SWS GROUP INC shareholder history

Current and past SWS GROUP INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
OFI Advisors LLC 840.01%0.01%0.01%Q3 2011Q4 201412
GOLDMAN SACHS GROUP INC 740.00%0.00%0.00%Q1 2012Q4 201411
Arizona State Retirement System 880.00%0.00%0.00%Q1 2013Q4 20148
MENDON CAPITAL ADVISORS CORP 880.53%0.85%1.38%Q1 2013Q4 20148
AQR Capital Management 710.00%0.00%0.00%Q4 2012Q4 20148
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 880.00%0.00%0.00%Q1 2013Q4 20148
Freedom Investment Management, Inc. 880.06%0.10%0.14%Q1 2013Q4 20148
BLACKROCK ADVISORS LLC 770.00%0.00%0.00%Q2 2013Q4 20147
CAPSTONE ASSET MANAGEMENT CO 770.00%0.00%0.01%Q2 2013Q4 20147
VANGUARD GROUP INC 770.00%0.00%0.00%Q2 2013Q4 20147
WEDBUSH SECURITIES INC 770.10%0.17%0.23%Q2 2013Q4 20147
WELLS FARGO & COMPANY/MN 770.00%0.00%0.00%Q2 2013Q4 20147
HIGHLAND CAPITAL MANAGEMENT LP 770.77%0.84%0.93%Q2 2013Q4 20147
TIAA CREF INVESTMENT MANAGEMENT LLC 770.00%0.00%0.00%Q2 2013Q4 20147
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 770.00%0.00%0.00%Q2 2013Q4 20147
AMERICAN INTERNATIONAL GROUP, INC. 770.00%0.00%0.00%Q2 2013Q4 20147
PARAMETRIC PORTFOLIO ASSOCIATES LLC 770.00%0.00%0.00%Q2 2013Q4 20147
TEACHERS ADVISORS, LLC 770.00%0.00%0.00%Q2 2013Q4 20147
GAMCO INVESTORS, INC. ET AL 770.02%0.02%0.02%Q2 2013Q4 20147
GABELLI FUNDS LLC 770.02%0.02%0.02%Q2 2013Q4 20147
AMERIPRISE FINANCIAL INC 770.00%0.00%0.00%Q2 2013Q4 20147
CREDIT SUISSE AG/ 770.00%0.00%0.00%Q2 2013Q4 20147
PNC FINANCIAL SERVICES GROUP, INC. 770.00%0.00%0.00%Q2 2013Q4 20147
NORTHERN TRUST CORP 770.00%0.00%0.00%Q2 2013Q4 20147
Teton Advisors, Inc. 770.14%0.16%0.18%Q2 2013Q4 20147
VOYA INVESTMENT MANAGEMENT LLC 770.00%0.00%0.00%Q2 2013Q4 20147
Nationwide Fund Advisors 770.00%0.00%0.00%Q2 2013Q4 20147
BRIDGEWAY CAPITAL MANAGEMENT, LLC 770.03%0.04%0.04%Q2 2013Q4 20147
ROYAL BANK OF CANADA 770.00%0.00%0.00%Q2 2013Q4 20147
BlackRock Investment Management, LLC 770.00%0.00%0.00%Q2 2013Q4 20147
DIMENSIONAL FUND ADVISORS LP 770.00%0.00%0.00%Q2 2013Q4 20147
RHUMBLINE ADVISERS 770.00%0.00%0.00%Q2 2013Q4 20147
BANK OF AMERICA CORP /DE/ 770.00%0.00%0.00%Q2 2013Q4 20147
BlackRock Fund Advisors 770.00%0.00%0.00%Q2 2013Q4 20147
NEW YORK STATE COMMON RETIREMENT FUND 770.00%0.00%0.00%Q2 2013Q4 20147
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 770.00%0.00%0.00%Q2 2013Q4 20147
STATE STREET CORP 770.00%0.00%0.00%Q2 2013Q4 20147
TWO SIGMA INVESTMENTS, LP 770.00%0.00%0.01%Q2 2013Q4 20147
Hilltop Holdings Inc. 774.58%7.75%24.27%Q2 2013Q4 20147
