$285 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 238 reported holdings in Q2 2024. The portfolio turnover from Q1 2024 to Q2 2024 was 70.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NRGX | Buy | PIMCO Dynamic Income Strategy Fund | $33,966,506 | +20.1% | 1,524,529 | +14.3% | 11.91% | +19.1% |
| Sell | FS Credit Opportunities Corp | $23,106,920 | -2.3% | 3,627,460 | -9.0% | 8.10% | -3.1% | |
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $20,438,694 | -7.3% | 3,270,191 | +4.3% | 7.17% | -8.0% |
| Buy | Nuveen Vriabl Rat Pfd & Inm | $10,856,404 | +273.3% | 590,664 | +263.7% | 3.81% | +270.4% | |
| New | Sound Point Meridian Cap Inc. | $8,819,484 | – | 440,094 | +100.0% | 3.09% | – | |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $8,649,680 | -6.8% | 1,123,335 | -9.0% | 3.03% | -7.6% |
| JPC | Sell | Nuveen Pfd & Income Opportun | $7,847,623 | -6.3% | 1,050,552 | -9.8% | 2.75% | -7.1% |
| JFR | Sell | Nuveen Floating Rate Income | $6,568,637 | -12.2% | 759,380 | -11.4% | 2.30% | -12.9% |
| CUBA | Sell | The Herzfeld Caribbean Basin Fund Inc | $5,710,373 | -13.2% | 2,429,946 | -4.4% | 2.00% | -13.9% |
| Sell | Destra Multi-Alternative Fd | $5,663,219 | -22.1% | 701,762 | -24.5% | 1.99% | -22.7% | |
| NBXG | Buy | Neuberger Brman Next Genera | $4,849,719 | +41.0% | 375,656 | +28.4% | 1.70% | +39.9% |
| NCLH | Buy | Norwegian Cruise Line Holdings Ltd | $4,569,860 | +5.4% | 243,207 | +17.4% | 1.60% | +4.6% |
| BSTZ | Buy | BlackRock Science and Technology Trust II | $4,368,055 | +52.1% | 219,390 | +48.2% | 1.53% | +50.8% |
| Buy | PIMCO Access Income Fund | $4,153,872 | +168.6% | 262,737 | +167.2% | 1.46% | +166.4% | |
| RCL | Sell | Royal Caribbean Group | $4,041,232 | +6.3% | 25,348 | -7.3% | 1.42% | +5.4% |
| TPZ | Buy | Tortoise Pwr & Energy Infras | $3,895,361 | +9.5% | 246,698 | +8.0% | 1.37% | +8.6% |
| MTZ | MasTec Inc | $3,730,955 | +14.7% | 34,872 | 0.0% | 1.31% | +13.8% | |
| RA | Buy | Brookfield Real Assets Incom | $3,645,187 | +193.9% | 285,673 | +197.6% | 1.28% | +191.1% |
| CET | Sell | Central Securities Corp | $3,642,039 | -0.4% | 82,736 | -5.5% | 1.28% | -1.2% |
| New | Saba Capital Income & Opport | $3,607,679 | – | 462,523 | +100.0% | 1.26% | – | |
| DIAX | Buy | Nuveen Dow 30 Dynamic Overwrite Fund | $3,547,766 | +2.4% | 253,231 | +7.2% | 1.24% | +1.6% |
| RFMZ | Buy | Rivernorth Flexible Mun Income Fund II, Inc. | $3,494,263 | +10.0% | 247,119 | +9.2% | 1.23% | +9.2% |
| LDP | Buy | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $3,363,020 | +6.0% | 168,996 | +6.9% | 1.18% | +5.1% |
| BCAT | Buy | BlackRock Cap Allocation Tr | $3,341,732 | +127.5% | 203,640 | +131.0% | 1.17% | +125.8% |
| Sell | Thornburg Incm Builder Opp Tr | $3,104,831 | -6.0% | 192,488 | -5.8% | 1.09% | -6.8% | |
| NDP | Sell | Tortoise Energy Independence | $3,054,038 | +1.6% | 84,389 | -5.3% | 1.07% | +0.8% |
| FTF | Sell | Franklin Limited Duration Income Trust | $2,975,780 | -13.7% | 469,366 | -14.6% | 1.04% | -14.4% |
