NUVEEN PFD INCOME OPPRTNY FD shareholder history

Current and past NUVEEN PFD INCOME OPPRTNY FD shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SHUFRO ROSE & CO LLC 4510.01%0.01%0.02%Q3 2012Q2 202446
FIRST TRUST ADVISORS LP 45450.00%0.00%0.01%Q2 2013Q2 202445
RAYMOND JAMES & ASSOCIATES 45450.00%0.00%0.01%Q2 2013Q2 202445
LPL Financial LLC 45450.00%0.01%0.04%Q2 2013Q2 202445
ROYAL BANK OF CANADA 45450.00%0.00%0.00%Q2 2013Q2 202445
PNC FINANCIAL SERVICES GROUP, INC. 45450.00%0.00%0.00%Q2 2013Q2 202445
COHEN & STEERS, INC. 45450.01%0.03%0.05%Q2 2013Q2 202445
Cambridge Investment Research Advisors, Inc. 45450.00%0.01%0.02%Q2 2013Q2 202445
GUGGENHEIM CAPITAL LLC 45450.00%0.01%0.10%Q2 2013Q2 202445
BANK OF AMERICA CORP /DE/ 45450.00%0.00%0.00%Q2 2013Q2 202445
Invesco Ltd. 45450.00%0.00%0.01%Q2 2013Q2 202445
AMERIPRISE FINANCIAL INC 45450.00%0.00%0.00%Q2 2013Q2 202445
WELLS FARGO & COMPANY/MN 45450.00%0.00%0.01%Q2 2013Q2 202445
MORGAN STANLEY 45450.00%0.00%0.01%Q2 2013Q2 202445
CITIGROUP INC 34100.00%0.00%0.00%Q2 2013Q2 202444
Cetera Advisor Networks LLC 23200.00%0.06%0.32%Q1 2013Q4 202343
Janney Montgomery Scott LLC 32110.00%0.01%0.01%Q3 2013Q2 202443
Creative Planning 4010.00%0.00%0.01%Q2 2013Q2 202443
MERIDIAN INVESTMENT COUNSEL INC. 43430.05%0.29%0.60%Q4 2013Q2 202443
STIFEL FINANCIAL CORP 42420.00%0.00%0.01%Q1 2014Q2 202442
Capital Investment Advisors, LLC 3840.02%0.13%0.31%Q4 2013Q2 202442
HighTower Advisors, LLC 29120.00%0.00%0.01%Q2 2013Q2 202441
WEDBUSH SECURITIES INC 3130.01%0.04%0.12%Q2 2013Q2 202440
UBS Group AG 39390.00%0.00%0.01%Q4 2014Q2 202439
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 39390.12%0.50%1.09%Q4 2014Q2 202439
Oxbow Advisors, LLC 19190.01%0.17%0.85%Q2 2013Q4 202238
Stratos Wealth Partners, LTD. 3530.01%0.02%0.07%Q4 2014Q2 202438
US BANCORP \DE\ 3210.00%0.00%0.00%Q2 2013Q2 202436
NOESIS CAPITAL MANGEMENT CORP 35350.04%0.16%0.36%Q2 2013Q4 202135
DIXON HUBARD FEINOUR & BROWN INC/VA 35350.11%0.52%0.82%Q4 2013Q2 202235
E&G Advisors, LP 35350.24%0.56%1.01%Q4 2015Q2 202435
ENVESTNET ASSET MANAGEMENT INC 24100.00%0.00%0.01%Q2 2014Q2 202434
Raymond James Financial Services Advisors, Inc. 2610.00%0.00%0.01%Q2 2013Q2 202434
HOLLENCREST CAPITAL MANAGEMENT 2950.00%0.02%0.05%Q4 2015Q2 202434
Focused Wealth Management, Inc 1730.00%0.00%0.01%Q1 2015Q4 202334
Private Advisor Group, LLC 2940.00%0.04%0.16%Q1 2015Q2 202433
FIRST FOUNDATION ADVISORS 33330.02%0.20%0.44%Q2 2013Q2 202133
PARAMETRIC PORTFOLIO ASSOCIATES LLC 20120.00%0.01%0.02%Q2 2013Q1 202232
UNITED CAPITAL FINANCIAL ADVISORS, LLC 32320.00%0.01%0.03%Q3 2014Q2 202232
Gerber Kawasaki Wealth & Investment Management 32320.01%0.28%0.72%Q2 2016Q1 202432
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1510.00%0.00%0.00%Q1 2014Q2 202431
Steward Partners Investment Advisory, LLC 31310.00%0.01%0.03%Q4 2016Q2 202431
Parallel Advisors, LLC 30300.00%0.00%0.00%Q1 2017Q2 202430
Edge Wealth Management LLC 2460.00%0.13%0.63%Q4 2013Q2 202130
Winslow, Evans & Crocker, Inc. 29290.02%0.06%0.14%Q4 2013Q4 202029
Geneos Wealth Management Inc. 2630.00%0.01%0.06%Q1 2016Q2 202429
SIT INVESTMENT ASSOCIATES INC 1330.01%0.28%1.09%Q2 2013Q2 202428
NORTHERN TRUST CORP 2510.00%0.00%0.00%Q2 2013Q2 202128
First Allied Advisory Services, Inc. 1620.00%0.01%0.03%Q2 2013Q3 202028
OPPENHEIMER & CO INC 1450.00%0.02%0.05%Q2 2013Q2 202428
Ausdal Financial Partners, Inc. 28280.02%0.06%0.14%Q3 2017Q2 202428
Sound Income Strategies, LLC 27270.00%0.09%0.49%Q4 2017Q2 202427
LADENBURG THALMANN FINANCIAL SERVICES INC. 27270.01%0.02%0.07%Q2 2013Q4 201927
COMMONWEALTH EQUITY SERVICES, LLC 27270.01%0.01%0.02%Q4 2017Q2 202427
Curi RMB Capital, LLC 2610.01%0.06%0.17%Q4 2015Q1 202427
AE Wealth Management LLC 27270.00%0.01%0.02%Q2 2017Q4 202327
Shaker Financial Services, LLC 1910.05%0.46%1.31%Q4 2013Q1 202426
Patriot Financial Group Insurance Agency, LLC 2330.01%0.05%0.08%Q4 2016Q2 202426
Sandy Spring Bank 25250.00%0.01%0.01%Q1 2015Q1 202125
Fiera Capital Corp 14100.00%0.00%0.01%Q2 2016Q2 202424
Global Endowment Management, LP 24240.10%0.12%0.20%Q2 2013Q1 201924
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 24240.00%0.01%0.01%Q3 2018Q2 202424
PROTECTIVE LIFE CORP 24241.92%16.15%100.00%Q3 2018Q2 202424
IBEX WEALTH ADVISORS 2020.32%0.82%1.64%Q3 2016Q4 202224
Advisory Services Network, LLC 710.00%0.00%0.01%Q4 2015Q2 202423
Brinker Capital Investments, LLC 23230.04%0.13%0.25%Q2 2017Q4 202223
NEXT Financial Group, Inc 910.00%0.01%0.02%Q3 2014Q4 202123
FIFTH THIRD BANCORP 1110.00%0.00%0.00%Q2 2013Q2 202423
FLAGSHIP HARBOR ADVISORS, LLC 2210.01%0.03%0.05%Q2 2017Q4 202323
Moloney Securities Asset Management, LLC 2020.02%0.04%0.09%Q4 2016Q1 202422
TELEMUS CAPITAL, LLC 22220.01%0.02%0.06%Q1 2016Q2 202122
RIVERNORTH CAPITAL MANAGEMENT, LLC 1110.03%0.63%3.11%Q2 2013Q2 202422
BENJAMIN F. EDWARDS & COMPANY, INC. 1420.00%0.03%0.10%Q2 2015Q2 202421
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1110.02%0.12%0.47%Q1 2014Q2 202421
Covington Capital Management 21210.00%0.00%0.01%Q3 2017Q3 202221
Mosaic Family Wealth, LLC 21210.02%0.15%0.31%Q4 2016Q4 202121
American Portfolios Advisors 20200.00%0.00%0.01%Q4 2017Q3 202220
