KCAP FINL INC shareholder history

Current and past KCAP FINL INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1610.00%0.00%0.00%Q2 2013Q4 201831
Legal & General Group Plc 24240.00%0.00%0.00%Q2 2013Q1 201924
TWO SIGMA INVESTMENTS, LP 24240.00%0.00%0.01%Q2 2013Q1 201924
Advisors Asset Management, Inc. 24240.01%0.07%0.24%Q2 2013Q1 201924
Creative Planning 24240.00%0.00%0.00%Q2 2013Q1 201924
BANK OF AMERICA CORP /DE/ 24240.00%0.00%0.00%Q2 2013Q1 201924
TWO SIGMA ADVISERS, LP 24240.00%0.00%0.02%Q2 2013Q1 201924
WELLS FARGO & COMPANY/MN 24240.00%0.00%0.00%Q2 2013Q1 201924
LADENBURG THALMANN FINANCIAL SERVICES INC. 24240.00%0.00%0.01%Q2 2013Q1 201924
CONFLUENCE INVESTMENT MANAGEMENT LLC 24240.02%0.10%0.28%Q2 2013Q1 201924
MORGAN STANLEY 24240.00%0.00%0.00%Q2 2013Q1 201924
BRIDGEWAY CAPITAL MANAGEMENT, LLC 1570.01%0.02%0.05%Q2 2013Q4 201822
Hudock, Inc. 1830.00%0.00%0.01%Q4 2013Q1 201921
Tower Research Capital LLC (TRC) 930.00%0.00%0.01%Q3 2013Q4 201820
CITIGROUP INC 18180.00%0.00%0.00%Q2 2013Q3 201719
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1630.00%0.00%0.00%Q2 2013Q1 201919
UBS Group AG 18180.00%0.00%0.00%Q4 2014Q1 201918
MANUFACTURERS LIFE INSURANCE COMPANY, THE 840.00%0.00%0.00%Q2 2013Q2 201818
Diversified Trust Co 1530.01%0.05%0.11%Q2 2013Q1 201918
FIFTH THIRD BANCORP 17170.00%0.00%0.00%Q2 2013Q2 201717
LPL Financial LLC 17170.00%0.00%0.00%Q1 2015Q1 201917
SECURITY NATIONAL TRUST CO 1610.00%0.00%0.00%Q4 2014Q1 201917
Tradewinds Capital Management, LLC 17170.00%0.00%0.00%Q1 2015Q1 201917
GOLDMAN SACHS GROUP INC 910.00%0.00%0.00%Q4 2012Q2 201717
D. E. Shaw & Co., Inc. 1210.00%0.00%0.00%Q4 2013Q4 201817
CREDIT SUISSE AG/ 910.00%0.00%0.01%Q1 2013Q1 201916
RAYMOND JAMES TRUST N.A. 16160.01%0.01%0.02%Q2 2013Q1 201716
FRANKLIN RESOURCES INC 16160.00%0.00%0.00%Q2 2013Q1 201716
STIFEL FINANCIAL CORP 16160.00%0.00%0.02%Q1 2014Q4 201716
NEXT Financial Group, Inc 1230.00%0.00%0.01%Q4 2014Q1 201915
MSI Financial Services Inc 14140.00%0.00%0.01%Q3 2013Q4 201614
US BANCORP \DE\ 1210.00%0.00%0.00%Q3 2014Q1 201813
CIBC WORLD MARKET INC. 850.00%0.00%0.00%Q4 2014Q2 201813
ROYAL BANK OF CANADA 630.00%0.00%0.00%Q2 2013Q1 201913
DEUTSCHE BANK AG\ 1210.00%0.00%0.00%Q3 2013Q1 201713
HighTower Advisors, LLC 13130.00%0.00%0.00%Q4 2015Q4 201813
MILLENNIUM MANAGEMENT LLC 710.00%0.00%0.00%Q3 2013Q2 201813
Advisor Group, Inc. 12120.00%0.00%0.00%Q2 2016Q1 201912
Spot Trading L.L.C 510.00%0.00%0.01%Q4 2013Q4 201512
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
JPMORGAN CHASE & CO 620.00%0.00%0.00%Q2 2013Q1 201911
Muzinich & Co., Inc. 740.04%0.31%0.59%Q4 2014Q1 201911
BlackRock Group LTD 11110.00%0.00%0.00%Q2 2013Q4 201511
PEAK6 Group LLC 310.00%0.00%0.00%Q2 2013Q4 201511
PRIVATE MANAGEMENT GROUP INC 11110.02%0.25%0.47%Q3 2016Q1 201911
Citadel Advisors 510.00%0.00%0.00%Q3 2013Q3 201710
ARES MANAGEMENT LLC 10100.00%0.04%0.10%Q2 2016Q3 201810
CUE ADVISORY SERVICES, INC. 10100.21%0.35%0.45%Q3 2015Q4 201710
VAN ECK ASSOCIATES CORP 10100.00%0.00%0.01%Q2 2013Q3 201510
Cutler Group LLC / CA 880.00%0.00%0.00%Q4 2015Q3 201710
