GLADSTONE CAPITAL CORP shareholder history

Current and past GLADSTONE CAPITAL CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1230.00%0.00%0.00%Q1 2014Q3 202360
Citadel Advisors 2110.00%0.00%0.00%Q4 2013Q3 202353
LPL Financial LLC 42420.00%0.00%0.01%Q2 2013Q3 202342
Legal & General Group Plc 42420.00%0.00%0.00%Q2 2013Q3 202342
Advisors Asset Management, Inc. 42420.01%0.04%0.07%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
DnB Asset Management AS 3930.00%0.01%0.01%Q2 2013Q4 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
DAVENPORT & Co LLC 42420.00%0.00%0.01%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
TWO SIGMA ADVISERS, LP 29120.00%0.01%0.01%Q2 2013Q3 202341
UNITED CAPITAL FINANCIAL ADVISORS, LLC 4010.00%0.01%0.06%Q2 2013Q3 202341
TWO SIGMA INVESTMENTS, LP 27140.00%0.00%0.01%Q2 2013Q3 202341
VAN ECK ASSOCIATES CORP 36360.00%0.01%0.02%Q2 2013Q1 202236
BANK OF AMERICA CORP /DE/ 3110.00%0.00%0.00%Q2 2013Q3 202336
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
US BANCORP \DE\ 1630.00%0.00%0.00%Q2 2013Q1 202335
Tower Research Capital LLC (TRC) 1210.00%0.00%0.01%Q2 2013Q3 202335
JPMORGAN CHASE & CO 2520.00%0.00%0.00%Q2 2013Q3 202334
BlackRock Inc. 2740.00%0.00%0.00%Q2 2013Q3 202331
DEUTSCHE BANK AG\ 1210.00%0.00%0.00%Q3 2013Q3 202330
Koshinski Asset Management, Inc. 2110.03%0.06%0.21%Q4 2014Q3 202330
Winslow, Evans & Crocker, Inc. 29290.00%0.01%0.06%Q4 2013Q4 202029
D. E. Shaw & Co., Inc. 1010.00%0.00%0.00%Q2 2014Q3 202328
RAYMOND JAMES & ASSOCIATES 28280.00%0.00%0.00%Q3 2016Q2 202328
D.A. DAVIDSON & CO. 27270.00%0.01%0.02%Q1 2017Q3 202327
Cutler Group LLC / CA 730.00%0.00%0.01%Q4 2015Q2 202127
Janney Montgomery Scott LLC 27270.00%0.00%0.01%Q3 2013Q1 202027
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.00%0.01%0.02%Q2 2013Q4 201927
MCKINLEY CAPITAL MANAGEMENT LLC 26260.04%0.08%0.13%Q2 2017Q3 202326
PEAK6 Group LLC 820.00%0.00%0.01%Q4 2013Q1 201826
Boston Partners 26260.00%0.00%0.00%Q2 2013Q3 201926
BARD ASSOCIATES INC 24240.08%0.12%0.14%Q2 2013Q1 201924
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.00%Q4 2017Q3 202324
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2120.00%0.00%0.00%Q2 2013Q1 202123
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.00%Q1 2009Q3 202322
GLENMEDE TRUST CO NA 1840.00%0.00%0.00%Q2 2013Q3 201922
NOVARE CAPITAL MANAGEMENT LLC 22220.04%0.15%0.35%Q2 2018Q3 202322
MILLENNIUM MANAGEMENT LLC 610.00%0.00%0.01%Q2 2013Q3 202322
GREAT WEST LIFE ASSURANCE CO /CAN/ 1660.00%0.00%0.00%Q1 2018Q3 202322
Geneos Wealth Management Inc. 22220.00%0.00%0.00%Q1 2017Q2 202222
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
West Oak Capital, LLC 1730.00%0.01%0.04%Q3 2018Q3 202320
Cornerstone Wealth Management, LLC 19190.02%0.08%0.32%Q3 2016Q1 202119
TCI Wealth Advisors, Inc. 1720.02%0.05%0.10%Q1 2016Q3 202119
Wambolt & Associates, LLC 19190.06%0.11%0.22%Q1 2019Q3 202319
GOLDMAN SACHS GROUP INC 910.00%0.00%0.00%Q1 2012Q4 201719
Hudock, Inc. 19190.00%0.00%0.01%Q2 2013Q4 201719
