RCS CAP CORP shareholder history

Current and past RCS CAP CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
PEAK6 Group LLC 510.00%0.00%0.03%Q2 2014Q4 201514
SUSQUEHANNA INTERNATIONAL GROUP, LLP 510.00%0.00%0.00%Q2 2014Q4 201514
ACG Wealth 12120.00%0.63%1.61%Q2 2013Q1 201612
CITIGROUP INC 990.00%0.00%0.00%Q4 2013Q4 201512
AMERICAN INTERNATIONAL GROUP, INC. 11110.00%0.00%0.00%Q2 2013Q4 201511
LADENBURG THALMANN FINANCIAL SERVICES INC. 11110.00%0.01%0.01%Q2 2013Q4 201511
BARCLAYS PLC 10100.00%0.00%0.00%Q2 2013Q3 201511
BlackRock Institutional Trust Company, N.A. 11110.00%0.00%0.00%Q2 2013Q4 201511
DEUTSCHE BANK AG\ 10100.00%0.00%0.00%Q3 2013Q4 201511
BLACKROCK ADVISORS LLC 10100.00%0.00%0.00%Q3 2013Q4 201510
STATE STREET CORP 10100.00%0.00%0.00%Q3 2013Q4 201510
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10100.00%0.00%0.00%Q3 2013Q4 201510
BlackRock Fund Advisors 10100.00%0.00%0.00%Q3 2013Q4 201510
BlackRock Investment Management, LLC 10100.00%0.00%0.00%Q3 2013Q4 201510
B. Riley Wealth Advisors, Inc. 10100.00%0.08%0.12%Q2 2013Q3 201510
Nationwide Fund Advisors 10100.00%0.00%0.00%Q3 2013Q4 201510
MORGAN STANLEY 910.00%0.00%0.01%Q2 2013Q4 201510
MANUFACTURERS LIFE INSURANCE COMPANY, THE 10100.00%0.00%0.01%Q3 2013Q4 201510
VANGUARD GROUP INC 990.00%0.00%0.00%Q4 2013Q4 20159
GOLDMAN SACHS GROUP INC 320.00%0.00%0.00%Q2 2013Q4 20159
NORTHERN TRUST CORP 990.00%0.00%0.00%Q4 2013Q4 20159
BANK OF AMERICA CORP /DE/ 990.00%0.00%0.00%Q4 2013Q4 20159
Bank of New York Mellon Corp 990.00%0.00%0.00%Q4 2013Q4 20159
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 990.00%0.00%0.00%Q1 2014Q1 20169
Investors Capital Advisory Services 880.01%0.16%0.42%Q1 2014Q4 20158
Cetera Advisors LLC 880.01%0.03%0.11%Q1 2014Q4 20158
First Allied Advisory Services, Inc. 880.00%0.02%0.04%Q1 2014Q4 20158
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 880.00%0.00%0.00%Q1 2014Q4 20158
WELLS FARGO & COMPANY/MN 880.00%0.00%0.00%Q1 2014Q4 20158
GEODE CAPITAL MANAGEMENT, LLC 880.00%0.00%0.00%Q1 2014Q4 20158
AYM CAPITAL, LLC 440.02%1.89%2.98%Q4 2014Q3 20158
ROYAL BANK OF CANADA 410.00%0.00%0.00%Q3 2013Q4 20158
Cetera Advisor Networks LLC 880.00%0.04%0.08%Q1 2014Q4 20158
Citadel Advisors 710.00%0.01%0.02%Q4 2013Q4 20158
UBS Group AG 550.00%0.00%0.00%Q4 2014Q4 20157
GLOBEFLEX CAPITAL L P 770.00%0.00%0.00%Q2 2014Q4 20157
GSA CAPITAL PARTNERS LLP 770.00%0.04%0.09%Q1 2014Q3 20157
CREDIT SUISSE AG/ 770.00%0.00%0.01%Q2 2014Q4 20157
Luxor Capital Group, LP 770.11%1.02%2.21%Q2 2014Q4 20157
Transamerica Financial Advisors, Inc. 770.00%0.01%0.02%Q2 2014Q4 20157
