$1.14 Billion is the total value of CITY OF LONDON INVESTMENT MANAGEMENT CO LTD's 102 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 23.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TDF | Buy | TEMPLETON DRAGON FUND | $104,215,166 | -1.5% | 12,203,181 | +5.3% | 9.13% | +6.6% |
| CAF | Buy | MS CHINA A SHARE | $84,911,760 | +0.9% | 6,814,748 | +2.8% | 7.44% | +9.3% |
| TWN | Sell | TAIWAN FUND | $83,925,262 | -9.7% | 2,799,375 | -5.6% | 7.35% | -2.3% |
| AEF | Buy | ABRDN EMERGING MARKETS EQUITIES | $82,018,018 | -4.4% | 17,194,553 | +3.8% | 7.18% | +3.5% |
| MXF | Sell | MEXICO FUND | $55,834,799 | -14.3% | 3,390,091 | -12.6% | 4.89% | -7.2% |
| NML | Sell | NEUBERGER BERMAN ENERGY INFRAS & INCOME | $50,961,323 | -4.5% | 7,407,169 | -4.8% | 4.46% | +3.3% |
| KSA | Sell | ISHARES MSCI SAUDI ARABIAishares msci saudi arabia | $50,883,169 | -9.3% | 1,313,453 | -3.2% | 4.46% | -1.8% |
| AAPL | Buy | APPLE INC | $48,023,378 | -9.2% | 280,494 | +2.8% | 4.21% | -1.7% |
| EWT | Sell | ISHARES MSCI TAIWANmsci taiwan etf | $44,598,782 | -12.6% | 1,001,095 | -7.7% | 3.91% | -5.3% |
| NBXG | Sell | NEUBERGER BERMAN NEXT GEN | $39,194,882 | -12.1% | 3,761,505 | -8.1% | 3.43% | -4.9% |
| EMF | Sell | TEMPLETON EMERGING MARKETS FD | $37,932,643 | -7.3% | 3,353,903 | -3.0% | 3.32% | +0.3% |
| CHN | Buy | CHINA FUND INC. | $35,665,844 | -2.4% | 3,374,284 | +2.2% | 3.12% | +5.7% |
| KF | Buy | KOREA FUND | $35,448,147 | -7.1% | 1,685,599 | +2.1% | 3.10% | +0.6% |
| IIF | Sell | MS INDIA INVESTMENT | $32,075,133 | -18.7% | 1,435,129 | -21.2% | 2.81% | -11.9% |
| JOF | Sell | JAPAN SMALLER CAPITALIZATION FUND, INC | $31,620,886 | -2.4% | 4,447,382 | -1.2% | 2.77% | +5.6% |
| BIGZ | Sell | BLACKROCK INNOVATION & GROWTH TERM TRUST | $20,021,867 | -16.7% | 2,876,705 | -6.0% | 1.75% | -9.9% |
| ASA | Sell | ASA GOLD AND PRECIOUS METALS LTD | $18,951,661 | -26.4% | 1,421,730 | -17.7% | 1.66% | -20.3% |
| IAE | Buy | VOYA ASIA PACIFIC HIGH DIV FUND | $17,332,018 | +14.0% | 2,993,440 | +21.1% | 1.52% | +23.4% |
| IHD | Buy | VOYA EMERGING MARKETS HIGH INC | $15,687,176 | +12.5% | 3,181,983 | +19.3% | 1.37% | +21.8% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $15,478,775 | +17.0% | 118,285 | +7.0% | 1.36% | +26.6% |
| SDHY | Buy | PGIM SHORT DURATION HIGH YIELD | $12,805,161 | +3.1% | 883,724 | +6.1% | 1.12% | +11.7% |
| BGB | BLACKSTONE STRATEGIC CREDIT 2027 TERM | $11,431,886 | +0.5% | 1,040,208 | 0.0% | 1.00% | +8.8% | |
| GF | Sell | NEW GERMANY | $9,703,182 | -9.8% | 1,187,660 | -0.8% | 0.85% | -2.3% |
| FTHY | Buy | FIRST TRUST HIGH YIELD OPPORTUNITY | $9,214,150 | -2.1% | 691,753 | +0.8% | 0.81% | +5.9% |
| HIE | Buy | MILLER/HOWARD HIGH DIVIDEND FUND | $8,781,650 | +3.8% | 885,247 | +6.0% | 0.77% | +12.4% |
