CNOOC LTD shareholder history

Current and past CNOOC LTD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 31310.00%0.01%0.03%Q2 2013Q4 202090
BARCLAYS PLC 32320.00%0.00%0.01%Q2 2013Q1 202187
CITIGROUP INC 31310.00%0.00%0.01%Q2 2013Q4 202079
GOLDMAN SACHS GROUP INC 3140.00%0.00%0.01%Q1 2012Q4 202072
Citadel Advisors 2020.00%0.00%0.00%Q2 2013Q4 202057
Walleye Trading LLC 1710.00%0.01%0.03%Q2 2013Q1 201952
PEAK6 Group LLC 1280.00%0.02%0.21%Q2 2013Q2 201849
Mirae Asset Global Investments Co., Ltd. 31150.00%0.05%0.29%Q4 2008Q4 202046
Spot Trading L.L.C 1050.00%0.07%0.33%Q2 2013Q1 201739
ROYAL BANK OF CANADA 31310.00%0.01%0.02%Q2 2013Q4 202036
PNC FINANCIAL SERVICES GROUP, INC. 35350.00%0.00%0.00%Q2 2013Q4 202135
WOLVERINE TRADING, LLC 710.00%0.01%0.02%Q2 2016Q4 202035
BANK OF MONTREAL /CAN/ 31310.00%0.00%0.01%Q2 2013Q4 202033
MACQUARIE GROUP LTD 31310.00%0.06%1.18%Q2 2013Q4 202032
CREDIT SUISSE AG/ 32320.00%0.01%0.02%Q1 2013Q4 202032
AQR Capital Management 3110.00%0.01%0.05%Q4 2012Q4 202032
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 32320.00%0.18%0.61%Q2 2013Q1 202132
MORGAN STANLEY 31310.00%0.00%0.01%Q2 2013Q4 202031
Employees Retirement System of Texas 31310.02%0.11%0.21%Q2 2013Q4 202031
NORTHERN TRUST CORP 31310.00%0.01%0.01%Q2 2013Q4 202031
COMERICA BANK 31310.02%0.03%0.05%Q2 2013Q4 202031
DIMENSIONAL FUND ADVISORS LP 31310.03%0.05%0.07%Q2 2013Q4 202031
BNP PARIBAS FINANCIAL MARKETS 31310.00%0.00%0.01%Q2 2013Q4 202031
WELLS FARGO & COMPANY/MN 31310.00%0.00%0.02%Q2 2013Q4 202031
FMR LLC 31310.00%0.00%0.01%Q2 2013Q4 202031
LAZARD ASSET MANAGEMENT LLC 31310.02%0.09%0.15%Q2 2013Q4 202031
PARAMETRIC PORTFOLIO ASSOCIATES LLC 31310.00%0.02%0.04%Q2 2013Q4 202031
AMERIPRISE FINANCIAL INC 31310.00%0.00%0.00%Q2 2013Q4 202031
BANK OF AMERICA CORP /DE/ 31310.00%0.00%0.01%Q2 2013Q4 202031
GUGGENHEIM CAPITAL LLC 31310.00%0.01%0.05%Q2 2013Q4 202031
FIRST TRUST ADVISORS LP 31310.00%0.01%0.03%Q2 2013Q4 202031
US BANCORP \DE\ 31310.00%0.01%0.03%Q2 2013Q4 202031
Invesco Ltd. 31310.00%0.01%0.03%Q2 2013Q4 202031
HSBC HOLDINGS PLC 30300.00%0.01%0.10%Q1 2012Q2 201931
BlackRock Inc. 31310.00%0.00%0.02%Q2 2013Q4 202031
PROFUND ADVISORS LLC 31310.03%0.13%0.24%Q2 2013Q4 202031
First Horizon Advisors, Inc. 2560.00%0.01%0.08%Q1 2012Q4 201931
JPMORGAN CHASE & CO 31310.00%0.01%0.02%Q2 2013Q4 202031
CASTLEARK MANAGEMENT LLC 31310.00%0.04%0.11%Q2 2013Q4 202031
Advisors Asset Management, Inc. 19110.00%0.03%0.05%Q2 2013Q4 202030
Aperio Group, LLC 30300.02%0.05%0.11%Q2 2013Q3 202030
DEUTSCHE BANK AG\ 30300.00%0.00%0.01%Q3 2013Q4 202030
PILLAR PACIFIC CAPITAL MANAGEMENT LLC 30300.02%0.39%0.72%Q2 2013Q3 202030
Portland Global Advisors LLC 30300.39%0.65%0.91%Q2 2013Q3 202030
TD ASSET MANAGEMENT INC 30300.00%0.00%0.01%Q2 2013Q3 202030
ENVESTNET ASSET MANAGEMENT INC 2190.00%0.02%0.09%Q2 2013Q4 202030
HARDING LOEVNER LP 30300.17%1.08%1.84%Q2 2013Q3 202030
Bank of New York Mellon Corp 19110.00%0.00%0.01%Q1 2013Q4 202030
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 17130.00%0.00%0.00%Q2 2013Q4 202030
JANE STREET GROUP, LLC 610.00%0.02%0.12%Q1 2014Q4 202029
Cutler Group LLC / CA 1020.00%0.14%1.88%Q4 2015Q1 201929
STATE STREET CORP 2270.00%0.00%0.00%Q2 2013Q4 202029
GROUP ONE TRADING, L.P. 1370.00%0.02%0.06%Q2 2013Q4 202029
EARNEST PARTNERS LLC 29290.00%0.01%0.02%Q4 2013Q4 202029
FIFTH THIRD BANCORP 16130.00%0.00%0.01%Q2 2013Q4 202029
SIT INVESTMENT ASSOCIATES INC 2710.00%0.01%0.05%Q2 2013Q3 202028
GLENMEDE TRUST CO NA 2080.00%0.00%0.01%Q2 2013Q3 202028
HUNTINGTON NATIONAL BANK 1510.00%0.01%0.03%Q2 2009Q4 202028
World Asset Management Inc 28280.03%0.11%0.20%Q2 2013Q1 202028
Carroll Financial Associates, Inc. 2440.00%0.00%0.00%Q4 2013Q4 202028
STIFEL FINANCIAL CORP 28280.00%0.00%0.01%Q1 2014Q4 202028
Renaissance Technologies 2350.00%0.07%0.12%Q2 2013Q4 202028
MILLENNIUM MANAGEMENT LLC 1210.00%0.00%0.02%Q3 2013Q4 202027
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.00%0.00%Q2 2013Q4 201927
BLUESTEIN R H & CO LLC 27270.02%0.03%0.05%Q2 2013Q4 201927
Checchi Capital Advisers, LLC 2520.02%0.06%0.26%Q4 2013Q3 202027
Winslow, Evans & Crocker, Inc. 27270.00%0.00%0.01%Q4 2013Q2 202027
Tower Research Capital LLC (TRC) 1930.00%0.01%0.02%Q2 2013Q4 202027
BESSEMER GROUP INC 1640.00%0.03%0.08%Q2 2013Q3 202026
UBS Group AG 25250.00%0.00%0.00%Q4 2014Q4 202025
Laird Norton Wetherby Wealth Management, LLC 2210.02%0.06%0.11%Q3 2013Q3 202025
SEI INVESTMENTS CO 25250.00%0.01%0.02%Q4 2014Q4 202025
SIGNATUREFD, LLC 14110.00%0.01%0.02%Q2 2013Q3 202025
Saturna Capital CORP 24240.01%0.02%0.02%Q2 2013Q1 201924
LPL Financial LLC 1240.00%0.00%0.01%Q2 2013Q2 202024
RAYMOND JAMES & ASSOCIATES 1910.00%0.00%0.02%Q2 2013Q3 202024
ClariVest Asset Management LLC 14100.00%0.02%0.08%Q2 2013Q2 201924
Nikko Asset Management Americas, Inc. 2220.00%0.42%0.75%Q2 2013Q4 202024
WELLINGTON MANAGEMENT GROUP LLP 1440.00%0.01%0.03%Q3 2013Q4 202024
CoreCommodity Management, LLC 24240.33%0.98%1.72%Q4 2014Q3 202024
QUADRANT CAPITAL GROUP LLC 23230.00%0.02%0.06%Q2 2015Q4 202023
DEPRINCE RACE & ZOLLO INC 23230.02%0.09%0.25%Q1 2015Q3 202023
CIBC WORLD MARKET INC. 1580.00%0.00%0.02%Q4 2013Q4 201923
CAUSEWAY CAPITAL MANAGEMENT LLC 23230.00%0.30%0.86%Q2 2013Q4 201823
TRUST CO OF VERMONT 22220.01%0.01%0.02%Q2 2013Q3 201822
IFP Advisors, Inc 1480.00%0.00%0.00%Q4 2015Q2 202122
