FIFTH STREET FINANCE CORP shareholder history

Current and past FIFTH STREET FINANCE CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 18180.00%0.00%0.00%Q2 2013Q3 201741
PEAK6 Group LLC 920.00%0.00%0.01%Q2 2013Q3 201729
GOLDMAN SACHS GROUP INC 1840.00%0.00%0.01%Q1 2012Q3 201722
Citadel Advisors 1520.00%0.01%0.03%Q2 2013Q3 201719
CREDIT SUISSE AG/ 19190.00%0.00%0.01%Q1 2013Q3 201719
Cetera Advisor Networks LLC 19190.01%0.08%0.16%Q1 2013Q3 201719
MORGAN STANLEY 18180.00%0.00%0.01%Q2 2013Q3 201718
RAYMOND JAMES & ASSOCIATES 18180.00%0.01%0.05%Q2 2013Q3 201718
GUGGENHEIM CAPITAL LLC 18180.01%0.01%0.02%Q2 2013Q3 201718
Cambridge Investment Research Advisors, Inc. 18180.00%0.01%0.02%Q2 2013Q3 201718
LPL Financial LLC 18180.00%0.00%0.00%Q2 2013Q3 201718
LADENBURG THALMANN FINANCIAL SERVICES INC. 18180.00%0.01%0.03%Q2 2013Q3 201718
Legal & General Group Plc 18180.00%0.00%0.00%Q2 2013Q3 201718
BANK OF AMERICA CORP /DE/ 18180.00%0.00%0.01%Q2 2013Q3 201718
JPMORGAN CHASE & CO 18180.00%0.00%0.00%Q2 2013Q3 201718
Brown Advisory Securities, LLC 18180.03%0.10%0.23%Q2 2013Q3 201718
CITIGROUP INC 18180.00%0.00%0.01%Q2 2013Q3 201718
UBS AG 660.00%0.01%0.03%Q2 2013Q3 201418
Creative Planning 18180.00%0.00%0.01%Q2 2013Q3 201718
Invesco Ltd. 18180.00%0.00%0.00%Q2 2013Q3 201718
TWO SIGMA INVESTMENTS, LP 18180.00%0.02%0.07%Q2 2013Q3 201718
PRENTISS SMITH & CO INC 18180.00%0.01%0.02%Q2 2013Q3 201718
WELLS FARGO & COMPANY/MN 18180.00%0.00%0.00%Q2 2013Q3 201718
MANUFACTURERS LIFE INSURANCE COMPANY, THE 18180.00%0.01%0.03%Q2 2013Q3 201718
Carroll Financial Associates, Inc. 18180.09%0.42%0.97%Q2 2013Q3 201718
ROYAL BANK OF CANADA 18180.00%0.00%0.00%Q2 2013Q3 201718
VAN ECK ASSOCIATES CORP 18180.01%0.02%0.03%Q2 2013Q3 201718
Selway Asset Management 17170.59%1.92%3.44%Q2 2013Q2 201717
Janney Montgomery Scott LLC 1250.00%0.02%0.06%Q2 2013Q3 201717
GLENMEDE TRUST CO NA 1160.00%0.00%0.00%Q2 2013Q3 201717
American National Registered Investment Advisor, Inc. 17170.11%0.19%0.28%Q3 2013Q3 201717
AMERICAN NATIONAL INSURANCE CO 17170.01%0.04%0.08%Q3 2013Q3 201717
MILLENNIUM MANAGEMENT LLC 17170.00%0.01%0.03%Q2 2013Q2 201717
Commonwealth Equity Services, Inc 17170.00%0.00%0.00%Q2 2013Q2 201717
GSA CAPITAL PARTNERS LLP 1070.01%0.07%0.19%Q2 2013Q3 201717
VIRGINIA RETIREMENT SYSTEMS ET AL 1160.00%0.00%0.00%Q2 2013Q3 201717
NORTHERN TRUST CORP 1070.00%0.00%0.01%Q2 2013Q3 201717
Advisors Capital Management, LLC 17170.02%1.74%2.60%Q2 2013Q2 201717
First Allied Advisory Services, Inc. 1520.00%0.01%0.02%Q2 2013Q3 201717
DEUTSCHE BANK AG\ 17170.00%0.01%0.02%Q3 2013Q3 201717
DELTA ASSET MANAGEMENT LLC/TN 17170.00%0.00%0.00%Q2 2013Q2 201717
FULLER & THALER ASSET MANAGEMENT, INC. 16160.29%0.57%0.91%Q3 2013Q2 201716
RAYMOND JAMES TRUST N.A. 16160.01%0.02%0.04%Q2 2013Q1 201716
FIRST FOUNDATION ADVISORS 16160.00%0.01%0.01%Q4 2013Q3 201716
BANK OF MONTREAL /CAN/ 1420.00%0.01%0.02%Q2 2013Q3 201716
WFG Advisors, LP 16160.00%0.01%0.05%Q3 2013Q2 201716
Advisors Asset Management, Inc. 1510.00%0.20%0.37%Q2 2013Q3 201716
MOODY NATIONAL BANK TRUST DIVISION 16160.01%0.02%0.04%Q4 2013Q3 201716
Tower Research Capital LLC (TRC) 1240.00%0.01%0.02%Q2 2013Q2 201716
TWO SIGMA ADVISERS, LP 1310.00%0.01%0.02%Q2 2013Q3 201716
Barnett & Company, Inc. 16160.75%1.33%1.70%Q2 2013Q1 201716
Cetera Advisors LLC 16160.00%0.01%0.03%Q4 2013Q3 201716
