NORTHWEST BIOTHERAPEUTICS IN shareholder history

Current and past NORTHWEST BIOTHERAPEUTICS IN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 14140.00%0.00%0.01%Q2 2013Q3 201639
LEE DANNER & BASS INC 25250.00%0.00%0.00%Q3 2017Q3 202325
Opus Capital Group, LLC 18180.00%0.01%0.02%Q2 2019Q3 202318
MAIRS & POWER INC 18180.00%0.00%0.00%Q4 2015Q1 202018
CREDIT SUISSE AG/ 610.00%0.00%0.02%Q1 2013Q3 201617
Williams Jones Wealth Management, LLC. 17170.00%0.00%0.00%Q3 2019Q3 202317
WOLVERINE ASSET MANAGEMENT LLC 990.00%0.00%0.02%Q3 2014Q3 201616
UBS Group AG 880.00%0.00%0.00%Q4 2014Q3 201616
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201415
Moloney Securities Asset Management, LLC 15150.00%0.03%0.06%Q1 2020Q3 202315
HYMAN CHARLES D 15150.00%0.03%0.05%Q2 2013Q4 201615
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 14140.00%0.00%0.00%Q2 2013Q3 201614
STATE STREET CORP 14140.00%0.00%0.00%Q2 2013Q3 201614
Family Management Corp 14140.02%0.18%0.69%Q2 2013Q3 201614
VANGUARD GROUP INC 14140.00%0.00%0.00%Q2 2013Q3 201614
FIRST MANHATTAN CO. LLC. 14140.00%0.00%0.00%Q2 2013Q3 201614
BANK OF AMERICA CORP /DE/ 14140.00%0.00%0.00%Q2 2013Q3 201614
MANUFACTURERS LIFE INSURANCE COMPANY, THE 14140.00%0.00%0.00%Q2 2013Q3 201614
BlackRock Fund Advisors 14140.00%0.00%0.00%Q2 2013Q3 201614
People's United Financial, Inc. 13130.00%0.00%0.00%Q3 2013Q3 201613
GEODE CAPITAL MANAGEMENT, LLC 13130.00%0.00%0.00%Q3 2013Q3 201613
GOLDMAN SACHS GROUP INC 12120.00%0.00%0.01%Q4 2013Q3 201613
NORTHERN TRUST CORP 13130.00%0.00%0.00%Q3 2013Q3 201613
BlackRock Institutional Trust Company, N.A. 1210.00%0.00%0.00%Q2 2013Q3 201613
CAPTRUST FINANCIAL ADVISORS 930.00%0.00%0.00%Q1 2019Q2 202212
GUGGENHEIM CAPITAL LLC 840.00%0.00%0.00%Q3 2013Q3 201612
Alexandria Capital, LLC 12120.00%0.00%0.00%Q4 2013Q3 201612
Bank of New York Mellon Corp 12120.00%0.00%0.00%Q4 2013Q3 201612
Compagnie Lombard Odier SCmA 12120.00%0.00%0.00%Q4 2013Q3 201612
DEUTSCHE BANK AG\ 12120.00%0.00%0.00%Q4 2013Q3 201612
Cutler Group LLC / CA 440.00%0.00%0.01%Q4 2015Q3 201612
WELLS FARGO & COMPANY/MN 12120.00%0.00%0.00%Q4 2013Q3 201612
MORGAN STANLEY 12120.00%0.00%0.00%Q4 2013Q3 201612
Chevy Chase Trust Holdings, LLC 12120.00%0.00%0.00%Q4 2013Q3 201612
Spot Trading L.L.C 210.00%0.00%0.02%Q2 2014Q4 201511
Bouchey Financial Group Ltd 11110.03%0.04%0.06%Q4 2013Q2 201611
WEDBUSH SECURITIES INC 11110.01%0.06%0.20%Q2 2014Q4 201611
BLACKROCK ADVISORS LLC 1010.00%0.00%0.00%Q4 2013Q3 201611
ROYAL BANK OF CANADA 620.00%0.00%0.00%Q3 2013Q3 201611
ALLIANCEBERNSTEIN L.P. 11110.00%0.00%0.00%Q3 2013Q1 201611
Tower Research Capital LLC (TRC) 11110.00%0.00%0.01%Q1 2014Q3 201611
BlackRock Inc. 910.00%0.00%0.00%Q1 2014Q3 201610
LPL Financial LLC 10100.00%0.00%0.01%Q2 2014Q3 201610
GRACE & WHITE INC /NY 10100.00%0.00%0.01%Q4 2020Q1 202310
