIZON KINETICS ASSET MANAGEMENT LLC 19190.01%0.01%0.01%Q1 2019Q3 202319
DEUTSCHE BANK AG\ 820.00%0.00%0.01%Q3 2013Q3 202218
TCI Wealth Advisors, Inc. 1620.01%0.01%0.02%Q1 2014Q4 202118
GOLDMAN SACHS GROUP INC 1010.00%0.00%0.00%Q1 2012Q3 202218
VAN ECK ASSOCIATES CORP 1610.00%0.02%0.03%Q3 2015Q3 202318
Virtus ETF Advisers LLC 18180.11%0.30%0.77%Q2 2019Q3 202318
Legal & General Group Plc 18180.00%0.00%0.00%Q2 2019Q3 202318
Invesco Ltd. 1210.00%0.00%0.00%Q2 2013Q3 202317
Horizon Kinetics 17170.00%0.01%0.02%Q4 2014Q4 201817
US BANCORP \DE\ 16160.00%0.00%0.00%Q4 2019Q3 202316
RAYMOND JAMES & ASSOCIATES 1010.00%0.00%0.01%Q1 2018Q3 202316
Sound Income Strategies, LLC 16160.00%0.75%1.46%Q4 2019Q3 202316
LPL Financial LLC 16160.00%0.00%0.00%Q4 2019Q3 202316
GREAT WEST LIFE ASSURANCE CO /CAN/ 16160.00%0.00%0.00%Q4 2019Q3 202316
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
BlackRock Group LTD 15150.00%0.00%0.00%Q2 2013Q4 201615
Nationwide Fund Advisors 15150.00%0.00%0.00%Q2 2013Q4 201615
TCTC Holdings, LLC 14140.00%0.00%0.00%Q2 2020Q3 202314
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 710.06%0.14%0.26%Q1 2014Q1 202213
SIGNATUREFD, LLC 1210.00%0.00%0.00%Q3 2018Q3 202313
Csenge Advisory Group 13130.02%0.04%0.06%Q3 2019Q3 202213
Patriot Financial Group Insurance Agency, LLC 13130.00%0.00%0.01%Q2 2019Q2 202213
Mariner, LLC 1210.00%0.00%0.00%Q1 2020Q3 202313
Hilltop Holdings Inc. 12120.09%0.19%0.30%Q1 2018Q4 202012
ENVESTNET ASSET MANAGEMENT INC 12120.00%0.00%0.00%Q4 2020Q3 202312
ENTERPRISE FINANCIAL SERVICES CORP 1020.00%0.03%0.05%Q2 2013Q2 202112
Weather Gauge Advisory, LLC 12120.19%0.27%0.35%Q4 2018Q3 202112
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 610.00%0.00%0.00%Q2 2013Q1 202112
TECTONIC ADVISORS LLC 12120.17%0.31%0.53%Q4 2020Q3 202312
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 12120.00%0.01%0.01%Q3 2018Q2 202112
COMMONWEALTH EQUITY SERVICES, LLC 12120.00%0.00%0.00%Q4 2020Q3 202312
ROOSEVELT INVESTMENT GROUP LLC 12120.02%0.03%0.04%Q4 2019Q3 202212
GSA CAPITAL PARTNERS LLP 810.01%0.05%0.11%Q1 2015Q1 202312
1900 WEALTH MANAGEMENT LLC 11110.03%0.04%0.04%Q1 2021Q3 202311
Hennion & Walsh Asset Management, Inc. 11110.15%0.18%0.27%Q1 2021Q3 202311
Sumitomo Mitsui DS Asset Management Company, Ltd 830.01%0.03%0.07%Q4 2013Q1 201911
BARCLAYS PLC 410.00%0.00%0.00%Q2 2013Q1 202211
TOTH FINANCIAL ADVISORY CORP 650.00%0.00%0.00%Q2 2019Q3 202311
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 910.00%0.00%0.00%Q1 2016Q4 202111
CENTAURUS FINANCIAL, INC. 610.02%0.03%0.06%Q1 2018Q1 202111
Kestra Advisory Services, LLC 11110.00%0.01%0.01%Q1 2021Q3 202311
Clover Partners, L.P. 11113.57%7.19%15.81%Q1 2015Q3 201711
TUDOR INVESTMENT CORP ET AL 11110.00%0.00%0.01%Q4 2015Q2 201811
Russell Investments Group, Ltd. 510.00%0.00%0.00%Q4 2016Q4 202011