Essex Financial Services, Inc. 870.02%0.03%0.06%Q2 2013Q1 201715
Quantbot Technologies LP 720.00%0.01%0.06%Q2 2013Q2 201715
CORRADO ADVISORS, LLC 15150.09%0.24%0.38%Q1 2013Q3 201615
D. E. Shaw & Co., Inc. 820.00%0.00%0.01%Q2 2013Q3 201715
BARCLAYS PLC 910.00%0.00%0.00%Q2 2013Q3 201715
OPTIMUM INVESTMENT ADVISORS 870.10%0.16%0.25%Q3 2013Q2 201715
BlackRock Group LTD 15150.00%0.00%0.01%Q2 2013Q4 201615
PNC FINANCIAL SERVICES GROUP, INC. 15150.00%0.00%0.00%Q2 2013Q4 201615
Clear Harbor Asset Management, LLC 1320.11%0.73%3.02%Q2 2013Q3 201715
CONNABLE OFFICE INC 15150.02%0.02%0.05%Q4 2013Q2 201715
UBS Group AG 12120.00%0.01%0.02%Q4 2014Q3 201714
OPPENHEIMER & CO INC 770.00%0.00%0.01%Q2 2013Q4 201614
Winch Advisory Services, LLC 1130.00%0.00%0.00%Q1 2014Q3 201714
GROUP ONE TRADING, L.P. 710.00%0.00%0.00%Q2 2013Q3 201714
DELPHI FINANCIAL GROUP, INC. 14141.50%6.08%9.59%Q1 2014Q2 201714
STATE STREET CORP 14140.00%0.00%0.00%Q2 2013Q3 201614
Bank of New York Mellon Corp 1110.00%0.00%0.00%Q2 2013Q1 201713
Investors Capital Advisory Services 13130.11%0.18%0.29%Q2 2013Q2 201613
Airain ltd 710.01%0.04%0.14%Q2 2013Q2 201713
IFP Advisors, Inc 610.00%0.00%0.00%Q4 2015Q2 202113
Cutler Group LLC / CA 770.00%0.00%0.01%Q4 2015Q2 201713
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 930.00%0.00%0.00%Q2 2013Q2 201612
DnB Asset Management AS 12120.01%0.01%0.01%Q4 2014Q3 201712
PINNACLE ASSOCIATES LTD 12120.00%0.00%0.01%Q2 2013Q1 201612
Virtu KCG Holdings LLC 910.00%0.01%0.02%Q3 2013Q1 201712
Muzinich & Co., Inc. 12122.22%2.76%3.24%Q4 2014Q3 201712
CONFLUENCE INVESTMENT MANAGEMENT LLC 610.00%0.04%0.07%Q2 2013Q3 201712
PineBridge Investments, L.P. 12120.00%0.01%0.01%Q4 2014Q3 201712
Boston Partners 12120.01%0.02%0.04%Q2 2013Q1 201612
Cipher Capital LP 1110.01%0.05%0.27%Q2 2013Q4 201612
CIBC WORLD MARKET INC. 12120.00%0.00%0.00%Q4 2014Q3 201712
AMERIPRISE FINANCIAL INC 810.00%0.00%0.00%Q2 2013Q3 201712
Partners Group Holding AG 1020.07%0.20%0.64%Q2 2013Q2 201712
LOMBARDIA CAPITAL PARTNERS LLC 12120.01%0.45%0.66%Q2 2013Q1 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.01%Q2 2013Q1 201612
US BANCORP \DE\ 610.00%0.00%0.00%Q2 2013Q2 201712
Walleye Trading LLC 770.00%0.00%0.00%Q3 2015Q1 201712
JANE STREET GROUP, LLC 310.00%0.00%0.00%Q1 2014Q2 201711
Spot Trading L.L.C 410.00%0.00%0.00%Q2 2013Q1 201711
TRUST & FIDUCIARY MANAGEMENT SERVICES INC 11110.60%1.60%2.07%Q2 2013Q4 201511
Paloma Partners Management Co 1010.01%0.04%0.24%Q2 2014Q2 201711
ENVESTNET ASSET MANAGEMENT INC 11110.00%0.00%0.00%Q2 2013Q4 201511
CEDAR HILL ASSOCIATES, LLC 11111.26%2.25%3.54%Q2 2013Q4 201511
NEW YORK STATE COMMON RETIREMENT FUND 11110.00%0.00%0.00%Q2 2013Q4 201511
Princeton Alpha Management LP 520.03%0.07%0.23%Q4 2013Q4 201611
WHITTIER TRUST CO 11110.00%0.00%0.01%Q1 2015Q3 201711
Raymond James Financial Services Advisors, Inc. 610.00%0.01%0.05%Q2 2013Q3 201710
MSI Financial Services Inc 820.00%0.01%0.01%Q4 2013Q4 201610
GABELLI FUNDS LLC 10100.01%0.01%0.01%Q2 2015Q3 201710
MANNING & NAPIER ADVISORS LLC 10100.00%0.00%0.00%Q2 2015Q3 201710
Global X Management CO LLC 910.00%0.01%0.08%Q3 2013Q3 201710
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 10100.00%0.00%0.01%Q2 2015Q3 201710
KEYBANK NATIONAL ASSOCIATION/OH 10100.00%0.00%0.00%Q4 2012Q1 201510
Northeast Financial Consultants Inc 10100.07%0.19%0.39%Q2 2014Q3 201610
