Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 41 |
PEAK6 Group LLC | 9 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 29 |
GOLDMAN SACHS GROUP INC | 18 | 4 | 0.00% | 0.00% | 0.01% | Q1 2012 | Q3 2017 | 22 |
Citadel Advisors | 15 | 2 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2017 | 19 |
CREDIT SUISSE AG/ | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2013 | Q3 2017 | 19 |
Cetera Advisor Networks LLC | 19 | 19 | 0.01% | 0.08% | 0.16% | Q1 2013 | Q3 2017 | 19 |
MORGAN STANLEY | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
RAYMOND JAMES & ASSOCIATES | 18 | 18 | 0.00% | 0.01% | 0.05% | Q2 2013 | Q3 2017 | 18 |
GUGGENHEIM CAPITAL LLC | 18 | 18 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
Cambridge Investment Research Advisors, Inc. | 18 | 18 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
LPL Financial LLC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 18 | 18 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2017 | 18 |
Legal & General Group Plc | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
BANK OF AMERICA CORP /DE/ | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
JPMORGAN CHASE & CO | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
Brown Advisory Securities, LLC | 18 | 18 | 0.03% | 0.10% | 0.23% | Q2 2013 | Q3 2017 | 18 |
CITIGROUP INC | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
UBS AG | 6 | 6 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2014 | 18 |
Creative Planning | 18 | 18 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 18 |
Invesco Ltd. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
TWO SIGMA INVESTMENTS, LP | 18 | 18 | 0.00% | 0.02% | 0.07% | Q2 2013 | Q3 2017 | 18 |
PRENTISS SMITH & CO INC | 18 | 18 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
WELLS FARGO & COMPANY/MN | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 18 | 18 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2017 | 18 |
Carroll Financial Associates, Inc. | 18 | 18 | 0.09% | 0.42% | 0.97% | Q2 2013 | Q3 2017 | 18 |
ROYAL BANK OF CANADA | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
VAN ECK ASSOCIATES CORP | 18 | 18 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q3 2017 | 18 |
Selway Asset Management | 17 | 17 | 0.59% | 1.92% | 3.44% | Q2 2013 | Q2 2017 | 17 |
Janney Montgomery Scott LLC | 12 | 5 | 0.00% | 0.02% | 0.06% | Q2 2013 | Q3 2017 | 17 |
GLENMEDE TRUST CO NA | 11 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 17 |
American National Registered Investment Advisor, Inc. | 17 | 17 | 0.11% | 0.19% | 0.28% | Q3 2013 | Q3 2017 | 17 |
AMERICAN NATIONAL INSURANCE CO | 17 | 17 | 0.01% | 0.04% | 0.08% | Q3 2013 | Q3 2017 | 17 |
MILLENNIUM MANAGEMENT LLC | 17 | 17 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2017 | 17 |
Commonwealth Equity Services, Inc | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
GSA CAPITAL PARTNERS LLP | 10 | 7 | 0.01% | 0.07% | 0.19% | Q2 2013 | Q3 2017 | 17 |
VIRGINIA RETIREMENT SYSTEMS ET AL | 11 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 17 |
NORTHERN TRUST CORP | 10 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 17 |
Advisors Capital Management, LLC | 17 | 17 | 0.02% | 1.74% | 2.60% | Q2 2013 | Q2 2017 | 17 |
First Allied Advisory Services, Inc. | 15 | 2 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 17 |
DEUTSCHE BANK AG\ | 17 | 17 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q3 2017 | 17 |
DELTA ASSET MANAGEMENT LLC/TN | 17 | 17 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 17 |
FULLER & THALER ASSET MANAGEMENT, INC. | 16 | 16 | 0.29% | 0.57% | 0.91% | Q3 2013 | Q2 2017 | 16 |
RAYMOND JAMES TRUST N.A. | 16 | 16 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q1 2017 | 16 |
FIRST FOUNDATION ADVISORS | 16 | 16 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q3 2017 | 16 |
BANK OF MONTREAL /CAN/ | 14 | 2 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 16 |
WFG Advisors, LP | 16 | 16 | 0.00% | 0.01% | 0.05% | Q3 2013 | Q2 2017 | 16 |
Advisors Asset Management, Inc. | 15 | 1 | 0.00% | 0.20% | 0.37% | Q2 2013 | Q3 2017 | 16 |
MOODY NATIONAL BANK TRUST DIVISION | 16 | 16 | 0.01% | 0.02% | 0.04% | Q4 2013 | Q3 2017 | 16 |
Tower Research Capital LLC (TRC) | 12 | 4 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2017 | 16 |
TWO SIGMA ADVISERS, LP | 13 | 1 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 16 |
Barnett & Company, Inc. | 16 | 16 | 0.75% | 1.33% | 1.70% | Q2 2013 | Q1 2017 | 16 |
