$183 Million is the total value of DG Capital Management, LLC's 28 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 38.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| THC | Buy | TENET HEALTHCARE CORP | $22,702,927 | -11.2% | 344,558 | +9.7% | 12.42% | +8.9% |
| CZR | Buy | CAESARS ENTERTAINMENT INC NE | $19,281,924 | -7.4% | 416,007 | +1.8% | 10.55% | +13.6% |
| HTZZ | Buy | HERTZ GLOBAL HLDGS INC | $15,931,811 | -23.7% | 1,300,556 | +14.6% | 8.72% | -6.4% |
| EVRI | Sell | EVERI HLDGS INC | $15,319,138 | -9.1% | 1,158,785 | -0.6% | 8.38% | +11.5% |
| Buy | VEON LTDsponsored ads | $13,128,804 | +45.3% | 673,272 | +52.3% | 7.18% | +78.3% | |
| INSE | Buy | INSPIRED ENTMT INC | $12,923,617 | -10.0% | 1,080,570 | +10.6% | 7.07% | +10.4% |
| UTHR | Buy | UNITED THERAPEUTICS CORP DEL | $11,951,459 | +226.5% | 52,913 | +219.1% | 6.54% | +300.7% |
| BUR | Sell | BURFORD CAP LTD | $11,456,116 | -3.0% | 818,294 | -15.6% | 6.27% | +19.0% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $9,225,840 | -15.3% | 3,181,324 | +28.4% | 5.05% | +3.9% |
| FENC | Buy | FENNEC PHARMACEUTICALS INC | $8,584,673 | -9.5% | 1,143,099 | +6.4% | 4.70% | +11.0% |
| THC | New | TENET HEALTHCARE CORPcall | $7,313,790 | – | 111,000 | +100.0% | 4.00% | – |
| ATSG | Buy | AIR TRANSPORT SERVICES GRP I | $6,110,506 | +11.0% | 292,789 | +0.3% | 3.34% | +36.2% |
| GSM | Sell | FERROGLOBE PLC | $5,888,230 | +3.4% | 1,132,352 | -5.1% | 3.22% | +26.9% |
| BUR | BURFORD CAP LTDcall | $5,600,000 | +14.9% | 400,000 | 0.0% | 3.06% | +41.0% | |
| AMRN | Buy | AMARIN CORP PLCspons adr new | $5,266,773 | -19.2% | 5,724,753 | +4.6% | 2.88% | -0.8% |
| CZR | CAESARS ENTERTAINMENT INC NEcall | $4,635,000 | -9.1% | 100,000 | 0.0% | 2.54% | +11.6% | |
| TURNING PT BRANDS INCnote 2.500% 7/1 | $3,930,980 | +0.2% | 4,092,000 | 0.0% | 2.15% | +22.9% | ||
| HTZZ | New | HERTZ GLOBAL HLDGS INCcall | $1,225,000 | – | 100,000 | +100.0% | 0.67% | – |
| AWRE | Sell | AWARE INC MASS | $1,190,098 | -16.0% | 862,390 | -3.8% | 0.65% | +3.0% |
| INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $1,082,834 | +22.6% | 1,101,000 | 0.0% | 0.59% | +50.3% | ||
| LCAAW | L CATTERTON ASIA ACQUISITION*w exp 03/08/202 | $7,313 | +16.7% | 13,061 | 0.0% | 0.00% | +33.3% | |
| COOLW | CORNER GROWTH ACQUISITION CO*w exp 99/99/999 | $3,589 | -28.8% | 38,762 | 0.0% | 0.00% | 0.0% | |
| ECARX HOLDINGS INC*w exp 12/20/202 | $1,845 | -46.1% | 46,113 | 0.0% | 0.00% | -50.0% | ||
| ARRWW | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $2,131 | -35.6% | 13,238 | 0.0% | 0.00% | 0.0% | |
| NRACW | NORTHERN REVIVAL ACQUISITION*w exp 01/31/202 | $2,476 | -70.2% | 92,734 | 0.0% | 0.00% | -75.0% | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $528 | -19.9% | 13,189 | 0.0% | 0.00% | – | |
| BUR | Exit | BURFORD CAP LTDput | $0 | – | -33,600 | -100.0% | -0.18% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEWcall | $0 | – | -100,000 | -100.0% | -0.20% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS INcall | $0 | – | -74,300 | -100.0% | -0.37% | – |
| MSGE | Exit | SPHERE ENTERTAINMENT COcl a | $0 | – | -39,818 | -100.0% | -0.49% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DELcall | $0 | – | -6,000 | -100.0% | -0.59% | – |
| UIHC | Exit | UNITED INS HLDGS CORP | $0 | – | -343,547 | -100.0% | -0.68% | – |
| SUM | Exit | SUMMIT MATLS INCcl a | $0 | – | -75,135 | -100.0% | -1.27% | – |
| ATEX | Exit | ANTERIX INC | $0 | – | -128,672 | -100.0% | -1.82% | – |
| TPB | Exit | TURNING PT BRANDS INC | $0 | – | -255,644 | -100.0% | -2.74% | – |
| CZR | Exit | CAESARS ENTERTAINMENT INC NEput | $0 | – | -155,000 | -100.0% | -3.52% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -896,294 | -100.0% | -4.42% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -23,500 | -100.0% | -4.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.