GROUP ONE TRADING, L.P. 610.00%0.00%0.00%Q4 2013Q2 202319
Shulman DeMeo Asset Management LLC 990.14%0.19%0.48%Q1 2019Q3 202318
HighTower Advisors, LLC 1230.00%0.00%0.01%Q1 2015Q2 202118
Good Life Advisors, LLC 18180.02%0.03%0.04%Q2 2019Q3 202318
Virtus ETF Advisers LLC 18180.11%0.29%0.75%Q2 2019Q3 202318
CITIGROUP INC 1620.00%0.00%0.00%Q2 2013Q2 202218
WFG Advisors, LP 17170.00%0.04%0.07%Q2 2013Q2 201717
Creative Planning 17170.00%0.00%0.00%Q2 2013Q2 201717
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1340.00%0.00%0.00%Q2 2013Q2 201817
FIFTH THIRD BANCORP 16160.00%0.00%0.00%Q4 2014Q3 201816
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1240.00%0.00%0.01%Q2 2017Q2 202116
SIMPLEX TRADING, LLC 310.00%0.00%0.00%Q4 2014Q3 202315
XML Financial, LLC 1410.01%0.03%0.22%Q4 2019Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
D'Orazio & Associates, Inc. 15150.01%0.02%0.04%Q4 2013Q2 201715
BlackRock Group LTD 15150.00%0.00%0.00%Q2 2013Q4 201615
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
PNC FINANCIAL SERVICES GROUP, INC. 1210.00%0.00%0.00%Q4 2013Q1 202215
Cambridge Investment Research Advisors, Inc. 15150.00%0.00%0.00%Q1 2020Q3 202315
BANK OF MONTREAL /CAN/ 1010.00%0.00%0.00%Q4 2013Q3 201914
Prospera Financial Services Inc 14140.02%0.06%0.09%Q3 2015Q4 201814
Ausdal Financial Partners, Inc. 1220.03%0.04%0.05%Q2 2016Q3 202314
VALLEY NATIONAL ADVISERS INC 14140.00%0.00%0.00%Q2 2020Q3 202314
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 1310.03%0.18%0.24%Q1 2020Q3 202314
MSI Financial Services Inc 1310.00%0.00%0.01%Q2 2013Q4 201614
IFP Advisors, Inc 810.00%0.00%0.01%Q4 2015Q1 202314
BOKF, NA 14140.00%0.01%0.01%Q3 2017Q4 202014
RDA Financial Network 14140.06%0.07%0.09%Q2 2020Q3 202314
ACCURATE INVESTMENT SOLUTIONS, INC. 14140.00%0.00%0.00%Q4 2016Q1 202014
PEAK6 Investments LLC 310.00%0.00%0.00%Q4 2018Q1 202214
Advisory Services Network, LLC 510.00%0.00%0.04%Q3 2015Q3 202313
American Research & Management Co. 13130.00%0.00%0.00%Q2 2015Q2 201813
ADVANTAGE INVESTMENT MANAGEMENT, LLC 13130.00%0.00%0.02%Q3 2016Q3 201913
HOWE & RUSLING INC 1210.00%0.00%0.00%Q2 2013Q1 201813
Cetera Advisors LLC 940.01%0.01%0.01%Q2 2020Q3 202313
CONFLUENCE INVESTMENT MANAGEMENT LLC 13130.02%0.11%0.27%Q2 2013Q2 201613
STATE STREET CORP 12120.00%0.00%0.00%Q2 2013Q1 201612
HL FINANCIAL SERVICES LLC 910.00%0.00%0.00%Q3 2013Q1 201912
American Portfolios Advisors 840.00%0.00%0.01%Q4 2017Q3 202212
BARCLAYS PLC 510.00%0.00%0.00%Q2 2013Q3 201912
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201412
AlphaMark Advisors, LLC 12120.00%0.00%0.01%Q4 2020Q3 202312
FIRST FOUNDATION ADVISORS 12120.01%0.01%0.01%Q2 2014Q1 201712
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
NORTHERN TRUST CORP 520.00%0.00%0.00%Q2 2013Q3 202311
Nuveen Fund Advisors, LLC 11110.06%0.29%0.97%Q2 2016Q4 201811
Spot Trading L.L.C 410.00%0.00%0.01%Q2 2014Q1 201711
WEDBUSH SECURITIES INC 10100.01%0.01%0.01%Q2 2021Q3 202310
NORGES BANK 10100.00%0.00%0.00%Q3 2014Q4 201610
