PEREGRINE PHARMACEUTICALS IN shareholder history

Current and past PEREGRINE PHARMACEUTICALS IN shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 17170.00%0.00%0.00%Q2 2013Q2 201740
BANK OF AMERICA CORP /DE/ 17170.00%0.00%0.00%Q2 2013Q2 201729
Citadel Advisors 810.00%0.00%0.00%Q2 2013Q2 201719
BAXTER BROS INC 1170.01%0.06%0.14%Q2 2013Q4 201718
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 17170.00%0.00%0.00%Q2 2013Q2 201717
Bank of New York Mellon Corp 17170.00%0.00%0.00%Q2 2013Q2 201717
GUGGENHEIM CAPITAL LLC 17170.00%0.00%0.00%Q2 2013Q2 201717
Commonwealth Equity Services, Inc 17170.00%0.01%0.01%Q2 2013Q2 201717
VANGUARD GROUP INC 17170.00%0.00%0.00%Q2 2013Q2 201717
GEODE CAPITAL MANAGEMENT, LLC 17170.00%0.00%0.00%Q2 2013Q2 201717
UBS AG 660.00%0.00%0.00%Q2 2013Q3 201417
CITIGROUP INC 17170.00%0.00%0.00%Q2 2013Q2 201717
LADENBURG THALMANN FINANCIAL SERVICES INC. 17170.00%0.00%0.01%Q2 2013Q2 201717
LPL Financial LLC 17170.00%0.00%0.00%Q2 2013Q2 201717
WELLS FARGO & COMPANY/MN 17170.00%0.00%0.00%Q2 2013Q2 201717
NORTHERN TRUST CORP 17170.00%0.00%0.00%Q2 2013Q2 201717
ROYAL BANK OF CANADA 17170.00%0.00%0.00%Q2 2013Q2 201717
Financial Management Professionals, Inc. 17170.00%0.00%0.00%Q2 2013Q2 201717
AQR Capital Management 17170.00%0.00%0.00%Q2 2013Q2 201717
STATE STREET CORP 17170.00%0.00%0.00%Q2 2013Q2 201717
MANUFACTURERS LIFE INSURANCE COMPANY, THE 16160.00%0.00%0.00%Q2 2013Q1 201716
WFG Advisors, LP 16160.00%0.00%0.00%Q2 2013Q1 201716
MORGAN STANLEY 16160.00%0.00%0.00%Q3 2013Q2 201716
GOLDMAN SACHS GROUP INC 920.00%0.00%0.00%Q1 2012Q4 201616
Creative Planning 880.00%0.00%0.00%Q2 2013Q2 201716
BlackRock Institutional Trust Company, N.A. 15150.00%0.00%0.00%Q2 2013Q4 201615
BLACKROCK ADVISORS LLC 15150.00%0.00%0.00%Q2 2013Q4 201615
Freedom Investment Management, Inc. 15150.00%0.04%0.10%Q2 2014Q4 201715
BlackRock Fund Advisors 15150.00%0.00%0.00%Q2 2013Q4 201615
GROUP ONE TRADING, L.P. 710.00%0.00%0.00%Q2 2013Q2 201714
ROCKLAND TRUST CO 14140.00%0.00%0.01%Q1 2014Q2 201714
DEUTSCHE BANK AG\ 14140.00%0.00%0.00%Q3 2013Q4 201614
BlackRock Inc. 1220.00%0.00%0.00%Q2 2013Q2 201714
STIFEL FINANCIAL CORP 14140.00%0.00%0.00%Q1 2014Q2 201714
Virtu KCG Holdings LLC 810.00%0.00%0.00%Q3 2013Q2 201714
Nationwide Fund Advisors 14140.00%0.00%0.00%Q2 2013Q3 201614
CREDIT SUISSE AG/ 14140.00%0.00%0.00%Q1 2013Q2 201614
First Heartland Consultants, Inc. 13130.00%0.05%0.08%Q2 2013Q2 201613
VOYA INVESTMENT MANAGEMENT LLC 12120.00%0.00%0.00%Q2 2013Q1 201612
RHUMBLINE ADVISERS 12120.00%0.00%0.00%Q2 2013Q1 201612
BARCLAYS PLC 1010.00%0.00%0.00%Q2 2013Q2 201612
TEACHERS ADVISORS, LLC 12120.00%0.00%0.00%Q2 2013Q1 201612
GUYASUTA INVESTMENT ADVISORS INC 12120.00%0.00%0.00%Q2 2013Q1 201612
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 12120.00%0.00%0.00%Q2 2013Q1 201612
UBS Group AG 11110.00%0.00%0.00%Q4 2014Q2 201712