Tower Research Capital LLC (TRC) 310.00%0.00%0.01%Q2 2013Q4 20157
NEW YORK STATE COMMON RETIREMENT FUND 660.00%0.00%0.00%Q3 2014Q4 20156
DECADE CAPITAL MANAGEMENT LLC 660.06%0.33%0.50%Q2 2014Q3 20156
GOODWIN DANIEL L 660.00%0.04%0.08%Q4 2014Q1 20166
Nokota Management, LP 660.05%0.84%1.34%Q2 2014Q3 20156
MILLENNIUM MANAGEMENT LLC 660.00%0.05%0.10%Q2 2014Q3 20156
GRATIA CAPITAL, LLC 440.88%2.25%4.37%Q2 2014Q1 20155
Pine River Capital Management L.P. 550.01%0.08%0.12%Q3 2014Q3 20155
VSR Financial Services, Inc. 550.01%0.01%0.02%Q4 2014Q4 20155
BlackRock Inc. 320.00%0.00%0.00%Q3 2014Q4 20155
BOW STREET LLC 440.99%2.33%5.16%Q2 2014Q1 20155
REDWOOD CAPITAL MANAGEMENT, LLC 550.01%0.04%0.06%Q4 2014Q4 20155
DIMENSIONAL FUND ADVISORS LP 550.00%0.00%0.00%Q3 2014Q3 20155
TIAA CREF INVESTMENT MANAGEMENT LLC 550.00%0.00%0.00%Q3 2013Q3 20145
Cubist Systematic Strategies, LLC 550.00%0.01%0.02%Q3 2014Q3 20155
NEXT Financial Group, Inc 550.00%0.01%0.02%Q3 2014Q3 20155
Point72 Asset Management, L.P. 550.03%0.13%0.38%Q2 2014Q2 20155
Commonwealth Equity Services, Inc 550.00%0.01%0.02%Q4 2014Q4 20155
Boston Partners 550.02%0.02%0.03%Q2 2014Q2 20155
CLEARBRIDGE, LLC 550.08%0.16%0.25%Q2 2014Q2 20155
LEVIN CAPITAL STRATEGIES, L.P. 550.00%0.05%0.08%Q4 2014Q4 20155
ROYCE & ASSOCIATES LP 550.00%0.00%0.01%Q3 2014Q3 20155
BlackRock Group LTD 410.00%0.00%0.00%Q2 2014Q3 20155
UBS AG 320.00%0.00%0.00%Q2 2013Q3 20145
STRS OHIO 550.00%0.00%0.00%Q3 2013Q3 20145
Jefferies Group LLC 330.00%0.00%0.01%Q4 2014Q2 20155
BNP PARIBAS FINANCIAL MARKETS 410.00%0.00%0.00%Q3 2014Q4 20155
PANAGORA ASSET MANAGEMENT INC 550.00%0.00%0.00%Q1 2014Q1 20155
TEACHERS ADVISORS, LLC 550.00%0.00%0.02%Q3 2013Q3 20145
Quantbot Technologies LP 440.00%0.02%0.05%Q4 2014Q3 20154
Arete Wealth Advisors, LLC 440.01%0.09%0.25%Q1 2015Q4 20154
ALPINE WOODS CAPITAL INVESTORS, LLC 440.12%0.16%0.25%Q2 2014Q1 20154
Summit Financial Wealth Advisors, LLC 440.00%0.02%0.03%Q4 2014Q3 20154
PUTNAM INVESTMENTS LLC 440.00%0.00%0.01%Q2 2014Q1 20154
J.P. Turner & Co Capital Mnagement, LLC 440.07%0.54%0.82%Q4 2014Q3 20154
FNY Managed Accounts LLC 210.00%0.21%0.77%Q3 2014Q2 20154
Swiss National Bank 440.00%0.00%0.00%Q4 2014Q3 20154
Quinn Opportunity Partners LLC 440.01%1.30%1.95%Q4 2014Q3 20154
ALLIANCEBERNSTEIN L.P. 440.00%0.00%0.00%Q3 2014Q2 20154
FIRST TRUST ADVISORS LP 440.00%0.00%0.00%Q3 2014Q2 20154
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 440.16%1.34%1.90%Q4 2014Q3 20154
Riverloft Capital Management L.P. 440.07%0.33%0.56%Q1 2015Q4 20154