HUNTINGTON NATIONAL BANK 1610.00%0.00%0.00%Q1 2009Q4 202120
AVANTAX ADVISORY SERVICES, INC. 1610.00%0.01%0.03%Q4 2018Q2 202420
Mariner, LLC 1610.00%0.01%0.03%Q2 2013Q2 202420
IFP Advisors, Inc 1410.00%0.01%0.02%Q4 2015Q2 202420
COMERICA BANK 1420.00%0.00%0.00%Q2 2013Q2 202420
Advisors Asset Management, Inc. 840.00%0.07%0.26%Q2 2013Q2 202419
Penserra Capital Management LLC 1270.00%0.11%0.24%Q4 2015Q2 202419
DAVENPORT & Co LLC 1090.00%0.00%0.01%Q2 2013Q2 202419
CWM, LLC 1010.00%0.00%0.00%Q1 2019Q2 202419
CHOREO, LLC 1610.01%0.03%0.05%Q1 2016Q2 202419
Jackson Hole Capital Partners, LLC 18180.08%0.16%0.27%Q2 2019Q3 202318
Bramshill Investments, LLC 910.00%1.88%4.44%Q2 2017Q2 202418
Commonwealth Equity Services, Inc 18180.01%0.01%0.02%Q2 2013Q3 201718
Moors & Cabot, Inc. 18180.14%0.18%0.34%Q1 2020Q2 202418
TRUIST FINANCIAL CORP 18180.00%0.00%0.00%Q4 2019Q1 202418
JAMES INVESTMENT RESEARCH, INC. 1620.01%0.01%0.03%Q2 2019Q2 202418
NATIONAL PLANNING CORP 18180.01%0.03%0.09%Q2 2013Q3 201718
QUEST INVESTMENT MANAGEMENT LLC 18180.02%0.04%0.05%Q2 2016Q3 202018
Cutter & CO Brokerage, Inc. 1260.10%0.35%0.50%Q2 2013Q4 201718
OSAIC HOLDINGS, INC. 18180.00%0.01%0.01%Q1 2020Q2 202418
Claybrook Capital, LLC 990.88%1.05%1.29%Q1 2019Q3 202318
People's United Financial, Inc. 17170.00%0.00%0.00%Q2 2013Q2 201717
Live Oak Private Wealth LLC 17170.06%0.08%0.13%Q2 2020Q2 202417
DUBUQUE BANK & TRUST CO 17170.00%0.13%0.60%Q1 2015Q1 201917
NWAM LLC 1110.01%0.04%0.05%Q2 2014Q4 202317
Starfire Investment Advisers, Inc. 980.09%0.27%0.46%Q1 2015Q2 202017
FNY Investment Advisers, LLC 410.00%0.02%0.04%Q2 2018Q1 202417
WFG Advisors, LP 17170.01%0.06%0.21%Q2 2013Q2 201717
Rockefeller Capital Management L.P. 16160.00%0.01%0.02%Q3 2020Q2 202416
Jacobi Capital Management LLC 16160.00%0.01%0.01%Q3 2017Q2 202116
Kovack Advisors, Inc. 1410.02%0.04%0.06%Q1 2019Q2 202416
Prospera Financial Services Inc 610.00%0.03%0.10%Q4 2015Q2 202416
GOLDMAN SACHS GROUP INC 910.00%0.00%0.00%Q2 2012Q2 201816
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.01%0.02%Q2 2013Q1 202415
Thomas J. Herzfeld Advisors, Inc. 420.01%0.64%3.27%Q3 2014Q2 202415
Baird Financial Group, Inc. 1410.00%0.00%0.01%Q2 2015Q2 202415
MILLENNIUM MANAGEMENT LLC 610.00%0.00%0.00%Q3 2016Q2 202415
U S GLOBAL INVESTORS INC 1320.00%0.02%0.03%Q4 2013Q3 201715
VICUS CAPITAL 15150.02%0.04%0.09%Q1 2014Q3 201715
AEGON ASSET MANAGEMENT UK PLC 15150.14%0.18%0.23%Q2 2015Q4 201815
CoreFirst Bank & Trust 15150.02%0.05%0.08%Q4 2020Q2 202415
B. Riley Wealth Advisors, Inc. 1310.00%0.00%0.01%Q2 2014Q2 202415
Orinda Asset Management LLC 930.79%3.26%11.59%Q1 2015Q3 202015
Advisor Group, Inc. 15150.01%0.01%0.01%Q2 2016Q4 201915
DOLIVER ADVISORS, LP 610.06%0.32%0.74%Q2 2013Q3 201815
Orion Portfolio Solutions, LLC 15150.02%0.03%0.06%Q1 2020Q3 202315
MSI Financial Services Inc 15150.00%0.00%0.01%Q2 2013Q4 201615
DEUTSCHE BANK AG\ 1410.00%0.00%0.00%Q3 2013Q1 202415
RB Capital Management, LLC 14140.00%0.09%0.15%Q4 2016Q1 202014
Bank of New York Mellon Corp 910.00%0.00%0.00%Q4 2015Q2 202414
TCG Advisory Services, LLC 860.02%0.39%1.12%Q4 2020Q2 202414
Tower Research Capital LLC (TRC) 410.00%0.00%0.04%Q2 2013Q1 202414
Wealthcare Advisory Partners LLC 950.01%0.02%0.03%Q4 2020Q2 202414
Cetera Investment Advisers 14140.00%0.00%0.01%Q4 2020Q1 202414
Spire Wealth Management 14140.00%0.01%0.02%Q1 2021Q2 202414
Blume Capital Management, Inc. 14140.00%0.00%0.00%Q4 2014Q1 201814
OPTIMUM INVESTMENT ADVISORS 13130.01%0.06%0.24%Q2 2016Q2 201913
HARBOUR INVESTMENTS, INC. 940.00%0.01%0.02%Q1 2021Q2 202413
CSS LLC/IL 1030.01%0.01%0.02%Q4 2013Q2 202413
Arcus Capital Partners, LLC 13130.04%0.16%0.24%Q1 2019Q1 202213
XML Financial, LLC 1210.01%0.05%0.13%Q4 2019Q2 202413
Formidable Asset Management, LLC 1110.01%0.02%0.06%Q3 2013Q3 201713
VSR Financial Services, Inc. 13130.06%0.09%0.10%Q2 2013Q2 201613
LexAurum Advisors, LLC 13130.04%0.13%0.18%Q2 2021Q2 202413
THRIVENT FINANCIAL FOR LUTHERANS 1120.00%0.00%0.00%Q2 2017Q2 202413
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 12120.04%0.07%0.12%Q4 2018Q3 202112
FMR LLC 410.00%0.00%0.00%Q4 2018Q1 202412
NewEdge Advisors, LLC 1110.00%0.01%0.02%Q2 2017Q2 202412
Hexagon Capital Partners LLC 12120.01%0.01%0.01%Q3 2021Q2 202412
Busey Bank 12120.01%0.01%0.02%Q4 2018Q3 202112
Western Wealth Management, LLC 810.01%0.02%0.03%Q4 2018Q4 202312
Eudaimonia Partners, LLC 820.03%0.06%0.16%Q4 2019Q1 202412
Jefferies Group LLC 840.00%0.00%0.01%Q4 2013Q3 201812
CREDIT SUISSE AG/ 12120.00%0.00%0.00%Q1 2013Q4 201512
Operose Advisors LLC 11110.11%0.21%0.38%Q4 2021Q2 202411
Winfield Associates, Inc. 740.00%0.04%0.13%Q2 2016Q2 202011
Vident Investment Advisory, LLC 11110.09%0.15%0.24%Q2 2015Q4 201711
Citizens National Bank Trust Department 11110.00%0.00%0.01%Q4 2021Q2 202411
AllSquare Wealth Management LLC 11110.00%0.00%0.00%Q4 2016Q2 201911
JPMORGAN CHASE & CO 410.00%0.00%0.00%Q4 2013Q2 202411
Stonegate Investment Group, LLC 11110.00%0.01%0.01%Q4 2021Q2 202411
TRUST & FIDUCIARY MANAGEMENT SERVICES INC 11111.74%2.47%4.30%Q2 2013Q4 201511
Hennion & Walsh Asset Management, Inc. 11110.03%0.12%0.31%Q4 2021Q2 202411
FineMark National Bank & Trust 11110.00%0.02%0.04%Q4 2015Q2 201811