LS Investment Advisors, LLC 22220.00%0.00%0.00%Q2 2013Q3 201822
CADENCE CAPITAL MANAGEMENT LLC 21210.02%0.03%0.06%Q4 2014Q4 201921
Freedom Investment Management, Inc. 1550.02%0.04%0.15%Q2 2015Q2 202020
TRUIST FINANCIAL CORP 20200.01%0.03%0.09%Q2 2013Q1 201820
MANUFACTURERS LIFE INSURANCE COMPANY, THE 10100.00%0.00%0.00%Q2 2013Q2 201820
GEODE CAPITAL MANAGEMENT, LLC 1370.00%0.00%0.00%Q2 2013Q1 202020
Parkside Financial Bank & Trust 19190.00%0.00%0.01%Q3 2015Q1 202019
OAKTREE CAPITAL MANAGEMENT LP 1810.02%0.60%1.22%Q4 2015Q3 202019
REILLY FINANCIAL ADVISORS, LLC 19190.00%0.00%0.01%Q3 2014Q1 201919
Grantham, Mayo, Van Otterloo & Co. LLC 1090.00%0.02%0.05%Q2 2013Q3 202019
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 19190.01%0.02%0.05%Q2 2013Q4 201719
Cubist Systematic Strategies, LLC 810.00%0.02%0.09%Q2 2014Q2 202019
JOHNSON INVESTMENT COUNSEL INC 1090.00%0.02%0.13%Q2 2013Q4 202019
Community Bank & Trust, Waco, Texas 1810.13%0.32%0.58%Q4 2015Q3 202019
Cornerstone Advisors, Inc. 1410.00%0.00%0.01%Q4 2014Q3 202018
Kistler-Tiffany Companies, LLC 18180.00%0.00%0.00%Q2 2013Q3 201718
BOSTON ADVISORS LLC 18180.01%0.08%0.37%Q2 2015Q3 201918
Private Capital Group, LLC 18180.00%0.00%0.01%Q4 2017Q1 202218
Fisher Asset Management, LLC 1080.00%0.02%0.13%Q2 2013Q4 202018
TWO SIGMA INVESTMENTS, LP 620.00%0.01%0.06%Q3 2013Q1 202017
Private Capital Advisors, Inc. 17170.64%1.27%1.94%Q2 2013Q2 201717
Creative Planning 980.00%0.00%0.02%Q2 2013Q3 201717
SG Americas Securities, LLC 1010.00%0.00%0.01%Q2 2013Q3 202017
AMP Capital Investors Ltd 1010.00%0.01%0.02%Q2 2013Q2 202017
Parallel Advisors, LLC 17170.00%0.00%0.01%Q4 2016Q4 202017
ASSETMARK, INC 1340.00%0.01%0.04%Q4 2015Q4 202017
Independent Portfolio Consultants, Inc. 17170.01%0.07%0.22%Q2 2013Q2 201717
TWO SIGMA ADVISERS, LP 17170.00%0.01%0.02%Q3 2016Q3 202017
Rathbones Group PLC 17170.01%0.02%0.02%Q2 2016Q2 202017
CAPSTONE ASSET MANAGEMENT CO 17170.06%0.15%0.30%Q2 2013Q2 201717
D.A. DAVIDSON & CO. 17170.00%0.00%0.02%Q2 2013Q2 201717
NEXT Financial Group, Inc 1110.00%0.00%0.00%Q2 2014Q4 202016
SIMPLEX TRADING, LLC 510.00%0.02%0.07%Q4 2014Q4 202016
NATIXIS ADVISORS, L.P. 16160.02%0.06%0.12%Q2 2013Q1 201716
ENTERPRISE FINANCIAL SERVICES CORP 530.00%0.00%0.01%Q2 2013Q3 202016
Virtu KCG Holdings LLC 630.01%0.01%0.03%Q3 2013Q2 201716
TORONTO DOMINION BANK 710.00%0.00%0.00%Q1 2013Q3 202016
SMITH ASSET MANAGEMENT GROUP LP 16160.00%0.00%0.00%Q1 2017Q4 202016
Commonwealth Equity Services, Inc 16160.00%0.01%0.02%Q2 2013Q1 201716
RENAISSANCE GROUP LLC 1150.33%0.49%0.71%Q2 2013Q2 202016
Russell Investments Group, Ltd. 16160.00%0.07%0.10%Q4 2016Q3 202016
Twin Tree Management, LP 210.00%0.03%0.13%Q4 2012Q3 201816
Crossmark Global Holdings, Inc. 1410.06%0.09%0.19%Q3 2016Q4 202015
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
Estabrook Capital Management 15150.03%0.03%0.04%Q2 2013Q4 201615
SCHAFER CULLEN CAPITAL MANAGEMENT INC 1230.00%0.64%1.89%Q2 2013Q1 201715
Neuberger Berman Group LLC 740.00%0.00%0.01%Q2 2013Q3 202015
OFI Advisors LLC 1140.01%0.02%0.03%Q3 2011Q3 201515
Advisory Services Network, LLC 610.00%0.01%0.03%Q4 2013Q4 202015
MSI Financial Services Inc 15150.00%0.02%0.04%Q2 2013Q4 201615
BlackRock Fund Advisors 15150.00%0.00%0.00%Q2 2013Q4 201615
UBS ASSET MANAGEMENT AMERICAS INC 550.00%0.01%0.02%Q2 2013Q3 201915
NORDEA INVESTMENT MANAGEMENT AB 1230.00%0.01%0.03%Q2 2013Q1 201915
BlackRock Investment Management, LLC 15150.00%0.01%0.03%Q2 2013Q4 201615
Steward Partners Investment Advisory, LLC 870.00%0.01%0.03%Q4 2016Q4 202015
Fiera Capital Corp 420.00%0.01%0.03%Q2 2013Q2 201915
RPG Investment Advisory, LLC 15150.00%0.00%0.00%Q2 2017Q4 202015
BLACKROCK ADVISORS LLC 15150.00%0.00%0.01%Q2 2013Q4 201615
Migdal Insurance & Financial Holdings Ltd. 1110.00%0.00%0.01%Q4 2016Q4 202015
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201414
TRILOGY GLOBAL ADVISORS LP 14140.57%1.06%1.52%Q2 2013Q3 201614
Parallax Volatility Advisers, L.P. 310.00%0.00%0.01%Q2 2013Q4 201914
U S GLOBAL INVESTORS INC 920.03%0.49%1.33%Q2 2014Q2 202014
ATLAS CAPITAL ADVISORS LLC 1040.00%0.14%0.28%Q1 2018Q3 202114
WESTPAC BANKING CORP 1110.04%0.09%0.16%Q2 2013Q4 201914
Wealthspire Advisors, L.P. 14140.00%0.00%0.00%Q4 2015Q1 201914
WFG Advisors, LP 14140.00%0.00%0.01%Q2 2013Q3 201614
BB&T SECURITIES, LLC 630.00%0.01%0.02%Q2 2013Q2 201914
MUFG Americas Holdings Corp 1040.00%0.05%0.09%Q4 2010Q1 201514
PEAK6 Investments LLC 310.00%0.01%0.07%Q3 2018Q4 202014
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 710.01%0.13%0.34%Q1 2017Q4 202013
STEVENS CAPITAL MANAGEMENT LP 710.02%0.05%0.09%Q2 2013Q4 201913
CastleArk Alternatives, LLC 13130.06%0.87%1.81%Q4 2017Q4 202013
KANALY TRUST CO 13130.00%0.01%0.02%Q4 2013Q4 201613
1832 Asset Management L.P. 1110.00%0.00%0.00%Q3 2013Q4 202013
OXFORD ASSET MANAGEMENT LLP 310.01%0.05%0.12%Q2 2013Q3 201912
WASHINGTON STATE INVESTMENT BOARD 12122.85%3.32%4.02%Q2 2013Q1 201612
TODD ASSET MANAGEMENT LLC 12120.42%0.73%0.98%Q1 2018Q4 202012
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 12120.04%0.06%0.10%Q1 2014Q4 201612
Geneva Advisors, LLC 12120.01%0.01%0.02%Q2 2014Q1 201712
FARMERS & MERCHANTS INVESTMENTS INC 12120.00%0.00%0.00%Q1 2018Q4 202012
NOMURA HOLDINGS INC 320.00%0.59%2.52%Q4 2012Q1 201712
Morningstar Investment Services LLC 1110.00%0.01%0.01%Q2 2017Q2 202012