| SSSS | Buy | Suro Capital Corp | $2,960,214 | +21.0% | 738,208 | +37.3% | 1.04% | +20.0% |
| MUC | Buy | BlackRock Munihldngs Cali QL | $2,941,800 | +6.9% | 265,027 | +6.0% | 1.03% | +6.1% |
| TWN | Buy | The Taiwan Fund Inc | $2,943,672 | +62.9% | 66,993 | +46.9% | 1.03% | +61.5% |
| MFM | Buy | MFS Municipal Income Trustsh ben int | $2,938,681 | +6.2% | 538,220 | +4.4% | 1.03% | +5.3% |
| PFN | Buy | PIMCO Income Strategy FdII | $2,763,791 | +90.6% | 385,466 | +98.3% | 0.97% | +88.9% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $2,756,794 | +65.8% | 109,920 | +59.6% | 0.97% | +64.5% |
| PEO | Sell | Adams Natural Resources Fund Inc | $2,631,311 | -2.4% | 111,449 | -4.7% | 0.92% | -3.2% |
| EXG | Buy | Eaton Vance Tax-Managed Glob | $2,565,183 | +67.3% | 303,572 | +61.5% | 0.90% | +66.1% |
| NAD | Sell | Nuveen Quality Municipal Income Fund | $2,496,030 | -13.3% | 212,609 | -15.3% | 0.88% | -14.0% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $2,306,844 | +1.6% | 107,345 | -7.7% | 0.81% | +0.7% |
| NEE | Sell | NextEra Energy Inc | $2,244,465 | +1.2% | 31,697 | -8.6% | 0.79% | +0.4% |
| HNW | Sell | Pioneer Diversified High Income Trust | $2,131,266 | -4.6% | 182,487 | -3.0% | 0.75% | -5.4% |
| MLM | Martin Marietta Materials Inc | $2,080,512 | -11.8% | 3,840 | 0.0% | 0.73% | -12.5% | |
| BGB | Buy | Blackstone Strategic Cred 20 | $2,055,068 | +3.2% | 172,840 | +3.3% | 0.72% | +2.4% |
| TTP | Buy | Tortoise Pipeline & Energy Fund, Inc. | $2,037,151 | +1762.0% | 56,306 | +1527.3% | 0.71% | +1730.8% |
| ECC | New | Eagle Pt Cr Co LLC | $2,016,040 | – | 200,601 | +100.0% | 0.71% | – |
| EMO | New | Clearbridge Energy Midstrm O | $2,010,135 | – | 48,766 | +100.0% | 0.70% | – |
| OFG | Buy | OFG Bancorp | $2,001,852 | +14.6% | 53,454 | +12.6% | 0.70% | +13.6% |
| DCF | Sell | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | $1,967,744 | -17.2% | 222,344 | -19.5% | 0.69% | -17.9% |
| NFE | New Fortress Energy Inccl a | $1,837,572 | -28.1% | 83,602 | 0.0% | 0.64% | -28.8% | |
| PLYA | Playa Hotels & Resorts Nv | $1,695,267 | -13.5% | 202,058 | 0.0% | 0.60% | -14.1% | |
| BPOP | Sell | Popular Inc | $1,644,621 | -34.5% | 18,598 | -34.8% | 0.58% | -35.0% |
| FBP | Sell | First BanCorp/Puerto Rico | $1,622,140 | -38.6% | 88,690 | -41.1% | 0.57% | -39.1% |
| TYG | New | Tortoise Energy Infra Corp | $1,613,958 | – | 46,285 | +100.0% | 0.57% | – |
| CCL | Buy | Carnival Corpunit 99/99/9999 | $1,548,144 | +24.3% | 82,700 | +8.5% | 0.54% | +23.4% |
| CPA | Copa Holdings SAcl a | $1,546,675 | -8.6% | 16,250 | 0.0% | 0.54% | -9.4% | |
| OSW | Buy | OneSpaWorld Holdings Limited | $1,453,541 | +47.0% | 94,570 | +26.5% | 0.51% | +45.7% |
| JLS | Sell | Nuveen Mortgage and Income Fund | $1,430,319 | -14.3% | 79,374 | -15.6% | 0.50% | -14.9% |
| LEN | Lennar Corpcl a | $1,416,272 | -12.9% | 9,450 | 0.0% | 0.50% | -13.6% | |
| DMO | Sell | Western Asset Mortgage Opp Fund Inc. | $1,404,054 | -45.5% | 117,691 | -46.5% | 0.49% | -46.0% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $1,332,333 | -65.2% | 169,724 | -66.7% | 0.47% | -65.5% |