Mirae Asset Global Investments Co., Ltd. 10100.00%0.00%0.00%Q2 2021Q3 202310
Legacy Capital Wealth Partners, LLC 710.33%0.52%1.03%Q4 2020Q3 202310
Greenwich Investment Management, Inc. 10100.20%0.31%0.39%Q1 2018Q2 202010
NEW YORK STATE COMMON RETIREMENT FUND 10100.00%0.00%0.00%Q2 2016Q3 201810
PRUDENTIAL FINANCIAL INC 10100.00%0.00%0.00%Q2 2016Q3 201810
KENNEDY CAPITAL MANAGEMENT LLC 820.00%0.07%0.14%Q3 2014Q4 201810
Cove Street Capital, LLC 10100.03%0.12%0.21%Q3 2016Q4 201810
All Season Financial Advisors, Inc. 10100.25%0.41%0.68%Q2 2021Q3 202310
GROUP ONE TRADING, L.P. 10100.00%0.00%0.00%Q2 2021Q3 202310
BANK OF MONTREAL /CAN/ 510.00%0.00%0.01%Q2 2013Q2 202210
Quadrature Capital Ltd 640.01%0.04%0.12%Q4 2020Q3 202310
Tradition Wealth Management, LLC 10100.00%0.00%0.00%Q2 2021Q3 202310
SIMPLEX TRADING, LLC 310.00%0.00%0.00%Q1 2020Q3 20239
COLONY GROUP LLC 610.00%0.01%0.01%Q2 2019Q3 20239
MCKINLEY CAPITAL MANAGEMENT LLC 990.14%0.27%0.39%Q3 2021Q3 20239
BNP PARIBAS FINANCIAL MARKETS 510.00%0.00%0.00%Q4 2013Q2 20239
Highmount Capital, LLC 990.12%0.14%0.19%Q2 2013Q2 20159
ALLIANCEBERNSTEIN L.P. 410.00%0.00%0.00%Q2 2013Q3 20229
ARES MANAGEMENT LLC 810.02%0.13%0.41%Q3 2018Q4 20219
HARRIS ASSOCIATES L P 880.00%0.00%0.00%Q2 2013Q1 20158
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 880.00%0.00%0.00%Q3 2021Q2 20238
MARSHALL WACE, LLP 610.00%0.01%0.02%Q2 2019Q4 20228
MACKENZIE FINANCIAL CORP 440.00%0.00%0.00%Q4 2016Q4 20218
SILVER CAPITAL MANAGEMENT LLC 882.43%2.91%3.44%Q2 2016Q1 20188
Sunbelt Securities, Inc. 880.04%0.05%0.06%Q4 2021Q3 20238
Bares Capital Management 880.08%0.11%0.17%Q1 2013Q4 20148
American Portfolios Advisors 880.00%0.00%0.00%Q1 2019Q4 20208
TOMPKINS FINANCIAL CORP 880.00%0.00%0.00%Q1 2022Q4 20238
Washington Trust Advisors, Inc. 880.01%0.01%0.01%Q4 2021Q3 20238
Cutler Group LLC / CA 660.00%0.00%0.00%Q2 2016Q3 20178
Creative Planning 610.00%0.00%0.01%Q4 2016Q1 20218
Geneos Wealth Management Inc. 880.00%0.00%0.01%Q3 2020Q2 20228
COMERICA BANK 710.00%0.05%0.08%Q1 2014Q3 20238
STATE STREET CORP 530.00%0.00%0.00%Q2 2013Q3 20158
Weaver C. Barksdale & Associates, Inc. 880.00%0.00%0.01%Q2 2013Q1 20158
Raymond James Financial Services Advisors, Inc. 520.00%0.00%0.00%Q4 2021Q3 20237
Evercore Trust Company, N.A. 770.03%0.04%0.06%Q4 2015Q2 20177
Fisher Asset Management, LLC 770.00%0.00%0.00%Q2 2013Q4 20147
Lake Point Wealth Management 320.00%0.00%0.00%Q4 2018Q3 20217
SCHRODER INVESTMENT MANAGEMENT GROUP 770.01%0.01%0.03%Q2 2013Q4 20147
Quantbot Technologies LP 520.00%0.02%0.04%Q4 2021Q3 20237
J.P. Morgan Private Wealth Advisors LLC 770.00%0.00%0.01%Q1 2022Q3 20237
Cetera Investment Advisers 770.00%0.01%0.01%Q1 2022Q3 20237
Good Life Advisors, LLC 770.03%0.03%0.04%Q1 2022Q3 20237
FineMark National Bank & Trust 770.00%0.00%0.00%Q1 2014Q3 20157