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 12120.10%0.20%0.29%Q1 2018Q4 202012
Apriem Advisors 12120.00%0.01%0.01%Q2 2014Q1 201712
Apex Capital Management 12120.01%0.05%0.14%Q2 2013Q1 201612
Weaver C. Barksdale & Associates, Inc. 840.00%0.00%0.00%Q1 2014Q1 201712
RUSSELL FRANK CO/ 12120.03%0.05%0.09%Q2 2013Q1 201612
DREMAN VALUE MANAGEMENT, L L C 1020.00%0.31%0.62%Q2 2013Q2 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
OLD NATIONAL BANCORP /IN/ 1010.01%0.02%0.02%Q2 2015Q2 202011
EULAV Asset Management 11110.02%0.05%0.10%Q2 2013Q4 201511
Asset Planning Services, Ltd. 11110.01%0.01%0.01%Q3 2015Q1 201811
Marshall Wace North America L.P. 610.00%0.04%0.10%Q3 2017Q4 202011
Glassman Wealth Services 920.00%0.00%0.00%Q4 2017Q3 202011
Connor, Clark & Lunn Investment Management Ltd. 710.00%0.04%0.08%Q4 2016Q4 202011
LMR Partners LLP 410.01%0.47%1.18%Q3 2016Q4 202011
BlackRock Institutional Trust Company, N.A. 510.00%0.00%0.00%Q2 2013Q4 201611
GAM Holding AG 11110.01%0.08%0.13%Q2 2013Q4 201511
YorkBridge Wealth Partners, LLC 11110.00%0.00%0.01%Q4 2016Q2 201911
Valeo Financial Advisors, LLC 11110.00%0.00%0.00%Q4 2017Q2 202011
CAPITAL FUND MANAGEMENT S.A. 920.01%0.07%0.15%Q4 2016Q3 202011
Global Retirement Partners, LLC 920.00%0.00%0.00%Q1 2018Q4 202011
Pinnacle Summer Investments, Inc. 11110.00%0.01%0.02%Q2 2013Q4 201511
M&T BANK CORP 990.00%0.00%0.01%Q2 2013Q2 201510
BLAIR WILLIAM & CO/IL 10100.00%0.00%0.01%Q2 2013Q3 201510
Quantbot Technologies LP 420.00%0.03%0.09%Q4 2013Q1 201810
Sumitomo Mitsui Trust Holdings, Inc. 710.00%0.01%0.02%Q3 2014Q4 202010
NumerixS Investment Technologies Inc 410.00%0.03%0.08%Q4 2014Q2 202010
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 10100.00%0.00%0.00%Q3 2018Q4 202010
FULTON BANK, N.A. 910.02%0.03%0.04%Q2 2014Q4 201910
FINANCIAL COUNSELORS INC 10100.01%0.02%0.02%Q1 2018Q2 202010
ClearBridge Investments 730.00%0.01%0.01%Q2 2013Q3 202010
CONFLUENCE INVESTMENT MANAGEMENT LLC 10100.00%0.01%0.01%Q2 2018Q3 202010
MARTIN CURRIE LTD 10100.00%0.00%0.00%Q1 2018Q2 202010
BlueCrest Capital Management Ltd 810.01%1.92%10.87%Q3 2014Q1 201910
HOWE & RUSLING INC 10100.00%0.01%0.04%Q2 2013Q3 201510
OLD MISSION CAPITAL LLC 310.12%0.23%0.43%Q4 2014Q3 202010
Zurcher Kantonalbank (Zurich Cantonalbank) 820.00%0.00%0.01%Q1 2013Q4 201710
FDx Advisors, Inc. 310.01%0.03%0.21%Q2 2013Q3 202010
CCM INVESTMENT ADVISERS LLC 10100.77%1.17%1.36%Q4 2014Q1 201710
Guinness Atkinson Asset Management Inc 10100.02%0.15%0.23%Q4 2013Q1 201610
Berman Capital Advisors, LLC 990.00%0.00%0.00%Q4 2018Q4 20209
REGIONS FINANCIAL CORP 540.00%0.00%0.00%Q3 2014Q4 20189
Henry James International Management Inc. 990.12%0.50%0.86%Q3 2018Q3 20209
MANAGED ACCOUNT ADVISORS LLC 990.05%0.07%0.09%Q2 2013Q2 20159
Calvert Investment Management, Inc. 990.02%0.04%0.07%Q2 2013Q2 20159
Lindbrook Capital, LLC 990.00%0.00%0.01%Q4 2018Q4 20209
INTEGRAL DERIVATIVES, LLC 410.00%0.04%0.10%Q4 2014Q3 20179
OPPENHEIMER ASSET MANAGEMENT INC. 540.00%0.02%0.06%Q1 2017Q4 20199
FIRST NEW YORK SECURITIES LLC /NY 510.00%0.00%0.03%Q2 2013Q1 20169
Front Row Advisors LLC 990.00%0.00%0.01%Q2 2018Q2 20209
Clark Capital Management Group, Inc. 310.02%0.20%0.54%Q2 2013Q3 20209
FIRST CITIZENS BANK & TRUST CO 990.03%0.04%0.04%Q1 2015Q1 20179
Regal Investment Advisors LLC 720.00%0.01%0.01%Q2 2013Q3 20159
Sandy Spring Bank 410.00%0.00%0.00%Q2 2013Q1 20209
THOMAS WHITE INTERNATIONAL LTD 630.00%0.15%0.49%Q3 2013Q3 20209
Hillsdale Investment Management Inc. 510.00%0.04%0.08%Q2 2013Q4 20159
RONALD BLUE & CO LLC 540.01%0.02%0.04%Q2 2014Q1 20179
CENTRAL TRUST Co 630.00%0.00%0.00%Q2 2013Q3 20189
Financial Gravity Asset Management, Inc. 510.00%0.02%0.12%Q1 2018Q4 20209
Gemmer Asset Management LLC 810.00%0.00%0.00%Q1 2018Q3 20209
COLONY GROUP LLC 530.00%0.00%0.00%Q4 2013Q4 20158
NorthCoast Asset Management LLC 620.12%0.19%0.27%Q3 2013Q2 20188
Atria Investments, Inc 710.01%0.02%0.03%Q4 2017Q4 20198
Winfield Associates, Inc. 880.00%0.00%0.00%Q1 2016Q4 20178
MANNING & NAPIER ADVISORS LLC 880.02%0.03%0.04%Q2 2014Q1 20168
Mosaic Family Wealth, LLC 880.01%0.01%0.01%Q4 2015Q3 20178
CONTRAVISORY INVESTMENT MANAGEMENT, INC. 530.00%0.02%0.03%Q3 2016Q2 20198
PHILADELPHIA INTERNATIONAL ADVISORS LP 880.90%1.12%1.41%Q2 2013Q1 20158
Bartlett & Co. LLC 880.00%0.00%0.00%Q2 2013Q1 20158
CAPITAL GUARDIAN TRUST CO 310.00%0.03%0.09%Q2 2013Q2 20198
PEAR TREE ADVISORS INC 880.02%0.03%0.04%Q2 2013Q1 20158
American Portfolios Advisors 880.00%0.00%0.00%Q1 2019Q4 20208
Pendal Group Ltd 880.08%0.62%0.86%Q2 2018Q1 20208
PANAGORA ASSET MANAGEMENT INC 880.00%0.00%0.00%Q2 2013Q1 20158
Segantii Capital Management Ltd 310.01%1.62%5.30%Q4 2013Q2 20178
QS Investors, LLC 530.00%0.01%0.03%Q2 2013Q2 20208
GREENLEAF TRUST 880.00%0.01%0.01%Q2 2018Q1 20208
Investors Research Corp 880.00%0.00%0.00%Q1 2019Q4 20208
Hemenway Trust Co LLC 510.06%0.08%0.10%Q1 2013Q2 20158
Squarepoint Ops LLC 210.00%0.01%0.04%Q1 2017Q3 20208
Placemark Investments, Inc. 770.01%0.11%0.22%Q2 2013Q4 20147
MARSHALL WACE, LLP 610.00%0.04%0.07%Q2 2016Q4 20207
Archford Capital Strategies, LLC 770.00%0.00%0.00%Q1 2014Q3 20157
CITIZENS FINANCIAL GROUP INC/RI 770.00%0.00%0.00%Q4 2015Q2 20177
Cullen Capital Management, LLC 770.03%0.39%0.90%Q2 2014Q4 20157
Freestone Capital Holdings, LLC 520.03%0.10%0.20%Q2 2015Q3 20207
J.P. Morgan Private Wealth Advisors LLC 770.00%0.00%0.01%Q3 2015Q1 20177