| VMC | Vulcan Materials Co | $1,297,861 | -8.9% | 5,219 | 0.0% | 0.46% | -9.7% | |
| FMX | Fomento Economico Mexicano SAB de CVspon adr units | $1,173,277 | -17.4% | 10,899 | 0.0% | 0.41% | -18.1% | |
| Vesta Real Estate Corpads | $1,151,976 | -23.6% | 38,412 | 0.0% | 0.40% | -24.2% | ||
| ERC | Buy | Wells Fargo Advantage Multi-Sector Income Fund | $1,100,292 | +174.2% | 122,527 | +184.9% | 0.39% | +171.8% |
| OCCI | Sell | OFS Credit Company Inc | $1,099,339 | -88.2% | 152,580 | -88.3% | 0.39% | -88.3% |
| CX | Sell | Cemex SAB de CVspon adr new | $994,163 | -59.2% | 155,581 | -42.5% | 0.35% | -59.5% |
| VAC | Marriott Vacations Worldwide Corp | $975,714 | -18.9% | 11,174 | 0.0% | 0.34% | -19.7% | |
| DMF | Buy | BNY Mellon Mun Income Inc | $938,216 | +181.4% | 130,489 | +167.4% | 0.33% | +178.8% |
| PCF | New | High Income Secs Fd Shs | $906,309 | – | 129,658 | +100.0% | 0.32% | – |
| ASR | Sell | Grupo Aeroportuario del Sureste SAB de CVspon adr ser b | $831,168 | -30.9% | 2,775 | -26.5% | 0.29% | -31.3% |
| VFL | Buy | Delaware Invts Natl Mun Incosh ben int | $771,566 | +30.7% | 73,065 | +28.3% | 0.27% | +29.7% |
| ESRT | Empire State Realty Trust Inccl a | $693,126 | -7.4% | 73,894 | 0.0% | 0.24% | -8.3% | |
| ENX | Buy | Eaton Vance New York Mun Bd | $589,273 | +23.6% | 59,764 | +21.8% | 0.21% | +22.5% |
| DSM | Buy | BNY Mellon Strategic Mun Bd | $585,060 | +76.0% | 98,495 | +73.6% | 0.20% | +73.7% |
| EVTC | EVERTEC Inc | $563,787 | -16.7% | 16,956 | 0.0% | 0.20% | -17.2% | |
| CXH | Sell | MFS Investment Grade Municipal Trustsh ben int | $550,085 | -15.8% | 69,631 | -18.8% | 0.19% | -16.5% |
| CMU | Sell | MFS High Yield Municipal Trustsh ben int | $543,254 | -16.5% | 158,383 | -19.0% | 0.19% | -17.0% |
| NZF | Buy | Nuveen Municipal Credit Inc. | $536,879 | +8.5% | 43,472 | +7.5% | 0.19% | +7.4% |
| MVT | Buy | BlackRock MuniIvest FD II Inc. | $536,676 | +32.2% | 48,568 | +30.6% | 0.19% | +31.5% |
| MUI | New | BlackRock Muni Intermediate Duration Fund Inc | $533,162 | – | 43,206 | +100.0% | 0.19% | – |
| PCK | New | PIMCO Calif Mun Income Fd II | $528,723 | – | 90,380 | +100.0% | 0.18% | – |
| CTR | Sell | Clearbridge MLP and Midstrm | $505,246 | -76.7% | 12,420 | -76.2% | 0.18% | -76.9% |
| VTN | Buy | Invesco Tr Invt Grade New Yo | $452,399 | +84.0% | 40,249 | +76.0% | 0.16% | +82.8% |
| SEB | Seaboard Corp | $433,021 | -2.0% | 137 | 0.0% | 0.15% | -2.6% | |
| FMN | Buy | Federated Hermes Prem Muni I | $401,056 | +53.2% | 35,088 | +48.4% | 0.14% | +51.6% |
| CEFS | Sell | Exchange Listed FDS Trsaba int rate | $391,757 | -68.9% | 18,401 | -69.8% | 0.14% | -69.3% |
| NAC | Buy | Nuveen CA Qualty Mun Income | $369,387 | +34.2% | 32,037 | +28.3% | 0.13% | +34.0% |
| NMCO | New | Nuveen Municipal Credit Opp Fund | $357,383 | – | 32,401 | +100.0% | 0.12% | – |
| VCV | Buy | Invesco California Value Municipal Income Trust | $323,854 | +33.7% | 31,080 | +27.8% | 0.11% | +32.6% |