WOODSTOCK CORP 10100.01%0.03%0.05%Q2 2013Q3 201510
US BANCORP \DE\ 10100.00%0.00%0.00%Q1 2014Q2 201610
WHALEROCK POINT PARTNERS, LLC 810.00%0.00%0.01%Q3 2016Q2 201910
Creative Planning 990.00%0.00%0.01%Q3 2014Q3 201610
AlphaMark Advisors, LLC 10100.00%0.01%0.01%Q2 2021Q3 202310
CITIGROUP INC 10100.00%0.00%0.00%Q4 2013Q1 201610
AMERICAN INTERNATIONAL GROUP, INC. 10100.00%0.00%0.00%Q4 2013Q1 201610
Citadel Advisors 510.00%0.00%0.00%Q1 2014Q3 201610
Montecito Bank & Trust 10100.01%0.12%0.28%Q4 2014Q1 201710
CENTRAL TRUST Co 10100.00%0.00%0.00%Q1 2014Q2 201610
GOFEN & GLOSSBERG LLC /IL/ 990.00%0.00%0.00%Q4 2020Q4 20229
Ancora Advisors LLC 990.00%0.01%0.01%Q1 2021Q1 20239
Woodford Investment Management Ltd 990.42%4.96%12.74%Q4 2014Q4 20169
Virtu KCG Holdings LLC 540.00%0.00%0.01%Q2 2014Q3 20169
BARCLAYS PLC 710.00%0.00%0.00%Q3 2013Q2 20169
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 880.00%0.00%0.00%Q2 2014Q1 20168
Nationwide Fund Advisors 880.00%0.00%0.00%Q2 2014Q1 20168
VOYA INVESTMENT MANAGEMENT LLC 880.00%0.00%0.00%Q2 2014Q1 20168
BlackRock Investment Management, LLC 880.00%0.00%0.00%Q2 2014Q1 20168
TEACHERS ADVISORS, LLC 880.00%0.00%0.00%Q2 2014Q1 20168
AQR Capital Management 880.00%0.00%0.00%Q2 2014Q1 20168
TIAA CREF INVESTMENT MANAGEMENT LLC 880.00%0.00%0.00%Q2 2014Q1 20168
D. E. Shaw & Co., Inc. 880.00%0.00%0.00%Q2 2014Q1 20168
PNC FINANCIAL SERVICES GROUP, INC. 880.00%0.00%0.00%Q4 2014Q3 20168
Bartlett & Co. LLC 880.00%0.00%0.00%Q1 2022Q4 20238
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 880.00%0.00%0.00%Q2 2014Q1 20168
LADENBURG THALMANN FINANCIAL SERVICES INC. 880.00%0.00%0.00%Q4 2014Q3 20168
RHUMBLINE ADVISERS 880.00%0.00%0.00%Q2 2014Q1 20168
TUDOR INVESTMENT CORP ET AL 880.00%0.00%0.01%Q1 2015Q4 20168
Bedell Frazier Investment Counselling, LLC 770.19%0.29%0.45%Q4 2013Q2 20157
Quantitative Investment Management, LLC 520.00%0.01%0.02%Q1 2014Q2 20167
Tradewinds Capital Management, LLC 770.00%0.00%0.00%Q4 2013Q2 20157
SABBY MANAGEMENT, LLC 520.03%0.16%0.24%Q2 2013Q2 20167
Almanack Investment Partners, LLC. 770.00%0.00%0.00%Q4 2020Q2 20227
Seelaus Asset Management LLC 660.01%0.01%0.01%Q1 2018Q2 20196
Moors & Cabot, Inc. 510.01%0.02%0.03%Q2 2014Q4 20156
D.A. DAVIDSON & CO. 660.00%0.00%0.00%Q2 2013Q3 20146
WHITEBOX ADVISORS LLC 310.00%0.06%0.13%Q2 2013Q3 20156
METROPOLITAN LIFE INSURANCE CO/NY 330.00%0.00%0.00%Q2 2014Q4 20156
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.00%Q1 2014Q3 20166
COMMERZBANK AKTIENGESELLSCHAFT /FI 660.00%0.00%0.01%Q1 2014Q2 20156
SIMPLEX TRADING, LLC 320.00%0.00%0.00%Q4 2014Q3 20165
NEW YORK STATE COMMON RETIREMENT FUND 550.00%0.00%0.00%Q2 2015Q2 20165
Zurcher Kantonalbank (Zurich Cantonalbank) 550.00%0.00%0.01%Q3 2015Q3 20165
JPMORGAN CHASE & CO 210.00%0.00%0.00%Q1 2014Q3 20165
FRANKLIN RESOURCES INC 550.00%0.00%0.01%Q3 2013Q3 20145
