Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
CITIGROUP INC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 50 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 45 |
WOLVERINE TRADING, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 36 |
Cutler Group LLC / CA | 16 | 16 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2019 | 35 |
Citadel Advisors | 13 | 2 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2019 | 33 |
BANK OF MONTREAL /CAN/ | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2019 | 28 |
SV Health Investors, LLC | 27 | 27 | 0.09% | 8.77% | 23.96% | Q2 2014 | Q4 2020 | 27 |
GOLDMAN SACHS GROUP INC | 18 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 27 |
BANK OF AMERICA CORP /DE/ | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
Aisling Capital LLC | 22 | 22 | 1.26% | 4.06% | 12.14% | Q2 2014 | Q3 2019 | 22 |
Bank of New York Mellon Corp | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
MORGAN STANLEY | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
MASTERS CAPITAL MANAGEMENT LLC | 22 | 22 | 0.02% | 0.14% | 0.30% | Q2 2014 | Q3 2019 | 22 |
STIFEL FINANCIAL CORP | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
NORTHERN TRUST CORP | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
GEODE CAPITAL MANAGEMENT, LLC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
STATE STREET CORP | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
WELLS FARGO & COMPANY/MN | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
DEUTSCHE BANK AG\ | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
VANGUARD GROUP INC | 22 | 22 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 22 | 22 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2019 | 22 |
MILLENNIUM MANAGEMENT LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 21 |
ROYAL BANK OF CANADA | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2019 | 21 |
JPMORGAN CHASE & CO | 18 | 3 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2019 | 21 |
DIMENSIONAL FUND ADVISORS LP | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2019 | 20 |
IFP Advisors, Inc | 13 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2021 | 20 |
BlackRock Inc. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2019 | 19 |
ALLIANCEBERNSTEIN L.P. | 12 | 6 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 18 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 6 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q3 2019 | 18 |
RHUMBLINE ADVISERS | 12 | 6 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 18 |
BARCLAYS PLC | 7 | 5 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 18 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 12 | 6 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 18 |
UBS Group AG | 17 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2019 | 18 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 12 | 6 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 18 |
GROUP ONE TRADING, L.P. | 11 | 2 | 0.00% | 0.00% | 0.02% | Q3 2014 | Q3 2019 | 18 |
TIAA CREF INVESTMENT MANAGEMENT LLC | 12 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2019 | 16 |
Compagnie Lombard Odier SCmA | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2019 | 16 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC | 16 | 16 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q2 2018 | 16 |
TEACHERS ADVISORS, LLC | 12 | 4 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2019 | 16 |
StepStone Group LP | 16 | 16 | 1.31% | 6.59% | 22.57% | Q2 2014 | Q1 2018 | 16 |
Creative Planning | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2019 | 16 |
RAYMOND JAMES & ASSOCIATES | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 15 |
CREDIT SUISSE AG/ | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2019 | 15 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 15 |
SIGNATUREFD, LLC | 8 | 7 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2019 | 15 |
PNC FINANCIAL SERVICES GROUP, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 15 |
Mariner, LLC | 10 | 5 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q2 2019 | 15 |
Tower Research Capital LLC (TRC) | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2019 | 14 |
Focused Wealth Management, Inc | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 14 |
COMERICA BANK | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 14 |
NEW YORK STATE COMMON RETIREMENT FUND | 8 | 6 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q3 2019 | 14 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 14 |
Advisor Group, Inc. | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2019 | 14 |
LPL Financial LLC | 8 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2019 | 13 |
BNP PARIBAS FINANCIAL MARKETS | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2019 | 13 |
US BANCORP \DE\ | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2019 | 13 |