GEODE CAPITAL MANAGEMENT, LLC 770.00%0.08%0.58%Q2 2013Q4 20147
TEXAS PERMANENT SCHOOL FUND CORP 770.00%0.00%0.00%Q1 2013Q3 20147
MANUFACTURERS LIFE INSURANCE COMPANY, THE 770.00%0.00%0.00%Q2 2013Q4 20147
PERRITT CAPITAL MANAGEMENT INC 770.40%0.64%0.76%Q2 2013Q4 20147
Creative Planning 770.00%0.00%0.00%Q2 2013Q4 20147
BlackRock Institutional Trust Company, N.A. 770.00%0.00%0.00%Q2 2013Q4 20147
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 770.00%0.00%0.00%Q2 2013Q4 20147
FMR LLC 770.00%0.00%0.00%Q2 2013Q4 20147
ALLIANCEBERNSTEIN L.P. 770.00%0.00%0.00%Q2 2013Q4 20147
CITIGROUP INC 770.00%0.00%0.00%Q2 2013Q4 20147
JPMORGAN CHASE & CO 770.00%0.00%0.00%Q2 2013Q4 20147
BARCLAYS PLC 770.00%0.00%0.00%Q2 2013Q4 20147
Bank of New York Mellon Corp 770.00%0.00%0.00%Q2 2013Q4 20147
COMERICA BANK 770.00%0.00%0.00%Q2 2013Q4 20147
GUGGENHEIM CAPITAL LLC 660.00%0.00%0.00%Q2 2013Q3 20146
Invesco Ltd. 660.00%0.00%0.00%Q2 2013Q3 20146
PRINCIPAL FINANCIAL GROUP INC 660.00%0.00%0.00%Q2 2013Q3 20146
TWO SIGMA ADVISERS, LP 660.00%0.00%0.01%Q2 2013Q3 20146
PUBLIC SECTOR PENSION INVESTMENT BOARD 660.00%0.00%0.00%Q2 2013Q3 20146
Tower Research Capital LLC (TRC) 420.00%0.00%0.01%Q2 2013Q4 20146
MASON STREET ADVISORS, LLC 660.00%0.00%0.00%Q2 2013Q3 20146
BlackRock Group LTD 660.00%0.00%0.00%Q2 2013Q3 20146
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 660.00%0.00%0.00%Q2 2013Q3 20146
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 660.00%0.00%0.00%Q2 2013Q3 20146
PineBridge Investments, L.P. 660.00%0.00%0.00%Q2 2013Q3 20146
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
IFP Advisors, Inc 660.00%0.00%0.00%Q1 2020Q2 20216
PRUDENTIAL FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
DEUTSCHE BANK AG\ 660.00%0.00%0.00%Q3 2013Q4 20146
PANAGORA ASSET MANAGEMENT INC 410.00%0.00%0.01%Q2 2013Q4 20145
Municipal Employees' Retirement System of Michigan 410.00%0.00%0.00%Q1 2014Q3 20155
THRIVENT FINANCIAL FOR LUTHERANS 550.00%0.00%0.00%Q2 2013Q2 20145
Parkwood LLC 550.02%0.02%0.03%Q4 2013Q4 20145
Louisiana State Employees Retirement System 550.00%0.00%0.01%Q4 2013Q4 20145
MORGAN STANLEY 550.00%0.00%0.00%Q4 2013Q4 20145
ProShare Advisors LLC 320.00%0.00%0.00%Q2 2013Q3 20145
AXA S.A. 550.00%0.00%0.00%Q2 2013Q2 20145
TFS CAPITAL LLC 320.00%0.03%0.08%Q2 2013Q3 20145
State of Tennessee, Treasury Department 550.00%0.00%0.00%Q3 2013Q3 20145
MILLENNIUM MANAGEMENT LLC 440.00%0.00%0.01%Q1 2014Q4 20144
METROPOLITAN LIFE INSURANCE CO/NY 310.00%0.00%0.00%Q2 2013Q3 20144