| KKR | KKR & CO INCcl a | $8,465,565 | +10.0% | 137,428 | 0.0% | 0.74% | +18.9% | |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FUND | $7,825,234 | -3.7% | 725,903 | -1.9% | 0.68% | +4.3% |
| BGR | New | BLACKROCK GLOBAL ENERGY RES. | $7,826,290 | – | 596,971 | +100.0% | 0.68% | – |
| Buy | BLACKROCK ESG CAPITAL ALLOCATION TERM TR | $7,271,829 | -4.5% | 491,672 | +1.2% | 0.64% | +3.4% | |
| WDI | Sell | WESTERN ASSET DIVERSIFIED INCOME FUND | $7,054,272 | -10.0% | 532,800 | -8.5% | 0.62% | -2.5% |
| IHIT | Buy | INVESCO HIGH INCOME 2023 TARGET FUND | $6,841,530 | +68.9% | 1,004,630 | +83.9% | 0.60% | +82.6% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND INC | $6,610,748 | -13.3% | 561,184 | -8.3% | 0.58% | -6.2% |
| EWZ | Sell | ISHARES MSCI BRAZIL- USmsci brazil etf | $6,538,184 | -64.4% | 213,109 | -62.4% | 0.57% | -61.5% |
| BFZ | BLACKROCK CALIFORNIA MUNICIPALsh ben int | $6,354,950 | -13.3% | 617,585 | 0.0% | 0.56% | -6.1% | |
| MCHI | New | ISHARES MSCI CHINA ETFmsci china etf | $5,935,838 | – | 137,118 | +100.0% | 0.52% | – |
| BMEZ | Sell | BLACKROCK HEALTH SCIENCES TERM TRUST | $5,147,353 | -20.0% | 357,207 | -8.8% | 0.45% | -13.4% |
| GIM | TEMPLETON GLOBAL INCOME FUND | $4,900,432 | -7.1% | 1,269,542 | 0.0% | 0.43% | +0.5% | |
| CG | THE CARLYLE GROUP INC | $4,895,420 | -5.6% | 162,315 | 0.0% | 0.43% | +2.1% | |
| JFR | New | NUVEEN FLOATING RATE INCOME FUND | $4,366,094 | – | 531,802 | +100.0% | 0.38% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOME | $4,355,867 | – | 355,581 | +100.0% | 0.38% | – |
| FCT | Sell | FIRST TRUST SENIOR FLOATING RATE INCOME | $4,159,500 | -15.6% | 415,950 | -16.3% | 0.36% | -8.8% |
| Sell | MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND | $4,103,987 | -20.6% | 348,386 | -7.7% | 0.36% | -14.1% | |
| PIONEER MUNICIPAL HIGH INCOME | $4,015,976 | -11.5% | 420,521 | 0.0% | 0.35% | -4.1% | ||
| JQC | Buy | NUVEEN CREDIT STRATEGIES INCOME FUND | $4,013,405 | +4.2% | 793,163 | +3.9% | 0.35% | +12.5% |
| BSTZ | Sell | BLACKROCK SCIENCE & TECHNOLOGY TERM TRUS | $3,715,338 | -9.4% | 225,172 | -0.4% | 0.32% | -2.1% |
| IDE | Buy | VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | $3,519,361 | +26.5% | 373,209 | +32.7% | 0.31% | +36.9% |
| MSFT | Sell | MICROSOFT CORP | $3,447,674 | -57.5% | 10,919 | -54.2% | 0.30% | -54.0% |
| BX | THE BLACKSTONE GROUP INC | $3,334,304 | +15.2% | 31,121 | 0.0% | 0.29% | +24.8% | |
| AMZN | Buy | AMAZON.COM INC | $3,218,043 | +113.4% | 25,315 | +118.7% | 0.28% | +131.1% |
| BGT | Sell | BLACKROCK FLT RT INC | $2,912,285 | -3.1% | 241,483 | -5.9% | 0.26% | +4.9% |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FUND | $2,763,089 | -30.3% | 166,051 | -29.6% | 0.24% | -24.6% |
| HYI | Buy | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | $2,616,687 | +119.6% | 227,736 | +124.1% | 0.23% | +138.5% |
