$274 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 124 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 37.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $16,764,000 | +62.5% | 1,499,442 | +77.9% | 6.12% | +80.1% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $11,147,000 | +3.8% | 1,755,395 | +8.7% | 4.07% | +15.0% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $9,775,000 | +17.5% | 1,620,989 | +19.3% | 3.56% | +30.3% |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $9,222,000 | -21.3% | 507,541 | -6.9% | 3.36% | -12.8% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $8,866,000 | -15.5% | 1,198,082 | -9.0% | 3.23% | -6.4% |
| WIW | New | WESTERN AST INFL LKD OPP & I | $7,168,000 | – | 706,203 | +100.0% | 2.61% | – |
| MRK | Sell | MERCK & CO INC | $7,004,000 | -4.5% | 91,667 | -11.3% | 2.56% | +5.8% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $6,477,000 | +19.7% | 623,997 | +26.0% | 2.36% | +32.6% |
| BRX | Sell | BRIXMOR PPTY GROUP INC | $6,472,000 | -25.0% | 440,600 | -10.6% | 2.36% | -16.9% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $6,359,000 | +2.1% | 1,416,299 | +13.3% | 2.32% | +13.2% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $6,053,000 | -63.7% | 113,674 | -63.2% | 2.21% | -59.8% |
| VER | Sell | VEREIT INC | $5,997,000 | -10.3% | 838,796 | -8.9% | 2.19% | -0.6% |
| SAND | Sell | SANDSTORM GOLD LTD | $5,945,000 | +11.2% | 1,289,636 | -10.0% | 2.17% | +23.3% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $5,900,000 | +15.0% | 574,519 | +28.4% | 2.15% | +27.4% |
| OMC | Sell | OMNICOM GROUP INC | $5,588,000 | -2.4% | 76,299 | -9.4% | 2.04% | +8.1% |
| BGT | New | BLACKROCK FLOATING RATE INCO | $5,532,000 | – | 478,926 | +100.0% | 2.02% | – |
| VVR | Buy | INVESCO SR INCOME TR | $4,848,000 | +14.2% | 1,239,806 | +25.6% | 1.77% | +26.6% |
| PHG | Buy | KONINKLIJKE PHILIPS N Vny reg sh new | $4,841,000 | +30.8% | 137,882 | +69.6% | 1.77% | +45.0% |
| KIM | Sell | KIMCO RLTY CORP | $4,547,000 | -21.7% | 310,345 | -10.5% | 1.66% | -13.3% |
| UNIT | Sell | UNITI GROUP INC | $4,276,000 | -31.7% | 274,601 | -11.6% | 1.56% | -24.3% |
| ARRY | Sell | ARRAY BIOPHARMA INC | $4,212,000 | -17.2% | 295,610 | -11.7% | 1.54% | -8.2% |
| DIS | Sell | DISNEY WALT CO | $4,011,000 | -17.5% | 36,580 | -12.0% | 1.46% | -8.6% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $3,891,000 | +1.4% | 199,248 | -9.1% | 1.42% | +12.4% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $3,854,000 | +24.7% | 199,888 | +40.4% | 1.41% | +38.2% |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $3,762,000 | – | 217,101 | +100.0% | 1.37% | – |
| REGN | Sell | REGENERON PHARMACEUTICALS | $3,521,000 | -17.3% | 9,427 | -10.5% | 1.28% | -8.4% |
| AQN | Sell | ALGONQUIN PWR UTILS CORP | $3,457,000 | -11.2% | 343,924 | -8.4% | 1.26% | -1.6% |
| COT | Buy | COTT CORP QUE | $3,411,000 | -8.9% | 244,721 | +5.6% | 1.24% | +1.0% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $3,363,000 | – | 282,595 | +100.0% | 1.23% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $3,310,000 | +299.8% | 230,008 | +344.1% | 1.21% | +342.1% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $3,225,000 | -11.2% | 44,011 | +3.6% | 1.18% | -1.6% |
| T | Sell | AT&T INC | $3,172,000 | -22.9% | 111,141 | -9.3% | 1.16% | -14.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,100,000 | -5.3% | 55,134 | -10.1% | 1.13% | +4.9% |