Pinnacle Summer Investments, Inc. 820.00%0.12%0.28%Q2 2013Q4 201510
BENJAMIN F. EDWARDS & COMPANY, INC. 910.00%0.00%0.00%Q3 2014Q3 201710
Advocacy Wealth Management Services, LLC 820.00%0.18%0.94%Q2 2013Q3 201710
Aperio Group, LLC 910.00%0.01%0.01%Q2 2013Q1 201710
Nine Chapters Capital Management LLC 510.04%0.14%0.30%Q2 2013Q1 201710
HUNTINGTON NATIONAL BANK 710.00%0.00%0.01%Q3 2009Q4 201610
MCGLINN CAPITAL MANAGEMENT INC 990.23%0.98%1.18%Q3 2013Q3 20159
Winslow, Evans & Crocker, Inc. 990.04%0.07%0.09%Q4 2013Q4 20159
Freedom Investment Management, Inc. 990.01%0.02%0.04%Q1 2014Q1 20169
EAGLE GLOBAL ADVISORS LLC 630.00%0.00%0.01%Q2 2015Q3 20179
STEELHEAD PARTNERS LLC 510.06%0.26%0.60%Q4 2013Q3 20179
NOMURA HOLDINGS INC 310.00%0.00%0.01%Q4 2012Q1 20169
B. Riley Wealth Advisors, Inc. 990.03%0.12%0.22%Q2 2013Q2 20159
WESTPORT RESOURCES MANAGEMENT INC 990.01%0.04%0.06%Q2 2013Q2 20159
Radcliffe Capital Management, L.P. 990.02%0.03%0.04%Q3 2015Q3 20179
MILLER VALUE PARTNERS, LLC 520.01%0.08%0.14%Q1 2014Q2 20179
ROYCE & ASSOCIATES LP 990.01%0.01%0.03%Q3 2015Q3 20179
First Eagle Investment Management, LLC 990.00%0.00%0.00%Q3 2015Q3 20179
BNP PARIBAS FINANCIAL MARKETS 540.00%0.00%0.00%Q2 2013Q2 20169
Robeco Institutional Asset Management B.V. 880.00%0.02%0.03%Q2 2013Q1 20158
PRELUDE CAPITAL MANAGEMENT, LLC 410.00%0.02%0.08%Q1 2013Q3 20178
PVG Asset Management 710.81%1.76%3.21%Q4 2014Q4 20168
CAPITAL GUARDIAN TRUST CO 620.00%0.00%0.00%Q4 2013Q4 20158
Sheaff Brock Investment Advisors, LLC 880.02%0.03%0.03%Q4 2015Q3 20178
BUCKHEAD CAPITAL MANAGEMENT LLC 620.02%0.07%0.15%Q4 2013Q4 20158
BESSEMER GROUP INC 880.00%0.00%0.00%Q1 2015Q4 20168
Private Advisor Group, LLC 710.00%0.01%0.02%Q4 2013Q4 20168
GEODE CAPITAL MANAGEMENT, LLC 420.00%0.00%0.00%Q2 2013Q2 20178
RATIONAL ADVISORS LLC 880.03%0.03%0.04%Q1 2012Q4 20138
Archford Capital Strategies, LLC 620.01%0.12%0.22%Q1 2014Q1 20178
EXCELSIA, INC. 882.56%4.04%5.23%Q2 2013Q1 20158
MANGROVE PARTNERS IM, LLC 881.12%1.44%1.64%Q1 2015Q4 20168
EQUITEC PROPRIETARY MARKETS, LLC 880.08%0.17%0.31%Q3 2015Q2 20178
WOLVERINE TRADING, LLC 220.00%0.00%0.00%Q2 2016Q3 20178
Hudock, Inc. 320.00%0.00%0.00%Q1 2015Q2 20178
Greenwich Investment Management, Inc. 880.34%3.54%6.67%Q4 2015Q3 20178
MANAGED ACCOUNT ADVISORS LLC 880.00%0.00%0.00%Q3 2013Q2 20158
HSBC HOLDINGS PLC 610.00%0.00%0.00%Q1 2012Q3 20157
Old West Investment Management, LLC 770.37%0.41%0.44%Q2 2013Q4 20147
MARINER INVESTMENT GROUP LLC 310.06%0.27%0.66%Q4 2013Q3 20177
NEXT Financial Group, Inc 320.00%0.01%0.02%Q2 2014Q4 20167
NATIONAL PLANNING CORP 770.01%0.03%0.04%Q2 2013Q4 20147
Yorktown Management & Research Co Inc 772.13%2.26%2.60%Q2 2013Q4 20147
HOWARD HUGHES MEDICAL INSTITUTE 770.00%0.01%0.02%Q2 2013Q4 20147
Bedell Frazier Investment Counselling, LLC 770.36%1.05%1.56%Q2 2013Q4 20147
EnTrustPermal Management LLC 770.55%0.90%1.17%Q3 2013Q1 20157
Penserra Capital Management LLC 770.00%0.00%0.00%Q4 2015Q2 20177
COMERICA BANK 430.00%0.00%0.00%Q2 2013Q3 20177
FRANKLIN RESOURCES INC 320.00%0.00%0.00%Q2 2013Q2 20157
Nationwide Fund Advisors 520.00%0.00%0.01%Q2 2013Q3 20177
MACQUARIE GROUP LTD 770.00%0.00%0.00%Q2 2013Q4 20147
DEAN INVESTMENT ASSOCIATES, LLC 770.08%0.08%0.09%Q2 2013Q4 20147
HBK INVESTMENTS L P 310.00%0.01%0.01%Q2 2013Q3 20177
BlackRock Inc. 430.00%0.00%0.00%Q2 2013Q3 20177