DIMENSIONAL FUND ADVISORS LP 660.02%0.02%0.03%Q2 2013Q3 20146
Private Advisor Group, LLC 510.00%0.00%0.00%Q2 2020Q4 20226
RUSSELL FRANK CO/ 310.00%0.00%0.00%Q2 2013Q1 20166
Hodges Capital Management Inc. 420.01%0.05%0.17%Q3 2014Q3 20236
Connor, Clark & Lunn Investment Management Ltd. 420.00%0.00%0.01%Q1 2019Q3 20236
Advisor Group, Inc. 660.00%0.01%0.02%Q3 2018Q4 20196
Capital Analysts, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Zebra Capital Management LLC 660.34%0.50%0.57%Q4 2013Q1 20156
BRIDGEWAY CAPITAL MANAGEMENT, LLC 660.04%0.04%0.05%Q2 2013Q3 20146
EVERETT HARRIS & CO /CA/ 660.01%0.02%0.02%Q4 2014Q1 20166
New England Private Wealth Advisors LLC 660.06%0.06%0.06%Q2 2018Q3 20196
PineBridge Investments, L.P. 660.00%0.00%0.00%Q4 2014Q1 20166
Trexquant Investment LP 410.01%0.02%0.02%Q4 2019Q3 20226
Aperio Group, LLC 510.00%0.00%0.00%Q3 2014Q2 20196
UBS AG 660.01%0.01%0.01%Q2 2013Q3 20146
PRICE T ROWE ASSOCIATES INC /MD/ 660.00%0.00%0.00%Q2 2013Q3 20146
JBF Capital, Inc. 420.01%0.02%0.05%Q3 2015Q2 20176
Jump Financial, LLC 410.01%0.02%0.03%Q2 2021Q2 20236
Cornerstone Wealth Management, LLC 320.03%0.05%0.07%Q2 2022Q3 20235
CREDIT SUISSE AG/ 310.00%0.00%0.00%Q4 2013Q1 20165
Dynamic Technology Lab Private Ltd 110.02%0.05%0.12%Q1 2015Q4 20225
BlackRock Institutional Trust Company, N.A. 550.00%0.00%0.00%Q2 2013Q2 20145
WOLVERINE TRADING, LLC 210.00%0.00%0.00%Q1 2020Q3 20215
Mraz, Amerine & Associates, Inc. 550.10%0.20%0.26%Q3 2022Q3 20235
Parallel Advisors, LLC 410.00%0.00%0.00%Q4 2021Q3 20235
Rockbridge Investment Management, LCC 550.00%0.00%0.00%Q4 2020Q4 20215
Vectors Research Management, LLC 550.00%0.01%0.01%Q4 2018Q4 20195
Cavalier Investments, LLC 550.29%0.69%0.91%Q4 2018Q4 20195
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 550.01%0.01%0.01%Q3 2022Q3 20235
Squarepoint Ops LLC 310.00%0.00%0.01%Q2 2019Q2 20235
OXFORD ASSET MANAGEMENT LLP 410.01%0.01%0.03%Q4 2017Q3 20195
Artisan Partners Limited Partnership 550.00%0.01%0.02%Q1 2015Q1 20165
Red Rocks Capital LLC 550.52%4.06%6.38%Q4 2013Q4 20145
Allworth Financial LP 550.00%0.00%0.00%Q1 2021Q1 20225
Princeton Global Asset Management LLC 550.02%0.03%0.04%Q4 2018Q4 20195
HRT FINANCIAL LP 550.00%0.00%0.01%Q1 2021Q1 20225
NAVELLIER & ASSOCIATES INC 550.20%0.44%0.61%Q4 2018Q4 20195
FNY Investment Advisers, LLC 410.00%0.02%0.04%Q2 2018Q3 20215
FMR LLC 110.00%0.00%0.00%Q1 2020Q1 20235
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 550.00%0.00%0.00%Q1 2013Q1 20145
LAZARD ASSET MANAGEMENT LLC 440.02%0.02%0.02%Q4 2014Q3 20154
RHUMBLINE ADVISERS 440.00%0.00%0.00%Q2 2013Q1 20144
MACQUARIE GROUP LTD 440.00%0.00%0.00%Q1 2018Q4 20184
VANGUARD GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
TEACHERS ADVISORS, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