Jefferies Group LLC 440.00%0.00%0.01%Q1 2014Q4 20144
GABELLI & Co INVESTMENT ADVISERS, INC. 440.18%0.24%0.31%Q1 2014Q4 20144
SG Americas Securities, LLC 440.01%0.01%0.01%Q1 2014Q4 20144
Renaissance Technologies 210.00%0.00%0.01%Q2 2013Q4 20144
Hirzel Capital Management LLC 440.51%1.30%2.06%Q2 2013Q1 20144
WFG Advisors, LP 440.01%0.01%0.01%Q2 2013Q1 20144
D. E. Shaw & Co., Inc. 440.00%0.00%0.00%Q4 2013Q3 20144
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 440.04%0.05%0.05%Q1 2014Q4 20144
River Road Asset Management, LLC 440.06%0.06%0.07%Q2 2013Q1 20144
WHV Investments, Inc. 440.01%0.09%0.13%Q2 2013Q1 20144
HAVENS ADVISORS LLC 440.86%2.48%4.31%Q1 2014Q4 20144
OMERS ADMINISTRATION Corp 440.01%0.02%0.03%Q1 2014Q4 20144
First Eagle Investment Management, LLC 330.00%0.01%0.01%Q2 2014Q4 20143
PRELUDE CAPITAL MANAGEMENT, LLC 330.01%0.02%0.02%Q2 2014Q4 20143
Catalyst Capital Advisors LLC 330.01%0.01%0.02%Q2 2014Q4 20143
MANAGED ACCOUNT ADVISORS LLC 330.00%0.00%0.00%Q2 2013Q4 20133
LONGFELLOW INVESTMENT MANAGEMENT CO LLC 330.56%0.78%0.98%Q2 2014Q4 20143
Paloma Partners Management Co 210.00%0.01%0.03%Q1 2014Q4 20143
D.A. DAVIDSON & CO. 330.00%0.00%0.00%Q2 2014Q4 20143
Cannell Capital 330.03%0.16%0.24%Q1 2014Q3 20143
AEGIS FINANCIAL CORP 331.06%1.11%1.18%Q2 2013Q4 20133
GROUP ONE TRADING, L.P. 110.00%0.00%0.00%Q3 2013Q3 20143
SUSQUEHANNA INTERNATIONAL GROUP, LLP 220.00%0.00%0.00%Q1 2014Q2 20143
SNOW CAPITAL MANAGEMENT LP 330.02%0.03%0.03%Q2 2013Q4 20133
ACCOUNT MANAGEMENT LLC 330.05%0.05%0.06%Q2 2013Q4 20133
APG Asset Management N.V. 330.00%0.01%0.01%Q1 2014Q3 20143
Stone Toro Investment Advisers, LP 330.33%0.41%0.49%Q2 2014Q4 20143
Ancora Advisors LLC 330.00%0.70%1.94%Q2 2014Q4 20143
BESSEMER GROUP INC 330.00%0.00%0.00%Q2 2013Q4 20133
WOLVERINE ASSET MANAGEMENT LLC 330.00%0.01%0.01%Q2 2014Q4 20143
RUSSELL FRANK CO/ 330.00%0.00%0.00%Q2 2013Q4 20133
TEACHER RETIREMENT SYSTEM OF TEXAS 220.00%0.00%0.00%Q2 2013Q3 20132
PROFUND ADVISORS LLC 220.01%0.01%0.01%Q3 2013Q4 20132
Loeb Offshore Management LP 110.18%0.41%0.65%Q1 2014Q4 20142
WATER ISLAND CAPITAL LLC 220.08%0.08%0.08%Q2 2014Q3 20142
PRICE T ROWE ASSOCIATES INC /MD/ 220.00%0.00%0.00%Q2 2013Q3 20132
BNP PARIBAS FINANCIAL MARKETS 110.00%0.00%0.00%Q4 2013Q3 20142
Brandywine Global Investment Management, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Alpine Global Management, LLC 220.02%0.04%0.06%Q2 2014Q3 20142
COWEN INC. 220.10%0.15%0.19%Q1 2014Q2 20142
STIFEL FINANCIAL CORP 110.00%0.00%0.00%Q1 2014Q3 20142