TUDOR INVESTMENT CORP ET AL 420.00%0.01%0.04%Q4 2013Q2 20156
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 410.00%0.00%0.00%Q3 2014Q2 20166
Advisor Group, Inc. 660.00%0.00%0.00%Q2 2016Q3 20176
Lido Advisors, LLC 660.02%0.06%0.26%Q1 2016Q2 20176
NEW ENGLAND SECURITIES CORP /MA/ 660.00%0.02%0.05%Q3 2013Q4 20146
PARAMETRIC PORTFOLIO ASSOCIATES LLC 660.00%0.00%0.00%Q2 2013Q3 20146
NEW SOUTH CAPITAL MANAGEMENT INC 660.01%0.01%0.02%Q2 2013Q3 20146
NEW VERNON INVESTMENT MANAGEMENT LLC 660.94%1.59%2.38%Q2 2013Q3 20146
Private Wealth Partners, LLC 660.04%0.04%0.05%Q3 2013Q4 20146
TFS CAPITAL LLC 330.01%0.03%0.04%Q3 2015Q1 20176
Sequoia Financial Advisors, LLC 660.02%0.03%0.04%Q2 2016Q3 20176
PRUDENTIAL FINANCIAL INC 510.00%0.00%0.00%Q2 2013Q1 20166
STEVENS CAPITAL MANAGEMENT LP 310.00%0.00%0.01%Q3 2015Q3 20176
Peregrine Asset Advisers, Inc. 660.34%0.43%0.53%Q1 2013Q2 20146
B. Riley Wealth Management, Inc. 660.01%0.10%0.19%Q1 2014Q2 20156
Greenlight Capital 660.25%0.30%0.39%Q2 2013Q3 20146
IMA Wealth, Inc. 660.06%0.19%0.26%Q2 2014Q3 20156
UNITED CAPITAL FINANCIAL ADVISORS, LLC 660.00%0.00%0.00%Q3 2014Q4 20156
ARES MANAGEMENT LLC 660.04%0.38%0.70%Q2 2016Q3 20176
BRINKER CAPITAL INC 660.18%0.46%0.57%Q2 2013Q3 20146
MUFG Americas Holdings Corp 330.00%0.01%0.03%Q4 2012Q2 20156
Capital Investment Advisors, LLC 410.01%0.01%0.01%Q4 2013Q1 20155
Bison Wealth, LLC 550.06%0.08%0.11%Q4 2014Q4 20155
Quinn Opportunity Partners LLC 550.16%0.24%0.29%Q1 2016Q1 20175
A.R.T. Advisors, LLC 310.01%0.03%0.04%Q1 2015Q2 20175
BALESTRA CAPITAL LTD. 551.77%5.86%11.35%Q4 2013Q4 20145
Johnson Financial Group, Inc. 550.00%0.00%0.00%Q1 2015Q1 20165
Wilmington Trust, National Association 550.01%0.01%0.01%Q2 2013Q2 20145
Nuveen Fund Advisors, LLC 550.18%0.23%0.28%Q2 2016Q2 20175
MUFG Securities EMEA plc 550.04%0.08%0.16%Q1 2014Q1 20155
PUTNAM INVESTMENTS LLC 550.00%0.01%0.01%Q3 2016Q3 20175
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 550.01%0.01%0.01%Q1 2013Q1 20145
LSV ASSET MANAGEMENT 550.00%0.01%0.02%Q3 2016Q3 20175
Proficio Capital Partners LLC 550.00%0.00%0.00%Q3 2016Q3 20175
Advisory Services Network, LLC 320.00%0.00%0.00%Q2 2016Q3 20175
M&T BANK CORP 410.00%0.00%0.00%Q1 2014Q2 20155
NORTHERN CAPITAL MANAGEMENT LLC 550.05%0.06%0.08%Q2 2013Q2 20145
MACKENZIE FINANCIAL CORP 550.00%0.00%0.00%Q3 2016Q3 20175
Centaur Capital 321.53%1.99%3.49%Q4 2013Q1 20155
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 550.00%0.00%0.00%Q2 2013Q2 20145
HIGHLAND CAPITAL MANAGEMENT LP 550.01%0.02%0.02%Q3 2016Q3 20175
Orinda Asset Management LLC 410.21%0.24%0.28%Q1 2015Q2 20165
UBS ASSET MANAGEMENT AMERICAS INC 440.00%0.00%0.00%Q2 2013Q1 20144
Barrett Asset Management, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Antonetti Capital Management LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Swiss National Bank 440.00%0.00%0.01%Q2 2013Q1 20144
CAPSTONE ASSET MANAGEMENT CO 440.00%0.00%0.00%Q2 2013Q1 20144
ALPINE WOODS CAPITAL INVESTORS, LLC 440.01%0.01%0.01%Q4 2014Q3 20154
LOGAN CAPITAL MANAGEMENT INC 440.02%0.02%0.03%Q3 2014Q2 20154
PDT Partners, LLC 440.01%0.05%0.09%Q1 2014Q4 20144
TIAA CREF INVESTMENT MANAGEMENT LLC 440.00%0.00%0.01%Q2 2013Q1 20144
TEACHERS ADVISORS, LLC 440.00%0.00%0.01%Q2 2013Q1 20144
MARINER INDEPENDENT ADVISOR NETWORK, LLC 220.04%0.05%0.06%Q3 2016Q3 20174