Cetera Advisors LLC | 16 | 16 | 0.00% | 0.01% | 0.03% | Q4 2013 | Q3 2017 | 16 |
Essex Financial Services, Inc. | 8 | 7 | 0.02% | 0.03% | 0.06% | Q2 2013 | Q1 2017 | 15 |
Quantbot Technologies LP | 7 | 2 | 0.00% | 0.01% | 0.06% | Q2 2013 | Q2 2017 | 15 |
CORRADO ADVISORS, LLC | 15 | 15 | 0.09% | 0.24% | 0.38% | Q1 2013 | Q3 2016 | 15 |
D. E. Shaw & Co., Inc. | 8 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 15 |
BARCLAYS PLC | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 15 |
OPTIMUM INVESTMENT ADVISORS | 8 | 7 | 0.10% | 0.16% | 0.25% | Q3 2013 | Q2 2017 | 15 |
BlackRock Group LTD | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 15 |
PNC FINANCIAL SERVICES GROUP, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 15 |
Clear Harbor Asset Management, LLC | 13 | 2 | 0.11% | 0.73% | 3.02% | Q2 2013 | Q3 2017 | 15 |
CONNABLE OFFICE INC | 15 | 15 | 0.02% | 0.02% | 0.05% | Q4 2013 | Q2 2017 | 15 |
UBS Group AG | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2017 | 14 |
OPPENHEIMER & CO INC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 14 |
Winch Advisory Services, LLC | 11 | 3 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2017 | 14 |
GROUP ONE TRADING, L.P. | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 14 |
DELPHI FINANCIAL GROUP, INC. | 14 | 14 | 1.50% | 6.08% | 9.59% | Q1 2014 | Q2 2017 | 14 |
STATE STREET CORP | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
Bank of New York Mellon Corp | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 13 |
Investors Capital Advisory Services | 13 | 13 | 0.11% | 0.18% | 0.29% | Q2 2013 | Q2 2016 | 13 |
Airain ltd | 7 | 1 | 0.01% | 0.04% | 0.14% | Q2 2013 | Q2 2017 | 13 |
IFP Advisors, Inc | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2021 | 13 |
Cutler Group LLC / CA | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q2 2017 | 13 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 9 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 12 |
DnB Asset Management AS | 12 | 12 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q3 2017 | 12 |
PINNACLE ASSOCIATES LTD | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
Virtu KCG Holdings LLC | 9 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q1 2017 | 12 |
Muzinich & Co., Inc. | 12 | 12 | 2.22% | 2.76% | 3.24% | Q4 2014 | Q3 2017 | 12 |
CONFLUENCE INVESTMENT MANAGEMENT LLC | 6 | 1 | 0.00% | 0.04% | 0.07% | Q2 2013 | Q3 2017 | 12 |
PineBridge Investments, L.P. | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q3 2017 | 12 |
Boston Partners | 12 | 12 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q1 2016 | 12 |
Cipher Capital LP | 11 | 1 | 0.01% | 0.05% | 0.27% | Q2 2013 | Q4 2016 | 12 |
CIBC WORLD MARKET INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2017 | 12 |
AMERIPRISE FINANCIAL INC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 12 |
Partners Group Holding AG | 10 | 2 | 0.07% | 0.20% | 0.64% | Q2 2013 | Q2 2017 | 12 |
LOMBARDIA CAPITAL PARTNERS LLC | 12 | 12 | 0.01% | 0.45% | 0.66% | Q2 2013 | Q1 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
US BANCORP \DE\ | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 12 |
Walleye Trading LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2017 | 12 |
JANE STREET GROUP, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2017 | 11 |
Spot Trading L.L.C | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 11 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 11 | 11 | 0.60% | 1.60% | 2.07% | Q2 2013 | Q4 2015 | 11 |
Paloma Partners Management Co | 10 | 1 | 0.01% | 0.04% | 0.24% | Q2 2014 | Q2 2017 | 11 |
ENVESTNET ASSET MANAGEMENT INC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
CEDAR HILL ASSOCIATES, LLC | 11 | 11 | 1.26% | 2.25% | 3.54% | Q2 2013 | Q4 2015 | 11 |
NEW YORK STATE COMMON RETIREMENT FUND | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
Princeton Alpha Management LP | 5 | 2 | 0.03% | 0.07% | 0.23% | Q4 2013 | Q4 2016 | 11 |
WHITTIER TRUST CO | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2017 | 11 |
Raymond James Financial Services Advisors, Inc. | 6 | 1 | 0.00% | 0.01% | 0.05% | Q2 2013 | Q3 2017 | 10 |
MSI Financial Services Inc | 8 | 2 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q4 2016 | 10 |
GABELLI FUNDS LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q3 2017 | 10 |
MANNING & NAPIER ADVISORS LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2017 | 10 |