Private Advisor Group, LLC 910.00%0.00%0.00%Q2 2020Q3 202310
MACKENZIE FINANCIAL CORP 10100.00%0.00%0.00%Q1 2021Q2 202310
FMR LLC 210.00%0.00%0.00%Q3 2018Q3 202310
BNP PARIBAS FINANCIAL MARKETS 510.00%0.00%0.00%Q4 2013Q3 20239
GLOBAL STRATEGIC MANAGEMENT INC 990.24%0.72%1.14%Q4 2018Q4 20209
Kovack Advisors, Inc. 990.03%0.06%0.09%Q3 2021Q3 20239
Invesco Ltd. 410.00%0.00%0.00%Q2 2014Q4 20189
CIBC WORLD MARKET INC. 720.00%0.00%0.00%Q4 2014Q3 20179
AQR Capital Management 810.00%0.00%0.00%Q4 2012Q1 20159
Alexandria Capital, LLC 990.00%0.00%0.00%Q2 2013Q2 20159
BRIDGEWAY CAPITAL MANAGEMENT, LLC 990.01%0.02%0.04%Q2 2013Q2 20159
CUE ADVISORY SERVICES, INC. 810.06%0.07%0.09%Q4 2014Q3 20189
Advocacy Wealth Management Services, LLC 810.00%0.03%0.22%Q2 2013Q3 20179
Perigon Wealth Management, LLC 710.01%0.02%0.03%Q3 2011Q2 20238
NATIONAL BANK OF CANADA /FI/ 880.00%0.00%0.00%Q4 2021Q3 20238
Parallel Advisors, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
PFS Partners, LLC 880.01%0.01%0.02%Q4 2021Q3 20238
CAROLINAS WEALTH CONSULTING LLC 880.01%0.01%0.01%Q4 2020Q3 20228
Virtu KCG Holdings LLC 320.00%0.01%0.01%Q2 2014Q1 20178
Aurora Private Wealth, Inc. 880.24%0.29%0.33%Q4 2019Q3 20218
Tradewinds Capital Management, LLC 530.00%0.00%0.00%Q4 2014Q4 20168
BOSTON PRIVATE BANK & TRUST CO 880.00%0.00%0.00%Q2 2013Q1 20158
Jump Financial, LLC 520.01%0.01%0.02%Q4 2021Q3 20237
Allen Investment Management, LLC 770.01%0.10%0.18%Q2 2013Q4 20147
Raymond James Financial Services Advisors, Inc. 770.00%0.00%0.00%Q1 2020Q3 20217
Key FInancial Inc 770.00%0.00%0.00%Q1 2022Q3 20237
WOLVERINE TRADING, LLC 310.00%0.00%0.00%Q3 2016Q4 20227
BDO Wealth Advisors, LLC 770.00%0.01%0.01%Q2 2019Q4 20207
ASSETMARK, INC 770.00%0.00%0.00%Q3 2021Q1 20237
Quadrature Capital Ltd 410.00%0.01%0.04%Q1 2021Q3 20237
Atria Wealth Solutions, Inc. 660.00%0.00%0.00%Q1 2022Q2 20236
Rehmann Capital Advisory Group 660.00%0.00%0.00%Q1 2018Q2 20196
B. Riley Wealth Advisors, Inc. 660.02%0.02%0.03%Q1 2018Q2 20196
EAGLE GLOBAL ADVISORS LLC 420.00%0.01%0.01%Q1 2017Q3 20236
SeaCrest Wealth Management, LLC 660.00%0.00%0.00%Q4 2017Q1 20196
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
Dynamic Technology Lab Private Ltd 110.01%0.06%0.21%Q2 2015Q3 20236
TRUSTMARK NATIONAL BANK TRUST DEPARTMENT 660.01%0.01%0.01%Q1 2014Q2 20156
MARSHALL WACE, LLP 220.00%0.00%0.01%Q2 2019Q3 20236
Quad-Cities Investment Group, LLC 660.00%0.00%0.00%Q2 2018Q3 20196
Foundry Partners, LLC 660.05%0.06%0.08%Q4 2013Q1 20156
NEXT Financial Group, Inc 310.00%0.00%0.00%Q2 2014Q4 20216
CREDIT SUISSE AG/ 660.00%0.00%0.00%Q1 2013Q2 20146
PineBridge Investments, L.P. 660.00%0.00%0.00%Q4 2014Q1 20166
Hudson Portfolio Management LLC 550.34%0.37%0.39%Q1 2021Q1 20225
Acrospire Investment Management LLC 410.01%0.04%0.08%Q1 2016Q2 20175
MACQUARIE GROUP LTD 550.00%0.00%0.00%Q3 2017Q3 20185
SouthState Corp 550.01%0.01%0.01%Q4 2021Q4 20225
Cetera Advisor Networks LLC 410.00%0.00%0.00%Q2 2020Q3 20235