| FSP | Sell | FRANKLIN STREET PPTYS CORP | $3,097,000 | -30.7% | 497,053 | -11.1% | 1.13% | -23.2% |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $2,962,000 | – | 354,781 | +100.0% | 1.08% | – |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $2,929,000 | +192.3% | 195,555 | +216.2% | 1.07% | +223.6% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $2,894,000 | -37.3% | 151,911 | -29.4% | 1.06% | -30.5% |
| GDL | Sell | GDL FUND | $2,886,000 | -12.9% | 314,726 | -13.7% | 1.05% | -3.4% |
| GWRS | Sell | GLOBAL WTR RES INC | $2,883,000 | -27.9% | 284,281 | -24.7% | 1.05% | -20.1% |
| PHD | New | PIONEER FLOATING RATE TR | $2,884,000 | – | 293,098 | +100.0% | 1.05% | – |
| NUE | Buy | NUCOR CORP | $2,677,000 | +110.3% | 51,668 | +157.5% | 0.98% | +132.9% |
| PH | New | PARKER HANNIFIN CORP | $2,602,000 | – | 17,448 | +100.0% | 0.95% | – |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $2,589,000 | +6.0% | 294,878 | -8.4% | 0.94% | +17.4% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $2,494,000 | -20.2% | 23,937 | -22.5% | 0.91% | -11.5% |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $2,485,000 | – | 206,240 | +100.0% | 0.91% | – |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $2,419,000 | -22.9% | 28,934 | -23.4% | 0.88% | -14.6% |
| GPL | Sell | GREAT PANTHER SILVER LTD | $2,271,000 | -34.0% | 3,199,264 | -21.0% | 0.83% | -26.9% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $2,156,000 | +40.0% | 173,036 | +38.8% | 0.79% | +55.0% |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $2,126,000 | – | 168,091 | +100.0% | 0.78% | – |
| OPP | New | RIVERNORTH DOUBLELINE STRATE | $1,933,000 | – | 118,929 | +100.0% | 0.70% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $1,844,000 | +170.4% | 476,377 | +189.0% | 0.67% | +199.1% |
| ES | Buy | EVERSOURCE ENERGY | $1,839,000 | +6.5% | 28,272 | +0.6% | 0.67% | +18.1% |
| AGIO | Sell | AGIOS PHARMACEUTICALS INC | $1,832,000 | -47.1% | 39,738 | -11.5% | 0.67% | -41.4% |
| AAPL | Buy | APPLE INC | $1,544,000 | +190.8% | 9,788 | +316.0% | 0.56% | +221.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,495,000 | -3.7% | 7,320 | +1.0% | 0.54% | +6.7% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $1,389,000 | -18.1% | 225,510 | -3.0% | 0.51% | -9.3% |
| SELF | Sell | GLOBAL SELF STORAGE INC | $1,300,000 | -16.0% | 331,528 | -10.3% | 0.47% | -7.1% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,224,000 | -4.4% | 4 | 0.0% | 0.45% | +5.9% | |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $1,224,000 | +3.1% | 333,460 | +5.6% | 0.45% | +14.1% |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $1,220,000 | – | 107,869 | +100.0% | 0.44% | – |
| FAST | Sell | FASTENAL CO | $1,165,000 | -23.7% | 22,284 | -15.3% | 0.42% | -15.5% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $1,166,000 | – | 82,010 | +100.0% | 0.42% | – |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $988,000 | -12.6% | 1,086,000 | -6.6% | 0.36% | -3.2% | |
| ZROZ | Sell | PIMCO ETF TR25yr+ zero u s | $852,000 | -77.7% | 7,573 | -78.4% | 0.31% | -75.3% |
| FWONK | Sell | LIBERTY MEDIA CORP DELAWARE | $828,000 | -28.5% | 33,249 | -21.8% | 0.30% | -20.7% |
| DTE | Buy | DTE ENERGY CO | $824,000 | +1.6% | 7,471 | +0.5% | 0.30% | +12.7% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $808,000 | – | 39,412 | +100.0% | 0.30% | – |