Allianz Asset Management GmbH 550.00%0.00%0.00%Q2 2013Q2 20145
BNP PARIBAS FINANCIAL MARKETS 410.00%0.00%0.00%Q3 2014Q4 20155
Lyons Wealth Management, LLC. 550.08%0.15%0.23%Q4 2014Q4 20155
Estabrook Capital Management 550.00%0.00%0.00%Q4 2021Q4 20225
Kovack Advisors, Inc. 310.00%0.16%0.34%Q2 2013Q1 20225
BlackRock Group LTD 320.00%0.00%0.00%Q1 2014Q1 20165
ADVISORS MANAGEMENT GROUP INC /ADV 440.00%0.00%0.00%Q4 2022Q3 20234
MAI Capital Management 440.00%0.00%0.00%Q4 2022Q3 20234
Sentinus, LLC 440.44%0.60%0.85%Q3 2022Q2 20234
Legal & General Group Plc 440.00%0.00%0.00%Q2 2015Q1 20164
Renaissance Technologies 440.00%0.00%0.00%Q3 2015Q2 20164
JANE STREET GROUP, LLC 210.00%0.00%0.02%Q1 2014Q3 20164
BOLTON LP 110.02%0.06%0.10%Q2 2014Q1 20154
WELLINGTON MANAGEMENT GROUP LLP 310.00%0.00%0.00%Q3 2014Q1 20164
PEAK6 Group LLC 220.00%0.00%0.01%Q2 2015Q3 20154
Airain ltd 440.01%0.01%0.01%Q3 2014Q2 20154
Majedie Asset Management Ltd 440.13%0.20%0.28%Q4 2013Q3 20144
TEACHER RETIREMENT SYSTEM OF TEXAS 440.00%0.00%0.00%Q2 2015Q1 20164
UBS ASSET MANAGEMENT AMERICAS INC 440.00%0.00%0.00%Q2 2015Q1 20164
CROFT-LEOMINSTER INC 440.01%0.02%0.02%Q3 2013Q2 20144
Swiss National Bank 440.00%0.00%0.00%Q2 2015Q1 20164
SG Americas Securities, LLC 210.00%0.00%0.00%Q1 2014Q1 20163
TELEMUS CAPITAL, LLC 220.00%0.00%0.00%Q2 2016Q3 20163
AMERICAN CENTURY COMPANIES INC 330.00%0.00%0.00%Q3 2014Q1 20153
PARAMETRIC PORTFOLIO ASSOCIATES LLC 210.00%0.00%0.00%Q2 2015Q1 20163
HUNTINGTON NATIONAL BANK 110.00%0.00%0.00%Q2 2016Q4 20213
Jump Trading, LLC 220.00%0.01%0.01%Q3 2015Q4 20153
Concert Wealth Management Inc. 330.01%0.02%0.03%Q4 2013Q2 20143
Parallax Volatility Advisers, L.P. 220.00%0.00%0.00%Q2 2015Q3 20153
PRINCIPAL FINANCIAL GROUP INC 210.00%0.00%0.00%Q2 2014Q2 20153
Knoll Capital Management, LLC 330.13%0.49%0.75%Q1 2014Q3 20143
Quantbot Technologies LP 210.00%0.01%0.01%Q2 2014Q3 20153
Commonwealth Equity Services, Inc 330.00%0.00%0.00%Q1 2016Q3 20163
NOMURA HOLDINGS INC 210.00%0.00%0.00%Q2 2013Q2 20143
WealthTrust Fairport, LLC 330.00%0.00%0.00%Q2 2014Q4 20143
HAP Trading, LLC 220.00%0.01%0.02%Q1 2015Q2 20152
STANCORP INVESTMENT ADVISERS INC 220.00%0.00%0.00%Q4 2014Q1 20152
Bluefin Trading, LLC 220.00%0.01%0.02%Q2 2014Q3 20142
LMR Partners LLP 110.01%0.01%0.02%Q1 2015Q2 20162
ProShare Advisors LLC 220.00%0.00%0.00%Q2 2014Q3 20142
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q1 2014Q4 20152
MSI Financial Services Inc 220.00%0.00%0.00%Q4 2013Q1 20142
STRS OHIO 220.00%0.00%0.00%Q2 2014Q3 20142
Advisor Group, Inc. 220.00%0.00%0.00%Q2 2016Q3 20162
ING GROEP NV 220.00%0.00%0.00%Q2 2016Q3 20162
WOODMONT INVESTMENT COUNSEL LLC 110.00%0.00%0.00%Q1 2016Q3 20162
PRELUDE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2014Q2 20162
OXFORD ASSET MANAGEMENT LLP 110.00%0.01%0.02%Q4 2015Q2 20162