Trexquant Investment LP 310.00%0.01%0.02%Q4 2019Q3 20235
NATIONAL PLANNING CORP 550.01%0.02%0.03%Q4 2013Q4 20145
Sigma Planning Corp 310.01%0.03%0.07%Q3 2015Q3 20185
Aquatic Capital Management LLC 320.00%0.00%0.01%Q2 2022Q3 20235
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 550.00%0.00%0.00%Q1 2013Q1 20145
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 210.00%0.00%0.00%Q1 2016Q2 20225
PANAGORA ASSET MANAGEMENT INC 550.00%0.00%0.00%Q2 2013Q2 20145
CIBC Private Wealth Group, LLC 550.00%0.00%0.00%Q4 2015Q4 20165
Penserra Capital Management LLC 550.00%0.00%0.00%Q3 2016Q3 20175
PRIVATE TRUST CO NA 550.00%0.00%0.01%Q3 2013Q3 20145
AdvisorNet Financial, Inc 550.00%0.00%0.00%Q1 2019Q1 20205
Summit Global Investments 550.08%0.09%0.10%Q4 2018Q4 20195
GSA CAPITAL PARTNERS LLP 550.02%0.04%0.06%Q2 2017Q2 20185
ADVISORY RESEARCH INC 550.04%0.06%0.08%Q3 2022Q3 20235
UMB Bank, n.a. 550.00%0.00%0.00%Q4 2021Q4 20225
Cubist Systematic Strategies, LLC 310.00%0.00%0.00%Q4 2019Q3 20235
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 440.00%0.00%0.00%Q2 2013Q1 20144
Newbridge Financial Services Group, Inc. 440.18%0.22%0.27%Q3 2020Q2 20214
RHUMBLINE ADVISERS 440.00%0.00%0.00%Q2 2013Q1 20144
VANGUARD GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
Schonfeld Strategic Advisors LLC 210.00%0.00%0.01%Q2 2022Q3 20234
GENERAL MOTORS INVESTMENT MANAGEMENT CORP 440.01%0.01%0.01%Q2 2013Q1 20144
METROPOLITAN LIFE INSURANCE CO/NY 440.00%0.00%0.00%Q2 2013Q1 20144
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Legacy Capital Wealth Partners, LLC 310.30%0.39%0.50%Q3 2022Q3 20234
AXXCESS WEALTH MANAGEMENT, LLC 440.02%0.03%0.04%Q4 2021Q3 20224
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 440.00%0.00%0.00%Q2 2013Q1 20144
Municipal Employees' Retirement System of Michigan 310.01%0.02%0.03%Q1 2014Q3 20154
Nationwide Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
ALLIANCEBERNSTEIN L.P. 440.00%0.00%0.00%Q2 2013Q1 20144
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2014Q3 20234
SEI INVESTMENTS CO 310.00%0.00%0.00%Q4 2017Q1 20194
BLAIR WILLIAM & CO/IL 220.00%0.00%0.00%Q1 2022Q3 20234
Quantamental Technologies LLC 440.01%0.01%0.01%Q4 2018Q3 20194
Claraphi Advisory Network, LLC 440.09%0.10%0.11%Q3 2021Q2 20224
JACKSON SQUARE CAPITAL, LLC 440.00%0.00%0.00%Q4 2019Q3 20204
FINANCIAL COUNSELORS INC 440.01%0.01%0.01%Q2 2017Q1 20184
BlackRock Investment Management, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Beacon Capital Management, Inc. 440.00%0.00%0.00%Q1 2015Q4 20154
Register Financial Advisors LLC 440.03%0.04%0.05%Q4 2022Q3 20234
Sterling Capital Management LLC 440.00%0.00%0.01%Q4 2013Q3 20144
McCarthy Asset Management, Inc. 440.00%0.00%0.01%Q4 2020Q3 20214
Prime Capital Investment Advisors, LLC 310.00%0.01%0.02%Q4 2017Q3 20234
Sequoia Financial Advisors, LLC 440.02%0.02%0.03%Q2 2016Q1 20174
Virtu Financial LLC 110.01%0.02%0.04%Q1 2018Q1 20234
BLACKROCK ADVISORS LLC 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