WASHINGTON TRUST Co 440.00%0.00%0.00%Q4 2020Q3 20214
Hillsdale Investment Management Inc. 210.01%0.04%0.08%Q3 2013Q4 20184
KAYNE ANDERSON CAPITAL ADVISORS LP 440.01%0.01%0.01%Q2 2016Q1 20174
HOLLENCREST CAPITAL MANAGEMENT 440.01%0.01%0.01%Q4 2022Q3 20234
BALDWIN BROTHERS LLC/MA 440.01%0.01%0.01%Q3 2016Q2 20174
Allianz Asset Management GmbH 440.00%0.00%0.00%Q4 2013Q3 20144
Clear Harbor Asset Management, LLC 310.04%0.04%0.04%Q4 2015Q4 20164
GraniteShares Advisors LLC 440.50%1.27%1.82%Q4 2022Q3 20234
SMH CAPITAL ADVISORS INC 440.45%0.98%1.85%Q4 2022Q3 20234
Corient Private Wealth LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Focused Wealth Management, Inc 440.00%0.00%0.00%Q4 2022Q3 20234
Aquatic Capital Management LLC 220.00%0.01%0.02%Q2 2022Q3 20234
TEACHER RETIREMENT SYSTEM OF TEXAS 440.00%0.00%0.00%Q2 2013Q1 20144
WESTPAC BANKING CORP 310.00%0.01%0.02%Q2 2013Q4 20144
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Swiss National Bank 440.00%0.00%0.00%Q2 2013Q1 20144
Bank of New York Mellon Corp 440.00%0.00%0.00%Q2 2013Q1 20144
MSI Financial Services Inc 440.00%0.00%0.00%Q4 2015Q3 20164
Core Wealth Partners LLC 440.21%0.22%0.24%Q4 2022Q3 20234
Boston Partners 310.01%0.01%0.02%Q2 2013Q4 20144
Virtu Financial LLC 110.02%0.04%0.06%Q2 2020Q2 20224
WHITTIER TRUST CO 440.02%0.02%0.02%Q4 2015Q3 20164
AMP Capital Investors Ltd 310.00%0.00%0.01%Q2 2013Q4 20144
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 440.00%0.00%0.00%Q2 2013Q1 20144
Greywolf Capital Management LP 440.39%1.60%3.46%Q2 2015Q1 20164
STRS OHIO 440.00%0.00%0.00%Q2 2013Q1 20144
OPPENHEIMER & CO INC 220.00%0.01%0.02%Q2 2021Q3 20234
Belpointe Asset Management LLC 220.00%0.02%0.06%Q3 2019Q1 20234
DELTA ASSET MANAGEMENT LLC/TN 440.00%0.00%0.00%Q4 2022Q3 20234
BlackRock Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
METROPOLITAN LIFE INSURANCE CO/NY 440.00%0.01%0.01%Q2 2013Q1 20144
CAMBRIDGE TRUST CO 440.00%0.00%0.00%Q4 2021Q3 20224
BRASADA CAPITAL MANAGEMENT, LP 440.47%0.49%0.52%Q1 2019Q4 20194
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Bandera Partners LLC 440.65%2.39%3.09%Q1 2015Q4 20154
CALDWELL SUTTER CAPITAL, INC. 440.45%0.55%0.64%Q4 2022Q3 20234
Sterling Capital Management LLC 220.00%0.00%0.01%Q2 2013Q3 20144
TFS CAPITAL LLC 310.01%0.04%0.07%Q3 2013Q2 20174
AMERICAN INTERNATIONAL GROUP, INC. 440.00%0.00%0.00%Q2 2013Q1 20144
Cannell Capital 440.04%0.22%0.33%Q1 2015Q4 20154
TIAA CREF INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
BLACKROCK ADVISORS LLC 440.00%0.00%0.00%Q2 2013Q1 20144
QUADRANT CAPITAL GROUP LLC 210.00%0.00%0.00%Q2 2022Q3 20234
BlackRock Investment Management, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Schonfeld Strategic Advisors LLC 210.00%0.00%0.01%Q4 2019Q4 20224
NISA INVESTMENT ADVISORS, LLC 210.00%0.00%0.00%Q4 2019Q1 20213