SIMPLEX TRADING, LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2019 | 13 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 12 |
Tradewinds Capital Management, LLC | 6 | 6 | 0.00% | 0.02% | 0.08% | Q1 2016 | Q3 2019 | 12 |
Cambridge Investment Research Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2019 | 12 |
Nationwide Fund Advisors | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2017 | 12 |
BlackRock Institutional Trust Company, N.A. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2016 | 11 |
BLACKROCK ADVISORS LLC | 11 | 11 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q4 2016 | 11 |
AQR Capital Management | 6 | 5 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q2 2019 | 11 |
C WorldWide Group Holding A/S | 11 | 11 | 0.00% | 0.02% | 0.03% | Q3 2014 | Q1 2017 | 11 |
Raymond James Financial Services Advisors, Inc. | 8 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 11 |
BlackRock Fund Advisors | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2016 | 11 |
BlackRock Investment Management, LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2016 | 11 |
SG Americas Securities, LLC | 8 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2019 | 11 |
JANE STREET GROUP, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2019 | 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 7 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2018 | 10 |
WFG Advisors, LP | 6 | 1 | 0.00% | 0.01% | 0.03% | Q3 2014 | Q2 2017 | 10 |
AMERIPRISE FINANCIAL INC | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 10 |
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 6 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 10 |
SEGALL BRYANT & HAMILL, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2017 | 10 |
Sculptor Capital LP | 5 | 5 | 0.00% | 0.00% | 0.02% | Q3 2018 | Q3 2019 | 10 |
Prospera Financial Services Inc | 6 | 1 | 0.00% | 0.03% | 0.08% | Q1 2016 | Q3 2019 | 9 |
HighTower Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 9 |
ProShare Advisors LLC | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2019 | 9 |
Lee Financial Co | 4 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 8 |
Invesco Ltd. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2019 | 8 |
Bowling Portfolio Management LLC | 8 | 8 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2019 | 8 |
Swiss National Bank | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2019 | 8 |
Valeo Financial Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2019 | 8 |
GREAT WEST LIFE ASSURANCE CO /CAN/ | 4 | 1 | 0.00% | 0.00% | 0.02% | Q2 2015 | Q2 2019 | 8 |
PRICE T ROWE ASSOCIATES INC /MD/ | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
JFS WEALTH ADVISORS, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
AdvisorNet Financial, Inc | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
COMMONWEALTH EQUITY SERVICES, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
ZACKS INVESTMENT MANAGEMENT | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 8 |
VOYA INVESTMENT MANAGEMENT LLC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 8 |
Legal & General Group Plc | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 8 |
Annex Advisory Services, LLC | 8 | 8 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2019 | 8 |
Ameritas Investment Partners, Inc. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2019 | 7 |
NATIONAL PLANNING CORP | 7 | 7 | 0.01% | 0.02% | 0.03% | Q1 2016 | Q3 2017 | 7 |
Perceptive Advisors | 7 | 7 | 0.30% | 0.44% | 0.64% | Q2 2014 | Q4 2015 | 7 |
PITTENGER & ANDERSON INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
Maryland Capital Management | 7 | 7 | 0.01% | 0.03% | 0.06% | Q1 2018 | Q3 2019 | 7 |
INTERNATIONAL BIOTECHNOLOGY TRUST PLC | 7 | 7 | 0.24% | 0.62% | 1.47% | Q4 2016 | Q2 2018 | 7 |
Migdal Insurance & Financial Holdings Ltd. | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q3 2019 | 7 |
ENTERPRISE FINANCIAL SERVICES CORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2020 | 7 |
MURPHY CAPITAL MANAGEMENT INC | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q3 2017 | 7 |
Jacobi Capital Management LLC | 7 | 7 | 0.01% | 0.02% | 0.05% | Q3 2017 | Q1 2019 | 7 |
FRANKLIN STREET ADVISORS INC /NC | 7 | 7 | 0.01% | 0.02% | 0.02% | Q3 2014 | Q1 2016 | 7 |
NVWM, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
Virtu Financial LLC | 5 | 2 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2019 | 7 |
LifePlan Financial Group, Inc | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
Mosaic Family Wealth, LLC | 4 | 3 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2019 | 7 |
BALYASNY ASSET MANAGEMENT L.P. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2019 | 6 |
Private Advisor Group, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
COZAD ASSET MANAGEMENT INC | 6 | 6 | 0.01% | 0.03% | 0.07% | Q2 2018 | Q3 2019 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.02% | Q4 2017 | Q1 2019 | 6 |
Ledyard National Bank | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