First Horizon Advisors, Inc. 220.00%0.00%0.00%Q1 2014Q4 20164
RHUMBLINE ADVISERS 440.01%0.01%0.01%Q2 2013Q1 20144
Pine River Capital Management L.P. 440.01%0.01%0.04%Q2 2013Q1 20144
Texas Yale Capital Corp. 440.03%0.06%0.07%Q4 2014Q3 20154
Portfolio Strategies Inc 440.00%0.00%0.00%Q4 2016Q3 20174
CUE ADVISORY SERVICES, INC. 440.25%0.29%0.32%Q4 2016Q3 20174
GENERAL MOTORS INVESTMENT MANAGEMENT CORP 440.01%0.01%0.02%Q2 2013Q1 20144
MERITAGE PORTFOLIO MANAGEMENT 440.29%0.44%0.50%Q3 2013Q2 20144
Sunbelt Securities, Inc. 440.13%0.20%0.25%Q4 2014Q3 20154
LUCUS ADVISORS LLC 440.37%0.44%0.50%Q4 2016Q3 20174
NORGES BANK 440.00%0.00%0.00%Q2 2014Q1 20154
ProShare Advisors LLC 440.00%0.01%0.02%Q2 2013Q1 20144
First PREMIER Bank 440.00%0.00%0.00%Q4 2015Q3 20164
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 310.01%0.02%0.06%Q2 2013Q2 20144
METROPOLITAN LIFE INSURANCE CO/NY 440.01%0.01%0.01%Q2 2013Q1 20144
TEACHER RETIREMENT SYSTEM OF TEXAS 440.00%0.00%0.00%Q2 2013Q1 20144
Dynamic Technology Lab Private Ltd 210.04%0.09%0.12%Q1 2016Q3 20174
BlackRock Fund Advisors 440.01%0.01%0.01%Q2 2013Q1 20144
PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 440.71%0.77%0.87%Q1 2016Q4 20164
ALLIANCEBERNSTEIN L.P. 440.00%0.00%0.00%Q2 2013Q1 20144
ENTERPRISE FINANCIAL SERVICES CORP 310.01%0.02%0.02%Q3 2013Q3 20144
BlackRock Investment Management, LLC 440.01%0.01%0.01%Q2 2013Q1 20144
TWO SIGMA SECURITIES, LLC 210.01%0.04%0.11%Q1 2015Q3 20174
KENNEDY CAPITAL MANAGEMENT LLC 220.03%0.07%0.12%Q2 2013Q3 20174
HIGHBRIDGE CAPITAL MANAGEMENT LLC 440.04%0.08%0.19%Q1 2015Q4 20154
PRIVATE TRUST CO NA 440.02%0.02%0.02%Q1 2013Q4 20134
RIVERNORTH CAPITAL MANAGEMENT, LLC 440.44%1.59%2.91%Q1 2015Q4 20154
STIFEL FINANCIAL CORP 310.00%0.00%0.00%Q1 2014Q1 20164
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 440.00%0.00%0.00%Q2 2013Q1 20144
AMUNDI ASSET MANAGEMENT US, INC. 440.02%0.03%0.03%Q3 2015Q2 20164
SUNTRUST BANKS INC 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Institutional Trust Company, N.A. 440.00%0.00%0.00%Q2 2013Q1 20144
VANGUARD GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
AXA S.A. 440.00%0.00%0.00%Q2 2015Q1 20164
PRINCIPAL FINANCIAL GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
BLACKROCK ADVISORS LLC 440.00%0.00%0.00%Q2 2013Q1 20144
FIRST MERCANTILE TRUST CO 330.00%0.01%0.01%Q2 2013Q4 20133
SPOT TRADING L.L.C. 110.00%0.00%0.00%Q3 2017Q3 20173
InterOcean Capital, LLC 330.06%0.08%0.09%Q2 2014Q4 20143
COMMONWEALTH BANK OF AUSTRALIA 330.00%0.00%0.00%Q2 2013Q4 20133
FIFTH THIRD BANCORP 210.00%0.00%0.00%Q2 2015Q1 20163
HIGHLAND CAPITAL MANAGEMENT, LLC 210.00%0.01%0.03%Q2 2013Q3 20153
SIMPLEX TRADING, LLC 210.00%0.00%0.00%Q3 2016Q2 20173
DUPONT CAPITAL MANAGEMENT CORP 330.01%0.02%0.03%Q2 2013Q4 20133
Founders Capital Management 330.00%0.01%0.01%Q1 2017Q3 20173
Bellwether Investment Group, LLC 210.00%0.00%0.00%Q2 2016Q1 20173
TOMPKINS FINANCIAL CORP 210.00%0.00%0.00%Q2 2013Q4 20143
Grantham, Mayo, Van Otterloo & Co. LLC 330.00%0.00%0.00%Q2 2013Q4 20133
BRYN MAWR TRUST Co 330.00%0.00%0.00%Q1 2017Q3 20173
Quantitative Systematic Strategies LLC 210.05%0.06%0.08%Q4 2015Q3 20163
Marquette Asset Management, LLC 330.04%0.07%0.09%Q1 2017Q3 20173
Ameritas Investment Partners, Inc. 330.01%0.01%0.01%Q3 2013Q1 20143
ADVISORY RESEARCH INC 330.00%0.02%0.02%Q4 2013Q2 20143