Global X Management CO LLC | 9 | 1 | 0.00% | 0.01% | 0.08% | Q3 2013 | Q3 2017 | 10 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2017 | 10 |
KEYBANK NATIONAL ASSOCIATION/OH | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2012 | Q1 2015 | 10 |
Northeast Financial Consultants Inc | 10 | 10 | 0.07% | 0.19% | 0.39% | Q2 2014 | Q3 2016 | 10 |
Pinnacle Summer Investments, Inc. | 8 | 2 | 0.00% | 0.12% | 0.28% | Q2 2013 | Q4 2015 | 10 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 9 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2017 | 10 |
Advocacy Wealth Management Services, LLC | 8 | 2 | 0.00% | 0.18% | 0.94% | Q2 2013 | Q3 2017 | 10 |
Aperio Group, LLC | 9 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q1 2017 | 10 |
Nine Chapters Capital Management LLC | 5 | 1 | 0.04% | 0.14% | 0.30% | Q2 2013 | Q1 2017 | 10 |
HUNTINGTON NATIONAL BANK | 7 | 1 | 0.00% | 0.00% | 0.01% | Q3 2009 | Q4 2016 | 10 |
MCGLINN CAPITAL MANAGEMENT INC | 9 | 9 | 0.23% | 0.98% | 1.18% | Q3 2013 | Q3 2015 | 9 |
Winslow, Evans & Crocker, Inc. | 9 | 9 | 0.04% | 0.07% | 0.09% | Q4 2013 | Q4 2015 | 9 |
Freedom Investment Management, Inc. | 9 | 9 | 0.01% | 0.02% | 0.04% | Q1 2014 | Q1 2016 | 9 |
EAGLE GLOBAL ADVISORS LLC | 6 | 3 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2017 | 9 |
STEELHEAD PARTNERS LLC | 5 | 1 | 0.06% | 0.26% | 0.60% | Q4 2013 | Q3 2017 | 9 |
NOMURA HOLDINGS INC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2012 | Q1 2016 | 9 |
B. Riley Wealth Advisors, Inc. | 9 | 9 | 0.03% | 0.12% | 0.22% | Q2 2013 | Q2 2015 | 9 |
WESTPORT RESOURCES MANAGEMENT INC | 9 | 9 | 0.01% | 0.04% | 0.06% | Q2 2013 | Q2 2015 | 9 |
Radcliffe Capital Management, L.P. | 9 | 9 | 0.02% | 0.03% | 0.04% | Q3 2015 | Q3 2017 | 9 |
MILLER VALUE PARTNERS, LLC | 5 | 2 | 0.01% | 0.08% | 0.14% | Q1 2014 | Q2 2017 | 9 |
ROYCE & ASSOCIATES LP | 9 | 9 | 0.01% | 0.01% | 0.03% | Q3 2015 | Q3 2017 | 9 |
First Eagle Investment Management, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2017 | 9 |
BNP PARIBAS FINANCIAL MARKETS | 5 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 9 |
Robeco Institutional Asset Management B.V. | 8 | 8 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q1 2015 | 8 |
PRELUDE CAPITAL MANAGEMENT, LLC | 4 | 1 | 0.00% | 0.02% | 0.08% | Q1 2013 | Q3 2017 | 8 |
PVG Asset Management | 7 | 1 | 0.81% | 1.76% | 3.21% | Q4 2014 | Q4 2016 | 8 |
CAPITAL GUARDIAN TRUST CO | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 8 |
Sheaff Brock Investment Advisors, LLC | 8 | 8 | 0.02% | 0.03% | 0.03% | Q4 2015 | Q3 2017 | 8 |
BUCKHEAD CAPITAL MANAGEMENT LLC | 6 | 2 | 0.02% | 0.07% | 0.15% | Q4 2013 | Q4 2015 | 8 |
BESSEMER GROUP INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
Private Advisor Group, LLC | 7 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q4 2016 | 8 |
GEODE CAPITAL MANAGEMENT, LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 8 |
RATIONAL ADVISORS LLC | 8 | 8 | 0.03% | 0.03% | 0.04% | Q1 2012 | Q4 2013 | 8 |
Archford Capital Strategies, LLC | 6 | 2 | 0.01% | 0.12% | 0.22% | Q1 2014 | Q1 2017 | 8 |
EXCELSIA, INC. | 8 | 8 | 2.56% | 4.04% | 5.23% | Q2 2013 | Q1 2015 | 8 |
MANGROVE PARTNERS IM, LLC | 8 | 8 | 1.12% | 1.44% | 1.64% | Q1 2015 | Q4 2016 | 8 |
EQUITEC PROPRIETARY MARKETS, LLC | 8 | 8 | 0.08% | 0.17% | 0.31% | Q3 2015 | Q2 2017 | 8 |
WOLVERINE TRADING, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 8 |
Hudock, Inc. | 3 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2017 | 8 |
Greenwich Investment Management, Inc. | 8 | 8 | 0.34% | 3.54% | 6.67% | Q4 2015 | Q3 2017 | 8 |
MANAGED ACCOUNT ADVISORS LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2015 | 8 |
HSBC HOLDINGS PLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q3 2015 | 7 |
Old West Investment Management, LLC | 7 | 7 | 0.37% | 0.41% | 0.44% | Q2 2013 | Q4 2014 | 7 |
MARINER INVESTMENT GROUP LLC | 3 | 1 | 0.06% | 0.27% | 0.66% | Q4 2013 | Q3 2017 | 7 |
NEXT Financial Group, Inc | 3 | 2 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q4 2016 | 7 |
NATIONAL PLANNING CORP | 7 | 7 | 0.01% | 0.03% | 0.04% | Q2 2013 | Q4 2014 | 7 |
Yorktown Management & Research Co Inc | 7 | 7 | 2.13% | 2.26% | 2.60% | Q2 2013 | Q4 2014 | 7 |
HOWARD HUGHES MEDICAL INSTITUTE | 7 | 7 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q4 2014 | 7 |
Bedell Frazier Investment Counselling, LLC | 7 | 7 | 0.36% | 1.05% | 1.56% | Q2 2013 | Q4 2014 | 7 |
EnTrustPermal Management LLC | 7 | 7 | 0.55% | 0.90% | 1.17% | Q3 2013 | Q1 2015 | 7 |