| BLE | Buy | BlackRock Muni Income Tr II | $314,506 | +29.1% | 29,094 | +29.7% | 0.11% | +27.9% |
| GLD | SPDR Gold Tr | $300,584 | +4.5% | 1,398 | 0.0% | 0.10% | +2.9% | |
| VGM | New | Invesco Tr Invt Grade Muns | $291,175 | – | 28,352 | +100.0% | 0.10% | – |
| AAPL | New | Apple Inc | $280,125 | – | 1,330 | +100.0% | 0.10% | – |
| Sell | RiverNorth Managed Duration Municipal Income Fund II, Inc | $266,306 | -28.4% | 16,378 | -29.0% | 0.09% | -29.0% | |
| FXY | Investco CurrencyShares Japanjapanese yen | $241,490 | -6.1% | 4,198 | 0.0% | 0.08% | -6.6% | |
| TFLO | iShares Trtrs flt rt bd | $226,400 | -0.1% | 4,469 | 0.0% | 0.08% | -1.2% | |
| NHF | Sell | Nexpoint Diversified Rel Et | $224,407 | -97.6% | 40,580 | -97.1% | 0.08% | -97.6% |
| SPY | SPDR S&P 500 ETF Trtr unit | $212,246 | +4.0% | 390 | 0.0% | 0.07% | +2.8% | |
| BFZ | Sell | BlackRock Calif Mun Income | $210,636 | -29.4% | 17,597 | -30.3% | 0.07% | -29.5% |
| America Movil SAB de CV | $181,866 | -8.9% | 10,698 | 0.0% | 0.06% | -9.9% | ||
| BIF | Sell | SRH Total Return Fund Inc | $179,460 | -90.6% | 12,334 | -90.3% | 0.06% | -90.7% |
| CEF | Sprott Physical Gold and Silver Trusttr unit | $176,400 | +8.4% | 8,000 | 0.0% | 0.06% | +6.9% | |
| WIA | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $167,409 | -1.6% | 20,900 | 0.0% | 0.06% | -1.7% | |
| CWCO | Consolidated Water Co Ltdord | $161,682 | -9.5% | 6,092 | 0.0% | 0.06% | -9.5% | |
| AIO | New | AllianzGI Artificial Intelligence Opp Fund | $154,011 | – | 7,094 | +100.0% | 0.05% | – |
| ASLE | Sell | Aersale Corporation | $150,385 | -83.8% | 21,732 | -83.2% | 0.05% | -83.8% |
| TEAF | Buy | Ecofin Sustainable and Social Impact Term Fundsh ben int | $144,117 | +53.7% | 12,521 | +57.7% | 0.05% | +54.5% |
| QQQ | Invesco QQQ Trunit ser 1 | $129,360 | +7.9% | 270 | 0.0% | 0.04% | +7.1% | |
| BIL | SPDR Ser Trspdr bloomberg | $125,647 | -0.0% | 1,369 | 0.0% | 0.04% | 0.0% | |
| BMEZ | New | BlackRock Health Sciences Trust II | $121,359 | – | 7,901 | +100.0% | 0.04% | – |
| STK | Buy | Columbia Seligman Premium Technology Growth Fund | $114,351 | +49.6% | 3,435 | +43.2% | 0.04% | +48.1% |
| USO | United States Oil Fund LPunits | $89,539 | +1.1% | 1,125 | 0.0% | 0.03% | 0.0% | |
| MDY | SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp | $80,262 | -3.8% | 150 | 0.0% | 0.03% | -6.7% | |
| JQC | Sell | Nuveen Credit Strategies Income Fund | $77,617 | -97.0% | 13,985 | -96.9% | 0.03% | -97.0% |
| Buy | Net Power Inc.w exp 06/08/202 | $74,908 | -13.2% | 32,771 | +10.2% | 0.03% | -13.3% | |
| NFLX | Netflix, Inc. | $67,488 | +11.1% | 100 | 0.0% | 0.02% | +14.3% | |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $51,902 | -0.3% | 6,099 | +1.1% | 0.02% | 0.0% |
| FB | Meta Platforms Inccl a | $50,422 | +3.8% | 100 | 0.0% | 0.02% | +5.9% | |
| AGG | New | iShares Trcore us aggbd et | $37,178 | – | 383 | +100.0% | 0.01% | – |
| ITOT | New | Ishares Trcore s&p ttl stk | $29,576 | – | 249 | +100.0% | 0.01% | – |