Acrospire Investment Management LLC 210.01%0.05%0.11%Q1 2016Q4 20163
Jefferies Group LLC 110.00%0.00%0.01%Q3 2013Q2 20153
Integre Asset Management, LLC 330.09%0.10%0.11%Q2 2013Q4 20133
DIALECTIC CAPITAL MANAGEMENT, LP 210.08%0.28%0.59%Q3 2013Q2 20153
SHELTON CAPITAL MANAGEMENT 330.03%0.06%0.09%Q4 2016Q2 20173
Context Capital Management, LLC 330.21%0.23%0.26%Q1 2015Q3 20153
SANDERS MORRIS HARRIS LLC 330.00%0.11%0.20%Q1 2016Q3 20163
Rotella Capital Management, Inc. 210.07%0.21%0.44%Q3 2014Q3 20153
Sonora Investment Management, LLC 330.00%0.00%0.00%Q3 2015Q1 20163
LOOMIS SAYLES & CO L P 330.03%0.05%0.06%Q2 2013Q4 20133
NISA INVESTMENT ADVISORS, LLC 210.00%0.00%0.00%Q4 2013Q1 20173
Parallax Volatility Advisers, L.P. 330.00%0.00%0.00%Q1 2017Q3 20173
SEI INVESTMENTS CO 210.00%0.00%0.00%Q4 2015Q3 20173
STEPHENS INC /AR/ 330.01%0.02%0.03%Q2 2013Q4 20133
DESCHAINE & COMPANY, LLC 330.89%0.94%1.00%Q4 2014Q2 20153
BRIDGEWAY CAPITAL MANAGEMENT, LLC 330.07%0.08%0.09%Q2 2013Q4 20133
Regal Investment Advisors LLC 110.00%0.00%0.00%Q2 2013Q3 20153
Crosspoint Capital Strategies, LLC 210.00%0.00%0.00%Q4 2015Q3 20163
Springhouse Capital Management, LP 332.43%8.32%14.83%Q1 2017Q3 20173
Opus Capital Group, LLC 330.13%0.59%0.97%Q2 2013Q4 20133
Sumitomo Mitsui DS Asset Management Company, Ltd 330.01%0.04%0.07%Q4 2013Q2 20143
HAP Trading, LLC 210.02%0.04%0.05%Q3 2013Q4 20143
Parkside Financial Bank & Trust 330.01%0.01%0.01%Q3 2015Q1 20163
WELLINGTON MANAGEMENT GROUP LLP 330.00%0.00%0.00%Q2 2013Q4 20133
AJO, LP 330.00%0.01%0.02%Q3 2016Q1 20173
Allen Investment Management, LLC 330.06%0.08%0.10%Q1 2014Q3 20143
West Family Investments, Inc. 220.03%0.15%0.26%Q4 2015Q1 20162
FOUNDERS FINANCIAL SECURITIES LLC 220.05%0.05%0.05%Q1 2017Q2 20172
VSR Financial Services, Inc. 220.06%0.07%0.08%Q2 2013Q3 20132
Horizon Investments, LLC 220.01%0.01%0.01%Q1 2017Q2 20172
Gemmer Asset Management LLC 220.01%0.01%0.01%Q3 2014Q4 20142
Signator Financial Services, Inc. 220.13%0.14%0.16%Q2 2013Q3 20132
Marshall Wace North America L.P. 220.00%0.01%0.01%Q1 2017Q2 20172
Visium Asset Management, LP 110.00%0.00%0.01%Q4 2013Q4 20142
Brookstone Capital Management 220.00%0.00%0.00%Q2 2015Q3 20152
CPWM, LLC 220.05%0.06%0.06%Q2 2014Q3 20142
IRONBRIDGE CAPITAL MANAGEMENT LP 220.14%0.16%0.18%Q2 2013Q3 20132
GREAT WEST LIFE ASSURANCE CO /CAN/ 220.00%0.00%0.00%Q4 2013Q1 20142
Raffles Associates 220.24%0.24%0.24%Q4 2013Q1 20142
Sterling Capital Management LLC 220.02%0.02%0.02%Q1 2014Q2 20142
Lebenthal Holdings,LLC 220.02%0.03%0.04%Q4 2015Q1 20162
CTC Alternative Strategies, Ltd. 220.19%0.19%0.20%Q3 2014Q4 20142
Genesis Wealth Advisors, LLC 220.01%0.01%0.01%Q4 2014Q1 20152
Soros Fund Management 110.00%0.01%0.02%Q3 2013Q2 20142
OXFORD ASSET MANAGEMENT LLP 110.01%0.03%0.05%Q1 2017Q3 20172
LMR Partners LLP 220.02%0.13%0.24%Q2 2014Q3 20142
RUSSELL FRANK CO/ 220.00%0.00%0.01%Q2 2013Q3 20132
North Star Investment Management Corp. 220.00%0.00%0.00%Q2 2017Q3 20172
C M BIDWELL & ASSOCIATES LTD 220.03%0.04%0.04%Q2 2014Q3 20142
AMERICAN CENTURY COMPANIES INC 220.01%0.01%0.01%Q2 2013Q3 20132
Squarepoint Ops LLC 220.00%0.00%0.00%Q2 2017Q3 20172
GAM Holding AG 220.00%0.00%0.00%Q3 2016Q4 20162
SEI TRUST CO 220.00%0.00%0.00%Q2 2013Q3 20132
Russell Investments Group, Ltd. 220.00%0.00%0.00%Q4 2016Q1 20172
Catalyst Capital Advisors LLC 220.06%0.06%0.06%Q2 2017Q3 20172