| FTF | New | FRANKLIN LTD DURATION INCOME TRUST | $2,601,118 | – | 427,113 | +100.0% | 0.23% | – |
| MXE | MEXICO EQUITY & INCOME FUND INC | $2,583,637 | -6.3% | 274,855 | 0.0% | 0.23% | +1.3% | |
| FM | Buy | ISHARES MSCI FRONTIER 100 ETFmsci frontier | $2,345,760 | +101.5% | 90,500 | +101.1% | 0.20% | +118.1% |
| CMU | Buy | MFS HIGH YIELD MUNICIPAL TRUsh ben int | $2,219,455 | +174.6% | 709,091 | +182.0% | 0.19% | +198.5% |
| EVV | New | EATON VANCE LIMITED DURATION INCOME FUND | $2,106,817 | – | 233,055 | +100.0% | 0.18% | – |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETFgb msci ar etf | $2,064,000 | -9.6% | 50,000 | 0.0% | 0.18% | -2.2% | |
| EVM | EATON VANCE CALIFORNIA MUNICIPAL | $1,805,734 | -8.9% | 222,381 | 0.0% | 0.16% | -1.2% | |
| FMN | Buy | FEDERATED HERMES PREMIER MUNICIPAL INC | $1,732,773 | +18.7% | 180,874 | +31.7% | 0.15% | +28.8% |
| AFT | APOLLO SENIOR FLOATING RATE FUND INC | $1,736,018 | +4.3% | 129,168 | 0.0% | 0.15% | +12.6% | |
| AIF | APOLLO TACTICAL INCOME FUND INC. | $1,489,097 | +5.3% | 111,376 | 0.0% | 0.13% | +14.0% | |
| HIO | Buy | WESTERN ASSET HIGH INCOME OPPORTUNITY | $1,468,849 | +24.6% | 403,530 | +29.9% | 0.13% | +35.8% |
| DTF | DTF TAX FREE INCOME INC | $1,454,887 | -0.9% | 136,353 | 0.0% | 0.13% | +6.7% | |
| NAD | Sell | NUVEEN QUALITY MUNICIPAL INCOME | $1,380,977 | -37.9% | 136,191 | -31.3% | 0.12% | -32.8% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY FUND III | $1,300,691 | -22.9% | 136,198 | -11.7% | 0.11% | -16.2% |
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNITIES | $1,181,740 | +11.5% | 69,596 | +25.2% | 0.10% | +19.8% |
| GAM | Buy | GENERAL AMERICAN INVESTORS | $1,170,351 | +93.5% | 28,448 | +96.2% | 0.10% | +108.2% |
| NEA | Sell | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | $1,113,026 | -60.6% | 114,982 | -55.5% | 0.10% | -57.6% |
| FSD | Buy | FIRST TRUST HIGH INCOME LONG/SHORT FUND | $1,093,869 | +9.5% | 102,040 | +17.0% | 0.10% | +18.5% |
| MUI | Sell | BLACKROCK MUNI INTERMEDIATE DURATION FUN | $1,051,276 | -20.6% | 103,574 | -10.5% | 0.09% | -14.0% |
| KTF | DWS MUNICIPAL INCOME TRUST | $1,000,453 | -10.7% | 129,929 | 0.0% | 0.09% | -3.3% | |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FUND INC | $914,410 | -66.9% | 89,037 | -68.5% | 0.08% | -64.3% |
| VEU | Sell | VANGUARD FTSE ALL WORLD EX-USallwrld ex us | $918,099 | -81.0% | 17,700 | -80.0% | 0.08% | -79.5% |
| EIM | EATON VANCE MUNICIPAL BOND FUND | $873,457 | -10.1% | 97,484 | 0.0% | 0.08% | -3.8% | |
| GDV | New | GABELLI DIV & INCOME TRUST | $861,231 | – | 44,302 | +100.0% | 0.08% | – |
| INDA | New | ISHARES MSCI INDIA ETFmsci india etf | $823,351 | – | 18,611 | +100.0% | 0.07% | – |
| EMO | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | $808,350 | +6.1% | 25,500 | 0.0% | 0.07% | +14.5% | |