FIRST FOUNDATION ADVISORS 990.00%0.00%0.00%Q3 2016Q3 20189
GLENMEDE TRUST CO NA 630.00%0.00%0.00%Q2 2013Q3 20159
Texas Yale Capital Corp. 990.02%0.04%0.09%Q3 2014Q3 20169
Kellner Capital, LLC 990.23%0.35%0.52%Q1 2015Q1 20179
PARAMETRIC PORTFOLIO ASSOCIATES LLC 990.00%0.00%0.00%Q2 2013Q2 20159
STATE STREET CORP 880.00%0.00%0.00%Q2 2013Q1 20158
Nuveen Fund Advisors, LLC 880.03%0.04%0.07%Q2 2016Q1 20188
AQR Capital Management 880.00%0.00%0.00%Q2 2013Q1 20158
North Star Investment Management Corp. 880.00%0.00%0.00%Q1 2017Q4 20188
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20148
Yorktown Management & Research Co Inc 880.58%0.79%1.12%Q2 2013Q1 20158
KENNEDY CAPITAL MANAGEMENT LLC 770.01%0.03%0.04%Q3 2013Q1 20157
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Sheaff Brock Investment Advisors, LLC 770.01%0.02%0.03%Q4 2015Q2 20177
GROUP ONE TRADING, L.P. 210.00%0.00%0.00%Q2 2013Q4 20156
Sterling Capital Management LLC 660.00%0.00%0.01%Q2 2013Q3 20146
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
Ironsides Partners LLC 662.70%4.73%5.70%Q4 2016Q1 20186
Stratos Wealth Partners, LTD. 310.00%0.01%0.01%Q2 2016Q4 20186
RIVERNORTH CAPITAL MANAGEMENT, LLC 420.01%0.13%0.30%Q3 2013Q1 20166
DG Capital Management, LLC 665.56%7.44%11.14%Q2 2015Q3 20166
BARCLAYS PLC 550.00%0.00%0.00%Q2 2013Q2 20145
EAGLE GLOBAL ADVISORS LLC 320.00%0.00%0.01%Q2 2015Q2 20175
Portfolio Solutions, LLC 550.00%0.00%0.01%Q1 2017Q1 20185
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q1 2014Q1 20175
NORTHERN TRUST CORP 550.00%0.00%0.00%Q2 2013Q2 20145
PNC FINANCIAL SERVICES GROUP, INC. 210.00%0.00%0.00%Q2 2013Q4 20165
Pinnacle Summer Investments, Inc. 550.00%0.00%0.00%Q4 2014Q4 20155
MUFG Securities EMEA plc 550.01%0.05%0.09%Q1 2014Q1 20155
Acrospire Investment Management LLC 550.00%0.06%0.14%Q2 2016Q2 20175
Invesco Ltd. 310.00%0.00%0.00%Q2 2013Q1 20195
BlackRock Investment Management, LLC 410.00%0.00%0.00%Q2 2013Q1 20165
SIMPLEX TRADING, LLC 210.00%0.00%0.00%Q4 2014Q1 20195
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 550.00%0.00%0.00%Q1 2013Q1 20145
PRICE T ROWE ASSOCIATES INC /MD/ 550.00%0.00%0.00%Q2 2013Q2 20145
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
RHUMBLINE ADVISERS 440.00%0.00%0.00%Q2 2013Q1 20144
MACQUARIE GROUP LTD 210.00%0.00%0.00%Q3 2017Q4 20184
VANGUARD GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
TEACHERS ADVISORS, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Hillsdale Investment Management Inc. 210.02%0.08%0.15%Q2 2013Q3 20164
Barnett & Company, Inc. 440.01%0.01%0.01%Q2 2018Q1 20194
MASON STREET ADVISORS, LLC 440.00%0.01%0.01%Q4 2013Q3 20144
Counsel Portfolio Services Inc. 440.02%0.04%0.07%Q2 2013Q1 20144
TEACHER RETIREMENT SYSTEM OF TEXAS 440.00%0.00%0.00%Q2 2013Q1 20144
Cordasco Financial Network 440.01%0.01%0.01%Q4 2016Q3 20174
Swiss National Bank 440.00%0.00%0.00%Q2 2013Q1 20144
BB&T SECURITIES, LLC 440.00%0.00%0.00%Q4 2014Q3 20154
Bank of New York Mellon Corp 440.00%0.00%0.00%Q2 2013Q1 20144
ALGERT GLOBAL LLC 220.06%0.11%0.17%Q4 2014Q4 20164
DEERE & CO 310.01%0.02%0.03%Q2 2013Q2 20144