OneDigital Investment Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2019 | 6 |
BlackRock Group LTD | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2015 | 6 |
Horan Securities, Inc. | 6 | 6 | 0.00% | 0.02% | 0.03% | Q2 2018 | Q3 2019 | 6 |
SABBY MANAGEMENT, LLC | 3 | 1 | 0.05% | 0.15% | 0.21% | Q2 2015 | Q1 2018 | 6 |
TWO SIGMA SECURITIES, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2019 | 6 |
BRANDYWINE MANAGERS, LLC | 6 | 6 | 0.02% | 0.11% | 0.23% | Q3 2017 | Q4 2018 | 6 |
Commonwealth Equity Services, Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
SILVERCREST ASSET MANAGEMENT GROUP LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
UNITED SERVICES AUTOMOBILE ASSOCIATION | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2019 | 6 |
Jasper Ridge Partners, L.P. | 6 | 6 | 0.00% | 0.02% | 0.07% | Q2 2018 | Q3 2019 | 6 |
Wealth Alliance Advisory Group, LLC | 5 | 5 | 0.02% | 0.05% | 0.08% | Q1 2018 | Q1 2019 | 5 |
EAGLE ASSET MANAGEMENT INC | 5 | 5 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q1 2019 | 5 |
GLENMEDE TRUST CO NA | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
SUNTRUST BANKS INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
Financial Architects, Inc | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2019 | 5 |
FIRST TRUST ADVISORS LP | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2019 | 5 |
Mitsubishi UFJ Asset Management Co., Ltd. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2019 | 5 |
FIFTH THIRD BANCORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 5 |
Steward Partners Investment Advisory, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2019 | 5 |
Squarepoint Ops LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2018 | 5 |
MetLife Investment Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2019 | 5 |
AE Wealth Management LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q1 2017 | Q1 2018 | 5 |
AMALGAMATED BANK | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 5 |
Gotham Asset Management, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 5 |
OPPENHEIMER & CO INC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
D. E. Shaw & Co., Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2019 | 5 |
Renaissance Technologies | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q1 2016 | 5 |
Global X Management CO LLC | 4 | 1 | 0.00% | 0.04% | 0.20% | Q3 2016 | Q2 2018 | 5 |
CWM, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
A.R.T. Advisors, LLC | 2 | 1 | 0.00% | 0.01% | 0.03% | Q2 2016 | Q3 2019 | 5 |
METROPOLITAN LIFE INSURANCE CO/NY | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q2 2019 | 5 |
Mirae Asset Global Investments Co., Ltd. | 5 | 5 | 0.02% | 0.09% | 0.22% | Q3 2018 | Q3 2019 | 5 |
Asset Dedication, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2019 | 5 |
PRUDENTIAL FINANCIAL INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2019 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2017 | 5 |
HAP Trading, LLC | 4 | 4 | 0.00% | 0.01% | 0.02% | Q4 2017 | Q3 2018 | 5 |
PUTNAM INVESTMENTS LLC | 3 | 2 | 0.00% | 0.01% | 0.03% | Q2 2014 | Q1 2016 | 5 |
Zurcher Kantonalbank (Zurich Cantonalbank) | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
UBS ASSET MANAGEMENT AMERICAS INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
Sigma Planning Corp | 4 | 4 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q1 2019 | 4 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 4 | 4 | 0.00% | 0.01% | 0.01% | Q4 2018 | Q3 2019 | 4 |
TWO SIGMA ADVISERS, LP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 4 |
Realta Investment Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
EAM Investors, LLC | 3 | 1 | 0.11% | 0.15% | 0.19% | Q4 2017 | Q4 2018 | 4 |
OXFORD ASSET MANAGEMENT LLP | 3 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q2 2019 | 4 |
PACIFIC VIEW ASSET MANAGEMENT, LLC | 4 | 4 | 0.44% | 0.55% | 0.66% | Q4 2017 | Q3 2018 | 4 |
PURA VIDA INVESTMENTS, LLC | 4 | 4 | 0.40% | 0.89% | 1.28% | Q1 2015 | Q4 2015 | 4 |
HSBC HOLDINGS PLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 4 |
Artemis Investment Management LLP | 4 | 4 | 0.01% | 0.05% | 0.08% | Q2 2018 | Q1 2019 | 4 |
MARINER INVESTMENT GROUP LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q1 2015 | 4 |
EAM Global Investors LLC | 3 | 1 | 0.34% | 0.50% | 0.66% | Q4 2017 | Q4 2018 | 4 |
Granite Investment Partners, LLC | 4 | 4 | 0.02% | 0.04% | 0.06% | Q3 2015 | Q2 2016 | 4 |
Larson Financial Group LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
Voit & Company, LLC | 4 | 4 | 0.01% | 0.02% | 0.03% | Q4 2018 | Q3 2019 | 4 |
NEXT Financial Group, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2016 | 4 |
Avantax Planning Partners, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
MIZUHO SECURITIES USA LLC | 2 | 2 | 0.00% | 0.04% | 0.08% | Q2 2018 | Q3 2018 | 4 |
ELEMENT CAPITAL MANAGEMENT LLC | 2 | 2 | 0.00% | 0.05% | 0.15% | Q2 2017 | Q2 2018 | 4 |