| Buy | NUVEEN MULTI-ASSET INCOME FUND | $782,292 | +20.6% | 70,350 | +26.4% | 0.07% | +32.7% | |
| JEQ | ABRDN JAPAN EQUITY FUND INC | $793,357 | -11.7% | 148,291 | 0.0% | 0.07% | -5.5% | |
| NGE | GLOBAL X NIGERIA INDEX ETFgbl x msci ngr | $756,554 | -15.5% | 88,000 | 0.0% | 0.07% | -8.3% | |
| CXE | New | MFS HIGH INCOME MUNICIPAL TRUSTsh ben int | $738,055 | – | 236,556 | +100.0% | 0.06% | – |
| SWZ | SWISS HELVETIA FUND INC | $667,110 | -7.2% | 87,318 | 0.0% | 0.06% | 0.0% | |
| NZF | NUVEEN MUNICIPAL CREDIT INCOME | $657,226 | -10.5% | 63,013 | 0.0% | 0.06% | -1.7% | |
| MYD | BLACKROCK MUNIYIELD FUND INC | $646,951 | -12.2% | 70,474 | 0.0% | 0.06% | -5.0% | |
| BGY | Buy | BLACKROCK ENHANCED INTERNATIONAL | $619,758 | +4.2% | 124,200 | +13.7% | 0.05% | +12.5% |
| Sell | COHEN & STEERS REAL ESTATE OPP | $617,134 | -33.2% | 47,290 | -29.5% | 0.05% | -28.0% | |
| IGI | WESTERN ASSET INVESTMENT GRADE DEFINED O | $612,494 | -3.1% | 38,692 | 0.0% | 0.05% | +5.9% | |
| IQI | INVESCO QUALITY MUNICIPAL INCOME TRUST | $508,098 | -12.3% | 60,560 | 0.0% | 0.04% | -6.4% | |
| IRS | Sell | IRSA INVERSIONES Y REPRESENTAC ADRglobal dep rcpt | $469,843 | -37.5% | 80,178 | -13.6% | 0.04% | -32.8% |
| CET | Buy | CENTRAL SECS CORP | $407,675 | +12.2% | 11,500 | +15.6% | 0.04% | +24.1% |
| HQH | Buy | TEKLA HEALTHCARE INVESTORSsh ben int | $344,277 | +3.6% | 22,140 | +13.5% | 0.03% | +11.1% |
| MMU | WESTERN ASSET MANAGED MUNICIPALS FUND | $327,079 | -10.2% | 36,627 | 0.0% | 0.03% | 0.0% | |
| CPZ | CALAMOS LONG/SHORT EQUITY & DYNAMIC | $320,144 | -4.7% | 21,646 | 0.0% | 0.03% | +3.7% | |
| ETG | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | $304,324 | -7.9% | 19,787 | 0.0% | 0.03% | 0.0% | |
| MAV | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | $268,386 | -15.0% | 39,879 | 0.0% | 0.02% | -7.7% | |
| NDP | New | TORTOISE ENERGY INDEPENDENCE FUND | $249,686 | – | 7,884 | +100.0% | 0.02% | – |
| Sell | THORNBURG INCOME BUILDER TRUST | $191,581 | -21.0% | 13,122 | -17.6% | 0.02% | -15.0% | |
| IAF | ABRDN AUSTRALIA EQUITY FUND | $186,404 | -8.2% | 47,191 | 0.0% | 0.02% | 0.0% | |
| IRSWS | IRSA INVERSIONES Y REPRESENTAC WARRANT*w exp 05/25/202 | $188,124 | -12.2% | 482,370 | 0.0% | 0.02% | -5.9% | |
| BCX | Sell | BLACKROCK RESOURCES AND COMMODITIES | $119,656 | -98.1% | 12,992 | -98.1% | 0.01% | -98.0% |
| EEA | THE EUROPEAN EQUITY FUND INC | $95,399 | -7.6% | 12,000 | 0.0% | 0.01% | 0.0% | |
| GRX | Exit | GABELLI HEALTHCARE AND WELLNESSRX TRUST | $0 | – | -11,571 | -100.0% | -0.01% | – |
| FDEU | Exit | FIRST TRUST DYNAMIC EUROPE EQUITY INC | $0 | – | -11,500 | -100.0% | -0.01% | – |
| AIO | Exit | VIRTUS ARTIFICIAL INTELLIGENCE & TECH | $0 | – | -11,100 | -100.0% | -0.02% | – |
| NHS | Exit | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | $0 | – | -45,182 | -100.0% | -0.03% | – |