ALLIANCEBERNSTEIN L.P. 440.00%0.00%0.00%Q2 2013Q1 20144
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 440.00%0.00%0.00%Q2 2013Q1 20144
STRS OHIO 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Institutional Trust Company, N.A. 440.00%0.00%0.00%Q2 2013Q1 20144
GEODE CAPITAL MANAGEMENT, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
METROPOLITAN LIFE INSURANCE CO/NY 440.00%0.00%0.00%Q2 2013Q1 20144
Nationwide Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
BlackRock Finance, Inc. 440.00%0.00%0.00%Q2 2013Q1 20144
HUNTINGTON NATIONAL BANK 440.00%0.00%0.00%Q3 2012Q2 20134
BLACKTHORN INVESTMENT GROUP LLC 220.11%0.34%0.84%Q2 2013Q2 20154
Quad-Cities Investment Group, LLC 440.00%0.00%0.00%Q2 2018Q1 20194
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 440.00%0.00%0.00%Q1 2016Q4 20164
TIAA CREF INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
BLACKROCK ADVISORS LLC 440.00%0.00%0.00%Q2 2013Q1 20144
WFG Advisors, LP 330.01%0.01%0.01%Q3 2014Q1 20153
FIRST HAWAIIAN BANK 330.00%0.00%0.00%Q3 2018Q1 20193
ProShare Advisors LLC 210.00%0.00%0.00%Q2 2013Q1 20143
WASHINGTON TRUST Co 330.02%0.02%0.03%Q2 2018Q4 20183
ACADIAN ASSET MANAGEMENT LLC 330.00%0.00%0.00%Q3 2013Q1 20143
B. Riley Wealth Management, Inc. 330.02%0.03%0.03%Q1 2014Q3 20143
PDT Partners, LLC 210.00%0.01%0.01%Q2 2013Q2 20143
OXFORD ASSET MANAGEMENT LLP 330.00%0.00%0.00%Q1 2018Q3 20183
JANE STREET GROUP, LLC 330.00%0.00%0.01%Q1 2014Q3 20143
683 Capital Management, LLC 330.02%0.09%0.16%Q1 2015Q3 20153
Callodine Capital Management, LP 222.80%2.93%3.07%Q4 2018Q1 20192
Alpine Global Management, LLC 110.02%0.03%0.04%Q2 2014Q1 20192
Jane Street Holding, LLC 220.00%0.00%0.01%Q2 2013Q3 20132
THOROUGHBRED FINANCIAL SERVICES, LLC 220.04%0.04%0.04%Q4 2018Q1 20192
Rotella Capital Management, Inc. 110.08%0.08%0.10%Q2 2014Q4 20142
CREDIT AGRICOLE S A 220.00%0.00%0.00%Q2 2013Q3 20132
TFS CAPITAL LLC 110.02%0.05%0.08%Q3 2014Q2 20152
Airain ltd 220.01%0.02%0.02%Q4 2013Q1 20142
INTEGRAL DERIVATIVES, LLC 110.01%0.01%0.01%Q4 2015Q4 20152
DRILL CRAIG A 220.06%0.07%0.08%Q3 2015Q4 20152
RUSSELL FRANK CO/ 220.00%0.00%0.00%Q2 2013Q3 20132
RAYMOND JAMES & ASSOCIATES 220.00%0.01%0.01%Q2 2013Q3 20132
WASATCH ADVISORS LP 220.00%0.01%0.01%Q2 2016Q3 20162
Financial Gravity Asset Management, Inc. 220.01%0.01%0.01%Q2 2018Q3 20182
DIALECTIC CAPITAL MANAGEMENT, LP 220.23%0.31%0.40%Q2 2015Q3 20152
LANSDOWNE PARTNERS AUSTRIA GMBH 221.77%2.01%2.26%Q4 2014Q1 20152
BNP PARIBAS FINANCIAL MARKETS 110.00%0.00%0.00%Q4 2013Q2 20142
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2013Q1 20142
GSA CAPITAL PARTNERS LLP 220.00%0.00%0.00%Q1 2017Q2 20172
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2014Q2 20172
Penserra Capital Management LLC 220.00%0.00%0.00%Q3 2016Q4 20162
Allianz Asset Management GmbH 220.00%0.00%0.00%Q4 2013Q1 20142
Parkwood LLC 220.02%0.03%0.03%Q4 2013Q1 20142
DELTA CAPITAL MANAGEMENT LLC 220.07%0.08%0.09%Q2 2013Q3 20132
STIFEL NICOLAUS & CO INC \MO\ 220.02%0.02%0.02%Q2 2013Q3 20132
Walleye Trading LLC 220.00%0.00%0.00%Q2 2016Q3 20162