Algebris Investments (UK) LLP 1010.06%0.92%1.79%Q3 2013Q4 201611
LEVEL FOUR ADVISORY SERVICES, LLC 11110.02%0.02%0.03%Q4 2021Q2 202411
ISLAY CAPITAL MANAGEMENT, LLC 920.04%0.10%0.12%Q4 2019Q3 202211
Sigma Planning Corp 510.00%0.01%0.01%Q4 2016Q2 202411
AQR Arbitrage LLC 1010.00%0.16%0.61%Q4 2018Q2 202411
WOLFF WIESE MAGANA LLC 11110.00%0.00%0.00%Q4 2021Q2 202411
Bulldog Investors, LLP 11110.03%0.08%0.30%Q4 2009Q2 201211
Horizon Kinetics 11110.01%0.01%0.02%Q1 2016Q3 201811
Schechter Investment Advisors, LLC 11110.01%0.01%0.01%Q4 2021Q2 202411
Kestra Advisory Services, LLC 550.00%0.00%0.01%Q3 2020Q2 202410
Beacon Capital Management, LLC 10100.02%0.02%0.03%Q1 2022Q2 202410
MML INVESTORS SERVICES, LLC 730.00%0.00%0.00%Q3 2017Q2 202410
Ameritas Investment Company, LLC 910.00%0.02%0.05%Q4 2018Q3 202110
First City Capital Management, Inc. 730.05%0.07%0.09%Q2 2013Q1 201610
HAZLETT, BURT & WATSON, INC. 10100.01%0.02%0.03%Q1 2022Q2 202410
SPHINX TRADING, LP 910.08%0.26%1.11%Q4 2014Q2 201810
Ameritas Advisory Services, LLC 820.01%0.01%0.02%Q4 2021Q2 202410
Sowell Financial Services LLC 730.00%0.03%0.12%Q3 2019Q2 202410
CoreCap Advisors, LLC 550.01%0.05%0.18%Q4 2021Q2 202410
Apollon Wealth Management, LLC 910.00%0.01%0.02%Q2 2021Q2 202410
Commonwealth Financial Services, LLC 10100.01%0.01%0.02%Q4 2014Q1 201710
Regal Investment Advisors LLC 10100.00%0.00%0.02%Q2 2013Q3 201510
CAPTRUST FINANCIAL ADVISORS 540.00%0.01%0.02%Q2 2013Q2 20249
HL FINANCIAL SERVICES LLC 990.01%0.02%0.02%Q1 2014Q1 20169
McGowan Group Asset Management, Inc. 992.66%3.53%4.38%Q4 2014Q4 20169
Jacobus Wealth Management, Inc. 990.05%1.29%1.90%Q3 2015Q3 20179
CENTRAL TRUST Co 630.00%0.00%0.01%Q1 2015Q2 20249
SUSQUEHANNA INTERNATIONAL GROUP, LLP 210.00%0.00%0.00%Q2 2013Q1 20249
Cetera Advisors LLC 410.00%0.00%0.01%Q2 2019Q4 20239
PRIVATE TRUST CO NA 990.00%0.01%0.02%Q2 2022Q2 20249
Tradewinds Capital Management, LLC 990.00%0.00%0.00%Q3 2016Q3 20189
BANK OF MONTREAL /CAN/ 540.00%0.00%0.00%Q1 2016Q2 20189
Atria Wealth Solutions, Inc. 810.00%0.00%0.01%Q1 2022Q2 20249
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 990.03%0.05%0.07%Q2 2022Q2 20249
ALGEBRIS (UK) LTD 990.12%1.56%4.57%Q2 2022Q2 20249
Carroll Financial Associates, Inc. 510.00%0.00%0.00%Q3 2013Q4 20219
MUFG Americas Holdings Corp 720.00%0.00%0.00%Q4 2013Q2 20179
Beacon Pointe Advisors, LLC 880.00%0.00%0.00%Q3 2022Q2 20248
Accel Wealth Management 530.01%0.11%0.28%Q1 2022Q2 20248
KEYBANK NATIONAL ASSOCIATION/OH 880.00%0.00%0.00%Q3 2022Q2 20248
BAIRD ROBERT W & CO INC /WI/ 880.00%0.01%0.02%Q2 2013Q1 20158
MGO ONE SEVEN LLC 320.01%0.03%0.06%Q4 2017Q2 20248
CENTAURUS FINANCIAL, INC. 510.00%0.01%0.02%Q2 2018Q1 20238
TRUST CO OF VERMONT 880.00%0.00%0.00%Q2 2013Q1 20158
FIRST MANHATTAN CO. LLC. 880.00%0.00%0.00%Q1 2017Q4 20188
SEI INVESTMENTS CO 410.00%0.00%0.00%Q1 2015Q2 20188
BURNS J W & CO INC/NY 320.02%0.03%0.04%Q2 2016Q1 20208
Full Value Advisors, LLC 880.02%1.38%10.25%Q4 2007Q3 20098
REILLY FINANCIAL ADVISORS, LLC 710.00%0.00%0.00%Q2 2019Q4 20218
Capital Advisors, Ltd. LLC 880.01%0.05%0.07%Q2 2017Q1 20198
Allegis Investment Advisors, LLC 880.03%0.06%0.10%Q4 2015Q3 20178
Columbia Asset Management 530.04%0.04%0.04%Q2 2014Q2 20168
JFS WEALTH ADVISORS, LLC 880.01%0.03%0.05%Q2 2014Q1 20168
Veritable, L.P. 310.00%0.01%0.02%Q3 2013Q2 20238
D.A. DAVIDSON & CO. 310.00%0.00%0.00%Q3 2016Q2 20248
IFC Holdings Incorporated/FL 770.08%0.10%0.12%Q2 2016Q4 20177
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 770.03%0.03%0.04%Q2 2013Q4 20147
Financial Avengers, Inc. 770.01%0.01%0.01%Q4 2020Q2 20227
Carnegie Investment Counsel 770.01%0.02%0.02%Q4 2021Q2 20237
NINE MASTS CAPITAL Ltd 210.04%0.23%0.92%Q4 2015Q3 20187
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 770.04%0.07%0.12%Q2 2013Q4 20147
JANE STREET GROUP, LLC 210.00%0.00%0.00%Q2 2014Q2 20247
BOENNING & SCATTERGOOD, INC. 310.02%0.02%0.03%Q4 2019Q4 20217
Palogic Value Management, L.P. 770.08%0.19%0.32%Q4 2022Q2 20247
Mutual Advisors, LLC 770.02%0.02%0.03%Q3 2018Q1 20207
Archford Capital Strategies, LLC 610.02%0.02%0.02%Q1 2017Q2 20197
SeaCrest Wealth Management, LLC 610.00%0.03%0.04%Q4 2017Q2 20227
Realta Investment Advisors 430.00%0.01%0.03%Q1 2019Q2 20247
SECURITY NATIONAL TRUST CO 770.02%0.02%0.02%Q4 2013Q2 20157
Carlton Hofferkamp & Jenks Wealth Management, LLC 770.03%0.06%0.11%Q4 2022Q2 20247
Financial Architects, Inc 770.00%0.00%0.00%Q2 2016Q4 20177
Rehmann Capital Advisory Group 770.00%0.00%0.01%Q1 2018Q3 20197
Fortitude Advisory Group L.L.C. 520.04%0.07%0.11%Q4 2021Q2 20247
LifeSteps Financial, Inc. 770.06%0.09%0.14%Q4 2022Q2 20247
EverSource Wealth Advisors, LLC 430.00%0.00%0.01%Q3 2022Q2 20247
Narwhal Capital Management 770.04%0.09%0.11%Q1 2016Q3 20177
NEW ENGLAND SECURITIES CORP /MA/ 770.00%0.01%0.02%Q2 2013Q4 20147
Private Wealth Partners, LLC 770.01%0.01%0.02%Q1 2021Q3 20227
MOSAIC FAMILY WEALTH PARTNERS, LLC 770.07%0.10%0.18%Q4 2022Q2 20247
Dynamic Advisor Solutions LLC 770.01%0.01%0.02%Q2 2019Q4 20207
Kerntke Otto McGlone Wealth Management Group 510.04%0.13%0.24%Q4 2019Q4 20217
Certified Advisory Corp 610.01%0.01%0.02%Q4 2017Q2 20247
EXENCIAL WEALTH ADVISORS, LLC 610.01%0.01%0.03%Q1 2013Q3 20237