PUTNAM INVESTMENTS LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Cubist Systematic Strategies, LLC 110.00%0.00%0.01%Q4 2019Q2 20233
PDT Partners, LLC 210.01%0.02%0.04%Q2 2014Q1 20153
ExodusPoint Capital Management, LP 110.00%0.01%0.01%Q4 2019Q2 20213
CWM, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
BANQUE PICTET & CIE SA 330.00%0.00%0.00%Q2 2022Q4 20223
ISZO CAPITAL MANAGEMENT LP 337.50%11.31%13.70%Q1 2015Q3 20153
BIVIN & ASSOCIATES, INC. 330.00%0.00%0.00%Q4 2021Q2 20223
LEVIN CAPITAL STRATEGIES, L.P. 330.01%0.02%0.02%Q4 2014Q2 20153
Golden Green, Inc. 332.05%2.51%2.88%Q1 2023Q3 20233
Radcliffe Capital Management, L.P. 330.07%0.12%0.16%Q1 2020Q3 20203
MUFG Americas Holdings Corp 330.00%0.00%0.00%Q2 2013Q4 20133
EAGLE GLOBAL ADVISORS LLC 330.01%0.01%0.01%Q4 2018Q2 20193
Atria Wealth Solutions, Inc. 330.00%0.00%0.01%Q1 2023Q3 20233
Pictet North America Advisors SA 330.05%0.05%0.06%Q2 2022Q4 20223
Valeo Financial Advisors, LLC 330.00%0.00%0.00%Q2 2019Q4 20193
Johnson Financial Group, Inc. 330.00%0.00%0.00%Q3 2022Q1 20233
BEACONLIGHT CAPITAL, LLC 331.35%1.64%1.90%Q1 2015Q3 20153
Centric Wealth Management 210.09%0.22%0.34%Q2 2020Q1 20213
Advisory Services Network, LLC 330.02%0.02%0.02%Q4 2020Q2 20213
First Dallas Securities Inc. 330.17%0.22%0.25%Q4 2022Q2 20233
RAYMOND JAMES TRUST N.A. 330.01%0.01%0.01%Q1 2023Q3 20233
AIGEN INVESTMENT MANAGEMENT, LP 330.02%0.02%0.03%Q2 2020Q4 20203
ProShare Advisors LLC 210.01%0.01%0.01%Q2 2013Q1 20143
GUGGENHEIM CAPITAL LLC 210.00%0.00%0.00%Q4 2021Q3 20233
Quantamental Technologies LLC 110.01%0.01%0.01%Q4 2018Q3 20192
FIRST FINANCIAL CORP /IN/ 220.00%0.00%0.00%Q1 2020Q2 20202
CIBC Private Wealth Group, LLC 220.00%0.00%0.00%Q1 2022Q2 20222
Ahrens Investment Partners LLC 110.01%0.01%0.01%Q4 2021Q1 20232
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q2 2021Q2 20222
SILVERBACK ASSET MANAGEMENT LLC 220.07%0.08%0.08%Q3 2015Q4 20152
DIALECTIC CAPITAL MANAGEMENT, LP 220.40%0.61%0.82%Q4 2015Q1 20162
Smithfield Trust Co 220.00%0.00%0.00%Q3 2020Q4 20202
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q1 2016Q1 20162
CULLEN/FROST BANKERS, INC. 110.00%0.00%0.00%Q4 2019Q2 20202
Marshall Wace North America L.P. 110.00%0.00%0.00%Q4 2019Q2 20212
Qube Research & Technologies Ltd 220.00%0.00%0.00%Q4 2022Q1 20232
Sumitomo Mitsui Trust Holdings, Inc. 220.00%0.00%0.00%Q2 2023Q3 20232
Ridgewood Investments LLC 220.01%0.01%0.01%Q1 2023Q2 20232
PRELUDE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q1 2017Q2 20172
IFP Advisors, Inc 220.00%0.00%0.00%Q2 2017Q3 20172
Ground Swell Capital, LLC 220.01%0.03%0.06%Q2 2014Q3 20142
Apollon Wealth Management, LLC 220.02%0.02%0.02%Q2 2023Q3 20232
Virtu KCG Holdings LLC 220.00%0.01%0.01%Q4 2014Q1 20152
EMERALD MUTUAL FUND ADVISERS TRUST 220.04%0.04%0.04%Q1 2023Q2 20232