Alyeska Investment Group, L.P. 440.21%0.42%0.63%Q2 2014Q1 20154
STONERIDGE INVESTMENT PARTNERS LLC 440.06%0.12%0.20%Q3 2014Q2 20154
PARAMETRIC PORTFOLIO ASSOCIATES LLC 210.00%0.00%0.00%Q1 2014Q3 20154
Carroll Financial Associates, Inc. 310.01%0.11%0.21%Q3 2014Q4 20154
D. E. Shaw & Co., Inc. 440.00%0.00%0.00%Q2 2014Q1 20154
RUSSELL FRANK CO/ 220.00%0.00%0.00%Q2 2014Q4 20154
Scepter Holdings, Inc. 440.66%1.13%1.60%Q2 2014Q1 20154
TEACHER RETIREMENT SYSTEM OF TEXAS 440.00%0.00%0.00%Q4 2014Q3 20154
AQR Capital Management 330.00%0.00%0.01%Q2 2014Q4 20143
RHUMBLINE ADVISERS 330.00%0.00%0.00%Q2 2015Q4 20153
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 210.00%0.00%0.01%Q3 2014Q2 20153
PNC FINANCIAL SERVICES GROUP, INC. 210.00%0.00%0.00%Q3 2014Q4 20153
DEPRINCE RACE & ZOLLO INC 210.01%0.04%0.08%Q2 2013Q3 20143
UBS ASSET MANAGEMENT AMERICAS INC 330.00%0.00%0.00%Q1 2015Q3 20153
Sigma Planning Corp 330.02%0.04%0.05%Q4 2014Q2 20153
DIALECTIC CAPITAL MANAGEMENT, LP 210.07%0.09%0.13%Q1 2014Q4 20143
SIMPLEX TRADING, LLC 210.00%0.00%0.01%Q1 2015Q1 20163
Joel Isaacson & Co., LLC 330.00%0.00%0.00%Q3 2014Q1 20153
Sessa Capital IM, L.P. 220.12%0.61%1.57%Q2 2015Q3 20153
FMR LLC 330.00%0.00%0.00%Q1 2014Q3 20143
TWO SIGMA INVESTMENTS, LP 110.00%0.01%0.02%Q2 2014Q4 20153
BOKF, NA 330.00%0.00%0.00%Q3 2015Q1 20163
TCW GROUP INC 330.01%0.01%0.01%Q4 2014Q2 20153
Southpoint Capital Advisors LP 331.23%3.06%5.64%Q2 2014Q4 20143
Virtu KCG Holdings LLC 210.00%0.00%0.00%Q4 2014Q4 20153
LAKEWOOD CAPITAL MANAGEMENT, LP 330.59%1.26%2.05%Q3 2014Q1 20153
Rubric Capital Management, LLC 330.16%2.10%3.71%Q1 2015Q3 20153
SYMPHONY ASSET MANAGEMENT LLC 330.06%0.15%0.22%Q1 2014Q3 20143
BlackRock Japan Co. Ltd 330.00%0.00%0.00%Q3 2014Q1 20153
Empyrean Capital Partners, LP 330.15%0.29%0.52%Q3 2014Q1 20153
IRONWOOD INVESTMENT MANAGEMENT LLC 330.02%0.03%0.04%Q4 2014Q2 20153
PDT Partners, LLC 210.01%0.02%0.03%Q2 2014Q2 20153
HIGHLAND CAPITAL MANAGEMENT LP 330.20%0.41%0.57%Q2 2014Q4 20143
COASTLAND CAPITAL LLC 220.01%0.02%0.04%Q2 2015Q3 20152
Renaissance Technologies 110.00%0.00%0.01%Q2 2014Q2 20152
HIGHBRIDGE CAPITAL MANAGEMENT LLC 220.00%0.01%0.01%Q1 2015Q2 20152
GUGGENHEIM CAPITAL LLC 220.01%0.01%0.02%Q3 2014Q4 20142
METROPOLITAN LIFE INSURANCE CO/NY 110.00%0.00%0.00%Q3 2014Q2 20152
OSKIE CAPITAL MANAGEMENT, LLC 221.59%2.52%3.46%Q2 2014Q3 20142
Trexquant Investment LP 220.11%0.12%0.13%Q1 2015Q2 20152
SCOGGIN MANAGEMENT LP 220.01%0.12%0.23%Q3 2015Q4 20152
SAB CAPITAL MANAGEMENT LP 223.32%3.41%3.50%Q2 2014Q3 20142
Creative Planning 220.00%0.00%0.00%Q3 2015Q4 20152