| PEO | Exit | ADAMS NATURAL RESOURCES FUND I | $0 | – | -16,700 | -100.0% | -0.03% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATIONAL MUNI | $0 | – | -34,202 | -100.0% | -0.03% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL ESTATE INCOME F | $0 | – | -115,238 | -100.0% | -0.05% | – |
| NAC | Exit | NUVEEN CALIFORNIA QUALITY MUNI | $0 | – | -65,000 | -100.0% | -0.06% | – |
| Exit | PIMCO ACCESS INCOME FUND | $0 | – | -75,426 | -100.0% | -0.09% | – | |
| EIDO | Exit | ISHARES MSCI INDONESIA INVESTABLE MARKETmsci indonia etf | $0 | – | -62,994 | -100.0% | -0.12% | – |
| FRA | Exit | BLACKROCK FLOATING RATE INCOME STRATEGY | $0 | – | -224,000 | -100.0% | -0.22% | – |
| EWY | Exit | ISHARES MSCI KOREAmsci sth kor etf | $0 | – | -47,800 | -100.0% | -0.24% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY AND RENAISSANCE | $0 | – | -222,665 | -100.0% | -0.28% | – |
| JRO | Exit | NUVEEN FLOATING RATE INCOME OPPORTUNITY | $0 | – | -503,188 | -100.0% | -0.32% | – |
| IEMG | Exit | ISHARES CORE MSCI EMERGING MARKETS ETFcore msci emkt | $0 | – | -150,652 | -100.0% | -0.60% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEMPLETON DRAGON FUND | 42 | Q3 2023 | 21.9% |
| MS INDIA INVESTMENT | 42 | Q3 2023 | 10.6% |
| KOREA FUND | 42 | Q3 2023 | 6.9% |
| TAIWAN FUND | 42 | Q3 2023 | 7.5% |
| CHINA FUND INC. | 42 | Q3 2023 | 7.3% |
| ADAMS EXPRESS CO. | 42 | Q3 2023 | 0.4% |
| ISHARES MSCI KOREA | 40 | Q2 2023 | 7.0% |
| GENERAL AMERICAN INVESTORS | 40 | Q3 2023 | 0.3% |
| JAPAN EQUITY FUND | 39 | Q3 2023 | 0.6% |
| THE CENTRAL EUROPE RUSSIA AND TURKEY FUN | 38 | Q3 2022 | 9.6% |
View CITY OF LONDON INVESTMENT MANAGEMENT CO LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Neuberger Berman Next Generation Connectivity Fund Inc. | September 08, 2023 | 3,842,333 | 4.9% |
| Voya Asia Pacific High Dividend Equity Income Fund | September 08, 2023 | 2,800,647 | 24.9% |
| ABRDN JAPAN EQUITY FUND, INC. | April 06, 2023 | 660,191 | 4.9% |
| ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | February 13, 2023 | 16,563,099 | 32.6% |
| CHINA FUND INC | February 13, 2023 | 3,460,864 | 34.0% |
| JAPAN SMALLER CAPITALIZATION FUND INC | February 13, 2023 | 4,547,676 | 16.1% |
| KOREA FUND INC | February 13, 2023 | 1,729,497 | 34.8% |
| MEXICO EQUITY & INCOME FUND INC | February 13, 2023 | 249,193 | 5.7% |
| Morgan Stanley China A Share Fund, Inc. | February 13, 2023 | 6,515,604 | 29.8% |
| Neuberger Berman MLP & Energy Income Fund Inc. | February 13, 2023 | 8,211,349 | 14.5% |
View CITY OF LONDON INVESTMENT MANAGEMENT CO LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-03-08 |
| 13F-HR | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
View CITY OF LONDON INVESTMENT MANAGEMENT CO LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.