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 430.00%0.07%0.17%Q1 2020Q2 20247
TCG Advisors, LP 770.94%1.42%1.69%Q4 2018Q2 20207
JANUS HENDERSON GROUP PLC 770.00%0.00%0.00%Q2 2017Q4 20187
MELFA WEALTH MANAGEMENT, INC. 770.41%0.50%0.66%Q4 2022Q2 20247
Cerity Partners LLC 770.00%0.00%0.01%Q4 2022Q2 20247
Oakworth Capital, Inc. 770.00%0.01%0.01%Q1 2021Q3 20227
MANUFACTURERS LIFE INSURANCE COMPANY, THE 770.00%0.00%0.00%Q1 2016Q3 20177
Legacy Private Trust Co. 770.03%0.03%0.04%Q1 2017Q3 20187
Total Clarity Wealth Management, Inc. 210.02%0.05%0.15%Q4 2019Q2 20226
PARK AVENUE SECURITIES LLC 330.00%0.02%0.03%Q3 2018Q2 20246
Quad-Cities Investment Group, LLC 660.00%0.00%0.00%Q2 2018Q3 20196
SeaBridge Investment Advisors LLC 660.12%0.24%0.30%Q2 2015Q3 20166
DF DENT & CO INC 310.00%0.00%0.00%Q1 2022Q2 20246
AQR Capital Management 660.00%0.00%0.01%Q3 2013Q4 20146
AdvisorNet Financial, Inc 310.00%0.00%0.00%Q1 2022Q2 20246
Strategic Financial Concepts, LLC 660.03%0.04%0.05%Q1 2023Q2 20246
Atlas Private Wealth Advisors 660.04%0.05%0.12%Q2 2020Q3 20216
BB&T SECURITIES, LLC 330.00%0.00%0.00%Q2 2016Q3 20196
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Householder Group Estate & Retirement Specialist, LLC 410.00%0.01%0.01%Q3 2022Q2 20246
CHARTIST INC /CA/ 660.14%0.20%0.24%Q1 2014Q2 20156
AJ WEALTH STRATEGIES, LLC 660.01%0.01%0.02%Q1 2021Q2 20226
TWO SIGMA SECURITIES, LLC 210.00%0.00%0.01%Q3 2017Q2 20246
Barnett & Company, Inc. 660.01%0.01%0.01%Q2 2018Q3 20196
JANUS HENDERSON INVESTORS US LLC 660.00%0.00%0.00%Q4 2015Q1 20176
RVW Wealth, LLC 660.04%0.04%0.05%Q1 2023Q2 20246
Glass Jacobson Investment Advisors llc 510.00%0.02%0.05%Q4 2022Q2 20246
BROWN BROTHERS HARRIMAN & CO 550.00%0.00%0.00%Q1 2021Q1 20225
Salomon & Ludwin, LLC 550.00%0.00%0.00%Q1 2019Q1 20205
InterOcean Capital Group, LLC 550.01%0.01%0.01%Q4 2021Q4 20225
Walleye Capital LLC 310.00%0.00%0.00%Q4 2021Q1 20245
SignalPoint Asset Management, LLC 550.03%0.03%0.03%Q3 2021Q3 20225
Belpointe Asset Management LLC 320.00%0.01%0.01%Q4 2022Q2 20245
Valley Brook Capital Group, Inc. 320.06%0.07%0.08%Q4 2020Q2 20245
Pacific Wealth Strategies Group, Inc. 320.05%0.06%0.06%Q3 2021Q2 20245
Transamerica Financial Advisors, Inc. 550.00%0.00%0.00%Q4 2014Q4 20155
Private Advisory Group LLC 550.02%0.02%0.03%Q3 2021Q3 20225
PRELUDE CAPITAL MANAGEMENT, LLC 550.03%0.04%0.07%Q4 2018Q4 20195
Weiss Asset Management LP 110.01%0.05%0.15%Q4 2015Q4 20235
Virtu Financial LLC 210.01%0.01%0.02%Q3 2017Q1 20245
BLACKROCK ADVISORS LLC 410.00%0.00%0.00%Q1 2015Q4 20165
ANCHOR CAPITAL ADVISORS LLC 550.00%0.00%0.01%Q1 2014Q1 20155
Berger Financial Group, Inc 320.01%0.02%0.02%Q4 2020Q2 20245
Coppell Advisory Solutions LLC 310.00%0.00%0.00%Q4 2022Q2 20245
Biechele Royce Advisors 410.08%0.08%0.09%Q3 2022Q4 20235
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 320.00%0.02%0.04%Q4 2020Q2 20245
Smithfield Trust Co 550.01%0.01%0.01%Q2 2014Q2 20155
AXS Investments LLC 210.04%0.20%0.46%Q3 2021Q1 20245
Logan Stone Capital, LLC 210.03%0.23%0.49%Q1 2022Q4 20235
BLAIR WILLIAM & CO/IL 210.00%0.00%0.00%Q2 2016Q3 20185
NOMURA HOLDINGS INC 310.00%0.00%0.00%Q4 2013Q2 20245
IAG Wealth Partners, LLC 550.01%0.01%0.01%Q4 2021Q4 20225
Fusion Family Wealth LLC 550.00%0.00%0.00%Q2 2017Q2 20185
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 440.06%0.06%0.07%Q1 2018Q4 20184
LEVEL FOUR FINANCIAL, LLC 440.10%0.11%0.11%Q4 2020Q3 20214
ROOSEVELT INVESTMENT GROUP LLC 440.01%0.02%0.02%Q4 2018Q3 20194
Next Capital Management LLC 440.00%0.01%0.01%Q4 2018Q3 20194
Saba Capital Management, L.P. 220.01%0.08%0.12%Q4 2013Q4 20234
Pinnacle Wealth Planning Services, Inc. 310.01%0.02%0.02%Q4 2020Q2 20244
Virtu KCG Holdings LLC 110.00%0.01%0.01%Q3 2013Q4 20164
Arkadios Wealth Advisors 440.00%0.00%0.01%Q4 2020Q3 20214
Baystate Wealth Management LLC 310.00%0.00%0.00%Q2 2020Q4 20234
BOOTHBAY FUND MANAGEMENT, LLC 440.00%0.02%0.06%Q2 2023Q1 20244
NEWGATE CAPITAL MANAGEMENT LLC 440.51%0.92%1.23%Q2 2013Q1 20144
VALLEY NATIONAL ADVISERS INC 440.00%0.00%0.00%Q2 2021Q1 20224
Integrated Wealth Management 440.01%0.01%0.02%Q1 2015Q4 20154
Sequoia Financial Advisors, LLC 440.01%0.01%0.01%Q1 2019Q4 20194
First Horizon Advisors, Inc. 220.00%0.00%0.00%Q3 2021Q3 20224
MARINER INDEPENDENT ADVISOR NETWORK, LLC 440.02%0.03%0.05%Q2 2017Q1 20184
Johnson Financial Group, Inc. 310.00%0.00%0.00%Q3 2019Q1 20214
MONROE BANK & TRUST/MI 310.01%0.01%0.01%Q2 2014Q2 20154
Placemark Investments, Inc. 440.00%0.00%0.00%Q2 2013Q1 20144
MERCER GLOBAL ADVISORS INC /ADV 310.00%0.00%0.00%Q1 2019Q2 20244
Future Financial Wealth Managment LLC 220.03%0.05%0.08%Q4 2021Q2 20244
Global Retirement Partners, LLC 440.00%0.00%0.00%Q3 2023Q2 20244
TFS CAPITAL LLC 210.01%0.05%0.08%Q2 2013Q3 20144
KWMG, LLC 440.00%0.00%0.00%Q2 2018Q1 20194
KESTRA PRIVATE WEALTH SERVICES, LLC 440.00%0.00%0.01%Q3 2023Q2 20244
Hurley Capital, LLC 440.45%0.50%0.56%Q4 2014Q3 20154
Farmers National Bank 310.01%0.01%0.01%Q4 2017Q1 20194
Ahrens Investment Partners LLC 310.00%0.01%0.01%Q4 2021Q1 20234
PSI Advisors, LLC 310.00%0.02%0.03%Q4 2019Q2 20244
J.W. COLE ADVISORS, INC. 110.00%0.03%0.06%Q4 2019Q2 20244