GLENMEDE TRUST CO NA 220.00%0.00%0.00%Q1 2017Q2 20172
Engineers Gate Manager LP 220.04%0.05%0.05%Q1 2015Q2 20152
STEVENS CAPITAL MANAGEMENT LP 110.01%0.01%0.01%Q3 2014Q2 20152
GSA CAPITAL PARTNERS LLP 220.00%0.00%0.00%Q2 2016Q3 20162
Jane Street Holding, LLC 110.00%0.00%0.00%Q2 2013Q4 20132
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
Squarepoint Ops LLC 110.00%0.00%0.00%Q2 2016Q2 20161
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2015Q3 20151
GREAT WEST LIFE ASSURANCE CO /CAN/ 110.00%0.00%0.00%Q2 2015Q2 20151
Cambridge Investment Research Advisors, Inc. 110.00%0.00%0.00%Q2 2016Q2 20161
Ethos Financial Group, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Coston, McIsaac & Partners 110.00%0.00%0.00%Q3 2023Q3 20231
TOCQUEVILLE ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q2 2014Q2 20141
Virtus ETF Advisers LLC 110.16%0.16%0.16%Q1 2016Q1 20161
Cassady Schiller Wealth Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Bristlecone Advisors, LLC 110.00%0.00%0.00%Q3 2017Q3 20171
McCarthy Asset Management, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
Ground Swell Capital, LLC 110.00%0.00%0.00%Q3 2014Q3 20141
Alpine Global Management, LLC 110.03%0.03%0.03%Q2 2016Q2 20161
CIBC WORLD MARKETS CORP 110.14%0.14%0.14%Q2 2015Q2 20151
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
McIlrath & Eck, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Hartford Financial Management Inc. 110.00%0.00%0.00%Q3 2016Q3 20161
Soros Fund Management 110.01%0.01%0.01%Q1 2014Q1 20141
ELLINGTON MANAGEMENT GROUP LLC 110.02%0.02%0.02%Q3 2015Q3 20151
Invesco Ltd. 110.00%0.00%0.00%Q2 2015Q2 20151
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Mount Lucas Management LP 110.01%0.01%0.01%Q1 2015Q1 20151
HighPoint Advisor Group LLC 110.00%0.00%0.00%Q4 2018Q4 20181
PDT Partners, LLC 110.01%0.01%0.01%Q1 2014Q1 20141
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2020Q1 20201
Raab & Moskowitz Asset Management LLC 110.00%0.00%0.00%Q4 2014Q4 20141
Eudaimonia Partners, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 110.00%0.00%0.00%Q1 2016Q1 20161
DAFNA Capital Management LLC 110.08%0.08%0.08%Q2 2014Q2 20141
CITIZENS FINANCIAL GROUP INC/RI 110.00%0.00%0.00%Q2 2019Q2 20191
Cubist Systematic Strategies, LLC 110.01%0.01%0.01%Q1 2015Q1 20151
Paloma Partners Management Co 110.00%0.00%0.00%Q2 2016Q2 20161
TradeLink Global Equity LLC 110.02%0.02%0.02%Q1 2014Q1 20141
Fisher Asset Management, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q2 2014Q2 20141
Price Capital Management, Inc. 110.13%0.13%0.13%Q1 2015Q1 20151
BIEGEL & WALLER LLC 110.00%0.00%0.00%Q4 2016Q4 20161
BRANDES INVESTMENT PARTNERS, LP 110.00%0.00%0.00%Q4 2016Q4 20161
External links

This page lists all the filers that currently own NORTHWEST BIOTHERAPEUTICS IN or have owned NORTHWEST BIOTHERAPEUTICS IN in the past.