Penserra Capital Management LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2017 | 7 |
COMERICA BANK | 4 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 7 |
FRANKLIN RESOURCES INC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 7 |
Nationwide Fund Advisors | 5 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 7 |
MACQUARIE GROUP LTD | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
DEAN INVESTMENT ASSOCIATES, LLC | 7 | 7 | 0.08% | 0.08% | 0.09% | Q2 2013 | Q4 2014 | 7 |
HBK INVESTMENTS L P | 3 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2017 | 7 |
BlackRock Inc. | 4 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 7 |
TUDOR INVESTMENT CORP ET AL | 4 | 2 | 0.00% | 0.01% | 0.04% | Q4 2013 | Q2 2015 | 6 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2016 | 6 |
Advisor Group, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
Lido Advisors, LLC | 6 | 6 | 0.02% | 0.06% | 0.26% | Q1 2016 | Q2 2017 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 6 | 6 | 0.00% | 0.02% | 0.05% | Q3 2013 | Q4 2014 | 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
NEW SOUTH CAPITAL MANAGEMENT INC | 6 | 6 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2014 | 6 |
NEW VERNON INVESTMENT MANAGEMENT LLC | 6 | 6 | 0.94% | 1.59% | 2.38% | Q2 2013 | Q3 2014 | 6 |
Private Wealth Partners, LLC | 6 | 6 | 0.04% | 0.04% | 0.05% | Q3 2013 | Q4 2014 | 6 |
TFS CAPITAL LLC | 3 | 3 | 0.01% | 0.03% | 0.04% | Q3 2015 | Q1 2017 | 6 |
Sequoia Financial Advisors, LLC | 6 | 6 | 0.02% | 0.03% | 0.04% | Q2 2016 | Q3 2017 | 6 |
PRUDENTIAL FINANCIAL INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 6 |
STEVENS CAPITAL MANAGEMENT LP | 3 | 1 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2017 | 6 |
Peregrine Asset Advisers, Inc. | 6 | 6 | 0.34% | 0.43% | 0.53% | Q1 2013 | Q2 2014 | 6 |
B. Riley Wealth Management, Inc. | 6 | 6 | 0.01% | 0.10% | 0.19% | Q1 2014 | Q2 2015 | 6 |
Greenlight Capital | 6 | 6 | 0.25% | 0.30% | 0.39% | Q2 2013 | Q3 2014 | 6 |
IMA Wealth, Inc. | 6 | 6 | 0.06% | 0.19% | 0.26% | Q2 2014 | Q3 2015 | 6 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2015 | 6 |
ARES MANAGEMENT LLC | 6 | 6 | 0.04% | 0.38% | 0.70% | Q2 2016 | Q3 2017 | 6 |
BRINKER CAPITAL INC | 6 | 6 | 0.18% | 0.46% | 0.57% | Q2 2013 | Q3 2014 | 6 |
MUFG Americas Holdings Corp | 3 | 3 | 0.00% | 0.01% | 0.03% | Q4 2012 | Q2 2015 | 6 |
Capital Investment Advisors, LLC | 4 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2015 | 5 |
Bison Wealth, LLC | 5 | 5 | 0.06% | 0.08% | 0.11% | Q4 2014 | Q4 2015 | 5 |
Quinn Opportunity Partners LLC | 5 | 5 | 0.16% | 0.24% | 0.29% | Q1 2016 | Q1 2017 | 5 |
A.R.T. Advisors, LLC | 3 | 1 | 0.01% | 0.03% | 0.04% | Q1 2015 | Q2 2017 | 5 |
BALESTRA CAPITAL LTD. | 5 | 5 | 1.77% | 5.86% | 11.35% | Q4 2013 | Q4 2014 | 5 |
Johnson Financial Group, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2016 | 5 |
Wilmington Trust, National Association | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2014 | 5 |
Nuveen Fund Advisors, LLC | 5 | 5 | 0.18% | 0.23% | 0.28% | Q2 2016 | Q2 2017 | 5 |
MUFG Securities EMEA plc | 5 | 5 | 0.04% | 0.08% | 0.16% | Q1 2014 | Q1 2015 | 5 |
PUTNAM INVESTMENTS LLC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q3 2017 | 5 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2013 | Q1 2014 | 5 |
LSV ASSET MANAGEMENT | 5 | 5 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2017 | 5 |
Proficio Capital Partners LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2017 | 5 |
Advisory Services Network, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 5 |
M&T BANK CORP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2015 | 5 |
NORTHERN CAPITAL MANAGEMENT LLC | 5 | 5 | 0.05% | 0.06% | 0.08% | Q2 2013 | Q2 2014 | 5 |
MACKENZIE FINANCIAL CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2017 | 5 |
Centaur Capital | 3 | 2 | 1.53% | 1.99% | 3.49% | Q4 2013 | Q1 2015 | 5 |
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
HIGHLAND CAPITAL MANAGEMENT LP | 5 | 5 | 0.01% | 0.02% | 0.02% | Q3 2016 | Q3 2017 | 5 |
Orinda Asset Management LLC | 4 | 1 | 0.21% | 0.24% | 0.28% | Q1 2015 | Q2 2016 | 5 |
UBS ASSET MANAGEMENT AMERICAS INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Barrett Asset Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
VOYA INVESTMENT MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Antonetti Capital Management LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Swiss National Bank | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 4 |