Gradient Investments LLC 110.00%0.00%0.00%Q4 2021Q4 20234
Jupiter Wealth Management LLC 440.70%0.73%0.74%Q3 2023Q2 20244
Clean Yield Group 440.02%0.03%0.05%Q2 2021Q1 20224
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 440.00%0.00%0.00%Q3 2023Q2 20244
OTA Financial Group L.P. 110.21%0.34%0.46%Q3 2013Q4 20184
NBC SECURITIES, INC. 440.00%0.00%0.01%Q3 2023Q2 20244
Herold Advisors, Inc. 210.02%0.03%0.03%Q3 2021Q1 20234
FLC Capital Advisors 440.05%0.05%0.05%Q1 2019Q4 20194
All Season Financial Advisors, Inc. 330.46%0.50%0.54%Q4 2023Q2 20243
Gridiron Partners, LLC 330.24%0.25%0.25%Q4 2023Q2 20243
180 WEALTH ADVISORS, LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Allworth Financial LP 330.00%0.00%0.00%Q4 2023Q2 20243
BURNEY CO/ 330.01%0.01%0.02%Q4 2023Q2 20243
Catalina Capital Group, LLC 330.11%0.14%0.18%Q4 2023Q2 20243
ROBINSON CAPITAL MANAGEMENT, LLC 210.22%0.49%0.63%Q4 2013Q3 20173
SYNOVUS FINANCIAL CORP 330.00%0.00%0.00%Q2 2013Q4 20133
MONTAG A & ASSOCIATES INC 330.00%0.00%0.00%Q4 2023Q2 20243
WHITTIER TRUST CO 330.00%0.01%0.01%Q4 2023Q2 20243
Wela Strategies, Inc. 330.30%0.38%0.52%Q4 2023Q2 20243
Coastline Trust Co 330.01%0.01%0.01%Q4 2023Q2 20243
GREATMARK INVESTMENT PARTNERS, INC. 330.91%1.01%1.12%Q4 2023Q2 20243
Lido Advisors, LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Abel Hall, LLC 330.05%0.06%0.06%Q4 2023Q2 20243
M&R CAPITAL MANAGEMENT INC 330.00%0.00%0.00%Q2 2016Q4 20163
RE Dickinson Investment Advisors, LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Financial Gravity Asset Management, Inc. 330.00%0.01%0.02%Q4 2023Q2 20243
MKT Advisors LLC 330.06%0.06%0.07%Q4 2023Q2 20243
Waterfront Wealth Inc. 330.04%0.04%0.05%Q4 2023Q2 20243
Live Oak Investment Partners 330.00%0.00%0.00%Q4 2022Q2 20233
PRINCIPAL SECURITIES, INC. 330.02%0.02%0.02%Q4 2023Q2 20243
VeraBank, N.A. 330.03%0.03%0.03%Q4 2023Q2 20243
GHP Investment Advisors, Inc. 330.00%0.00%0.00%Q4 2023Q2 20243
AlphaMark Advisors, LLC 330.00%0.00%0.00%Q4 2023Q2 20243
Gleason Group, Inc. 330.00%0.00%0.00%Q4 2023Q2 20243
Northwest Financial Advisors 330.00%0.01%0.02%Q4 2023Q2 20243
CAMPBELL CAPITAL MANAGEMENT INC 331.25%1.27%1.28%Q4 2023Q2 20243
Tradition Wealth Management, LLC 330.01%0.01%0.01%Q4 2023Q2 20243
Snowden Capital Advisors LLC 330.01%0.01%0.01%Q4 2023Q2 20243
BARTLETT & CO. WEALTH MANAGEMENT LLC 330.00%0.00%0.00%Q4 2023Q2 20243
VisionPoint Advisory Group, LLC 330.00%0.00%0.00%Q4 2023Q2 20243
Game Plan Financial Advisors, LLC 330.01%0.01%0.01%Q4 2023Q2 20243
TOWNSQUARE CAPITAL LLC 330.01%0.01%0.01%Q4 2023Q2 20243
LANDAAS & CO /WI /ADV 210.01%0.01%0.01%Q3 2017Q2 20183
Investmark Advisory Group LLC 330.17%0.17%0.18%Q4 2023Q2 20243
CLIFFORD SWAN INVESTMENT COUNSEL LLC 330.01%0.01%0.01%Q4 2023Q2 20243
IEQ CAPITAL, LLC 330.00%0.00%0.00%Q4 2023Q2 20243
SOA Wealth Advisors, LLC. 330.00%0.01%0.01%Q4 2023Q2 20243
Carson Advisory Inc. 330.10%0.16%0.20%Q4 2023Q2 20243
ROTHSCHILD INVESTMENT LLC 330.27%0.28%0.30%Q4 2023Q2 20243
PETRA FINANCIAL ADVISORS INC 331.08%1.11%1.16%Q4 2023Q2 20243
TSFG, LLC 330.04%0.04%0.04%Q4 2023Q2 20243
MARINO, STRAM & ASSOCIATES LLC 330.14%0.14%0.14%Q4 2023Q2 20243
WHITTIER TRUST CO OF NEVADA INC 330.00%0.00%0.00%Q4 2023Q2 20243
HORIZON KINETICS ASSET MANAGEMENT LLC 330.00%0.00%0.00%Q4 2023Q2 20243
Corient Private Wealth LLC 330.00%0.00%0.00%Q4 2023Q2 20243
Occidental Asset Management, LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Citadel Advisors 110.00%0.00%0.00%Q1 2017Q2 20183
Blue Trust, Inc. 210.00%0.00%0.00%Q4 2022Q2 20243
Woodline Partners LP 330.01%0.02%0.02%Q1 2023Q3 20233
Elequin Capital, LP 210.00%0.03%0.05%Q4 2022Q4 20233
GILL CAPITAL PARTNERS, LLC 330.04%0.04%0.04%Q4 2023Q2 20243
Clearstead Advisors, LLC 210.00%0.00%0.00%Q3 2023Q2 20243
Creekmur Asset Management LLC 330.01%0.01%0.02%Q4 2023Q2 20243
WESBANCO BANK INC 330.01%0.01%0.01%Q4 2023Q2 20243
International Private Wealth Advisors LLC 330.14%0.23%0.29%Q4 2023Q2 20243
Perigon Wealth Management, LLC 330.00%0.00%0.00%Q4 2023Q2 20243
BRAVE ASSET MANAGEMENT INC 330.16%0.16%0.17%Q2 2017Q4 20173
Chicago Partners Investment Group LLC 330.09%0.09%0.09%Q4 2023Q2 20243
Shulman DeMeo Asset Management LLC 330.17%0.18%0.18%Q4 2023Q2 20243
WATERSHED PRIVATE WEALTH LLC 330.03%0.05%0.08%Q4 2023Q2 20243
Equitable Holdings, Inc. 330.00%0.00%0.00%Q4 2023Q2 20243
SMITH SHELLNUT WILSON LLC /ADV 330.05%0.05%0.05%Q4 2023Q2 20243
HTLF Bank 330.01%0.01%0.01%Q4 2023Q2 20243
Alpha Cubed Investments, LLC 330.01%0.01%0.01%Q4 2023Q2 20243
Financial Advocates Investment Management 330.01%0.01%0.01%Q4 2023Q2 20243
North Star Investment Management Corp. 330.00%0.00%0.00%Q1 2014Q3 20143
49 WEALTH MANAGEMENT, LLC 330.07%0.07%0.08%Q4 2023Q2 20243
Penbrook Management LLC 330.15%0.15%0.15%Q4 2023Q2 20243
Homrich & Berg 210.00%0.00%0.00%Q4 2020Q3 20213
Lakeside Wealth Management Group, LLC 333.33%3.42%3.59%Q3 2016Q1 20173
RAYMOND JAMES TRUST N.A. 330.01%0.01%0.01%Q4 2023Q2 20243
Concord Wealth Partners 330.00%0.00%0.00%Q4 2023Q2 20243
AMERICAN NATIONAL BANK & TRUST 330.00%0.00%0.00%Q4 2023Q2 20243
Index Management Solutions, LLC 330.00%0.08%0.17%Q2 2013Q4 20133
Stolper Co 330.18%0.18%0.18%Q4 2023Q2 20243
BOYD WATTERSON ASSET MANAGEMENT LLC/OH 210.00%0.14%0.22%Q1 2017Q1 20243