| GOAU | Sell | ETF SER SOLUTIONSus gbl gld pre | $777,000 | -0.3% | 68,129 | -7.6% | 0.28% | +10.5% |
| SPTL | Sell | SPDR SERIES TRUSTportfolio ln tsr | $752,000 | -81.3% | 21,474 | -82.0% | 0.27% | -79.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $748,000 | +1.2% | 8,133 | -8.4% | 0.27% | +12.3% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $749,000 | +171.4% | 124,869 | +191.9% | 0.27% | +200.0% |
| CL | COLGATE PALMOLIVE CO | $726,000 | -11.1% | 12,200 | 0.0% | 0.26% | -1.5% | |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $691,000 | – | 55,597 | +100.0% | 0.25% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $670,000 | -3.7% | 56,589 | +22.2% | 0.24% | +6.6% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $641,000 | +53.7% | 69,331 | +83.4% | 0.23% | +70.8% |
| ED | Buy | CONSOLIDATED EDISON INC | $609,000 | +1.0% | 7,966 | +0.6% | 0.22% | +12.1% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $554,000 | -40.9% | 503,581 | -18.4% | 0.20% | -34.6% |
| SMTA | New | SPIRIT MTA REIT | $554,000 | – | 77,673 | +100.0% | 0.20% | – |
| BSD | New | BLACKROCK STRATEGIC MUN TR | $548,000 | – | 46,000 | +100.0% | 0.20% | – |
| IBMK | New | ISHARES TRibonds dec2022 | $510,000 | – | 19,911 | +100.0% | 0.19% | – |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $507,000 | -4.0% | 30,817 | -3.6% | 0.18% | +6.3% |
| BBK | New | BLACKROCK MUNICIPAL BOND TR | $508,000 | – | 38,028 | +100.0% | 0.18% | – |
| BFK | Buy | BLACKROCK MUN INCOME TRsh ben int | $450,000 | +95.7% | 36,900 | +99.5% | 0.16% | +115.8% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $447,000 | -5.1% | 42,831 | +2.0% | 0.16% | +5.2% |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $435,000 | – | 33,500 | +100.0% | 0.16% | – |
| BKN | New | BLACKROCK INVT QUALITY MUN T | $410,000 | – | 31,000 | +100.0% | 0.15% | – |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $371,000 | -23.5% | 14,868 | -21.8% | 0.14% | -15.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $353,000 | -12.6% | 1,418 | -6.6% | 0.13% | -3.0% |
| TIP | Sell | ISHARES TRtips bd etf | $345,000 | -24.2% | 3,154 | -23.4% | 0.13% | -16.0% |
| WBA | WALGREENS BOOTS ALLIANCE INC | $342,000 | -6.3% | 5,011 | 0.0% | 0.12% | +4.2% | |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $303,000 | -6.2% | 3,094 | -5.3% | 0.11% | +4.7% |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $296,000 | – | 26,450 | +100.0% | 0.11% | – |
| ROYAL GOLD INCnote 2.875% 6/1 | $275,000 | -0.4% | 274,000 | 0.0% | 0.10% | +9.9% | ||
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $262,000 | -26.4% | 31,838 | -3.2% | 0.10% | -17.9% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $258,000 | -17.6% | 4,070 | -19.3% | 0.09% | -8.7% |
| LWAY | Sell | LIFEWAY FOODS INC | $252,000 | -61.9% | 133,979 | -46.1% | 0.09% | -57.8% |
| JFR | New | NUVEEN FLOATING RATE INCOME | $248,000 | – | 26,850 | +100.0% | 0.09% | – |
| RNP | New | COHEN & STEERS REIT & PFD IN | $245,000 | – | 13,773 | +100.0% | 0.09% | – |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $243,000 | -34.3% | 27,370 | -22.2% | 0.09% | -27.0% |
| ADI | ANALOG DEVICES INC | $226,000 | -7.0% | 2,632 | 0.0% | 0.08% | +2.5% | |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $215,000 | -23.5% | 23,200 | -22.7% | 0.08% | -16.1% |