Seawolf Capital, LLC 220.62%1.31%2.00%Q2 2014Q3 20142
BALYASNY ASSET MANAGEMENT L.P. 110.00%0.02%0.04%Q2 2014Q2 20152
Hartford Financial Management Inc. 220.00%0.00%0.00%Q2 2014Q3 20142
Integrated Wealth Management 220.00%0.00%0.00%Q1 2015Q2 20152
Cutler Group LLC / CA 110.00%0.00%0.00%Q4 2015Q4 20152
Brookstone Capital Management 220.00%0.00%0.00%Q2 2015Q3 20152
SG Americas Securities, LLC 220.00%0.00%0.00%Q3 2015Q4 20152
MATLINPATTERSON GLOBAL ADVISERS LLC 220.07%0.20%0.32%Q1 2015Q2 20152
MARSHALL WACE, LLP 220.02%0.03%0.05%Q3 2014Q4 20142
Standard Investments LLC 220.10%0.12%0.13%Q2 2014Q3 20142
MARTINGALE ASSET MANAGEMENT L P 220.01%0.02%0.04%Q1 2014Q2 20142
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2014Q4 20152
Sunbelt Securities, Inc. 220.02%0.14%0.26%Q2 2015Q3 20152
SHELL ASSET MANAGEMENT CO 220.02%0.03%0.04%Q4 2014Q1 20152
MAPLELANE CAPITAL, LLC 220.04%0.34%0.64%Q2 2014Q3 20142
Visium Asset Management, LP 220.06%0.08%0.10%Q2 2014Q3 20142
SANDLER CAPITAL MANAGEMENT 110.30%0.40%0.50%Q2 2014Q4 20142
GREAT WEST LIFE ASSURANCE CO /CAN/ 220.00%0.00%0.00%Q2 2015Q3 20152
VOYA INVESTMENT MANAGEMENT LLC 220.00%0.00%0.00%Q2 2015Q3 20152
WHITEBOX ADVISORS LLC 220.00%0.01%0.02%Q2 2015Q3 20152
STEVENS CAPITAL MANAGEMENT LP 220.00%0.01%0.02%Q2 2015Q3 20152
WealthPLAN Partners, LLC 220.03%0.04%0.06%Q1 2015Q2 20152
TRUIST FINANCIAL CORP 110.00%0.00%0.00%Q4 2014Q2 20152
JANE STREET GROUP, LLC 110.00%0.01%0.01%Q2 2014Q2 20152
MENTA CAPITAL LLC 220.00%0.01%0.01%Q3 2015Q4 20152
KENNEDY CAPITAL MANAGEMENT LLC 110.01%0.01%0.02%Q4 2013Q2 20142
Ancora Advisors LLC 110.02%0.03%0.04%Q4 2014Q4 20152
BECK CAPITAL MANAGEMENT, LLC 220.58%0.85%1.12%Q4 2014Q1 20152
BHR Capital LLC 221.09%1.28%1.46%Q2 2014Q3 20142
Green Owl Capital Management, LLC 221.65%1.83%2.01%Q4 2014Q1 20152
TFS CAPITAL LLC 110.01%0.01%0.01%Q3 2015Q3 20151
ARROWGRASS CAPITAL PARTNERS (US) LP 110.05%0.05%0.05%Q2 2014Q2 20141
Engineers Gate Manager LP 110.07%0.07%0.07%Q4 2014Q4 20141
Magnetar Financial LLC 110.13%0.13%0.13%Q2 2014Q2 20141
DEERE & CO 110.03%0.03%0.03%Q2 2015Q2 20151
Clearline Capital LP 112.27%2.27%2.27%Q4 2014Q4 20141
QS Investors, LLC 110.16%0.16%0.16%Q3 2014Q3 20141
Winslow, Evans & Crocker, Inc. 110.00%0.00%0.00%Q1 2014Q1 20141
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q3 2015Q3 20151
SII INVESTMENTS INC/WI 110.00%0.00%0.00%Q3 2015Q3 20151
Verition Fund Management LLC 110.06%0.06%0.06%Q2 2014Q2 20141
Regal Investment Advisors LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2015Q4 20151