MCF Advisors LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
BlueCrest Capital Management Ltd | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q1 2019 | 4 |
FIRST MANHATTAN CO. LLC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 4 |
HAMILTON LANE ADVISORS LLC | 2 | 2 | 0.01% | 0.54% | 1.22% | Q2 2018 | Q3 2020 | 4 |
Endurance Wealth Management, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2020 | 4 |
ALPS ADVISORS INC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q2 2019 | 4 |
TFS CAPITAL LLC | 3 | 3 | 0.01% | 0.05% | 0.08% | Q2 2015 | Q4 2015 | 3 |
TUDOR INVESTMENT CORP ET AL | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2019 | 3 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2019 | 3 |
HM PAYSON & CO | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2019 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
Wealthspire Advisors, L.P. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2019 | 3 |
Vestpro Financial Partners, Inc. dba CPF Texas | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Cable Hill Partners, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q4 2018 | 3 |
Perigon Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 3 |
ACUTA CAPITAL PARTNERS, LLC | 3 | 3 | 0.02% | 0.04% | 0.05% | Q4 2017 | Q2 2018 | 3 |
NATIXIS | 3 | 3 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q1 2019 | 3 |
Paloma Partners Management Co | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2019 | 3 |
HRT FINANCIAL LP | 2 | 1 | 0.00% | 0.01% | 0.03% | Q4 2018 | Q3 2019 | 3 |
CENTAURUS FINANCIAL, INC. | 3 | 3 | 0.00% | 0.14% | 0.32% | Q2 2018 | Q4 2018 | 3 |
GUGGENHEIM CAPITAL LLC | 2 | 1 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2018 | 3 |
PEAK6 Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2018 | Q3 2018 | 3 |
Bedel Financial Consulting, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
SHEETS SMITH WEALTH MANAGEMENT | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2019 | 3 |
Minerva Advisors LLC | 3 | 3 | 0.03% | 0.03% | 0.04% | Q4 2014 | Q2 2015 | 3 |
Cetera Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
SIGNET FINANCIAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 3 |
THOMPSON DAVIS & CO., INC. | 2 | 1 | 0.00% | 0.22% | 0.60% | Q2 2016 | Q3 2018 | 3 |
Vident Investment Advisory, LLC | 3 | 3 | 0.11% | 0.12% | 0.13% | Q3 2015 | Q1 2016 | 3 |
WINTON GROUP Ltd | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
TRUE Private Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 2 |
UBS OCONNOR LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2017 | 2 |
DOHENY ASSET MANAGEMENT /CA | 2 | 2 | 0.05% | 0.05% | 0.05% | Q2 2015 | Q3 2015 | 2 |
Moors & Cabot, Inc. | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2018 | Q3 2019 | 2 |
B. Riley Wealth Management, Inc. | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2018 | Q4 2018 | 2 |
WealthPLAN Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 2 |
Jefferies Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2019 | 2 |
American Portfolios Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Monashee Investment Management LLC | 2 | 2 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q1 2018 | 2 |
Capital Investment Advisory Services, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
Acrospire Investment Management LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q4 2016 | 2 |
Tibra Equities Europe Ltd | 2 | 2 | 0.10% | 0.17% | 0.24% | Q1 2018 | Q2 2018 | 2 |
GSA CAPITAL PARTNERS LLP | 1 | 1 | 0.00% | 0.03% | 0.06% | Q4 2017 | Q3 2019 | 2 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q1 2018 | 2 |
Hilton Capital Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q4 2016 | 2 |
Enterprise Bank & Trust Co | 2 | 2 | 0.06% | 0.07% | 0.08% | Q1 2019 | Q2 2019 | 2 |
Nuveen Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Patriot Financial Group Insurance Agency, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
LANDAAS & CO /WI /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 2 |
BOKF, NA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
CREDIT AGRICOLE S A | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Geduld E E | 2 | 2 | 0.02% | 0.07% | 0.12% | Q4 2015 | Q1 2016 | 2 |
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 2 | 2 | 0.01% | 0.02% | 0.03% | Q2 2015 | Q3 2015 | 2 |
PRINCIPAL FINANCIAL GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
Beacon Capital Management, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Mirador Capital Partners LP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q3 2019 | 2 |
LMR Partners LLP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q3 2018 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q1 2018 | 2 |
TCI Wealth Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2019 | 2 |
MEEDER ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
COWEN INC. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