Hillsdale Investment Management Inc. 210.01%0.08%0.15%Q3 2015Q3 20234
Bank of New York Mellon Corp 440.00%0.00%0.00%Q2 2013Q1 20144
MARTINGALE ASSET MANAGEMENT L P 440.01%0.02%0.02%Q2 2013Q1 20144
Marshall Wace North America L.P. 310.00%0.00%0.00%Q4 2017Q1 20194
TEACHERS ADVISORS, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Institutional Trust Company, N.A. 440.00%0.00%0.00%Q2 2013Q1 20144
TIAA CREF INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Baird Financial Group, Inc. 330.00%0.00%0.00%Q2 2019Q4 20193
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
STIFEL FINANCIAL CORP 330.00%0.00%0.00%Q2 2016Q4 20163
GRIMES & COMPANY, INC. 330.01%0.01%0.01%Q1 2023Q3 20233
ProShare Advisors LLC 210.00%0.00%0.00%Q2 2013Q1 20143
Quantbot Technologies LP 210.00%0.01%0.02%Q4 2022Q3 20233
Coppell Advisory Solutions LLC 210.00%0.00%0.00%Q4 2022Q3 20233
PDT Partners, LLC 210.00%0.01%0.01%Q1 2014Q1 20153
Parkwood LLC 330.03%0.03%0.03%Q4 2013Q2 20143
DENVER INVESTMENT ADVISORS LLC 330.00%0.01%0.01%Q2 2014Q4 20143
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
Russell Investments Group, Ltd. 110.00%0.00%0.00%Q4 2017Q4 20203
GEODE CAPITAL MANAGEMENT, LLC 330.00%0.00%0.00%Q3 2013Q1 20143
CWM, LLC 210.00%0.00%0.00%Q4 2021Q3 20233
O'Brien Greene & Co. Inc 330.04%0.04%0.04%Q2 2020Q4 20203
MRP Capital Investments, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Patriot Financial Group Insurance Agency, LLC 330.00%0.00%0.00%Q4 2020Q2 20213
MAINSTAY CAPITAL MANAGEMENT LLC /ADV 220.02%0.02%0.02%Q2 2018Q3 20182
Commonwealth Equity Services, Inc 220.00%0.00%0.00%Q2 2017Q3 20172
Redmond Asset Management, LLC 220.10%0.12%0.14%Q2 2013Q3 20132
PFG Advisors 220.03%0.03%0.03%Q4 2018Q1 20192
NORDEA INVESTMENT MANAGEMENT AB 220.00%0.00%0.00%Q4 2018Q1 20192
TFS CAPITAL LLC 220.02%0.02%0.02%Q2 2013Q3 20132
VERUS CAPITAL PARTNERS, LLC 220.00%0.00%0.01%Q4 2019Q1 20202
XTX Topco Ltd 110.02%0.02%0.03%Q1 2023Q3 20232
VisionPoint Advisory Group, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Brookstone Capital Management 220.02%0.02%0.02%Q2 2022Q3 20222
Ellis Investment Partners, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
KENNEDY CAPITAL MANAGEMENT LLC 220.02%0.02%0.03%Q2 2013Q3 20132
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q3 2018Q4 20192
Swiss National Bank 220.00%0.00%0.00%Q2 2013Q3 20132
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q1 20202
ACG Wealth 220.02%0.03%0.04%Q4 2015Q1 20162
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q1 2020Q1 20202
CREATIVE FINANCIAL DESIGNS INC /ADV 220.00%0.00%0.00%Q1 2017Q2 20172
Ground Swell Capital, LLC 220.00%0.02%0.04%Q2 2014Q3 20142
VSR Financial Services, Inc. 220.02%0.03%0.04%Q2 2013Q3 20132
UBS ASSET MANAGEMENT AMERICAS INC 220.00%0.00%0.00%Q2 2013Q3 20132
Sound Income Strategies, LLC 220.00%0.00%0.01%Q2 2018Q3 20182
Valeo Financial Advisors, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
ALPS ADVISORS INC 220.00%0.00%0.00%Q1 2020Q2 20202
St. James Investment Company, LLC 220.04%0.04%0.04%Q1 2015Q2 20152