Ground Swell Capital, LLC 220.00%0.01%0.02%Q2 2014Q3 20142
Veritable, L.P. 220.00%0.00%0.00%Q1 2013Q2 20132
SCHRODER INVESTMENT MANAGEMENT GROUP 220.00%0.00%0.00%Q2 2013Q3 20132
PRELUDE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.01%Q2 2014Q3 20162
PRINCIPAL FINANCIAL GROUP INC 110.00%0.00%0.00%Q2 2013Q1 20142
Commonwealth Equity Services, Inc 110.00%0.00%0.00%Q3 2013Q3 20142
CONTRAVISORY INVESTMENT MANAGEMENT, INC. 110.02%0.02%0.02%Q3 2013Q3 20131
PVG ASSET MANAGEMENT CORP 110.03%0.03%0.03%Q3 2017Q3 20171
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q4 2013Q4 20131
Harvest Capital Strategies LLC 110.17%0.17%0.17%Q4 2014Q4 20141
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 110.01%0.01%0.01%Q2 2014Q2 20141
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 110.12%0.12%0.12%Q2 2013Q2 20131
BlueCrest Capital Management LLP 110.03%0.03%0.03%Q2 2014Q2 20141
ETRADE Capital Management LLC 110.00%0.00%0.00%Q1 2014Q1 20141
MANNING & NAPIER ADVISORS LLC 110.00%0.00%0.00%Q1 2014Q1 20141
NEXT Financial Holdings 110.00%0.00%0.00%Q1 2019Q1 20191
BANK OF NOVA SCOTIA 110.00%0.00%0.00%Q4 2015Q4 20151
Dynamic Technology Lab Private Ltd 110.03%0.03%0.03%Q3 2016Q3 20161
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q4 2018Q4 20181
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Financial Gravity Companies, Inc. 110.00%0.00%0.00%Q4 2017Q4 20171
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Gary Goldberg Planning Services Inc 110.04%0.04%0.04%Q2 2013Q2 20131
CENTRAL TRUST Co 110.00%0.00%0.00%Q4 2014Q4 20141
Soros Fund Management 110.00%0.00%0.00%Q2 2014Q2 20141
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 110.00%0.00%0.00%Q1 2019Q1 20191
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q2 2014Q2 20141
LMR Partners LLP 110.06%0.06%0.06%Q2 2014Q2 20141
Allen Investment Management, LLC 110.06%0.06%0.06%Q1 2014Q1 20141
Cetera Advisor Networks LLC 110.01%0.01%0.01%Q3 2014Q3 20141
MARSHALL WACE, LLP 110.00%0.00%0.00%Q2 2014Q2 20141
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Orinda Asset Management LLC 110.37%0.37%0.37%Q4 2015Q4 20151
CANADA PENSION PLAN INVESTMENT BOARD 110.00%0.00%0.00%Q2 2014Q2 20141
Plante Moran Financial Advisors, LLC 110.01%0.01%0.01%Q2 2013Q2 20131
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2013Q3 20131
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q4 2014Q4 20141
Family Management Corp 110.03%0.03%0.03%Q1 2017Q1 20171
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
BOOTHBAY FUND MANAGEMENT, LLC 110.02%0.02%0.02%Q4 2015Q4 20151
Paloma Partners Management Co 110.04%0.04%0.04%Q2 2014Q2 20141
Legacy Bridge, LLC 110.01%0.01%0.01%Q1 2019Q1 20191
Jefferies Group LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Virtu Financial LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Guild Investment Management, Inc. 111.24%1.24%1.24%Q1 2012Q1 20121
ELM ADVISORS, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
External links

This page lists all the filers that currently own KCAP FINL INC or have owned KCAP FINL INC in the past.