| Sell | Wisdomtree Trfloating rat trea | $24,501 | -51.3% | 487 | -51.3% | 0.01% | -50.0% | |
| SHV | New | Ishares Trshort tres bd | $25,747 | – | 233 | +100.0% | 0.01% | – |
| SHY | New | Ishares Tr 13 Yr1 3 yr treas bd | $23,352 | – | 286 | +100.0% | 0.01% | – |
| Oppfi Inc Comcl a | $19,994 | +41.4% | 5,898 | 0.0% | 0.01% | +40.0% | ||
| BGY | Buy | BlackRock Enhanced International Dividend Trust | $18,838 | +1.8% | 3,376 | +0.8% | 0.01% | 0.0% |
| New | Montana Technologies Corp*w exp 03/15/202 | $17,722 | – | 12,307 | +100.0% | 0.01% | – | |
| IEI | New | Ishares Tr3 7 yr treas bd | $16,512 | – | 143 | +100.0% | 0.01% | – |
| IUSB | New | Ishares Trcore total usd | $15,963 | – | 353 | +100.0% | 0.01% | – |
| IIF | Buy | Morgan Stanley India Investment Fund Inc | $15,114 | +48.7% | 565 | +27.5% | 0.01% | +25.0% |
| GSLC | New | Goldman Sachs Etf Tractivebeta us lg | $13,155 | – | 123 | +100.0% | 0.01% | – |
| SVXY | Buy | ProShares Short VIX Short-Term Futures ETFsht vix st trm | $13,506 | +117.8% | 220 | +100.0% | 0.01% | +150.0% |
| AGD | Aberdeen Global Dynamic Dividend Fund | $13,225 | +0.5% | 1,355 | 0.0% | 0.01% | 0.0% | |
| IGSB | New | Ishares | $13,937 | – | 272 | +100.0% | 0.01% | – |
| VO | New | Vanguard Index Fdsmid cap etf | $12,589 | – | 52 | +100.0% | 0.00% | – |
| MXE | Buy | Mexico Equity & Income Fd | $11,040 | -14.1% | 1,150 | +3.4% | 0.00% | -20.0% |
| MXF | Buy | The Mexico Fund, Inc. | $11,104 | -10.4% | 694 | +7.6% | 0.00% | 0.0% |
| JOF | Buy | Japan Smaller Capitalization Fund Inc | $11,802 | +20.6% | 1,557 | +27.0% | 0.00% | +33.3% |
| TMC The Metals Company Inc | $12,095 | -5.6% | 8,959 | 0.0% | 0.00% | -20.0% | ||
| GF | The New Germany Fund Inc | $11,820 | -6.6% | 1,453 | 0.0% | 0.00% | 0.0% | |
| IGIB | New | Ishares Tr | $11,380 | – | 222 | +100.0% | 0.00% | – |
| GHY | Buy | PGIM Global Short Duration High Yield Fund, Inc. | $11,429 | +7.1% | 962 | +7.8% | 0.00% | 0.0% |
| IEFA | New | Ishares Trcore msci eafe | $7,555 | – | 104 | +100.0% | 0.00% | – |
| AWP | Buy | Aberdeen Global Premier Properties Fund | $9,145 | +18.2% | 2,394 | +22.6% | 0.00% | 0.0% |
| EMB | New | Ishares Trjpmorgan usd emg | $7,698 | – | 87 | +100.0% | 0.00% | – |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $8,335 | -3.3% | 1,420 | +2.6% | 0.00% | 0.0% |
| Buy | BlackRock ESG Cap Allc Tr | $8,788 | +2.9% | 501 | +1.8% | 0.00% | 0.0% | |
| AOD | Aberdeen Total Dynamic Dividend Fund | $7,964 | +1.4% | 947 | 0.0% | 0.00% | 0.0% | |
| KF | The Korea Fund Inc | $9,362 | -5.1% | 388 | 0.0% | 0.00% | 0.0% | |
| EDF | Buy | Virtus Stone HBR Emrg Mkts I | $8,263 | +56.2% | 1,568 | +60.3% | 0.00% | +50.0% |
| TSI | TCW Strategic Income Fund Inc | $9,480 | -1.5% | 2,000 | 0.0% | 0.00% | 0.0% | |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $4,877 | +3.2% | 597 | +4.2% | 0.00% | 0.0% |
| BIGZ | BlackRock Innovation and Grw | $4,924 | -11.2% | 681 | 0.0% | 0.00% | 0.0% | |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $5,100 | +11.5% | 340 | +4.6% | 0.00% | 0.0% |