JPMORGAN CHASE & CO 1020.00%0.00%0.00%Q2 2013Q2 201712
ALLIANCEBERNSTEIN L.P. 12120.00%0.00%0.00%Q2 2013Q1 201612
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12120.00%0.00%0.00%Q2 2013Q1 201612
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
TIAA CREF INVESTMENT MANAGEMENT LLC 12120.00%0.00%0.00%Q2 2013Q1 201612
BlackRock Investment Management, LLC 12120.00%0.00%0.00%Q2 2013Q1 201612
Nuveen Asset Management, LLC 11110.00%0.00%0.00%Q3 2013Q1 201611
MILLENNIUM MANAGEMENT LLC 510.00%0.00%0.00%Q2 2013Q2 201711
REGENTATLANTIC CAPITAL LLC 11110.00%0.00%0.01%Q2 2013Q4 201511
Ameritas Investment Partners, Inc. 11110.00%0.00%0.00%Q3 2013Q1 201611
Stonehage Fleming Financial Services Holdings Ltd 11110.00%0.00%0.00%Q4 2014Q2 201711
PNC FINANCIAL SERVICES GROUP, INC. 830.00%0.00%0.00%Q1 2014Q2 201711
ProShare Advisors LLC 11110.00%0.00%0.00%Q3 2013Q1 201611
QS Investors, LLC 11110.00%0.00%0.01%Q4 2014Q2 201711
METROPOLITAN LIFE INSURANCE CO/NY 11110.00%0.00%0.00%Q2 2013Q4 201511
AMERIPRISE FINANCIAL INC 520.00%0.00%0.00%Q2 2013Q4 201611
First Allied Advisory Services, Inc. 10100.00%0.00%0.01%Q2 2013Q3 201510
AMALGAMATED BANK 10100.00%0.00%0.01%Q4 2013Q1 201610
Sterling Global Strategies LLC 730.01%0.05%0.19%Q4 2014Q2 201710
Tower Research Capital LLC (TRC) 510.00%0.00%0.01%Q2 2013Q4 201610
Renaissance Technologies 910.00%0.00%0.00%Q4 2013Q2 201710
NOMURA HOLDINGS INC 610.00%0.00%0.00%Q4 2012Q4 201510
BNP PARIBAS FINANCIAL MARKETS 420.00%0.00%0.00%Q2 2013Q4 20159
JACOBS LEVY EQUITY MANAGEMENT, INC 810.00%0.01%0.01%Q2 2013Q2 20179
Regal Investment Advisors LLC 990.00%0.00%0.00%Q3 2013Q3 20159
PINNACLE FINANCIAL PARTNERS INC 880.01%0.01%0.02%Q3 2013Q2 20158
PRUDENTIAL FINANCIAL INC 880.00%0.00%0.00%Q2 2014Q1 20168
Investors Capital Advisory Services 880.01%0.02%0.03%Q2 2013Q1 20158
MSI Financial Services Inc 880.00%0.00%0.00%Q1 2015Q4 20168
Nine Chapters Capital Management LLC 310.00%0.04%0.12%Q2 2013Q1 20178
CORRADO ADVISORS, LLC 710.00%0.01%0.01%Q2 2015Q2 20178
Sigma Planning Corp 880.00%0.00%0.00%Q3 2015Q2 20178
WOLVERINE TRADING, LLC 440.00%0.00%0.00%Q2 2016Q1 20177
INVESTMENT CENTERS OF AMERICA INC 410.00%0.00%0.01%Q3 2014Q2 20177
PRINCIPAL FINANCIAL GROUP INC 610.00%0.00%0.00%Q2 2014Q1 20167
Legal & General Group Plc 770.00%0.00%0.00%Q3 2014Q1 20167
FIDGEON TIMOTHY F 770.01%0.03%0.06%Q1 2014Q3 20157
SCOTIA CAPITAL INC. 770.00%0.00%0.00%Q2 2014Q4 20157
SABBY MANAGEMENT, LLC 210.01%0.15%0.34%Q2 2013Q3 20156
BlackRock Japan Co. Ltd 330.00%0.00%0.00%Q1 2014Q1 20166
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 660.02%0.02%0.03%Q2 2013Q3 20146
SIMPLEX TRADING, LLC 510.00%0.00%0.00%Q4 2014Q2 20166
PROFUND ADVISORS LLC 420.00%0.00%0.00%Q3 2013Q2 20156
Perceptive Advisors 660.00%0.00%0.01%Q1 2016Q2 20176
Burt Wealth Advisors 510.00%0.00%0.00%Q4 2015Q2 20176