CAPSTONE ASSET MANAGEMENT CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
ALPINE WOODS CAPITAL INVESTORS, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q3 2015 | 4 |
LOGAN CAPITAL MANAGEMENT INC | 4 | 4 | 0.02% | 0.02% | 0.03% | Q3 2014 | Q2 2015 | 4 |
PDT Partners, LLC | 4 | 4 | 0.01% | 0.05% | 0.09% | Q1 2014 | Q4 2014 | 4 |
TIAA CREF INVESTMENT MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 4 |
TEACHERS ADVISORS, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2014 | 4 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 2 | 2 | 0.04% | 0.05% | 0.06% | Q3 2016 | Q3 2017 | 4 |
First Horizon Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2016 | 4 |
RHUMBLINE ADVISERS | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
Pine River Capital Management L.P. | 4 | 4 | 0.01% | 0.01% | 0.04% | Q2 2013 | Q1 2014 | 4 |
Texas Yale Capital Corp. | 4 | 4 | 0.03% | 0.06% | 0.07% | Q4 2014 | Q3 2015 | 4 |
Portfolio Strategies Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
CUE ADVISORY SERVICES, INC. | 4 | 4 | 0.25% | 0.29% | 0.32% | Q4 2016 | Q3 2017 | 4 |
GENERAL MOTORS INVESTMENT MANAGEMENT CORP | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
MERITAGE PORTFOLIO MANAGEMENT | 4 | 4 | 0.29% | 0.44% | 0.50% | Q3 2013 | Q2 2014 | 4 |
Sunbelt Securities, Inc. | 4 | 4 | 0.13% | 0.20% | 0.25% | Q4 2014 | Q3 2015 | 4 |
LUCUS ADVISORS LLC | 4 | 4 | 0.37% | 0.44% | 0.50% | Q4 2016 | Q3 2017 | 4 |
NORGES BANK | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2015 | 4 |
ProShare Advisors LLC | 4 | 4 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
First PREMIER Bank | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 3 | 1 | 0.01% | 0.02% | 0.06% | Q2 2013 | Q2 2014 | 4 |
METROPOLITAN LIFE INSURANCE CO/NY | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
TEACHER RETIREMENT SYSTEM OF TEXAS | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Dynamic Technology Lab Private Ltd | 2 | 1 | 0.04% | 0.09% | 0.12% | Q1 2016 | Q3 2017 | 4 |
BlackRock Fund Advisors | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC | 4 | 4 | 0.71% | 0.77% | 0.87% | Q1 2016 | Q4 2016 | 4 |
ALLIANCEBERNSTEIN L.P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
ENTERPRISE FINANCIAL SERVICES CORP | 3 | 1 | 0.01% | 0.02% | 0.02% | Q3 2013 | Q3 2014 | 4 |
BlackRock Investment Management, LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2014 | 4 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.01% | 0.04% | 0.11% | Q1 2015 | Q3 2017 | 4 |
KENNEDY CAPITAL MANAGEMENT LLC | 2 | 2 | 0.03% | 0.07% | 0.12% | Q2 2013 | Q3 2017 | 4 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC | 4 | 4 | 0.04% | 0.08% | 0.19% | Q1 2015 | Q4 2015 | 4 |
PRIVATE TRUST CO NA | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2013 | Q4 2013 | 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.44% | 1.59% | 2.91% | Q1 2015 | Q4 2015 | 4 |
STIFEL FINANCIAL CORP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 4 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
AMUNDI ASSET MANAGEMENT US, INC. | 4 | 4 | 0.02% | 0.03% | 0.03% | Q3 2015 | Q2 2016 | 4 |
SUNTRUST BANKS INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
BlackRock Institutional Trust Company, N.A. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
VANGUARD GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
AXA S.A. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
PRINCIPAL FINANCIAL GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
BLACKROCK ADVISORS LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
FIRST MERCANTILE TRUST CO | 3 | 3 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
SPOT TRADING L.L.C. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 3 |
InterOcean Capital, LLC | 3 | 3 | 0.06% | 0.08% | 0.09% | Q2 2014 | Q4 2014 | 3 |
COMMONWEALTH BANK OF AUSTRALIA | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
FIFTH THIRD BANCORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 3 |
HIGHLAND CAPITAL MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q3 2015 | 3 |
SIMPLEX TRADING, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2017 | 3 |
DUPONT CAPITAL MANAGEMENT CORP | 3 | 3 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q4 2013 | 3 |
Founders Capital Management | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q3 2017 | 3 |