| GDV | Buy | The Gabelli Dividend & Income Trust | $4,973 | +2.1% | 219 | +3.3% | 0.00% | 0.0% |
| IEF | New | Ishares Tr7-10yr trsy bd | $4,776 | – | 51 | +100.0% | 0.00% | – |
| GAM | General American Investors Co Inc | $5,071 | +6.9% | 102 | 0.0% | 0.00% | 0.0% | |
| GSIE | New | Goldman Sachs ETF TRactivebeta int | $4,576 | – | 136 | +100.0% | 0.00% | – |
| AEF | Sell | Aberdeen Emerging Markets Equity Inc. | $6,485 | +3.3% | 1,228 | -1.2% | 0.00% | 0.0% |
| EDD | Morgan Stanley Emerging Mkts | $5,928 | -4.0% | 1,300 | 0.0% | 0.00% | 0.0% | |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $4,944 | +2.6% | 727 | +7.9% | 0.00% | 0.0% |
| VIG | New | Vanguard Specialized Fundsdiv app etf | $7,119 | – | 39 | +100.0% | 0.00% | – |
| GAB | Buy | Gabelli Equity Trust Inc | $4,774 | -0.5% | 918 | +5.6% | 0.00% | 0.0% |
| VMBS | New | Vanguard Scottsdale Fdsmtg-bkd secs etf | $4,767 | – | 105 | +100.0% | 0.00% | – |
| TY | Buy | Tri-Continental Corp | $4,924 | +3.1% | 159 | +2.6% | 0.00% | 0.0% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $4,822 | +3.6% | 903 | +6.5% | 0.00% | 0.0% |
| RVT | Buy | Royce Value Trust Inc | $4,978 | -0.9% | 344 | +3.9% | 0.00% | 0.0% |
| EEA | Buy | The European Equity Fund Inc | $6,646 | +1.5% | 740 | +0.7% | 0.00% | 0.0% |
| ASGI | Sell | Aberdeen Std Global Infrastructure | $6,716 | -98.3% | 367 | -98.4% | 0.00% | -98.6% |
| AMT | New | American Tower Corporation | $2,333 | – | 12 | +100.0% | 0.00% | – |
| FTGC | New | First Tr Exchange Trad Fd Vifst tr glb fd | $3,013 | – | 126 | +100.0% | 0.00% | – |
| Forge Global Holdings Inc. | $1,460 | -24.4% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| GS | New | Goldman Sachs Group, Inc. (The) | $2,714 | – | 6 | +100.0% | 0.00% | – |
| ETR | New | Entergy Corp New | $2,247 | – | 21 | +100.0% | 0.00% | – |
| ABT | New | Abbott Laboratories | $2,078 | – | 20 | +100.0% | 0.00% | – |
| FANG | New | Diamondback Energy Inc | $3,003 | – | 15 | +100.0% | 0.00% | – |
| IDA | New | Idacorp Inc | $2,329 | – | 25 | +100.0% | 0.00% | – |
| PDBC | New | Invesco Actvely Mngd Etc Fdoptimum yield | $2,936 | – | 209 | +100.0% | 0.00% | – |
| JPM | New | JPMorgan Chase & Co | $3,843 | – | 19 | +100.0% | 0.00% | – |
| JNJ | New | Johnson & Johnson | $2,192 | – | 15 | +100.0% | 0.00% | – |
| LAMR | New | Lamar Advertising Co Newcl a | $2,391 | – | 20 | +100.0% | 0.00% | – |
| DEO | New | Diageo Plcspon adr | $1,891 | – | 15 | +100.0% | 0.00% | – |
| LMT | New | Lockheed Martin Corp. | $2,336 | – | 5 | +100.0% | 0.00% | – |
| LOW | New | Lowes Cos Inc | $2,205 | – | 10 | +100.0% | 0.00% | – |
| HYLB | New | Dbx Etf Trxtrack usd high | $2,908 | – | 82 | +100.0% | 0.00% | – |
| CMCSA | New | Comcast Corp. Cl A Common Stockcl a | $1,997 | – | 51 | +100.0% | 0.00% | – |
| Matterport Inccl a | $3,268 | +97.8% | 731 | 0.0% | 0.00% | 0.0% | ||
| MCK | New | Mckesson Corp | $2,336 | – | 4 | +100.0% | 0.00% | – |
| MSFT | New | Microsoft Corp | $2,682 | – | 6 | +100.0% | 0.00% | – |