CreativeOne Wealth, LLC 220.01%0.01%0.02%Q2 2023Q3 20232
Wallace Capital Management Inc. 220.11%0.48%0.84%Q2 2013Q3 20132
STIFEL FINANCIAL CORP 220.00%0.00%0.00%Q1 2023Q2 20232
1ST SOURCE BANK 220.12%0.12%0.12%Q2 2015Q3 20152
BlackRock Japan Co. Ltd 220.00%0.00%0.00%Q2 2013Q3 20132
LMR Partners LLP 220.04%0.08%0.12%Q2 2014Q3 20142
D'Orazio & Associates, Inc. 220.01%0.01%0.01%Q2 2021Q3 20212
TUCKER ASSET MANAGEMENT LLC 110.00%0.01%0.01%Q2 2022Q2 20232
REDMONT WEALTH ADVISORS LLC 221.54%2.29%3.04%Q2 2023Q3 20232
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q1 20202
ADVANTAGE INVESTMENT MANAGEMENT, LLC 220.02%0.08%0.14%Q2 2019Q3 20192
Muzinich & Co., Inc. 220.29%0.40%0.52%Q2 2023Q3 20232
Centaur Capital 222.51%3.50%4.48%Q3 2014Q4 20142
DENVER INVESTMENT ADVISORS LLC 220.01%0.01%0.01%Q1 2015Q2 20152
Emerald Acquisition Ltd. 220.00%0.00%0.00%Q2 2016Q3 20162
FIRST NATIONAL CORP /MA/ /ADV 220.05%0.05%0.05%Q4 2018Q1 20192
Total Clarity Wealth Management, Inc. 220.03%0.03%0.04%Q3 2021Q4 20212
Beacon Capital Management, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
SeaBridge Investment Advisors LLC 220.01%0.01%0.01%Q1 2017Q2 20172
Jefferies Group LLC 110.00%0.00%0.00%Q2 2014Q2 20152
PALISADE CAPITAL MANAGEMENT, LP 110.01%0.01%0.01%Q3 2013Q3 20131
SII INVESTMENTS INC/WI 110.02%0.02%0.02%Q2 2016Q2 20161
My Personal CFO, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
NORGES BANK 110.00%0.00%0.00%Q2 2021Q2 20211
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 110.01%0.01%0.01%Q1 2022Q1 20221
Soros Fund Management 110.00%0.00%0.00%Q2 2014Q2 20141
AJO, LP 110.01%0.01%0.01%Q4 2018Q4 20181
Elmwood Wealth Management, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
SEI INVESTMENTS CO 110.00%0.00%0.00%Q2 2017Q2 20171
VAUGHAN DAVID INVESTMENTS LLC/IL 110.01%0.01%0.01%Q1 2016Q1 20161
Cetera Advisors LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Grantham, Mayo, Van Otterloo & Co. LLC 110.01%0.01%0.01%Q1 2019Q1 20191
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q2 2014Q2 20141
Joel Isaacson & Co., LLC 110.00%0.00%0.00%Q4 2016Q4 20161
DALTON GREINER HARTMAN MAHER & CO 110.03%0.03%0.03%Q3 2019Q3 20191
Vigilant Capital Management, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Venturi Wealth Management, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Johnson Midwest Financial, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Quarry LP 110.01%0.01%0.01%Q4 2022Q4 20221
Winslow, Evans & Crocker, Inc. 110.01%0.01%0.01%Q4 2020Q4 20201
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Beacon Pointe Advisors, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Atom Investors LP 110.00%0.00%0.00%Q1 2020Q1 20201
CANADA PENSION PLAN INVESTMENT BOARD 110.00%0.00%0.00%Q1 2019Q1 20191
NEXPOINT ASSET MANAGEMENT, L.P. 110.04%0.04%0.04%Q4 2021Q4 20211