Weaver Consulting Group 770.00%0.00%0.00%Q1 2019Q3 20207
HBK INVESTMENTS L P 210.00%0.00%0.01%Q2 2015Q4 20187
Quantitative Investment Management, LLC 410.01%0.03%0.06%Q3 2014Q1 20207
Mizuho Trust & Banking Co., Ltd. 430.00%0.01%0.01%Q4 2014Q3 20167
Quality Growth Management, Inc. 770.18%0.24%0.30%Q4 2013Q2 20157
Janney Montgomery Scott LLC 770.00%0.00%0.01%Q4 2017Q2 20197
NEW YORK STATE COMMON RETIREMENT FUND 610.00%0.00%0.00%Q2 2013Q1 20177
First Personal Financial Services 770.00%0.00%0.00%Q4 2017Q2 20197
DEERE & CO 410.07%0.09%0.15%Q3 2013Q2 20167
CIBC Private Wealth Group, LLC 770.00%0.00%0.00%Q4 2017Q2 20197
ING GROEP NV 770.00%0.01%0.04%Q1 2013Q3 20147
Banco de Sabadell, S.A 410.04%0.09%0.18%Q1 2018Q3 20207
PRIVATE TRUST CO NA 770.00%0.01%0.01%Q1 2013Q3 20147
MGO ONE SEVEN LLC 520.07%0.09%0.12%Q4 2017Q3 20197
Sowell Financial Services LLC 770.00%0.00%0.00%Q3 2019Q1 20217
WADDELL & REED FINANCIAL INC 770.01%0.01%0.01%Q2 2013Q4 20147
Rockefeller Capital Management L.P. 770.00%0.02%0.03%Q2 2019Q4 20207
MAVERICK CAPITAL LTD 770.03%0.07%0.10%Q3 2018Q1 20207
Raymond James Financial Services Advisors, Inc. 770.00%0.00%0.00%Q2 2018Q4 20197
SRS Capital Advisors, Inc. 770.01%0.01%0.02%Q4 2016Q2 20187
AMERICAN NATIONAL BANK 770.10%0.13%0.16%Q2 2013Q4 20147
Elite Wealth Management, Inc. 770.01%0.04%0.08%Q1 2013Q3 20147
LEUTHOLD GROUP, LLC 610.02%0.03%0.10%Q2 2013Q2 20167
AMUNDI ASSET MANAGEMENT US, INC. 410.00%0.00%0.00%Q4 2017Q4 20197
COZAD ASSET MANAGEMENT INC 770.09%0.11%0.14%Q2 2018Q4 20197
MARSHALL WACE ASIA Ltd 410.00%0.05%0.09%Q1 2018Q4 20206
Horizon Kinetics 660.00%0.01%0.01%Q2 2013Q3 20146
CONCORD ASSET MANAGEMENT LLC 660.10%0.12%0.14%Q2 2013Q3 20146
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 660.05%0.16%0.29%Q1 2018Q2 20196
Balentine LLC 510.00%0.00%0.00%Q3 2018Q2 20206
ROTHSCHILD INVESTMENT LLC /IL 660.04%0.11%0.16%Q2 2013Q3 20146
Liberty Mutual Group Asset Management Inc. 420.01%0.02%0.03%Q2 2016Q3 20186
Dorsey Wright & Associates 661.33%1.52%1.72%Q1 2018Q2 20196
GATEWAY INVESTMENT ADVISERS LLC 660.00%0.05%0.09%Q2 2013Q3 20146
CI INVESTMENTS INC. 660.01%0.02%0.07%Q3 2019Q4 20206
KEYBANK NATIONAL ASSOCIATION/OH 420.00%0.01%0.01%Q4 2012Q2 20156
FEDERATED HERMES, INC. 210.00%0.01%0.04%Q2 2013Q1 20206
Israel Discount Bank of New York 660.04%0.04%0.05%Q4 2017Q1 20196
Pacer Advisors, Inc. 330.00%0.00%0.00%Q2 2019Q4 20206
Point72 Asset Management, L.P. 210.02%0.06%0.09%Q2 2014Q2 20166
1919 Investment Counsel, LLC 660.01%0.02%0.02%Q2 2013Q3 20146
Capital International Investors 660.00%0.01%0.03%Q3 2018Q4 20196
DRIEHAUS CAPITAL MANAGEMENT LLC 310.01%0.01%0.02%Q2 2016Q3 20196
Whitnell & Co. 660.00%0.00%0.00%Q3 2015Q4 20166
Chicago Partners Investment Group LLC 660.00%0.00%0.00%Q2 2017Q3 20186
GRATRY & Co LLC 310.39%1.53%2.29%Q2 2013Q1 20186
HAP Trading, LLC 210.03%0.19%0.38%Q2 2013Q3 20156
Forty4 Asset Management LLC 220.01%0.28%1.04%Q2 2013Q3 20136
PDT Partners, LLC 310.01%0.04%0.07%Q3 2013Q3 20156
EVOKE WEALTH, LLC 660.00%0.00%0.00%Q3 2019Q4 20206
OPPENHEIMER & CO INC 510.01%0.01%0.01%Q2 2018Q4 20196
Lenox Wealth Management, Inc. 660.00%0.00%0.00%Q1 2019Q2 20206
Legacy Financial Advisors, Inc. 660.00%0.00%0.01%Q4 2017Q1 20196
Trexquant Investment LP 210.02%0.06%0.11%Q4 2014Q4 20186
SCOTIA CAPITAL INC. 310.00%0.01%0.01%Q2 2013Q4 20156
SPOT TRADING L.L.C. 220.00%0.02%0.05%Q2 2017Q3 20176
Nuveen Fund Advisors, LLC 660.05%0.07%0.09%Q2 2016Q3 20176
WHITTIER TRUST CO 660.00%0.01%0.01%Q3 2019Q4 20206
Transamerica Financial Advisors, Inc. 660.00%0.00%0.00%Q4 2014Q1 20166
Evercore Wealth Management, LLC 510.00%0.00%0.00%Q2 2013Q3 20156
Strategic Capital Group LLC 550.02%0.03%0.06%Q2 2013Q2 20145
ALPS ADVISORS INC 410.00%0.00%0.00%Q2 2013Q3 20145
RATIONAL ADVISORS LLC 210.01%0.13%0.44%Q4 2010Q3 20135
Norinchukin Bank, The 550.01%0.01%0.01%Q2 2013Q2 20145
WHITTIER TRUST CO OF NEVADA INC 320.00%0.01%0.02%Q1 2019Q4 20205
LOMBARDIA CAPITAL PARTNERS LLC 550.38%0.58%0.72%Q4 2015Q4 20165
BlackRock Group LTD 320.00%0.00%0.01%Q2 2015Q3 20165
EAGLE ASSET MANAGEMENT INC 550.00%0.00%0.00%Q4 2017Q4 20185
INDUS CAPITAL PARTNERS, LLC 210.89%1.90%4.22%Q3 2013Q2 20165
Capital International Sarl 550.08%0.19%0.31%Q4 2018Q4 20195
HARVARD MANAGEMENT CO INC 550.21%0.25%0.29%Q2 2013Q2 20145
Burt Wealth Advisors 550.01%0.01%0.01%Q4 2014Q4 20155
CAPTRUST FINANCIAL ADVISORS 320.00%0.00%0.00%Q2 2020Q1 20225
Pinnacle Bancorp, Inc. 550.00%0.01%0.01%Q4 2018Q4 20195
tru Independence LLC 550.00%0.01%0.02%Q4 2019Q4 20205
MARIETTA INVESTMENT PARTNERS LLC 320.35%0.82%1.56%Q2 2013Q1 20195
A.R.T. Advisors, LLC 210.04%0.08%0.11%Q2 2013Q1 20155
NINE MASTS CAPITAL Ltd 210.06%0.82%1.93%Q3 2015Q4 20185
NKCFO LLC 550.02%0.02%0.02%Q4 2018Q4 20195
NS Partners Ltd 550.21%0.23%0.26%Q1 2016Q1 20175
Partnervest Advisory Services LLC 550.00%0.00%0.00%Q2 2013Q2 20145
COMMONWEALTH EQUITY SERVICES, LLC 550.00%0.00%0.00%Q2 2018Q2 20195
AMERICAN CENTURY COMPANIES INC 410.00%0.00%0.00%Q2 2018Q3 20205
Private Advisor Group, LLC 210.00%0.00%0.01%Q3 2017Q2 20205
CLEAR STREET MARKETS LLC 210.01%0.05%0.16%Q2 2013Q2 20205
Numeric Investors LLC 320.02%0.08%0.17%Q2 2013Q3 20145
Ativo Capital Management LLC 550.14%0.17%0.19%Q2 2019Q2 20205
Holowesko Partners Ltd. 551.75%2.23%2.97%Q1 2014Q1 20155
DRW Securities, LLC 550.01%0.03%0.09%Q4 2018Q4 20195