BlueCrest Capital Management Ltd 220.00%0.01%0.01%Q2 2017Q3 20172
STANCORP INVESTMENT ADVISERS INC 220.01%0.01%0.01%Q4 2014Q1 20152
Trexquant Investment LP 220.04%0.04%0.05%Q4 2016Q1 20172
Nuveen Asset Management, LLC 220.00%0.00%0.00%Q4 2013Q1 20142
PVG ASSET MANAGEMENT CORP 110.98%1.98%2.98%Q3 2016Q2 20172
Jane Street Holding, LLC 220.00%0.00%0.01%Q3 2013Q4 20132
SIGNATUREFD, LLC 110.00%0.00%0.00%Q1 2014Q4 20152
PRICE T ROWE ASSOCIATES INC /MD/ 220.00%0.00%0.00%Q4 2013Q1 20142
ADVANTAGE INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2014Q1 20152
WBI INVESTMENTS, LLC 110.06%0.07%0.08%Q4 2015Q4 20162
Moors & Cabot, Inc. 220.02%0.02%0.02%Q2 2014Q3 20142
CAHILL FINANCIAL ADVISORS INC 220.08%0.09%0.09%Q4 2013Q1 20142
NORTHERN TRUST CO OF CONNECTICUT 220.01%0.01%0.01%Q2 2013Q3 20132
SHIKIAR ASSET MANAGEMENT INC 220.05%0.05%0.05%Q2 2013Q3 20132
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 220.01%0.01%0.01%Q2 2013Q3 20132
Gradient Investments LLC 110.00%0.00%0.00%Q1 2015Q2 20162
Neuberger Berman Group LLC 220.00%0.00%0.00%Q2 2014Q3 20142
CAPITAL FUND MANAGEMENT S.A. 110.00%0.00%0.00%Q4 2014Q4 20152
FINANCIAL COUNSELORS INC 110.01%0.01%0.01%Q1 2014Q2 20152
Garner Asset Management Corp 220.54%0.54%0.55%Q2 2017Q3 20172
ELberon, LLC 227.85%9.44%11.02%Q4 2015Q1 20162
DIMENSIONAL FUND ADVISORS LP 220.00%0.00%0.00%Q1 2014Q2 20142
FARMERS & MERCHANTS INVESTMENTS INC 220.00%0.00%0.00%Q3 2016Q4 20162
WealthTrust Fairport, LLC 220.00%0.00%0.00%Q3 2014Q4 20142
SALEM INVESTMENT COUNSELORS INC 110.02%0.02%0.02%Q2 2013Q2 20131
VIRGINIA RETIREMENT SYSTEM 110.00%0.00%0.00%Q1 2016Q1 20161
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.16%0.16%0.16%Q4 2013Q4 20131
FIRST FINANCIAL CORP /IN/ 110.01%0.01%0.01%Q3 2014Q3 20141
DekaBank Deutsche Girozentrale 110.00%0.00%0.00%Q3 2013Q3 20131
Summit Financial Wealth Advisors, LLC 110.03%0.03%0.03%Q2 2015Q2 20151
BALYASNY ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q3 2017Q3 20171
Magnetar Financial LLC 110.00%0.00%0.00%Q3 2016Q3 20161
Virtu Financial LLC 110.01%0.01%0.01%Q3 2017Q3 20171
MACROVIEW INVESTMENT MANAGEMENT LLC 110.02%0.02%0.02%Q3 2013Q3 20131
TOCQUEVILLE ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q4 2013Q4 20131
OTTER CREEK MANAGEMENT INC 110.54%0.54%0.54%Q2 2014Q2 20141
Irish Life Investment Managers Ltd. 110.00%0.00%0.00%Q2 2013Q2 20131
Winfield Associates, Inc. 110.00%0.00%0.00%Q2 2017Q2 20171
GFS Advisors, LLC 110.01%0.01%0.01%Q1 2016Q1 20161
J. Goldman & Co LP 110.02%0.02%0.02%Q1 2015Q1 20151
FIRST NEW YORK SECURITIES LLC /NY 110.32%0.32%0.32%Q4 2013Q4 20131
Trafelet Capital Management, L.P. 110.13%0.13%0.13%Q3 2017Q3 20171
EP Wealth Advisors, LLC 110.02%0.02%0.02%Q1 2015Q1 20151
BlueCrest Capital Management LLP 110.14%0.14%0.14%Q2 2014Q2 20141
UBS OCONNOR LLC 110.02%0.02%0.02%Q3 2013Q3 20131
Sigma Planning Corp 110.02%0.02%0.02%Q4 2014Q4 20141
COUNTRY TRUST BANK 110.00%0.00%0.00%Q2 2015Q2 20151
ALPS ADVISORS INC 110.00%0.00%0.00%Q4 2016Q4 20161
NatWest Group plc 110.00%0.00%0.00%Q2 2013Q2 20131
ETF MANAGERS GROUP, LLC 110.02%0.02%0.02%Q1 2016Q1 20161
Alpine Global Management, LLC 110.28%0.28%0.28%Q2 2014Q2 20141
Institute for Wealth Management, LLC. 110.02%0.02%0.02%Q2 2013Q2 20131
TURNER INVESTMENTS LLC 110.00%0.00%0.00%Q1 2014Q1 20141
ING GROEP NV 110.01%0.01%0.01%Q1 2016Q1 20161