| MAA | New | Mid-Amer Apt Cmntys Inc | $2,567 | – | 18 | +100.0% | 0.00% | – |
| CVX | New | Chevron Corp. | $2,346 | – | 15 | +100.0% | 0.00% | – |
| BSX | New | Boston Scientific Corp. | $2,849 | – | 37 | +100.0% | 0.00% | – |
| PNC | New | The PNC Financial Services Group Inc | $2,332 | – | 15 | +100.0% | 0.00% | – |
| PH | New | Parker-Hannifin Corp | $2,023 | – | 4 | +100.0% | 0.00% | – |
| PEP | New | PepsiCo, Inc. | $2,144 | – | 13 | +100.0% | 0.00% | – |
| MINT | New | PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac | $2,919 | – | 29 | +100.0% | 0.00% | – |
| PG | New | Procter & Gamble Co. (The) | $2,144 | – | 13 | +100.0% | 0.00% | – |
| PGR | New | Progressive Corp | $3,531 | – | 17 | +100.0% | 0.00% | – |
| PCTTW | Purecycle Technologies Incw exp 01/28/202 | $3,882 | -14.6% | 2,457 | 0.0% | 0.00% | -50.0% | |
| QCOM | New | Qualcomm Inc | $3,187 | – | 16 | +100.0% | 0.00% | – |
| RTX | New | Raytheon Technologies Corp. | $2,510 | – | 25 | +100.0% | 0.00% | – |
| BRKB | New | Berkshire Hathaway Inc Delcl b | $2,441 | – | 6 | +100.0% | 0.00% | – |
| New | Shell Plcspon ads | $2,598 | – | 36 | +100.0% | 0.00% | – | |
| XLE | New | Select Sector Spdr Trenergy | $3,281 | – | 36 | +100.0% | 0.00% | – |
| WRB | New | Berkley W R Corp | $1,676 | – | 32 | +100.0% | 0.00% | – |
| AZN | New | AstraZeneca Group plc ADRsponsored adr | $2,730 | – | 35 | +100.0% | 0.00% | – |
| AMAT | New | Applied Materials, Inc. | $2,596 | – | 11 | +100.0% | 0.00% | – |
| TMO | New | Thermo Fisher Scientific, Inc. | $3,318 | – | 6 | +100.0% | 0.00% | – |
| New | Apollo Global Mgmt Inc | $2,479 | – | 21 | +100.0% | 0.00% | – | |
| ADI | New | Analog Devices Inc | $2,739 | – | 12 | +100.0% | 0.00% | – |
| AXP | New | American Express Co | $2,316 | – | 10 | +100.0% | 0.00% | – |
| UNP | New | Union Pac Corp | $2,263 | – | 10 | +100.0% | 0.00% | – |
| UNH | New | UnitedHealth Group Inc | $1,528 | – | 3 | +100.0% | 0.00% | – |
| APD | New | Air Products and Chemicals, Inc. | $2,581 | – | 10 | +100.0% | 0.00% | – |
| V | New | Visa Inc | $2,100 | – | 8 | +100.0% | 0.00% | – |
| ZTR | Sell | Virtus Total Return Fund Inc. | $3,437 | -26.4% | 630 | -24.8% | 0.00% | -50.0% |
| WMT | New | Walmart Inc | $2,641 | – | 39 | +100.0% | 0.00% | – |
| FERG | New | Ferguson Plc New | $2,130 | – | 11 | +100.0% | 0.00% | – |
| NWTN Incw exp 12/31/202 | $2,054 | +34.1% | 26,327 | 0.0% | 0.00% | 0.0% | ||
| ALC | New | Alcon, Inc. | $2,405 | – | 27 | +100.0% | 0.00% | – |
| CB | New | Chubb Ltd | $2,296 | – | 9 | +100.0% | 0.00% | – |
| ABBV | New | AbbVie, Inc. | $2,058 | – | 12 | +100.0% | 0.00% | – |
| OAS | New | Chord Energy Corporation | $1,006 | – | 6 | +100.0% | 0.00% | – |
| BAH | New | Booz Allen Hamilton Hldg Corcl a | $1,231 | – | 8 | +100.0% | 0.00% | – |
| CBOE | New | Cboe Global Mkts Inc | $1,020 | – | 6 | +100.0% | 0.00% | – |
| CME | New | CME Group Inc. | $1,180 | – | 6 | +100.0% | 0.00% | – |
| MDLZ | New | Mondelez International, Inc.cl a | $1,112 | – | 17 | +100.0% | 0.00% | – |