Daiwa Securities Group Inc. 550.00%0.01%0.01%Q2 2013Q2 20145
First Allied Advisory Services, Inc. 410.01%0.01%0.01%Q2 2015Q3 20185
Capital International, Inc./CA/ 550.11%0.26%0.43%Q4 2018Q4 20195
One Wealth Advisors, LLC 410.00%0.07%0.10%Q4 2017Q1 20195
ELLINGTON MANAGEMENT GROUP LLC 110.05%0.13%0.30%Q2 2013Q3 20195
Calamos Advisors LLC 550.01%0.03%0.06%Q2 2018Q2 20195
WILMINGTON TRUST CO 550.01%0.02%0.03%Q2 2013Q2 20145
Patriot Financial Group Insurance Agency, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
TOKIO MARINE ASSET MANAGEMENT CO LTD 310.02%0.02%0.02%Q2 2013Q2 20144
Evolution Wealth Advisors, LLC 310.00%0.00%0.01%Q3 2019Q3 20204
Traynor Capital Management, Inc. 220.07%0.08%0.09%Q2 2018Q2 20194
TCW GROUP INC 310.01%0.02%0.02%Q3 2013Q4 20164
BALYASNY ASSET MANAGEMENT L.P. 220.00%0.00%0.01%Q1 2018Q4 20194
Rehmann Capital Advisory Group 210.00%0.01%0.01%Q1 2018Q3 20194
Qube Research & Technologies Ltd 220.03%0.09%0.20%Q4 2018Q2 20204
ETRADE Capital Management LLC 440.01%0.02%0.02%Q2 2013Q1 20144
Knights of Columbus Asset Advisors LLC 440.13%0.13%0.14%Q4 2019Q3 20204
Crosspoint Capital Strategies, LLC 440.00%0.01%0.01%Q1 2015Q4 20154
Grove Bank & Trust 440.00%0.00%0.00%Q4 2016Q3 20174
EAGLE GLOBAL ADVISORS LLC 440.01%0.01%0.01%Q3 2015Q2 20164
GENESEE VALLEY TRUST CO 440.13%0.14%0.16%Q3 2014Q2 20154
THORNBURG INVESTMENT MANAGEMENT INC 310.01%0.07%0.24%Q2 2013Q3 20144
HERMES INVESTMENT MANAGEMENT LTD 440.02%0.08%0.14%Q2 2013Q1 20144
FRANKLIN RESOURCES INC 210.00%0.00%0.01%Q1 2014Q3 20204
STEPHENS INC /AR/ 440.03%0.03%0.04%Q3 2014Q2 20154
CANADA PENSION PLAN INVESTMENT BOARD 310.00%0.01%0.03%Q4 2019Q4 20204
KBC Group NV 440.00%0.00%0.01%Q2 2013Q1 20144
BLUE SQUARE ASSET MANAGEMENT, LLC 440.07%0.22%0.38%Q3 2019Q2 20204
HighMark Wealth Management LLC 440.00%0.00%0.00%Q1 2020Q4 20204
BRR OpCo, LLC 440.20%0.23%0.26%Q3 2014Q2 20154
Lenox Wealth Advisors, LLC 440.00%0.00%0.00%Q2 2015Q1 20164
Harel Insurance Investments & Financial Services Ltd. 210.00%0.00%0.00%Q2 2016Q4 20204
Gilman Hill Asset Management, LLC 210.09%0.10%0.13%Q3 2014Q3 20164
Marathon Trading Investment Management LLC 440.03%0.10%0.21%Q4 2014Q3 20154
Waverly Advisors, LLC 440.00%0.00%0.00%Q4 2013Q3 20144
1st Global Advisors, Inc. 440.06%0.08%0.10%Q2 2013Q1 20144
Virtus ETF Advisers LLC 440.44%0.50%0.54%Q1 2020Q4 20204
SYNOVUS FINANCIAL CORP 210.00%0.00%0.00%Q2 2013Q1 20204
Artemis Investment Management LLP 440.02%0.02%0.02%Q3 2018Q2 20194
CAXTON ASSOCIATES LP 210.02%0.02%0.04%Q3 2013Q2 20154
People's United Financial, Inc. 310.00%0.00%0.00%Q2 2013Q2 20164
SCHRODER INVESTMENT MANAGEMENT GROUP 440.00%0.00%0.01%Q3 2013Q2 20144
CWM, LLC 210.00%0.00%0.00%Q3 2017Q4 20184
TD AMERITRADE INVESTMENT MANAGEMENT, LLC 310.00%0.00%0.00%Q1 2020Q3 20214
ACADIAN ASSET MANAGEMENT LLC 440.00%0.00%0.00%Q4 2017Q3 20184
SUNTRUST BANKS INC 440.00%0.01%0.01%Q2 2013Q1 20144
VOLORIDGE INVESTMENT MANAGEMENT, LLC 310.01%0.02%0.04%Q3 2019Q4 20204
Knowledge Leaders Capital, LLC 440.01%0.04%0.07%Q1 2017Q4 20174
Icon Wealth Partners, LLC 210.02%0.04%0.04%Q4 2017Q1 20194
FIRST HAWAIIAN BANK 310.00%0.01%0.03%Q2 2013Q1 20194
Advisory Alpha, LLC 310.00%0.00%0.00%Q3 2019Q3 20204
OSAIC HOLDINGS, INC. 440.00%0.00%0.00%Q1 2020Q4 20204
Ranch Capital Advisors Inc. 440.00%0.00%0.00%Q4 2019Q3 20204
Jefferies Group LLC 110.00%0.00%0.00%Q1 2014Q2 20194
HighTower Advisors, LLC 310.00%0.00%0.01%Q2 2015Q2 20184
BROWN BROTHERS HARRIMAN & CO 220.00%0.00%0.00%Q1 2014Q4 20194
OMERS ADMINISTRATION Corp 210.01%0.02%0.05%Q2 2018Q2 20204
Plante Moran Financial Advisors, LLC 110.00%0.00%0.00%Q2 2018Q4 20203
HARTWELL J M LIMITED PARTNERSHIP 330.08%0.09%0.10%Q2 2013Q4 20133
CSat Investment Advisory, L.P. 210.01%0.08%0.12%Q4 2019Q3 20203
Bluefin Trading, LLC 210.10%0.12%0.14%Q3 2016Q2 20173
PRENTISS SMITH & CO INC 330.01%0.01%0.01%Q3 2015Q1 20163
Cambridge Investment Research Advisors, Inc. 330.00%0.00%0.00%Q3 2017Q1 20183
SEI TRUST CO 330.01%0.01%0.02%Q2 2013Q4 20133
BELLEVUE ASSET MANAGEMENT, LLC 330.00%0.00%0.00%Q1 2020Q3 20203
ADVANTAGE INVESTMENT MANAGEMENT, LLC 210.01%0.01%0.01%Q3 2015Q3 20193
GREAT WEST LIFE ASSURANCE CO /CAN/ 330.00%0.00%0.00%Q2 2014Q4 20143
WRIGHT INVESTORS SERVICE INC 110.33%0.47%0.57%Q3 2013Q2 20153
Sensato Investors LLC 210.20%1.11%2.48%Q3 2017Q2 20183
TRUST DEPARTMENT MB FINANCIAL BANK N A 330.00%0.00%0.00%Q2 2015Q4 20153
FineMark National Bank & Trust 330.02%0.09%0.14%Q2 2013Q4 20133
Hoxton Financial, Inc. 330.02%0.03%0.04%Q2 2013Q4 20133
FLOW TRADERS U.S. LLC 210.01%0.01%0.01%Q3 2014Q2 20163
FORTEM FINANCIAL GROUP, LLC 330.22%0.25%0.26%Q4 2018Q2 20193
HHM Wealth Advisors, LLC 330.00%0.00%0.00%Q2 2020Q4 20203
ALLIANCEBERNSTEIN L.P. 210.00%0.00%0.01%Q4 2013Q2 20193
Mount Yale Investment Advisors, LLC 330.15%0.16%0.17%Q1 2018Q3 20183
MERITAGE PORTFOLIO MANAGEMENT 330.43%0.48%0.52%Q1 2018Q3 20183
UNITED CAPITAL FINANCIAL ADVISORS, LLC 210.00%0.02%0.02%Q3 2013Q2 20193
MYCIO WEALTH PARTNERS, LLC 330.00%0.00%0.00%Q1 2014Q3 20143
Hudson Bay Capital Management LP 330.02%0.07%0.16%Q3 2013Q1 20143
DUPONT CAPITAL MANAGEMENT CORP 330.01%0.01%0.01%Q2 2014Q4 20143
LIBERTY WEALTH MANAGEMENT LLC 330.00%0.01%0.01%Q4 2018Q2 20193
Financial Gravity Companies, Inc. 210.00%0.01%0.01%Q4 2017Q4 20183
TOWNSQUARE CAPITAL LLC 330.04%0.06%0.11%Q4 2018Q2 20193
Virtu Financial LLC 110.01%0.04%0.08%Q3 2017Q4 20203