| IR | Sell | INGERSOLL-RAND PLC | $211,000 | -19.8% | 2,317 | -9.7% | 0.08% | -11.5% |
| SCHR | Sell | SCHWAB STRATEGIC TRintrm trm tres | $209,000 | -95.5% | 3,956 | -95.5% | 0.08% | -95.0% |
| CTXS | CITRIX SYS INC | $205,000 | -7.7% | 2,000 | 0.0% | 0.08% | +2.7% | |
| MFL | BLACKROCK MUNIHLDS INVSTM QL | $204,000 | +2.0% | 16,000 | 0.0% | 0.07% | +12.1% | |
| MMU | Sell | WESTERN ASST MNGD MUN FD INC | $203,000 | -20.1% | 16,000 | -23.8% | 0.07% | -11.9% |
| MVF | Sell | BLACKROCK MUNIVEST FD INC | $203,000 | -26.4% | 24,600 | -22.2% | 0.07% | -18.7% |
| PML | PIMCO MUN INCOME FD II | $200,000 | +1.0% | 15,000 | 0.0% | 0.07% | +12.3% | |
| MYD | Sell | BLACKROCK MUNIYIELD FD INC | $200,000 | -19.7% | 16,000 | -15.8% | 0.07% | -11.0% |
| MTT | WESTERN ASSET MUN DEF OPP TR | $195,000 | -4.9% | 10,000 | 0.0% | 0.07% | +6.0% | |
| MHD | BLACKROCK MUNIHOLDINGS FD IN | $191,000 | -1.5% | 13,000 | 0.0% | 0.07% | +9.4% | |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $188,000 | -6.9% | 14,000 | 0.0% | 0.07% | +4.5% | |
| MVT | Sell | BLACKROCK MUNIVEST FD II INC | $188,000 | -14.9% | 14,375 | -13.3% | 0.07% | -5.5% |
| NEV | NUVEEN ENHANCED MUN VALUE FD | $180,000 | -1.6% | 14,000 | 0.0% | 0.07% | +10.0% | |
| TDF | New | TEMPLETON DRAGON FD INC | $173,000 | – | 10,187 | +100.0% | 0.06% | – |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $162,000 | -13.8% | 36,184 | -14.8% | 0.06% | -4.8% |
| FMY | Sell | FIRST TRUST MORTGAGE INCM FD | $144,000 | -10.6% | 11,029 | -8.5% | 0.05% | 0.0% |
| SQBG | Sell | SEQUENTIAL BRNDS GROUP INC N | $143,000 | -91.4% | 178,438 | -82.1% | 0.05% | -90.5% |
| SNR | Sell | NEW SR INVT GROUP INC | $133,000 | -48.4% | 32,175 | -26.5% | 0.05% | -42.4% |
| WIA | New | WESTERN ASST INFLTN LKD INM | $134,000 | – | 12,682 | +100.0% | 0.05% | – |
| BKT | Sell | BLACKROCK INCOME TR INC | $126,000 | -3.1% | 22,292 | -1.7% | 0.05% | +7.0% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $88,000 | – | 10,332 | +100.0% | 0.03% | – |
| AEG | AEGON N V | $65,000 | -27.8% | 13,971 | 0.0% | 0.02% | -20.0% | |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,161 | -100.0% | -0.08% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -7,104 | -100.0% | -0.10% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -2,106 | -100.0% | -0.10% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -27,525 | -100.0% | -0.11% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -22,190 | -100.0% | -0.11% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -3,181 | -100.0% | -0.12% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -59,660 | -100.0% | -0.16% | – |
| AC | Exit | ASSOCIATED CAP GROUP INCcl a | $0 | – | -12,845 | -100.0% | -0.18% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -5,754 | -100.0% | -0.21% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,576 | -100.0% | -0.25% | – |
| EMI | Exit | EATON VANCE MI MUNI INCOME Tsh ben int | $0 | – | -98,752 | -100.0% | -0.40% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -238,684 | -100.0% | -1.45% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -1,045,700 | -100.0% | -1.92% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -447,811 | -100.0% | -2.20% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -373,075 | -100.0% | -2.99% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -272,960 | -100.0% | -4.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.