Allen Investment Management, LLC 330.02%0.03%0.04%Q3 2014Q1 20153
AVIANCE CAPITAL MANAGEMENT, LLC 330.00%0.15%0.45%Q2 2013Q4 20133
Beacon Financial Advisory LLC 330.03%0.04%0.04%Q4 2023Q2 20243
Laurion Capital Management LP 210.00%0.01%0.01%Q1 2017Q4 20173
PARSONS CAPITAL MANAGEMENT INC/RI 330.01%0.01%0.02%Q4 2023Q2 20243
DUNCKER STREETT & CO INC 330.04%0.04%0.04%Q4 2023Q2 20243
Private Capital Group, LLC 210.00%0.00%0.00%Q1 2018Q2 20193
SIMON QUICK ADVISORS, LLC 330.01%0.01%0.01%Q1 2017Q3 20173
TRANSCEND CAPITAL ADVISORS, LLC 330.01%0.02%0.02%Q4 2023Q2 20243
WealthTrust Axiom LLC 330.05%0.05%0.05%Q4 2023Q2 20243
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 330.11%0.45%0.99%Q4 2023Q2 20243
Tyche Wealth Partners LLC 330.03%0.03%0.03%Q4 2023Q2 20243
Samalin Investment Counsel, LLC 330.32%0.32%0.33%Q4 2023Q2 20243
Advisor OS, LLC 330.02%0.02%0.02%Q4 2023Q2 20243
Imprint Wealth LLC 330.08%0.08%0.10%Q1 2023Q3 20233
One Wealth Management Investment & Advisory Services, LLC 330.14%0.14%0.14%Q4 2023Q2 20243
CALDWELL SUTTER CAPITAL, INC. 330.09%0.10%0.12%Q4 2023Q2 20243
OneDigital Investment Advisors LLC 330.00%0.00%0.00%Q4 2023Q2 20243
Pathstone Holdings, LLC 330.00%0.01%0.02%Q4 2023Q2 20243
ASSETMARK, INC 210.00%0.00%0.00%Q2 2021Q2 20243
TRUSTCORE FINANCIAL SERVICES, LLC 330.01%0.04%0.09%Q4 2017Q2 20183
M&T BANK CORP 210.00%0.00%0.00%Q3 2014Q3 20173
Ashton Thomas Private Wealth, LLC 330.05%0.05%0.06%Q2 2019Q4 20193
Laird Norton Wetherby Wealth Management, LLC 330.01%0.01%0.01%Q4 2023Q2 20243
Blue Barn Wealth, LLC 330.04%0.04%0.04%Q4 2023Q2 20243
Sunbelt Securities, Inc. 210.00%0.01%0.01%Q3 2019Q1 20243
Concurrent Investment Advisors, LLC 330.01%0.01%0.01%Q4 2023Q2 20243
CITY HOLDING CO 330.00%0.00%0.00%Q4 2023Q2 20243
OLIVER LAGORE VANVALIN INVESTMENT GROUP 330.00%0.00%0.01%Q4 2023Q2 20243
Integrated Wealth Concepts LLC 330.00%0.00%0.00%Q4 2023Q2 20243
CAPE ANN SAVINGS BANK 210.08%0.09%0.09%Q2 2020Q1 20213
Eos Management, L.P. 210.13%0.25%0.33%Q2 2014Q4 20153
ALBION FINANCIAL GROUP /UT 210.00%0.00%0.01%Q4 2020Q3 20213
America First Investment Advisors, LLC 330.02%0.02%0.02%Q2 2013Q4 20133
Sage Capital Advisors,llc 330.09%0.10%0.11%Q4 2023Q2 20243
FCA CORP /TX 330.41%0.46%0.50%Q4 2023Q2 20243
Transcendent Capital Group LLC 330.01%0.01%0.01%Q4 2023Q2 20243
Koshinski Asset Management, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
BEACON FINANCIAL GROUP 330.01%0.01%0.01%Q4 2023Q2 20243
Endurance Wealth Management, Inc. 220.01%0.01%0.01%Q1 2023Q2 20232
STANCORP INVESTMENT ADVISERS INC 220.01%0.01%0.01%Q4 2014Q1 20152
Wealthspire Advisors, L.P. 110.00%0.00%0.01%Q1 2016Q4 20182
SMITHBRIDGE ASSET MANAGEMENT INC/DE 222.35%2.45%2.56%Q4 2016Q1 20172
Stonebrook Private Inc. 220.04%0.05%0.05%Q4 2023Q1 20242
Simplicity Solutions, LLC 220.01%0.01%0.02%Q4 2018Q1 20192
Acrospire Investment Management LLC 220.00%0.00%0.00%Q4 2016Q1 20172
XML SECURITIES, LLC 220.72%0.84%0.95%Q4 2017Q1 20182
Asset Planning Services, Ltd. 220.05%0.05%0.05%Q2 2020Q3 20202
Pathway Financial Advisers, LLC 220.03%0.03%0.03%Q4 2023Q1 20242
Sugarloaf Wealth Management, LLC 220.00%0.00%0.01%Q4 2023Q1 20242
SouthState Corp 220.00%0.00%0.00%Q3 2020Q4 20202
TITLEIST ASSET MANAGEMENT, LLC 220.02%0.02%0.02%Q1 2024Q2 20242
GRAYBILL WEALTH MANAGEMENT, LTD. 220.18%0.19%0.19%Q2 2013Q3 20132
RPO LLC 223.06%4.96%6.85%Q3 2023Q4 20232
SageView Advisory Group, LLC 220.01%0.09%0.18%Q4 2023Q1 20242
Cresset Asset Management, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
Prairie Wealth Advisors, Inc. 220.12%0.12%0.13%Q1 2024Q2 20242
WELLINGTON MANAGEMENT GROUP LLP 220.00%0.00%0.00%Q3 2015Q4 20152
Aptus Capital Advisors, LLC 220.00%0.00%0.00%Q1 2024Q2 20242
WealthTrust-Arizona, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
RFG Advisory, LLC 220.00%0.00%0.00%Q1 2024Q2 20242
Marquette Asset Management, LLC 220.01%0.01%0.01%Q2 2022Q3 20222
Benchmark Investment Advisors LLC 220.48%0.49%0.50%Q1 2024Q2 20242
CBIZ Investment Advisory Services, LLC 220.00%0.00%0.00%Q1 2024Q2 20242
HRT FINANCIAL LP 110.00%0.01%0.02%Q1 2019Q1 20232
LRI Investments, LLC 220.00%0.00%0.00%Q1 2024Q2 20242
Eschler Asset Management LLP 220.06%0.14%0.22%Q4 2023Q1 20242
TEGEAN CAPITAL MANAGEMENT, LLC 220.26%0.28%0.30%Q4 2018Q1 20192
DAYMARK WEALTH PARTNERS, LLC 110.01%0.02%0.02%Q1 2023Q4 20232
Cornerstone Wealth Management, LLC 220.01%0.01%0.01%Q2 2018Q3 20182
Main Street Group, LTD 220.01%0.01%0.01%Q1 2024Q2 20242
Anchor Investment Management, LLC 220.01%0.01%0.01%Q4 2023Q1 20242
Gilliland Jeter Wealth Management LLC 220.02%0.02%0.02%Q1 2024Q2 20242
CIBC Private Wealth Group LLC 220.00%0.00%0.00%Q1 2024Q2 20242
Bruderman Asset Management, LLC 220.01%0.01%0.01%Q4 2018Q1 20192
FourThought Financial, LLC 110.00%0.00%0.00%Q4 2020Q3 20222
XTX Topco Ltd 220.01%0.02%0.04%Q1 2024Q2 20242
SII INVESTMENTS INC/WI 110.01%0.01%0.01%Q3 2015Q1 20162
Doyle Wealth Management 110.00%0.00%0.00%Q4 2018Q2 20192
WealthBridge Capital Management, LLC 220.02%0.02%0.02%Q4 2018Q1 20192
Sound View Wealth Advisors Group, LLC 110.01%0.01%0.01%Q4 2022Q4 20232
Resurgent Financial Advisors LLC 220.03%0.04%0.05%Q4 2023Q1 20242