EDGE ASSET MANAGEMENT, INC 330.01%0.03%0.05%Q2 2013Q4 20133
PITCAIRN CO 210.10%0.12%0.14%Q1 2016Q4 20163
Mizuho Securities Co. Ltd. 330.00%0.01%0.02%Q2 2020Q4 20203
Russell Clark Investment Management Ltd 333.79%4.43%5.11%Q3 2018Q1 20193
SEVEN EIGHT CAPITAL, LP 110.01%0.04%0.07%Q4 2014Q1 20163
SEARLE & CO. 330.07%0.07%0.07%Q4 2014Q2 20153
VICUS CAPITAL 210.03%0.04%0.04%Q2 2018Q1 20193
LVW Advisors, LLC 330.13%0.14%0.16%Q4 2014Q2 20153
AMERICAFIRST CAPITAL MANAGEMENT, LLC 110.18%0.27%0.45%Q2 2015Q1 20173
Fieldpoint Private Securities, LLC 110.00%0.01%0.01%Q3 2017Q4 20203
Paloma Partners Management Co 210.01%0.01%0.02%Q4 2019Q3 20203
Athos Capital Ltd 330.35%0.56%0.78%Q2 2018Q4 20183
PRELUDE CAPITAL MANAGEMENT, LLC 110.00%0.02%0.06%Q1 2013Q2 20183
MDE Group 330.05%0.06%0.07%Q3 2014Q1 20153
MAPLE SECURITIES USA INC 110.02%0.02%0.03%Q4 2013Q2 20153
Blackhawk Capital Partners LLC. 330.14%0.29%0.41%Q1 2018Q3 20183
Rosenberg Matthew Hamilton 330.05%0.08%0.11%Q1 2020Q3 20203
Jane Street Holding, LLC 330.01%0.01%0.02%Q2 2013Q4 20133
NEWGATE CAPITAL MANAGEMENT LLC 332.20%2.48%2.63%Q2 2013Q4 20133
American Beacon Advisors, Inc. 212.39%11.29%16.39%Q4 2018Q4 20193
ExodusPoint Capital Management, LP 210.01%0.01%0.02%Q3 2019Q4 20203
EDMOND DE ROTHSCHILD HOLDING S.A. 330.00%0.00%0.00%Q1 2017Q3 20173
VAN ECK ASSOCIATES CORP 330.00%0.00%0.00%Q1 2020Q3 20203
ICON ADVISERS INC/CO 330.46%0.87%1.15%Q2 2013Q4 20133
Squar Milner Financial Services LLC 210.01%0.01%0.01%Q2 2018Q1 20193
Wilmington Trust, National Association 330.02%0.02%0.02%Q2 2013Q4 20133
Acrospire Investment Management LLC 110.01%0.02%0.04%Q2 2016Q2 20173
Quantitative Systematic Strategies LLC 210.09%0.11%0.12%Q4 2018Q3 20203
BRINKER CAPITAL INC 330.01%0.01%0.02%Q4 2019Q2 20203
Man Group plc 210.00%0.00%0.01%Q1 2018Q4 20183
RMB Capital Management, LLC 220.02%0.02%0.02%Q2 2013Q3 20132
Oceanic Investment Management LTD 221.33%1.89%2.45%Q2 2013Q3 20132
Ashfield Capital Partners, LLC 220.02%0.02%0.02%Q2 2013Q3 20132
Cresset Asset Management, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Fortitude Advisory Group L.L.C. 220.00%0.00%0.00%Q4 2021Q1 20222
Baring International Investment Ltd 220.01%0.01%0.01%Q2 2013Q3 20132
AJO, LP 220.01%0.01%0.02%Q3 2013Q4 20132
Columbia Pacific Advisors, LLC 220.76%0.83%0.89%Q4 2014Q1 20152
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q1 2019Q3 20192
Emerald Acquisition Ltd. 220.08%0.08%0.08%Q2 2016Q3 20162
Central Asset Investments & Management Holdings (HK) Ltd 110.09%1.83%3.56%Q4 2012Q4 20152
Voya Financial Advisors, Inc. 220.02%0.02%0.02%Q1 2019Q2 20192
CenterStar Fund, LLC 110.01%0.01%0.01%Q4 2016Q4 20162
Arlington Capital Management, Inc. 220.22%0.57%0.92%Q3 2016Q4 20162
STERNE AGEE GROUP, INC. 220.10%0.11%0.12%Q2 2013Q3 20132
VERUS CAPITAL PARTNERS, LLC 220.00%0.01%0.01%Q4 2019Q1 20202
NORTHERN TRUST CO OF CONNECTICUT 220.01%0.02%0.02%Q2 2013Q3 20132
WHV Investments, Inc. 220.01%0.01%0.01%Q2 2013Q3 20132
Invictus RG Pte. Ltd. 110.03%0.03%0.04%Q2 2014Q1 20152
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 220.00%0.00%0.00%Q1 2018Q2 20182
Fiera Capital Inc. 220.04%0.05%0.05%Q2 2013Q3 20132
FinTrust Capital Advisors, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Princeton Alpha Management LP 110.04%0.05%0.05%Q1 2015Q3 20152
NatWest Group plc 220.01%0.02%0.03%Q2 2014Q3 20142
AlphaMark Advisors, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Prince Street Capital Management LLC 221.68%1.68%1.68%Q2 2013Q3 20132
VALLEY NATIONAL ADVISERS INC 220.00%0.00%0.00%Q1 2015Q2 20152
FNY Investment Advisers, LLC 110.05%0.60%1.15%Q3 2019Q4 20202
COMMERZBANK AKTIENGESELLSCHAFT /FI 220.00%0.00%0.00%Q3 2018Q4 20182
Orion Portfolio Solutions, LLC 220.00%0.00%0.00%Q4 2019Q1 20202
J.Safra Asset Management Corp 220.02%0.02%0.03%Q2 2016Q3 20162
Financial Management Professionals, Inc. 220.00%0.00%0.00%Q2 2020Q3 20202
BOSTON PRIVATE BANK & TRUST CO 220.00%0.00%0.00%Q2 2014Q3 20142
AdvisorNet Financial, Inc 220.00%0.00%0.00%Q3 2020Q4 20202
Hexagon Capital Partners LLC 220.00%0.00%0.00%Q3 2020Q4 20202
SpiderRock Advisors, LLC 110.00%0.03%0.06%Q1 2017Q1 20172
Alera Investment Advisors, LLC 220.01%0.01%0.01%Q4 2018Q1 20192
Malaga Cove Capital, LLC 220.64%0.68%0.72%Q4 2013Q1 20142
ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP 220.54%0.57%0.61%Q2 2014Q3 20142
Stratos Wealth Partners, LTD. 220.00%0.00%0.00%Q4 2017Q1 20182
SWS Partners 220.02%0.02%0.02%Q4 2017Q1 20182
Tidal Investments LLC 110.12%0.13%0.13%Q2 2020Q4 20202
MEEDER ASSET MANAGEMENT INC 220.00%0.00%0.00%Q4 2019Q1 20202
HERNDON CAPITAL MANAGEMENT LLC 220.00%0.00%0.00%Q2 2013Q3 20132
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.01%Q2 2014Q4 20142
NATIXIS 220.06%0.06%0.07%Q4 2019Q1 20202
Aviance Capital Partners, LLC 220.22%0.35%0.48%Q2 2013Q3 20132
MACROVIEW INVESTMENT MANAGEMENT LLC 220.00%0.00%0.00%Q3 2014Q4 20142
CPWM, LLC 220.31%0.32%0.33%Q4 2014Q1 20152
Ashmore Group plc 111.51%2.16%2.82%Q3 2017Q1 20182
Avantax Planning Partners, Inc. 110.00%0.00%0.00%Q1 2018Q3 20182
Convergence Investment Partners, LLC 110.00%0.02%0.04%Q3 2013Q1 20182
PRIO WEALTH LIMITED PARTNERSHIP 220.03%0.04%0.05%Q2 2013Q3 20132
Sanders Capital, LLC 220.14%0.15%0.17%Q3 2013Q4 20132
AXA S.A. 110.00%0.00%0.00%Q1 2019Q3 20202
STIFEL NICOLAUS & CO INC \MO\ 220.01%0.01%0.01%Q2 2013Q3 20132