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 110.00%0.00%0.00%Q3 2014Q3 20141
Gupta Wealth Management LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Hayman Capital 110.40%0.40%0.40%Q2 2015Q2 20151
GROUP ONE TRADING, L.P. 110.00%0.00%0.00%Q4 2015Q4 20151
Archford Capital Strategies, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
TUDOR INVESTMENT CORP ET AL 110.01%0.01%0.01%Q3 2014Q3 20141
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q2 2014Q2 20141
ASSETMARK, INC 110.00%0.00%0.00%Q2 2015Q2 20151
M Holdings Securities, Inc. 110.00%0.00%0.00%Q1 2016Q1 20161
SECOR Capital Advisors, LP 110.22%0.22%0.22%Q3 2014Q3 20141
Ground Swell Capital, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
INTEGRAL DERIVATIVES, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Weiss Multi-Strategy Advisers LLC 110.02%0.02%0.02%Q2 2014Q2 20141
Kelman-Lazarov, Inc. 110.00%0.00%0.00%Q1 2016Q1 20161
UNITED CAPITAL FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Park West Asset Management LLC 110.44%0.44%0.44%Q1 2015Q1 20151
PRELUDE CAPITAL MANAGEMENT, LLC 110.01%0.01%0.01%Q1 2015Q1 20151
Airain ltd 110.02%0.02%0.02%Q3 2014Q3 20141
Private Advisor Group, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Invesco Ltd. 110.00%0.00%0.00%Q2 2015Q2 20151
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Crosspoint Capital Strategies, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q3 2014Q3 20141
EQUITEC PROPRIETARY MARKETS, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
NORGES BANK 110.00%0.00%0.00%Q4 2014Q4 20141
Strategic Capital Alternatives LLC 110.00%0.00%0.00%Q3 2015Q3 20151
WELLINGTON MANAGEMENT GROUP LLP 110.00%0.00%0.00%Q3 2014Q3 20141
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Invictus RG Pte. Ltd. 110.24%0.24%0.24%Q3 2014Q3 20141
DENALI ADVISORS LLC 110.26%0.26%0.26%Q3 2014Q3 20141
Argentus Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
CYRUS CAPITAL PARTNERS, L.P. 110.34%0.34%0.34%Q2 2014Q2 20141
TWO SIGMA ADVISERS, LP 110.00%0.00%0.00%Q4 2015Q4 20151
ELLINGTON MANAGEMENT GROUP LLC 110.13%0.13%0.13%Q2 2014Q2 20141
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 110.05%0.05%0.05%Q3 2014Q3 20141
First Horizon Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q2 20141
CLOVIS CAPITAL MANAGEMENT LP 111.35%1.35%1.35%Q1 2015Q1 20151
OXFORD ASSET MANAGEMENT LLP 110.00%0.00%0.00%Q4 2015Q4 20151
A.R.T. Advisors, LLC 110.02%0.02%0.02%Q3 2014Q3 20141
External links

This page lists all the filers that currently own RCS CAP CORP or have owned RCS CAP CORP in the past.