TOTH FINANCIAL ADVISORY CORP 220.00%0.00%0.00%Q1 2024Q2 20242
First Command Bank 110.00%0.00%0.00%Q3 2019Q2 20222
Good Life Advisors, LLC 220.01%0.01%0.01%Q1 2024Q2 20242
STEEL GROVE CAPITAL ADVISORS, LLC 220.01%0.01%0.01%Q4 2023Q1 20242
BARRETT & COMPANY, INC. 220.00%0.00%0.00%Q3 2022Q4 20222
DELTA ASSET MANAGEMENT LLC/TN 220.00%0.00%0.00%Q1 2020Q2 20202
Prime Capital Investment Advisors, LLC 220.00%0.00%0.00%Q4 2023Q1 20242
SMITH CHAS P & ASSOCIATES PA CPAS 220.00%0.01%0.01%Q1 2024Q2 20242
J. L. Bainbridge & Co., Inc. 220.02%0.02%0.02%Q1 2024Q2 20242
ROMANO BROTHERS AND COMPANY 110.00%0.01%0.01%Q4 2022Q4 20232
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20152
Hilltop National Bank 220.01%0.01%0.01%Q1 2024Q2 20242
StoneX Group Inc. 220.02%0.02%0.02%Q1 2024Q2 20242
Parkside Financial Bank & Trust 220.00%0.00%0.00%Q2 2021Q3 20212
Pflug Koory, LLC 220.00%0.00%0.00%Q4 2023Q1 20242
STIFEL NICOLAUS & CO INC \MO\ 220.00%0.01%0.01%Q2 2013Q3 20132
BlackRock Finance, Inc. 110.00%0.00%0.00%Q4 2015Q1 20172
INTEGRATED CAPITAL MANAGEMENT, INC. 220.19%0.22%0.26%Q4 2023Q1 20242
Wealth Advisory Solutions, LLC 220.03%0.03%0.04%Q1 2024Q2 20242
First Command Financial Services, Inc. 110.00%0.00%0.00%Q3 2019Q2 20222
Edmonds Duncan Registered Investment Advisors, LLC 220.02%0.02%0.02%Q4 2023Q1 20242
Centurion Wealth Management LLC 220.07%0.10%0.13%Q4 2023Q1 20242
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 220.01%0.01%0.01%Q4 2023Q1 20242
Marathon Trading Investment Management LLC 220.02%0.02%0.03%Q4 2023Q1 20242
Seelaus Asset Management LLC 220.09%0.12%0.15%Q4 2020Q1 20212
Diversify Advisory Services, LLC 220.03%0.03%0.03%Q1 2024Q2 20242
Capital Investment Advisory Services, LLC 220.01%0.01%0.01%Q2 2019Q3 20192
Yorktown Management & Research Co Inc 220.07%0.16%0.25%Q4 2015Q1 20162
Gen-Wealth Partners Inc 220.00%0.00%0.00%Q1 2024Q2 20242
Bogart Wealth, LLC 220.00%0.00%0.00%Q1 2024Q2 20242
Constitution Capital LLC 110.06%0.07%0.09%Q4 2020Q4 20232
Vantage Investment Advisors, LLC 220.00%0.01%0.01%Q2 2016Q3 20162
Second Line Capital, LLC 220.03%0.03%0.04%Q1 2024Q2 20242
MONEY CONCEPTS CAPITAL CORP 110.01%0.01%0.01%Q1 2022Q4 20222
Financial Enhancement Group LLC 220.08%0.09%0.09%Q4 2023Q1 20242
Pine River Capital Management L.P. 220.01%0.01%0.01%Q4 2013Q1 20142
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.01%Q2 2016Q4 20172
Lifeworks Advisors, LLC 220.11%0.12%0.13%Q1 2022Q2 20222
Farmers & Merchants Trust Co of Chambersburg PA 110.04%0.04%0.04%Q4 2023Q4 20231
StrategIQ Financial Group, LLC 110.04%0.04%0.04%Q1 2017Q1 20171
HOWARD FINANCIAL SERVICES, LTD. 110.07%0.07%0.07%Q1 2020Q1 20201
Reby Advisors, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Arnhold LLC 110.01%0.01%0.01%Q4 2023Q4 20231
US GLOBAL INVESTORS FUNDS 110.01%0.01%0.01%Q4 2013Q4 20131
Triad Wealth Partners, LLC 110.00%0.00%0.00%Q2 2024Q2 20241
Versant Capital Management, Inc 110.00%0.00%0.00%Q2 2022Q2 20221
WETZEL INVESTMENT ADVISORS, INC. 110.00%0.00%0.00%Q2 2024Q2 20241
EATON VANCE MANAGEMENT 110.00%0.00%0.00%Q1 2021Q1 20211
AT Bancorp 110.00%0.00%0.00%Q2 2017Q2 20171
COHEN & STEERS CAPITAL MANAGEMENT INC 110.04%0.04%0.04%Q1 2015Q1 20151
Altus Wealth Group LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Clarkston Capital Partners, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Autumn Glory Partners, LLC 110.07%0.07%0.07%Q4 2021Q4 20211
Pointe Capital Management LLC 110.39%0.39%0.39%Q4 2016Q4 20161
LEVIN CAPITAL STRATEGIES, L.P. 110.04%0.04%0.04%Q3 2020Q3 20201
Segantii Capital Management Ltd 110.00%0.00%0.00%Q4 2021Q4 20211
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20141
McGlone Suttner Wealth Management, Inc. 110.00%0.00%0.00%Q4 2023Q4 20231
Heritage Wealth Management, Inc. /CA/ 110.06%0.06%0.06%Q1 2024Q1 20241
Marcum Wealth, LLC 110.01%0.01%0.01%Q2 2024Q2 20241
Fortis Group Advisors, LLC 110.06%0.06%0.06%Q3 2020Q3 20201
Squarepoint Ops LLC 110.03%0.03%0.03%Q4 2015Q4 20151
Newbridge Financial Services Group, Inc. 110.01%0.01%0.01%Q1 2021Q1 20211
Lighthouse Financial Advisors, Inc. 110.00%0.00%0.00%Q4 2019Q4 20191
Bartlett & Co. LLC 110.00%0.00%0.00%Q4 2023Q4 20231
CTC Alternative Strategies, Ltd. 110.38%0.38%0.38%Q4 2023Q4 20231
Kelly Financial Services LLC 110.00%0.00%0.00%Q4 2023Q4 20231
Asset Dedication, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Venture Visionary Partners LLC 110.00%0.00%0.00%Q2 2022Q2 20221
Almitas Capital LLC 110.15%0.15%0.15%Q2 2023Q2 20231
CALTON & ASSOCIATES, INC. 110.03%0.03%0.03%Q4 2017Q4 20171
MATHER GROUP, LLC. 110.00%0.00%0.00%Q2 2024Q2 20241
Kistler-Tiffany Companies, LLC 110.01%0.01%0.01%Q3 2014Q3 20141
Russell Investments Group, Ltd. 110.00%0.00%0.00%Q2 2024Q2 20241
Lenox Wealth Advisors, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Lloyd Park, LLC 110.06%0.06%0.06%Q4 2021Q4 20211
WealthOne, LLC 110.01%0.01%0.01%Q4 2018Q4 20181
Cable Hill Partners, LLC 110.00%0.00%0.00%Q3 2016Q3 20161
CREATIVE FINANCIAL DESIGNS INC /ADV 110.00%0.00%0.00%Q2 2020Q2 20201
FIRST FINANCIAL CORP /IN/ 110.00%0.00%0.00%Q4 2021Q4 20211
SPC Financial, Inc. 110.01%0.01%0.01%Q2 2022Q2 20221
Apriem Advisors 110.00%0.00%0.00%Q4 2016Q4 20161