SYMPHONY ASSET MANAGEMENT LLC 220.05%0.06%0.06%Q2 2015Q3 20152
Strategic Capital Alternatives LLC 110.01%0.02%0.02%Q3 2014Q2 20152
TT INTERNATIONAL 222.20%2.86%3.52%Q2 2013Q3 20132
Sound Income Strategies, LLC 220.00%0.00%0.00%Q3 2020Q4 20202
INTEGRATED WEALTH COUNSEL, LLC 220.03%0.03%0.03%Q3 2016Q4 20162
Scotia Institutional Investments US, LP 220.04%0.06%0.08%Q2 2013Q3 20132
HHG & Company, LLC 220.19%0.24%0.29%Q3 2014Q4 20142
OLD SECOND NATIONAL BANK OF AURORA 220.00%0.00%0.00%Q2 2013Q3 20132
SAC Capital Advisors LP 110.01%0.03%0.06%Q3 2013Q1 20142
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
SG3 Management, LLC 111.04%1.22%1.40%Q4 2016Q4 20162
KOCH INDUSTRIES INC 220.38%0.50%0.62%Q4 2016Q1 20172
Csenge Advisory Group 110.03%0.04%0.05%Q3 2018Q2 20202
Vestmark Advisory Solutions, Inc. 220.04%0.05%0.05%Q1 2019Q2 20192
Crow Point Partners, LLC 110.00%0.00%0.00%Q3 2015Q3 20162
HORIZON KINETICS ASSET MANAGEMENT LLC 220.03%0.03%0.03%Q3 2020Q4 20202
Karp Capital Management Corp 110.00%0.02%0.04%Q1 2017Q4 20182
Schonfeld Strategic Advisors LLC 110.01%0.03%0.05%Q2 2020Q4 20202
GlobalBridge, Inc. 220.12%0.13%0.14%Q2 2013Q3 20132
Frontier Wealth Management LLC 110.03%0.04%0.04%Q4 2017Q2 20182
Campbell & CO Investment Adviser LLC 110.24%0.25%0.27%Q4 2019Q2 20202
MENORA MIVTACHIM HOLDINGS LTD. 220.00%0.00%0.00%Q2 2013Q3 20132
NEW ENGLAND SECURITIES CORP /MA/ 220.01%0.01%0.01%Q2 2013Q3 20132
CenterStar Asset Management, LLC 110.01%0.02%0.02%Q2 2020Q2 20202
Gradient Investments LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Rafferty Asset Management, LLC 220.10%0.12%0.13%Q2 2013Q3 20132
VICTORY CAPITAL MANAGEMENT INC 220.01%0.02%0.02%Q2 2020Q3 20202
NAVELLIER & ASSOCIATES INC 220.01%0.01%0.01%Q2 2018Q3 20182
SOCIETE GENERALE 110.01%0.01%0.01%Q2 2016Q2 20161
JANICZEK WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Lebenthal Asset Management, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
RITHOLTZ WEALTH MANAGEMENT 110.04%0.04%0.04%Q2 2020Q2 20201
Santori & Peters, Inc. 110.01%0.01%0.01%Q4 2017Q4 20171
TOCQUEVILLE ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q2 2014Q2 20141
Summit Trail Advisors, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Paulson Wealth Management Inc. 110.00%0.00%0.00%Q4 2017Q4 20171
Caprock Group, LLC 110.05%0.05%0.05%Q1 2016Q1 20161
I.G. INVESTMENT MANAGEMENT, LTD. 110.00%0.00%0.00%Q2 2015Q2 20151
Montecito Bank & Trust 110.04%0.04%0.04%Q4 2016Q4 20161
CENTRAL BANK & TRUST CO 110.10%0.10%0.10%Q2 2013Q2 20131
Vigilant Capital Management, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Point72 Hong Kong Ltd 112.48%2.48%2.48%Q3 2017Q3 20171
CARDEROCK CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2014Q1 20141
Prestige Wealth Management Group LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Nuveen Asset Management, LLC 110.01%0.01%0.01%Q4 2013Q4 20131
Cypress Capital Management LLC (WY) 110.02%0.02%0.02%Q2 2018Q2 20181
TEACHER RETIREMENT SYSTEM OF TEXAS 110.00%0.00%0.00%Q4 2017Q4 20171
HABERER REGISTERED INVESTMENT ADVISOR INC 110.01%0.01%0.01%Q2 2013Q2 20131
SVB WEALTH LLC 110.01%0.01%0.01%Q2 2020Q2 20201
Inspire Investing, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
ATWOOD & PALMER INC 110.00%0.00%0.00%Q2 2015Q2 20151
NORTHWEST INVESTMENT COUNSELORS, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
FOX RUN MANAGEMENT, L.L.C. 110.21%0.21%0.21%Q1 2016Q1 20161
Leucadia National 110.08%0.08%0.08%Q3 2018Q3 20181
Assenagon Asset Management S.A. 110.00%0.00%0.00%Q4 2020Q4 20201
McCarthy Asset Management, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
NewSquare Capital LLC 110.00%0.00%0.00%Q3 2013Q3 20131
Financial Architects, Inc 110.00%0.00%0.00%Q3 2013Q3 20131
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 110.00%0.00%0.00%Q3 2015Q3 20151
JANUS HENDERSON GROUP PLC 110.01%0.01%0.01%Q4 2016Q4 20161
Graticule Asia Macro Advisors LLC 110.14%0.14%0.14%Q3 2018Q3 20181
Daiwa Capital Markets America Inc. 110.01%0.01%0.01%Q4 2013Q4 20131
IBERIABANK CORP 110.04%0.04%0.04%Q3 2018Q3 20181
Quantamental Technologies LLC 110.28%0.28%0.28%Q2 2020Q2 20201
FLAGSHIP HARBOR ADVISORS, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Candriam S.C.A. 110.01%0.01%0.01%Q2 2018Q2 20181
CoreFirst Bank & Trust 110.00%0.00%0.00%Q4 2020Q4 20201
TCI Wealth Advisors, Inc. 110.02%0.02%0.02%Q4 2012Q4 20121
Perigon Wealth Management, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
BRANDYWINE OAK PRIVATE WEALTH LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Phoenix Holdings Ltd. 110.01%0.01%0.01%Q4 2020Q4 20201
Brinker Capital Investments, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Maven Securities LTD 110.54%0.54%0.54%Q4 2017Q4 20171
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 110.00%0.00%0.00%Q2 2013Q2 20131
UBS OCONNOR LLC 110.01%0.01%0.01%Q1 2016Q1 20161
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Gotham Asset Management, LLC 110.01%0.01%0.01%Q4 2013Q4 20131
Santa Fe Partners LLC 110.08%0.08%0.08%Q3 2015Q3 20151
MV CAPITAL MANAGEMENT, INC. 110.00%0.00%0.00%Q1 2015Q1 20151
Beacon Capital Management, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
GLG Partners LP 110.03%0.03%0.03%Q2 2017Q2 20171
Sterling Capital Management LLC 110.00%0.00%0.00%Q3 2017Q3 20171
OLD MISSION CAPITAL, LLC 111.66%1.66%1.66%Q4 2020Q4 20201