Bellwether Investment Group, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 3 |
TOMPKINS FINANCIAL CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 3 |
Grantham, Mayo, Van Otterloo & Co. LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
BRYN MAWR TRUST Co | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
Quantitative Systematic Strategies LLC | 2 | 1 | 0.05% | 0.06% | 0.08% | Q4 2015 | Q3 2016 | 3 |
Marquette Asset Management, LLC | 3 | 3 | 0.04% | 0.07% | 0.09% | Q1 2017 | Q3 2017 | 3 |
Ameritas Investment Partners, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2014 | 3 |
ADVISORY RESEARCH INC | 3 | 3 | 0.00% | 0.02% | 0.02% | Q4 2013 | Q2 2014 | 3 |
Acrospire Investment Management LLC | 2 | 1 | 0.01% | 0.05% | 0.11% | Q1 2016 | Q4 2016 | 3 |
Jefferies Group LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2015 | 3 |
Integre Asset Management, LLC | 3 | 3 | 0.09% | 0.10% | 0.11% | Q2 2013 | Q4 2013 | 3 |
DIALECTIC CAPITAL MANAGEMENT, LP | 2 | 1 | 0.08% | 0.28% | 0.59% | Q3 2013 | Q2 2015 | 3 |
SHELTON CAPITAL MANAGEMENT | 3 | 3 | 0.03% | 0.06% | 0.09% | Q4 2016 | Q2 2017 | 3 |
Context Capital Management, LLC | 3 | 3 | 0.21% | 0.23% | 0.26% | Q1 2015 | Q3 2015 | 3 |
SANDERS MORRIS HARRIS LLC | 3 | 3 | 0.00% | 0.11% | 0.20% | Q1 2016 | Q3 2016 | 3 |
Rotella Capital Management, Inc. | 2 | 1 | 0.07% | 0.21% | 0.44% | Q3 2014 | Q3 2015 | 3 |
Sonora Investment Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
LOOMIS SAYLES & CO L P | 3 | 3 | 0.03% | 0.05% | 0.06% | Q2 2013 | Q4 2013 | 3 |
NISA INVESTMENT ADVISORS, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2017 | 3 |
Parallax Volatility Advisers, L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
SEI INVESTMENTS CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 3 |
STEPHENS INC /AR/ | 3 | 3 | 0.01% | 0.02% | 0.03% | Q2 2013 | Q4 2013 | 3 |
DESCHAINE & COMPANY, LLC | 3 | 3 | 0.89% | 0.94% | 1.00% | Q4 2014 | Q2 2015 | 3 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC | 3 | 3 | 0.07% | 0.08% | 0.09% | Q2 2013 | Q4 2013 | 3 |
Regal Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 3 |
Crosspoint Capital Strategies, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 3 |
Springhouse Capital Management, LP | 3 | 3 | 2.43% | 8.32% | 14.83% | Q1 2017 | Q3 2017 | 3 |
Opus Capital Group, LLC | 3 | 3 | 0.13% | 0.59% | 0.97% | Q2 2013 | Q4 2013 | 3 |
Sumitomo Mitsui DS Asset Management Company, Ltd | 3 | 3 | 0.01% | 0.04% | 0.07% | Q4 2013 | Q2 2014 | 3 |
HAP Trading, LLC | 2 | 1 | 0.02% | 0.04% | 0.05% | Q3 2013 | Q4 2014 | 3 |
Parkside Financial Bank & Trust | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q1 2016 | 3 |
WELLINGTON MANAGEMENT GROUP LLP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
AJO, LP | 3 | 3 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q1 2017 | 3 |
Allen Investment Management, LLC | 3 | 3 | 0.06% | 0.08% | 0.10% | Q1 2014 | Q3 2014 | 3 |
West Family Investments, Inc. | 2 | 2 | 0.03% | 0.15% | 0.26% | Q4 2015 | Q1 2016 | 2 |
FOUNDERS FINANCIAL SECURITIES LLC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q1 2017 | Q2 2017 | 2 |
VSR Financial Services, Inc. | 2 | 2 | 0.06% | 0.07% | 0.08% | Q2 2013 | Q3 2013 | 2 |
Horizon Investments, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q2 2017 | 2 |
Gemmer Asset Management LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q4 2014 | 2 |
Signator Financial Services, Inc. | 2 | 2 | 0.13% | 0.14% | 0.16% | Q2 2013 | Q3 2013 | 2 |
Marshall Wace North America L.P. | 2 | 2 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q2 2017 | 2 |
Visium Asset Management, LP | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q4 2014 | 2 |
Brookstone Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
CPWM, LLC | 2 | 2 | 0.05% | 0.06% | 0.06% | Q2 2014 | Q3 2014 | 2 |
IRONBRIDGE CAPITAL MANAGEMENT LP | 2 | 2 | 0.14% | 0.16% | 0.18% | Q2 2013 | Q3 2013 | 2 |
GREAT WEST LIFE ASSURANCE CO /CAN/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
Raffles Associates | 2 | 2 | 0.24% | 0.24% | 0.24% | Q4 2013 | Q1 2014 | 2 |
Sterling Capital Management LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2014 | Q2 2014 | 2 |
Lebenthal Holdings,LLC | 2 | 2 | 0.02% | 0.03% | 0.04% | Q4 2015 | Q1 2016 | 2 |
CTC Alternative Strategies, Ltd. | 2 | 2 | 0.19% | 0.19% | 0.20% | Q3 2014 | Q4 2014 | 2 |
Genesis Wealth Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
Soros Fund Management | 1 | 1 | 0.00% | 0.01% | 0.02% | Q3 2013 | Q2 2014 | 2 |