DHJJ Financial Advisors, Ltd. 110.00%0.00%0.00%Q4 2023Q4 20231
NorthCrest Asset Manangement, LLC 110.00%0.00%0.00%Q4 2023Q4 20231
McElhenny Sheffield Capital Management, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
CX Institutional 110.02%0.02%0.02%Q3 2020Q3 20201
Csenge Advisory Group 110.01%0.01%0.01%Q2 2023Q2 20231
SUNTRUST BANKS INC 110.00%0.00%0.00%Q4 2018Q4 20181
PATHSTONE FAMILY OFFICE, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
M Holdings Securities, Inc. 110.01%0.01%0.01%Q2 2024Q2 20241
Family Management Corp 110.02%0.02%0.02%Q4 2023Q4 20231
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q4 2017Q4 20171
Antonetti Capital Management LLC 110.01%0.01%0.01%Q4 2013Q4 20131
EP Wealth Advisors, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
BlueCrest Capital Management LLP 110.01%0.01%0.01%Q2 2014Q2 20141
Royal Fund Management, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
NEXT Financial Holdings 110.01%0.01%0.01%Q1 2019Q1 20191
Castleview Partners, LLC 110.00%0.00%0.00%Q2 2024Q2 20241
BESSEMER GROUP INC 110.00%0.00%0.00%Q4 2023Q4 20231
OUTFITTER FINANCIAL LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Cowen Prime Services LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Whitnell & Co. 110.00%0.00%0.00%Q2 2013Q2 20131
Alpine Global Management, LLC 110.06%0.06%0.06%Q3 2019Q3 20191
Planned Solutions, Inc. 110.01%0.01%0.01%Q4 2023Q4 20231
ROPES WEALTH ADVISORS LLC 110.00%0.00%0.00%Q3 2020Q3 20201
FIRST HORIZON CORP 110.00%0.00%0.00%Q2 2021Q2 20211
Abich Financial Wealth Management LLC 110.02%0.02%0.02%Q2 2024Q2 20241
GUNN & Co INVESTMENT MANAGEMENT, INC. 110.01%0.01%0.01%Q2 2024Q2 20241
JNBA Financial Advisors 110.02%0.02%0.02%Q3 2014Q3 20141
Rockbridge Investment Management, LCC 110.00%0.00%0.00%Q4 2023Q4 20231
Crosspoint Capital Strategies, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
Roble, Belko & Company, Inc 110.00%0.00%0.00%Q3 2016Q3 20161
Claraphi Advisory Network, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
LM Advisors LLC 110.01%0.01%0.01%Q4 2023Q4 20231
FORTEM FINANCIAL GROUP, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
PRING TURNER CAPITAL GROUP INC 110.01%0.01%0.01%Q4 2013Q4 20131
SOUTH TEXAS MONEY MANAGEMENT LTD 110.01%0.01%0.01%Q3 2015Q3 20151
LIBERTY WEALTH MANAGEMENT LLC 110.00%0.00%0.00%Q1 2020Q1 20201
BARCLAYS PLC 110.00%0.00%0.00%Q3 2020Q3 20201
CABOT WEALTH MANAGEMENT INC 110.37%0.37%0.37%Q2 2013Q2 20131
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Matisse Capital 110.44%0.44%0.44%Q4 2023Q4 20231
Davis Capital Management 110.00%0.00%0.00%Q4 2023Q4 20231
Pettinga Financial Advisors LLC 110.06%0.06%0.06%Q4 2018Q4 20181
CIC Wealth, LLC 110.03%0.03%0.03%Q4 2022Q4 20221
MAIRS & POWER INC 110.00%0.00%0.00%Q4 2023Q4 20231
Polaris Wealth Advisory Group, LLC 110.00%0.00%0.00%Q1 2014Q1 20141
Concorde Asset Management, LLC 110.09%0.09%0.09%Q2 2024Q2 20241
Farther Finance Advisors, LLC 110.00%0.00%0.00%Q2 2024Q2 20241
Sea Otter Advisors LLC 110.90%0.90%0.90%Q4 2023Q4 20231
Ballew Advisors, Inc 110.00%0.00%0.00%Q3 2018Q3 20181
Empower Advisory Group, LLC 110.00%0.00%0.00%Q1 2024Q1 20241
San Luis Wealth Advisors LLC 110.03%0.03%0.03%Q1 2022Q1 20221
MONETA GROUP INVESTMENT ADVISORS LLC 110.00%0.00%0.00%Q4 2023Q4 20231
Flow State Investments, L.P. 110.02%0.02%0.02%Q3 2023Q3 20231
GDS Wealth Management 110.01%0.01%0.01%Q2 2024Q2 20241
Sand Hill Global Advisors, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Independent Advisor Alliance 110.02%0.02%0.02%Q4 2019Q4 20191
Calamos Advisors LLC 110.00%0.00%0.00%Q2 2024Q2 20241
Summit Trail Advisors, LLC 110.01%0.01%0.01%Q2 2024Q2 20241
Taylor Wealth Management Partners 110.00%0.00%0.00%Q1 2015Q1 20151
Selway Asset Management 110.03%0.03%0.03%Q3 2022Q3 20221
GIRARD PARTNERS LTD. 110.01%0.01%0.01%Q3 2018Q3 20181
First Personal Financial Services 110.00%0.00%0.00%Q1 2015Q1 20151
Opal Wealth Advisors, LLC 110.01%0.01%0.01%Q2 2024Q2 20241
Perella Weinberg Partners Capital Management LP 110.01%0.01%0.01%Q2 2013Q2 20131
Paloma Partners Management Co 110.01%0.01%0.01%Q2 2013Q2 20131
Lebenthal Global Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Walleye Trading LLC 110.00%0.00%0.00%Q3 2018Q3 20181
CAMBRIDGE TRUST CO 110.00%0.00%0.00%Q4 2021Q4 20211
Laurel Wealth Advisors LLC 110.00%0.00%0.00%Q4 2023Q4 20231
Naples Money Management LLC 110.00%0.00%0.00%Q4 2023Q4 20231
SITTNER & NELSON, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Forum Private Client Group LLC 1121.03%21.03%21.03%Q3 2023Q3 20231
Financial Advantage, Inc. 110.00%0.00%0.00%Q4 2013Q4 20131
Truvestments Capital LLC 110.01%0.01%0.01%Q4 2023Q4 20231
HARBOR INVESTMENT ADVISORY, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
NewSquare Capital LLC 110.00%0.00%0.00%Q3 2019Q3 20191
GPS Wealth Strategies Group, LLC 110.00%0.00%0.00%Q4 2023Q4 20231
Coppell Advisory Solutions Corp. 110.00%0.00%0.00%Q4 2022Q4 20221
COLDSTREAM CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q4 2023Q4 20231
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This page lists all the filers that currently own NUVEEN PFD INCOME OPPRTNY FD or have owned NUVEEN PFD INCOME OPPRTNY FD in the past.