GIRARD PARTNERS LTD. 110.00%0.02%0.03%Q1 2016Q3 20182
SPOT TRADING L.L.C. 110.00%0.01%0.01%Q2 2017Q2 20172
FNY Investment Advisers, LLC 220.00%0.02%0.03%Q4 2020Q1 20212
Quarry LP 220.00%0.01%0.01%Q2 2023Q3 20232
OXFORD ASSET MANAGEMENT LLP 110.00%0.00%0.00%Q3 2017Q4 20182
Cribstone Capital Management, LLC 220.00%0.00%0.00%Q3 2021Q4 20212
Financial Management Professionals, Inc. 220.00%0.00%0.00%Q1 2022Q2 20222
ZRC WEALTH MANAGEMENT, LLC 220.03%0.03%0.03%Q1 2023Q2 20232
TCW GROUP INC 220.00%0.01%0.01%Q1 2020Q2 20202
Total Clarity Wealth Management, Inc. 110.01%0.01%0.01%Q4 2021Q2 20222
WP Advisors, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
Harvest Capital Strategies LLC 220.02%0.03%0.04%Q1 2015Q2 20152
WEALTHFRONT Corp 220.00%0.00%0.00%Q2 2015Q3 20152
FIRST MANHATTAN CO. LLC. 220.00%0.00%0.00%Q2 2013Q3 20132
RUSSELL FRANK CO/ 220.00%0.00%0.00%Q2 2013Q3 20132
TEACHER RETIREMENT SYSTEM OF TEXAS 220.00%0.00%0.00%Q2 2013Q3 20132
Bison Wealth, LLC 220.16%0.16%0.17%Q2 2021Q3 20212
SMITH ASSET MANAGEMENT GROUP LP 220.00%0.00%0.00%Q3 2013Q4 20132
Irish Life Investment Managers Ltd. 110.00%0.00%0.00%Q2 2013Q2 20131
Ahrens Investment Partners LLC 110.00%0.00%0.00%Q1 2023Q1 20231
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
HERITAGE WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
Squarepoint Ops LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Atom Investors LP 110.00%0.00%0.00%Q1 2020Q1 20201
Alpha Omega Wealth Management LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Leap Investments LP 110.05%0.05%0.05%Q4 2019Q4 20191
Paradigm Financial Partners, LLC 110.05%0.05%0.05%Q1 2019Q1 20191
DIALECTIC CAPITAL MANAGEMENT, LP 110.18%0.18%0.18%Q4 2015Q4 20151
CAHILL FINANCIAL ADVISORS INC 110.00%0.00%0.00%Q3 2021Q3 20211
State of Wyoming 110.04%0.04%0.04%Q3 2023Q3 20231
COUNTRY TRUST BANK 110.00%0.00%0.00%Q4 2020Q4 20201
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
GUGGENHEIM CAPITAL LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Cambria Investment Management, L.P. 110.63%0.63%0.63%Q4 2014Q4 20141
Measured Wealth Private Client Group, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
Triumph Capital Management 110.05%0.05%0.05%Q2 2023Q2 20231
BALYASNY ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q2 2022Q2 20221
Coppell Advisory Solutions Corp. 110.00%0.00%0.00%Q4 2022Q4 20221
NewEdge Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
LMR Master Fund Ltd 110.01%0.01%0.01%Q4 2013Q4 20131
Connor, Clark & Lunn Investment Management Ltd. 110.00%0.00%0.00%Q3 2023Q3 20231
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q3 2020Q3 20201
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q3 2023Q3 20231
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 110.01%0.01%0.01%Q2 2014Q2 20141
HRT FINANCIAL LP 110.00%0.00%0.00%Q2 2022Q2 20221
SRS Capital Advisors, Inc. 110.00%0.00%0.00%Q1 2023Q1 20231
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