Whitnell & Co. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
IBEX WEALTH ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Partners Group Holding AG | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2018 | Q3 2018 | 1 |
TEACHER RETIREMENT SYSTEM OF TEXAS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
AXA S.A. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
DSC Advisors, L.P. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2018 | Q2 2018 | 1 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Rotella Capital Management, Inc. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2015 | Q2 2015 | 1 |
Selective Wealth Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Alpha Cubed Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
Virtus Fund Advisers, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Iguana Healthcare Management, LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2017 | Q4 2017 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
RPg Family Wealth Advisory, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Joel Isaacson & Co., LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Russell Investments Group, Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Timpani Capital Management LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2018 | Q3 2018 | 1 |
Alyeska Investment Group, L.P. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
Redmile Group, LLC | 1 | 1 | 0.42% | 0.42% | 0.42% | Q4 2017 | Q4 2017 | 1 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
ESSEX INVESTMENT MANAGEMENT CO LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Global Financial Private Capital, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Nachman Norwood & Parrott, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
CAPSTONE INVESTMENT ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Cresset Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Sterneck Capital Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2016 | Q1 2016 | 1 |
VICTORY CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
MGO ONE SEVEN LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Jump Trading, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2019 | Q1 2019 | 1 |
Emerald Acquisition Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
STRS OHIO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
UBS AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
Pearl River Capital, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
IHT Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Versant Capital Management, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
MANA Advisors LLC | 1 | 1 | 0.41% | 0.41% | 0.41% | Q4 2018 | Q4 2018 | 1 |
Crestone Asset Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Parallax Volatility Advisers, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
LIBERTY WEALTH MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
ONTARIO TEACHERS PENSION PLAN BOARD | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
BROWN ADVISORY INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
AlpInvest Partners B.V. | 1 | 1 | 3.43% | 3.43% | 3.43% | Q3 2018 | Q3 2018 | 1 |
INTERACTIVE FINANCIAL ADVISORS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
PRELUDE CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
PIEDMONT INVESTMENT ADVISORS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Assured Investment Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Claro Advisors LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2018 | Q4 2018 | 1 |
Crawford Lake Capital Management, LLC | 1 | 1 | 0.55% | 0.55% | 0.55% | Q3 2018 | Q3 2018 | 1 |
ARDSLEY ADVISORY PARTNERS LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2018 | Q2 2018 | 1 |
LUMINUS MANAGEMENT LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2019 | Q3 2019 | 1 |
VOLORIDGE INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Firestone Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
AMS Capital Ltda | 1 | 1 | 0.61% | 0.61% | 0.61% | Q3 2018 | Q3 2018 | 1 |
Evercore Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
OppenheimerFunds, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
JACOBS LEVY EQUITY MANAGEMENT, INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
MACQUARIE GROUP LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
MACKENZIE FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
STEVENS CAPITAL MANAGEMENT LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Vantage Investment Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
CHAI TRUST CO LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
Aperio Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Cubist Systematic Strategies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
ClearBridge Investments | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
External links
This page lists all the filers that currently own TRANSENTERIX INC or have owned TRANSENTERIX INC in the past.