Beck Bode, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
ADVANCE CAPITAL I INC 110.46%0.46%0.46%Q1 2015Q1 20151
Catamount Wealth Management 110.00%0.00%0.00%Q2 2016Q2 20161
LUPO SECURITIES, LLC 110.07%0.07%0.07%Q1 2015Q1 20151
Zions Bancorporation 110.00%0.00%0.00%Q3 2018Q3 20181
DekaBank Deutsche Girozentrale 110.00%0.00%0.00%Q1 2021Q1 20211
BB&T INVESTMENT SERVICES, INC. 110.00%0.00%0.00%Q1 2017Q1 20171
Mutual Advisors, LLC 110.03%0.03%0.03%Q1 2019Q1 20191
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q2 2016Q2 20161
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Verition Fund Management LLC 110.03%0.03%0.03%Q1 2015Q1 20151
Valentine Capital Asset Management, Inc. 110.01%0.01%0.01%Q4 2015Q4 20151
Lee Financial Co 110.00%0.00%0.00%Q2 2018Q2 20181
ADAGE CAPITAL PARTNERS GP, L.L.C. 110.14%0.14%0.14%Q4 2020Q4 20201
EXENCIAL WEALTH ADVISORS, LLC 110.00%0.00%0.00%Q1 2013Q1 20131
AlphaCore Capital LLC 110.01%0.01%0.01%Q1 2020Q1 20201
BANK OF NOVA SCOTIA TRUST CO 110.00%0.00%0.00%Q3 2015Q3 20151
Stamos Capital Partners, L.P. 110.20%0.20%0.20%Q4 2019Q4 20191
Hollow Brook Wealth Management LLC 110.12%0.12%0.12%Q3 2013Q3 20131
ATHERTON LANE ADVISERS, LLC 110.26%0.26%0.26%Q2 2013Q2 20131
Hudock, Inc. 110.02%0.02%0.02%Q2 2013Q2 20131
Y-Intercept (Hong Kong) Ltd 110.13%0.13%0.13%Q4 2020Q4 20201
WEALTHCARE CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Integrated Wealth Management 110.00%0.00%0.00%Q1 2015Q1 20151
BOGLE INVESTMENT MANAGEMENT L P /DE/ 110.14%0.14%0.14%Q2 2020Q2 20201
Airain ltd 110.03%0.03%0.03%Q3 2015Q3 20151
AXIOM INVESTORS LLC /DE 110.02%0.02%0.02%Q2 2015Q2 20151
RHUMBLINE ADVISERS 110.00%0.00%0.00%Q2 2020Q2 20201
WealthOne, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Claro Advisors LLC 110.04%0.04%0.04%Q4 2018Q4 20181
BAIRD ROBERT W & CO INC /WI/ 110.01%0.01%0.01%Q3 2013Q3 20131
Visionary Asset Management, Inc. 110.00%0.00%0.00%Q2 2014Q2 20141
WealthStone, Inc. 110.00%0.00%0.00%Q2 2019Q2 20191
BANK OF THE WEST 110.02%0.02%0.02%Q3 2013Q3 20131
Vantage Investment Advisors, LLC 110.00%0.00%0.00%Q1 2015Q1 20151
WealthBridge Capital Management, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
XTX MARKETS LLC 110.47%0.47%0.47%Q4 2020Q4 20201
GSA CAPITAL PARTNERS LLP 110.07%0.07%0.07%Q1 2019Q1 20191
Jaffetilchin Investment Partners, LLC 110.18%0.18%0.18%Q2 2013Q2 20131
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Schonfeld Group Holdings LLC 110.22%0.22%0.22%Q4 2015Q4 20151
FIRST MANHATTAN CO. LLC. 110.00%0.00%0.00%Q2 2013Q2 20131
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q3 2018Q3 20181
BREWIN DOLPHIN LTD 110.00%0.00%0.00%Q3 2017Q3 20171
Jump Financial, LLC 110.25%0.25%0.25%Q4 2020Q4 20201
Point72 Asia (Singapore) Pte. Ltd. 116.55%6.55%6.55%Q3 2018Q3 20181
WELD CAPITAL MANAGEMENT LLC 110.16%0.16%0.16%Q1 2019Q1 20191
ZACKS INVESTMENT MANAGEMENT 110.01%0.01%0.01%Q2 2013Q2 20131
Snowden Capital Advisors LLC 110.00%0.00%0.00%Q2 2019Q2 20191
Tradeworx Inc. 110.10%0.10%0.10%Q3 2013Q3 20131
Edge Advisors, LLC 110.02%0.02%0.02%Q1 2017Q1 20171
JNBA Financial Advisors 110.01%0.01%0.01%Q3 2016Q3 20161
REGENTATLANTIC CAPITAL LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Rossmore Private Capital 110.00%0.00%0.00%Q4 2017Q4 20171
Sugarloaf Wealth Management, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
BlueCrest Capital Management LLP 110.03%0.03%0.03%Q2 2014Q2 20141
Pinnacle Wealth Planning Services, Inc. 110.13%0.13%0.13%Q4 2017Q4 20171
FIL Ltd 110.00%0.00%0.00%Q3 2018Q3 20181
Ipswich Investment Management Co., Inc. 110.05%0.05%0.05%Q1 2016Q1 20161
Center for Financial Planning, Inc. 110.00%0.00%0.00%Q1 2020Q1 20201
ARROW FINANCIAL CORP 110.00%0.00%0.00%Q4 2015Q4 20151
BRADLEY FOSTER & SARGENT INC/CT 110.01%0.01%0.01%Q3 2013Q3 20131
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q3 2019Q3 20191
BOOTHBAY FUND MANAGEMENT, LLC 110.03%0.03%0.03%Q1 2019Q1 20191
Wealthspire Advisors, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
CLOUGH CAPITAL PARTNERS L P 110.01%0.01%0.01%Q2 2013Q2 20131
Allianz Asset Management GmbH 110.00%0.00%0.00%Q2 2013Q2 20131
MIDAS MANAGEMENT CORP 110.07%0.07%0.07%Q3 2014Q3 20141
Arkadios Wealth Advisors 110.00%0.00%0.00%Q4 2020Q4 20201
ASSOCIATED BANC-CORP 110.00%0.00%0.00%Q3 2020Q3 20201
FNY Managed Accounts LLC 110.16%0.16%0.16%Q3 2017Q3 20171
Opus Capital Group, LLC 110.03%0.03%0.03%Q3 2014Q3 20141
AIGEN INVESTMENT MANAGEMENT, LP 110.03%0.03%0.03%Q4 2019Q4 20191
Shilanski & Associates, Inc. 110.17%0.17%0.17%Q2 2019Q2 20191
NewEdge Advisors, LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Pine River Capital Management L.P. 110.01%0.01%0.01%Q3 2013Q3 20131
Prime Capital Investment Advisors, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Vontobel Swiss Wealth Advisors AG 110.01%0.01%0.01%Q4 2014Q4 20141
Arden Trust Co 110.01%0.01%0.01%Q1 2020Q1 20201
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q3 2013Q3 20131
BANCORPSOUTH INC 110.03%0.03%0.03%Q2 2014Q2 20141
HRT FINANCIAL LP 110.04%0.04%0.04%Q1 2019Q1 20191
Summit X, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
GLOBEFLEX CAPITAL L P 110.35%0.35%0.35%Q1 2017Q1 20171
Proficio Capital Partners LLC 110.00%0.00%0.00%Q2 2019Q2 20191
External links

This page lists all the filers that currently own CNOOC LTD or have owned CNOOC LTD in the past.