OXFORD ASSET MANAGEMENT LLP | 1 | 1 | 0.01% | 0.03% | 0.05% | Q1 2017 | Q3 2017 | 2 |
LMR Partners LLP | 2 | 2 | 0.02% | 0.13% | 0.24% | Q2 2014 | Q3 2014 | 2 |
RUSSELL FRANK CO/ | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2013 | 2 |
North Star Investment Management Corp. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
C M BIDWELL & ASSOCIATES LTD | 2 | 2 | 0.03% | 0.04% | 0.04% | Q2 2014 | Q3 2014 | 2 |
AMERICAN CENTURY COMPANIES INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Squarepoint Ops LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
GAM Holding AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
SEI TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Russell Investments Group, Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
Catalyst Capital Advisors LLC | 2 | 2 | 0.06% | 0.06% | 0.06% | Q2 2017 | Q3 2017 | 2 |
BlueCrest Capital Management Ltd | 2 | 2 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q3 2017 | 2 |
STANCORP INVESTMENT ADVISERS INC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2015 | 2 |
Trexquant Investment LP | 2 | 2 | 0.04% | 0.04% | 0.05% | Q4 2016 | Q1 2017 | 2 |
Nuveen Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
PVG ASSET MANAGEMENT CORP | 1 | 1 | 0.98% | 1.98% | 2.98% | Q3 2016 | Q2 2017 | 2 |
Jane Street Holding, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2013 | 2 |
SIGNATUREFD, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2015 | 2 |
PRICE T ROWE ASSOCIATES INC /MD/ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2014 | 2 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
WBI INVESTMENTS, LLC | 1 | 1 | 0.06% | 0.07% | 0.08% | Q4 2015 | Q4 2016 | 2 |
Moors & Cabot, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q3 2014 | 2 |
CAHILL FINANCIAL ADVISORS INC | 2 | 2 | 0.08% | 0.09% | 0.09% | Q4 2013 | Q1 2014 | 2 |
NORTHERN TRUST CO OF CONNECTICUT | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
SHIKIAR ASSET MANAGEMENT INC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q2 2013 | Q3 2013 | 2 |
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2016 | 2 |
Neuberger Berman Group LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
CAPITAL FUND MANAGEMENT S.A. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2015 | 2 |
FINANCIAL COUNSELORS INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q2 2015 | 2 |
Garner Asset Management Corp | 2 | 2 | 0.54% | 0.54% | 0.55% | Q2 2017 | Q3 2017 | 2 |
ELberon, LLC | 2 | 2 | 7.85% | 9.44% | 11.02% | Q4 2015 | Q1 2016 | 2 |
DIMENSIONAL FUND ADVISORS LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
FARMERS & MERCHANTS INVESTMENTS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
WealthTrust Fairport, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
SALEM INVESTMENT COUNSELORS INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
VIRGINIA RETIREMENT SYSTEM | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2013 | Q4 2013 | 1 |
FIRST FINANCIAL CORP /IN/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q3 2014 | 1 |
DekaBank Deutsche Girozentrale | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Summit Financial Wealth Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2015 | Q2 2015 | 1 |
BALYASNY ASSET MANAGEMENT L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Magnetar Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
MACROVIEW INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2013 | Q3 2013 | 1 |
TOCQUEVILLE ASSET MANAGEMENT L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
OTTER CREEK MANAGEMENT INC | 1 | 1 | 0.54% | 0.54% | 0.54% | Q2 2014 | Q2 2014 | 1 |
Irish Life Investment Managers Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Winfield Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
J. Goldman & Co LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
FIRST NEW YORK SECURITIES LLC /NY | 1 | 1 | 0.32% | 0.32% | 0.32% | Q4 2013 | Q4 2013 | 1 |
Trafelet Capital Management, L.P. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2017 | Q3 2017 | 1 |
EP Wealth Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2015 | Q1 2015 | 1 |
BlueCrest Capital Management LLP | 1 | 1 | 0.14% | 0.14% | 0.14% | Q2 2014 | Q2 2014 | 1 |
UBS OCONNOR LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2013 | Q3 2013 | 1 |
Sigma Planning Corp | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q4 2014 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
