$42.8 Million is the total value of SMH CAPITAL ADVISORS INC's 44 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 44.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | NIO INCnote 0.500% 2/0 | $11,265,000 | – | 12,911,000 | +100.0% | 26.29% | – | |
| New | WISDOMTREE INCnote 3.250% 6/1 | $9,175,000 | – | 9,449,000 | +100.0% | 21.42% | – | |
| New | FUBOTV INCnote 3.250% 2/1 | $8,383,000 | – | 12,662,000 | +100.0% | 19.57% | – | |
| New | EZCORP INCnote 2.375% 5/0 | $1,935,000 | – | 2,075,000 | +100.0% | 4.52% | – | |
| CODI | Sell | COMPASS DIVERSIFIEDsh ben int | $1,356,000 | -17.9% | 72,231 | -5.2% | 3.16% | -11.5% |
| Sell | APOLLO GLOBAL MGMT INC | $1,096,000 | +3.2% | 12,206 | -11.7% | 2.56% | +11.3% | |
| MAIN | New | MAIN STR CAP CORP | $738,000 | – | 18,166 | +100.0% | 1.72% | – |
| PSEC | Buy | PROSPECT CAP CORP | $609,000 | -2.4% | 100,720 | +0.0% | 1.42% | +5.3% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $495,000 | -35.3% | 56,786 | -7.0% | 1.16% | -30.2% |
| VICI | Sell | VICI PPTYS INC | $443,000 | -9.6% | 15,232 | -2.4% | 1.03% | -2.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $430,000 | -7.5% | 3,065 | -11.7% | 1.00% | -0.2% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $413,000 | +27.1% | 12,730 | +45.8% | 0.96% | +37.1% |
| T | Sell | AT&T INC | $395,000 | -15.8% | 26,321 | -10.5% | 0.92% | -9.2% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $390,000 | +20.4% | 17,023 | +3.6% | 0.91% | +29.8% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $323,000 | -17.6% | 113,323 | -11.7% | 0.75% | -11.1% |
| AFCG | AFC GAMMA INC | $305,000 | -5.9% | 26,000 | 0.0% | 0.71% | +1.6% | |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $286,000 | -16.9% | 798 | -14.3% | 0.67% | -10.2% |
| KHC | Sell | KRAFT HEINZ CO | $278,000 | -18.7% | 8,259 | -14.2% | 0.65% | -12.3% |
| NIE | Sell | VIRTUS EQUITY & CONV INCM FD | $267,000 | -26.2% | 13,418 | -21.6% | 0.62% | -20.4% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $262,000 | +3.1% | 7,158 | -6.6% | 0.61% | +11.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $259,000 | -16.7% | 605 | -13.7% | 0.60% | -10.1% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $253,000 | -24.0% | 26,121 | -21.8% | 0.59% | -18.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $250,000 | -24.2% | 29,005 | -21.6% | 0.58% | -18.2% |
| EFA | Sell | ISHARES TRmsci eafe etf | $249,000 | -17.8% | 3,612 | -13.7% | 0.58% | -11.4% |
| HYG | ISHARES TRiboxx hi yd etf | $249,000 | -2.0% | 3,380 | 0.0% | 0.58% | +5.6% | |
| PWP | Sell | PERELLA WEINBERG PARTNERS | $242,000 | +16.9% | 23,796 | -4.2% | 0.56% | +26.1% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $237,000 | -25.0% | 14,262 | -24.0% | 0.55% | -19.2% |
| CSQ | Sell | CALAMOS STRATEGIC TOTAL RETU | $235,000 | -25.2% | 16,686 | -21.6% | 0.55% | -19.3% |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $230,000 | -25.1% | 23,744 | -21.6% | 0.54% | -19.1% |
| VCTR | Sell | VICTORY CAP HLDGS INC | $217,000 | -17.2% | 6,499 | -21.7% | 0.51% | -10.6% |
| BIT | Sell | BLACKROCK MULTI SECTOR INC T | $186,000 | -26.2% | 12,884 | -26.4% | 0.43% | -20.4% |
| Sell | ORION OFFICE REIT INC | $177,000 | -30.9% | 34,002 | -12.4% | 0.41% | -25.5% | |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $154,000 | -34.5% | 15,249 | -24.9% | 0.36% | -29.5% |
| PBI | PITNEY BOWES INC | $142,000 | -15.0% | 47,154 | 0.0% | 0.33% | -8.3% | |
| WETF | Sell | WISDOMTREE INC | $130,000 | -31.2% | 18,554 | -32.5% | 0.30% | -25.9% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $119,000 | -9.2% | 11,719 | +0.7% | 0.28% | -1.8% |
| EIM | Buy | EATON VANCE MUN BD FD | $118,000 | -9.2% | 13,209 | +0.7% | 0.28% | -2.1% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $117,000 | -10.7% | 11,552 | +0.6% | 0.27% | -3.5% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $114,000 | -10.9% | 11,795 | +0.7% | 0.27% | -4.0% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $114,000 | -12.3% | 12,230 | +0.7% | 0.27% | -5.3% |
| TEI | Sell | TEMPLETON EMERGING MKTS INCO | $103,000 | -36.4% | 22,432 | -28.7% | 0.24% | -31.6% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $66,000 | -54.8% | 12,170 | -22.6% | 0.15% | -51.3% |
| New | STANDARD BIOTOOLS INCnote 2.750% 2/0 | $27,000 | – | 28,000 | +100.0% | 0.06% | – | |
| New | HELLO GROUP INCnote 1.250% 7/0 | $10,000 | – | 10,000 | +100.0% | 0.02% | – | |
| CPOP | Exit | POP CULTURE GROUP CO LTD | $0 | – | -12,500 | -100.0% | -0.01% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -12,052 | -100.0% | -0.29% | – |
| SLRC | Exit | SLR INVESTMENT CORP | $0 | – | -10,878 | -100.0% | -0.34% | – |
| LDP | Exit | COHEN & STEERS LTD DURATION | $0 | – | -11,612 | -100.0% | -0.46% | – |
| WMT | Exit | WALMART INC | $0 | – | -1,441 | -100.0% | -0.49% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -2,061 | -100.0% | -0.52% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -5,848 | -100.0% | -0.52% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADVANTAGED | $0 | – | -11,769 | -100.0% | -0.52% | – |
| GDV | Exit | GABELLI DIVID & INCOME TR | $0 | – | -12,755 | -100.0% | -0.58% | – |
| EVT | Exit | EATON VANCE TAX ADVT DIV INC | $0 | – | -12,023 | -100.0% | -0.59% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -4,683 | -100.0% | -1.09% | – |
| SCU | Exit | SCULPTOR CAP MGMT | $0 | – | -65,432 | -100.0% | -1.25% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -4,099 | -100.0% | -1.40% | – |
| Exit | EZCORP INCnote 2.375% 5/0 | $0 | – | -2,160,000 | -100.0% | -4.30% | – | |
| Exit | FUBOTV INCnote 3.250% 2/1 | $0 | – | -12,662,000 | -100.0% | -15.84% | – | |
| Exit | WISDOMTREE INCnote 3.250% 6/1 | $0 | – | -9,472,000 | -100.0% | -19.98% | – | |
| Exit | NIO INCnote 0.500% 2/0 | $0 | – | -12,966,000 | -100.0% | -23.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.