Raymond James Financial Services Advisors, Inc. 660.00%0.00%0.00%Q1 2016Q2 20176
Cutler Group LLC / CA 660.00%0.00%0.00%Q4 2015Q1 20176
NEW YORK STATE COMMON RETIREMENT FUND 550.00%0.00%0.00%Q2 2015Q2 20165
IFP Advisors, Inc 410.00%0.00%0.00%Q4 2015Q1 20175
Airain ltd 210.00%0.01%0.02%Q2 2013Q2 20165
REYNOLDS CAPITAL MANAGEMENT LLC 550.01%0.01%0.01%Q3 2013Q3 20145
Jefferies Group LLC 310.00%0.00%0.01%Q2 2013Q4 20145
Bruderman Asset Management, LLC 550.00%0.00%0.00%Q4 2015Q4 20165
Crestwood Advisors Group, LLC 550.00%0.00%0.00%Q1 2016Q1 20175
Delaney Dennis R 550.01%0.05%0.16%Q4 2015Q4 20165
Squarepoint Ops LLC 310.00%0.00%0.01%Q4 2015Q2 20175
TFS CAPITAL LLC 320.00%0.02%0.06%Q2 2014Q4 20155
Advocacy Wealth Management Services, LLC 410.00%0.00%0.00%Q4 2015Q1 20175
Advisor Group, Inc. 550.00%0.00%0.00%Q2 2016Q2 20175
D. E. Shaw & Co., Inc. 310.00%0.00%0.00%Q2 2014Q3 20165
WealthPLAN Partners, LLC 210.00%0.00%0.01%Q1 2015Q3 20165
PRELUDE CAPITAL MANAGEMENT, LLC 440.00%0.00%0.01%Q2 2016Q1 20174
PEAPACK GLADSTONE FINANCIAL CORP 440.00%0.00%0.00%Q3 2014Q2 20154
Karp Capital Management Corp 440.00%0.00%0.00%Q4 2014Q3 20154
Spot Trading L.L.C 220.00%0.00%0.00%Q2 2014Q3 20144
GLOBEFLEX CAPITAL L P 440.00%0.00%0.00%Q1 2016Q4 20164
RAYMOND JAMES & ASSOCIATES 440.00%0.00%0.00%Q1 2016Q4 20164
Invesco Ltd. 310.00%0.00%0.00%Q2 2013Q2 20154
Allworth Financial LP 440.00%0.00%0.00%Q2 2016Q1 20174
SG Americas Securities, LLC 110.00%0.00%0.00%Q3 2013Q1 20164
KENNEDY CAPITAL MANAGEMENT LLC 440.04%0.07%0.10%Q2 2016Q1 20174
BENJAMIN F. EDWARDS & COMPANY, INC. 330.00%0.00%0.00%Q2 2013Q4 20133
FMR LLC 330.00%0.00%0.00%Q2 2015Q4 20153
SUNTRUST BANKS INC 330.00%0.00%0.00%Q3 2013Q1 20143
COMERICA BANK 330.00%0.00%0.00%Q3 2013Q1 20143
LEVEL FOUR ADVISORY SERVICES, LLC 330.00%0.00%0.01%Q4 2016Q2 20173
SCHRODER INVESTMENT MANAGEMENT GROUP 330.00%0.00%0.00%Q4 2013Q2 20143
Paloma Partners Management Co 110.00%0.00%0.00%Q2 2014Q2 20163
TWO SIGMA SECURITIES, LLC 210.02%0.07%0.15%Q1 2015Q4 20153
ZACKS INVESTMENT MANAGEMENT 210.01%0.01%0.02%Q2 2014Q2 20153
United Asset Strategies, Inc. 110.00%0.01%0.01%Q3 2013Q4 20162
Tappan Street Partners LLC 2210.49%15.55%20.61%Q1 2017Q2 20172
TOCQUEVILLE ASSET MANAGEMENT L.P. 220.00%0.00%0.00%Q2 2013Q3 20132
Jane Street Holding, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 220.00%0.00%0.00%Q3 2015Q4 20152
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q2 2014Q1 20162
Apriem Advisors 220.00%0.00%0.00%Q4 2015Q1 20162
JANE STREET GROUP, LLC 220.00%0.00%0.00%Q1 2015Q2 20152
SYNOVUS FINANCIAL CORP 220.00%0.00%0.00%Q1 2017Q2 20172
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2015Q2 20172
Iguana Healthcare Management, LLC 220.14%0.17%0.19%Q3 2015Q4 20152
BRANDES INVESTMENT PARTNERS, LP 220.00%0.00%0.00%Q1 2017Q2 20172
Emerald Acquisition Ltd. 220.00%0.00%0.00%Q2 2016Q3 20162
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