| CTVA | New | Corteva Inc | $1,133 | – | 21 | +100.0% | 0.00% | – |
| MPC | New | Marathon Pete Corp | $1,214 | – | 7 | +100.0% | 0.00% | – |
| ETN | New | Eaton Corp. plc (Ireland) | $1,254 | – | 4 | +100.0% | 0.00% | – |
| TT | New | Trane Technologies Plc | $1,316 | – | 4 | +100.0% | 0.00% | – |
| TEL | New | TE Connectivity Ltd | $1,203 | – | 8 | +100.0% | 0.00% | – |
| FCX | New | Freeport-McMoRan Inc.cl b | $1,409 | – | 29 | +100.0% | 0.00% | – |
| FAF | New | First Amern Finl Corp | $1,025 | – | 19 | +100.0% | 0.00% | – |
| FIS | New | Fidelity Natl Information Sv | $1,281 | – | 17 | +100.0% | 0.00% | – |
| ULTA | New | Ulta Beauty Inc | $1,158 | – | 3 | +100.0% | 0.00% | – |
| SUI | New | Sun Cmntys Inc | $1,083 | – | 9 | +100.0% | 0.00% | – |
| AOS | New | Smith A O Corp | $1,308 | – | 16 | +100.0% | 0.00% | – |
| CRM | New | Salesforce Inc | $1,286 | – | 5 | +100.0% | 0.00% | – |
| OTIS | New | Otis Worldwide Corp | $1,251 | – | 13 | +100.0% | 0.00% | – |
| MTB | New | M & T Bk Corp | $1,211 | – | 8 | +100.0% | 0.00% | – |
| GGZ | Exit | Gabelli Global Small & Mid C | $0 | – | -230 | -100.0% | -0.00% | – |
| EMF | Exit | Templeton Emerging Markets Fund | $0 | – | -180 | -100.0% | -0.00% | – |
| PCEF | Exit | Invesco Exch Traded Fd Tr II | $0 | – | -860 | -100.0% | -0.01% | – |
| KTF | Exit | Deutsche Municipal Income Trust | $0 | – | -26,940 | -100.0% | -0.09% | – |
| KSM | Exit | DWS Strategic Municipal Income Trust | $0 | – | -28,387 | -100.0% | -0.09% | – |
| MQY | Exit | BlackRock MuniYild Qult FD I | $0 | – | -66,330 | -100.0% | -0.29% | – |
| GIM | Exit | Saba Capital Income & Opport | $0 | – | -394,572 | -100.0% | -0.53% | – |
| VCIF | Exit | Carlyle Credit Income Fund | $0 | – | -223,527 | -100.0% | -0.62% | – |
| CEM | Exit | Clearbridge MLP And Midstrm | $0 | – | -70,197 | -100.0% | -1.14% | – |
| Exit | SABA Capital Income & Oprnt | $0 | – | -511,391 | -100.0% | -1.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2024-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 45 | Q2 2024 | 7.3% |
| Central Securities Corp. | 45 | Q2 2024 | 5.0% |
| Adams Express Company | 45 | Q2 2024 | 3.3% |
| The Herzfeld Caribbean Basin Fund, Inc. | 45 | Q2 2024 | 3.5% |
| GENERAL AMERN INVS INC | 45 | Q2 2024 | 2.8% |
| Liberty All-Star Equity Fund | 45 | Q2 2024 | 2.9% |
| TRI CONTL CORP | 45 | Q2 2024 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 45 | Q2 2024 | 2.1% |
| Royce Value Trust Inc. | 45 | Q2 2024 | 1.4% |
| The New Germany Fund Inc | 45 | Q2 2024 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Carlyle Credit Income Fund | December 05, 2023 | 511,112 | 4.4% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | December 05, 2023 | 92,761 | 5.6% |
| Destra Multi-Alternative Fund | November 17, 2023 | 899,421 | 10.0% |
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-10-02 |
| SC 13G/A | 2024-10-02 |
| SC 13G/A | 2024-10-02 |
| SC 13G | 2024-10-02 |
| N-PX | 2024-08-27 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.