OPPENHEIMER ASSET MANAGEMENT INC. 110.00%0.00%0.00%Q3 2017Q3 20171
HBK INVESTMENTS L P 110.00%0.00%0.00%Q2 2015Q2 20151
Anson Funds Management LP 113.06%3.06%3.06%Q4 2015Q4 20151
WESTWOOD HOLDINGS GROUP INC 110.00%0.00%0.00%Q2 2017Q2 20171
Claraphi Advisory Network, LLC 110.01%0.01%0.01%Q1 2020Q1 20201
Capital Asset Advisory Services LLC 110.03%0.03%0.03%Q4 2021Q4 20211
Neuberger Berman Group LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Inspire Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
IFG Advisory, LLC 110.03%0.03%0.03%Q1 2022Q1 20221
SOUTH TEXAS MONEY MANAGEMENT LTD 110.01%0.01%0.01%Q3 2019Q3 20191
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 110.06%0.06%0.06%Q2 2015Q2 20151
Farther Finance Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Red Door Wealth Management, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
MADDEN SECURITIES Corp 110.01%0.01%0.01%Q4 2022Q4 20221
Gemmer Asset Management LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Newtyn Management, LLC 113.46%3.46%3.46%Q3 2015Q3 20151
Blue Clay Capital Management, LLC 110.33%0.33%0.33%Q3 2016Q3 20161
Farmer Steven Patrick 110.03%0.03%0.03%Q2 2022Q2 20221
Lindbrook Capital, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Allred Capital Management, LLC 110.03%0.03%0.03%Q4 2019Q4 20191
DELPHI MANAGEMENT INC /MA/ 110.68%0.68%0.68%Q1 2021Q1 20211
AQR Capital Management 110.00%0.00%0.00%Q1 2015Q1 20151
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 110.02%0.02%0.02%Q2 2014Q2 20141
CASTLE WEALTH MANAGEMENT LLC 110.01%0.01%0.01%Q3 2022Q3 20221
BlueCrest Capital Management LLP 110.03%0.03%0.03%Q2 2014Q2 20141
Mechanics Bank Trust Department 110.00%0.00%0.00%Q3 2019Q3 20191
DUBUQUE BANK & TRUST CO 110.00%0.00%0.00%Q1 2019Q1 20191
UBS ASSET MANAGEMENT AMERICAS INC 110.00%0.00%0.00%Q1 2014Q1 20141
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q2 2022Q2 20221
Delpha Capital Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
COUNTRY TRUST BANK 110.00%0.00%0.00%Q4 2020Q4 20201
DecisionPoint Financial, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
WealthTrust-Arizona, LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Parkwood LLC 110.03%0.03%0.03%Q4 2013Q4 20131
Samalin Investment Counsel, LLC 110.14%0.14%0.14%Q3 2023Q3 20231
Alpine Global Management, LLC 110.10%0.10%0.10%Q2 2014Q2 20141
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q1 2014Q1 20141
WINTON GROUP Ltd 110.03%0.03%0.03%Q3 2023Q3 20231
Cape Investment Advisory, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
Paloma Partners Management Co 110.09%0.09%0.09%Q2 2014Q2 20141
HighTower Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
External links

This page lists all the filers that currently own CAPITAL SOUTHWEST CORP or have owned CAPITAL SOUTHWEST CORP in the past.