SCOGGIN MANAGEMENT LP 110.92%0.92%0.92%Q3 2023Q3 20231
Genesis Wealth Advisors, LLC 110.10%0.10%0.10%Q4 2014Q4 20141
PRELUDE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q4 2016Q4 20161
MERCER GLOBAL ADVISORS INC /ADV 110.00%0.00%0.00%Q1 2023Q1 20231
MUFG Americas Holdings Corp 110.00%0.00%0.00%Q4 2019Q4 20191
OUTFITTER FINANCIAL LLC 110.00%0.00%0.00%Q4 2021Q4 20211
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Alpine Global Management, LLC 110.04%0.04%0.04%Q2 2014Q2 20141
HAP Trading, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Rotella Capital Management, Inc. 110.11%0.11%0.11%Q2 2014Q2 20141
ExodusPoint Capital Management, LP 110.00%0.00%0.00%Q2 2022Q2 20221
Sheaff Brock Investment Advisors, LLC 110.03%0.03%0.03%Q4 2015Q4 20151
Airain ltd 110.01%0.01%0.01%Q4 2016Q4 20161
OneDigital Investment Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
Nebula Research & Development LLC 110.09%0.09%0.09%Q3 2023Q3 20231
Soros Fund Management 110.00%0.00%0.00%Q2 2014Q2 20141
1834 INVESTMENT ADVISORS CO 110.00%0.00%0.00%Q4 2017Q4 20171
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q2 2014Q2 20141
LMR Partners LLP 110.05%0.05%0.05%Q2 2014Q2 20141
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q3 2017Q3 20171
SCHRODER INVESTMENT MANAGEMENT GROUP 110.00%0.00%0.00%Q2 2013Q2 20131
HAZLETT, BURT & WATSON, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
DONALDSON CAPITAL MANAGEMENT, LLC 110.03%0.03%0.03%Q2 2011Q2 20111
PARAMETRIC PORTFOLIO ASSOCIATES LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Spire Wealth Management 110.00%0.00%0.00%Q2 2021Q2 20211
Freedom Investment Management, Inc. 110.01%0.01%0.01%Q1 2017Q1 20171
RWA WEALTH PARTNERS, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q4 2013Q4 20131
BOOTHBAY FUND MANAGEMENT, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Baystate Wealth Management LLC 110.00%0.00%0.00%Q3 2018Q3 20181
McIlrath & Eck, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Paloma Partners Management Co 110.04%0.04%0.04%Q2 2014Q2 20141
HORIZON FINANCIAL SERVICES, LLC 110.01%0.01%0.01%Q3 2021Q3 20211
MONEY CONCEPTS CAPITAL CORP 110.00%0.00%0.00%Q4 2022Q4 20221
Evercore Wealth Management, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
First Horizon Advisors, Inc. 110.00%0.00%0.00%Q3 2013Q3 20131
BlueCrest Capital Management Ltd 110.01%0.01%0.01%Q1 2018Q1 20181
WFA of San Diego, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Brinker Capital Investments, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
WOLVERINE ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Jane Street Holding, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Jefferies Group LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Gradient Investments LLC 110.00%0.00%0.00%Q1 2016Q1 20161
FIRST FINANCIAL EQUITY CORPORATION 110.02%0.02%0.02%Q1 2017Q1 20171
External links

This page lists all the filers that currently own GLADSTONE CAPITAL CORP or have owned GLADSTONE CAPITAL CORP in the past.