ALPS ADVISORS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
NatWest Group plc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
ETF MANAGERS GROUP, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q2 2014 | Q2 2014 | 1 |
Institute for Wealth Management, LLC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
TURNER INVESTMENTS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
ING GROEP NV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Torch Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
LMR Master Fund Ltd | 1 | 1 | 0.15% | 0.15% | 0.15% | Q3 2013 | Q3 2013 | 1 |
Glaxis Capital Management, LLC | 1 | 1 | 0.74% | 0.74% | 0.74% | Q2 2013 | Q2 2013 | 1 |
TD Capital Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
INVESTMENT CENTERS OF AMERICA INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
TCW GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Parkwood LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2014 | Q2 2014 | 1 |
CAXTON CORP | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2015 | Q3 2015 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
SUMIT CAPITAL, LLC | 1 | 1 | 3.32% | 3.32% | 3.32% | Q4 2014 | Q4 2014 | 1 |
ZACKS INVESTMENT MANAGEMENT | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
PRICE MICHAEL F | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2017 | Q2 2017 | 1 |
COWEN INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q3 2016 | 1 |
COMMERZBANK AKTIENGESELLSCHAFT /FI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Roble, Belko & Company, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Varde Management, L.P. | 1 | 1 | 9.73% | 9.73% | 9.73% | Q2 2014 | Q2 2014 | 1 |
CAPSTONE INVESTMENT ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
STIFEL NICOLAUS & CO INC \MO\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
WealthTrust Axiom LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
MARSHALL WACE ASIA Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Seawolf Capital, LLC | 1 | 1 | 0.53% | 0.53% | 0.53% | Q4 2015 | Q4 2015 | 1 |
Hillsdale Investment Management Inc. | 1 | 1 | 0.25% | 0.25% | 0.25% | Q4 2014 | Q4 2014 | 1 |
MARSHALL WACE, LLP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q4 2015 | 1 |
NumerixS Investment Technologies Inc | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2014 | Q4 2014 | 1 |
SCHRODER INVESTMENT MANAGEMENT GROUP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Drexel Morgan & Co. | 1 | 1 | 0.13% | 0.13% | 0.13% | Q3 2016 | Q3 2016 | 1 |
IRON Financial LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2014 | Q4 2014 | 1 |
River Road Asset Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
BLACKTHORN INVESTMENT GROUP LLC | 1 | 1 | 0.18% | 0.18% | 0.18% | Q4 2013 | Q4 2013 | 1 |
PROFUND ADVISORS LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Senvest Management, LLC | 1 | 1 | 2.22% | 2.22% | 2.22% | Q3 2017 | Q3 2017 | 1 |
Potrero Capital Research LLC | 1 | 1 | 1.66% | 1.66% | 1.66% | Q3 2017 | Q3 2017 | 1 |
Freestone Capital Holdings, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2017 | Q2 2017 | 1 |
Strategic Capital Alternatives LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Ironwood Financial, llc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
CREDIT AGRICOLE S A | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Grisanti Capital Management LLC | 1 | 1 | 0.43% | 0.43% | 0.43% | Q3 2013 | Q3 2013 | 1 |
Karp Capital Management Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Timber Hill LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
First Trust Capital Management L.P. | 1 | 1 | 0.17% | 0.17% | 0.17% | Q1 2016 | Q1 2016 | 1 |
Hilton Capital Management, LLC | 1 | 1 | 2.36% | 2.36% | 2.36% | Q3 2017 | Q3 2017 | 1 |
Laurel Grove Capital, LLC | 1 | 1 | 0.44% | 0.44% | 0.44% | Q3 2017 | Q3 2017 | 1 |
Cubist Systematic Strategies, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q3 2015 | 1 |
Telemetry Investments, L.L.C. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2014 | Q4 2014 | 1 |
FSI GROUP, LLC | 1 | 1 | 1.56% | 1.56% | 1.56% | Q1 2015 | Q1 2015 | 1 |
PIERSHALE FINANCIAL GROUP, INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
Verition Fund Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Klingman & Associates, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
External links
This page lists all the filers that currently own FIFTH STREET FINANCE CORP or have owned FIFTH STREET FINANCE CORP in the past.