Legal & General Group Plc 220.00%0.00%0.00%Q3 2014Q4 20142
ENVESTNET ASSET MANAGEMENT INC 220.00%0.00%0.00%Q2 2014Q3 20142
OAK HILL CAPITAL MANAGEMENT, LLC 222.74%26.81%50.87%Q3 2014Q4 20142
Pinnacle Holdings, LLC 220.01%0.04%0.06%Q2 2013Q3 20132
Spot Trading L.L.C 110.00%0.00%0.00%Q1 2014Q1 20142
Swiss National Bank 220.00%0.00%0.00%Q2 2013Q3 20132
MENTA CAPITAL LLC 220.02%0.02%0.02%Q3 2014Q4 20142
GARDNER LEWIS ASSET MANAGEMENT L P 220.15%0.19%0.22%Q2 2014Q3 20142
Philadelphia Financial Management of San Francisco, LLC 110.10%0.10%0.10%Q2 2013Q2 20131
Citadel Advisors 110.00%0.00%0.00%Q2 2013Q2 20131
Pine River Capital Management L.P. 110.02%0.02%0.02%Q1 2014Q1 20141
BNP Paribas Asset Management Holding S.A. 110.01%0.01%0.01%Q1 2014Q1 20141
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 110.00%0.00%0.00%Q2 2013Q2 20131
GENERAL MOTORS INVESTMENT MANAGEMENT CORP 110.01%0.01%0.01%Q4 2014Q4 20141
FIRST TRUST ADVISORS LP 110.01%0.01%0.01%Q2 2013Q2 20131
Andalusian Capital Partners, LP 110.06%0.06%0.06%Q1 2014Q1 20141
CSS LLC/IL 110.02%0.02%0.02%Q4 2014Q4 20141
Yakira Capital Management, Inc. 110.03%0.03%0.03%Q2 2014Q2 20141
S. MUOIO & CO. LLC 110.05%0.05%0.05%Q4 2014Q4 20141
FIRST NEW YORK SECURITIES LLC /NY 110.30%0.30%0.30%Q4 2014Q4 20141
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
EJF Capital LLC 110.22%0.22%0.22%Q1 2014Q1 20141
RMB Capital Management, LLC 110.06%0.06%0.06%Q2 2014Q2 20141
OXFORD ASSET MANAGEMENT LLP 110.00%0.00%0.00%Q2 2013Q2 20131
TOURADJI CAPITAL MANAGEMENT, LP 110.71%0.71%0.71%Q1 2014Q1 20141
STEVENS CAPITAL MANAGEMENT LP 110.02%0.02%0.02%Q4 2014Q4 20141
SSI INVESTMENT MANAGEMENT LLC 110.04%0.04%0.04%Q1 2014Q1 20141
US BANCORP \DE\ 110.00%0.00%0.00%Q1 2014Q1 20141
PEAK6 Group LLC 110.00%0.00%0.00%Q3 2013Q3 20131
UBS Group AG 110.00%0.00%0.00%Q4 2014Q4 20141
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2014Q2 20141
UNITED CAPITAL FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q3 2014Q3 20141
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Kassirer Asset Management Corp 110.43%0.43%0.43%Q4 2014Q4 20141
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
HENNESSY ADVISORS INC 110.03%0.03%0.03%Q2 2013Q2 20131
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q4 2014Q4 20141
Sarbit Advisory Services Inc. 110.04%0.04%0.04%Q1 2014Q1 20141
Nine Chapters Capital Management LLC 110.01%0.01%0.01%Q2 2014Q2 20141
External links

This page lists all the filers that currently own SWS GROUP INC or have owned SWS GROUP INC in the past.