Brown Advisory Securities, LLC 220.08%0.09%0.09%Q1 2017Q2 20172
SMITH ASSET MANAGEMENT GROUP LP 220.03%0.04%0.04%Q2 2015Q3 20152
Partnervest Advisory Services LLC 220.00%0.00%0.00%Q2 2013Q3 20132
RUSSELL FRANK CO/ 110.00%0.00%0.00%Q3 2013Q1 20162
World Asset Management Inc 220.00%0.00%0.00%Q2 2013Q3 20132
Rotella Capital Management, Inc. 110.03%0.03%0.03%Q3 2014Q2 20152
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q3 2013Q3 20131
OXFORD ASSET MANAGEMENT LLP 110.01%0.01%0.01%Q2 2013Q2 20131
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q1 2017Q1 20171
M&T BANK CORP 110.00%0.00%0.00%Q3 2014Q3 20141
ASSETMARK, INC 110.00%0.00%0.00%Q4 2016Q4 20161
Spark Investment Management LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Connor, Clark & Lunn Investment Management Ltd. 110.00%0.00%0.00%Q1 2017Q1 20171
Weiss Multi-Strategy Advisers LLC 110.00%0.00%0.00%Q1 2014Q1 20141
ENVESTNET ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2014Q3 20141
Ausdal Financial Partners, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
SPHERA FUNDS MANAGEMENT LTD. 110.28%0.28%0.28%Q1 2014Q1 20141
Brookstone Capital Management 110.00%0.00%0.00%Q2 2015Q2 20151
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 110.01%0.01%0.01%Q2 2014Q2 20141
NEXTHERA CAPITAL LP 110.41%0.41%0.41%Q4 2015Q4 20151
Ballentine Partners, LLC 110.01%0.01%0.01%Q2 2017Q2 20171
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 110.00%0.00%0.00%Q2 2017Q2 20171
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
Compagnie Lombard Odier SCmA 110.00%0.00%0.00%Q4 2013Q4 20131
COLONY GROUP LLC 110.00%0.00%0.00%Q4 2013Q4 20131
FNY Managed Accounts LLC 110.01%0.01%0.01%Q1 2015Q1 20151
Russell Investments Group, Ltd. 110.00%0.00%0.00%Q1 2017Q1 20171
Laurion Capital Management LP 110.00%0.00%0.00%Q2 2016Q2 20161
BlueCrest Capital Management Ltd 110.00%0.00%0.00%Q2 2016Q2 20161
Winslow, Evans & Crocker, Inc. 110.01%0.01%0.01%Q4 2013Q4 20131
Glassman Wealth Services 110.00%0.00%0.00%Q4 2014Q4 20141
Wilmington Funds Management Corp 110.00%0.00%0.00%Q2 2014Q2 20141
D.A. DAVIDSON & CO. 110.00%0.00%0.00%Q1 2017Q1 20171
LMR Partners LLP 110.01%0.01%0.01%Q2 2016Q2 20161
Tradeworx Inc. 110.02%0.02%0.02%Q2 2013Q2 20131
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Fondren Management LP 110.99%0.99%0.99%Q4 2016Q4 20161
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Alpine Global Management, LLC 110.01%0.01%0.01%Q2 2016Q2 20161
Crosspoint Capital Strategies, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q2 2014Q2 20141
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 110.00%0.00%0.00%Q4 2015Q4 20151
Bandera Partners LLC 110.78%0.78%0.78%Q2 2017Q2 20171
External links

This page lists all the filers that currently own PEREGRINE PHARMACEUTICALS IN or have owned PEREGRINE PHARMACEUTICALS IN in the past.