Torch Wealth Management LLC 110.01%0.01%0.01%Q4 2013Q4 20131
LMR Master Fund Ltd 110.15%0.15%0.15%Q3 2013Q3 20131
Glaxis Capital Management, LLC 110.74%0.74%0.74%Q2 2013Q2 20131
TD Capital Management LLC 110.01%0.01%0.01%Q4 2013Q4 20131
INVESTMENT CENTERS OF AMERICA INC 110.01%0.01%0.01%Q3 2017Q3 20171
WEALTHFRONT Corp 110.00%0.00%0.00%Q2 2014Q2 20141
TCW GROUP INC 110.00%0.00%0.00%Q3 2017Q3 20171
Parkwood LLC 110.03%0.03%0.03%Q2 2014Q2 20141
CAXTON CORP 110.13%0.13%0.13%Q3 2015Q3 20151
SG Americas Securities, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
SUMIT CAPITAL, LLC 113.32%3.32%3.32%Q4 2014Q4 20141
ZACKS INVESTMENT MANAGEMENT 110.01%0.01%0.01%Q3 2015Q3 20151
PRICE MICHAEL F 110.06%0.06%0.06%Q2 2017Q2 20171
COWEN INC. 110.01%0.01%0.01%Q2 2014Q2 20141
HighTower Advisors, LLC 110.01%0.01%0.01%Q3 2016Q3 20161
COMMERZBANK AKTIENGESELLSCHAFT /FI 110.00%0.00%0.00%Q3 2015Q3 20151
Roble, Belko & Company, Inc 110.00%0.00%0.00%Q2 2015Q2 20151
Varde Management, L.P. 119.73%9.73%9.73%Q2 2014Q2 20141
CAPSTONE INVESTMENT ADVISORS, LLC 110.01%0.01%0.01%Q1 2016Q1 20161
STIFEL NICOLAUS & CO INC \MO\ 110.00%0.00%0.00%Q2 2013Q2 20131
WealthTrust Axiom LLC 110.02%0.02%0.02%Q1 2017Q1 20171
MARSHALL WACE ASIA Ltd 110.00%0.00%0.00%Q1 2017Q1 20171
Seawolf Capital, LLC 110.53%0.53%0.53%Q4 2015Q4 20151
Hillsdale Investment Management Inc. 110.25%0.25%0.25%Q4 2014Q4 20141
MARSHALL WACE, LLP 110.01%0.01%0.01%Q2 2014Q2 20141
Ausdal Financial Partners, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
NumerixS Investment Technologies Inc 110.03%0.03%0.03%Q4 2014Q4 20141
SCHRODER INVESTMENT MANAGEMENT GROUP 110.00%0.00%0.00%Q1 2015Q1 20151
Drexel Morgan & Co. 110.13%0.13%0.13%Q3 2016Q3 20161
IRON Financial LLC 110.06%0.06%0.06%Q4 2014Q4 20141
River Road Asset Management, LLC 110.01%0.01%0.01%Q3 2017Q3 20171
BLACKTHORN INVESTMENT GROUP LLC 110.18%0.18%0.18%Q4 2013Q4 20131
PROFUND ADVISORS LLC 110.01%0.01%0.01%Q1 2014Q1 20141
Plante Moran Financial Advisors, LLC 110.00%0.00%0.00%Q1 2017Q1 20171
Senvest Management, LLC 112.22%2.22%2.22%Q3 2017Q3 20171
Potrero Capital Research LLC 111.66%1.66%1.66%Q3 2017Q3 20171
Freestone Capital Holdings, LLC 110.04%0.04%0.04%Q2 2017Q2 20171
Strategic Capital Alternatives LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Ironwood Financial, llc 110.00%0.00%0.00%Q3 2015Q3 20151
CREDIT AGRICOLE S A 110.00%0.00%0.00%Q4 2013Q4 20131
Grisanti Capital Management LLC 110.43%0.43%0.43%Q3 2013Q3 20131
Karp Capital Management Corp 110.00%0.00%0.00%Q1 2017Q1 20171
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q3 2013Q3 20131
Timber Hill LLC 110.01%0.01%0.01%Q3 2017Q3 20171
First Trust Capital Management L.P. 110.17%0.17%0.17%Q1 2016Q1 20161
Hilton Capital Management, LLC 112.36%2.36%2.36%Q3 2017Q3 20171
Laurel Grove Capital, LLC 110.44%0.44%0.44%Q3 2017Q3 20171
Cubist Systematic Strategies, LLC 110.01%0.01%0.01%Q3 2015Q3 20151
Telemetry Investments, L.L.C. 110.06%0.06%0.06%Q4 2014Q4 20141
FSI GROUP, LLC 111.56%1.56%1.56%Q1 2015Q1 20151
PIERSHALE FINANCIAL GROUP, INC. 110.02%0.02%0.02%Q2 2014Q2 20141
Verition Fund Management LLC 110.01%0.01%0.01%Q4 2016Q4 20161
Klingman & Associates, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
External links

This page lists all the filers that currently own FIFTH STREET FINANCE CORP or have owned FIFTH STREET FINANCE CORP in the past.