FIDUS INVT CORP shareholder history

Current and past FIDUS INVT CORP shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1610.00%0.00%0.00%Q3 2013Q1 202348
RAYMOND JAMES & ASSOCIATES 42420.00%0.03%0.09%Q2 2013Q3 202347
BROWN BROTHERS HARRIMAN & CO 43430.00%0.00%0.00%Q1 2013Q3 202343
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
RAYMOND JAMES TRUST N.A. 42420.01%0.03%0.05%Q2 2013Q3 202342
Advisors Asset Management, Inc. 42420.03%0.09%0.24%Q2 2013Q3 202342
BANK OF AMERICA CORP /DE/ 3560.00%0.00%0.00%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
OPPENHEIMER & CO INC 3470.01%0.01%0.05%Q2 2013Q3 202341
Bragg Financial Advisors, Inc 22190.01%0.03%0.07%Q2 2013Q3 202341
ROYAL BANK OF CANADA 3620.00%0.00%0.00%Q2 2013Q3 202340
TWO SIGMA INVESTMENTS, LP 3450.00%0.00%0.02%Q4 2013Q3 202339
Kingfisher Capital LLC 1720.06%0.12%0.17%Q2 2013Q3 202338
TWO SIGMA ADVISERS, LP 3430.00%0.01%0.02%Q2 2014Q3 202337
UBS Group AG 36360.00%0.00%0.01%Q4 2014Q3 202336
Muzinich & Co., Inc. 36360.31%1.53%23.29%Q4 2014Q3 202336
OPTIMUM INVESTMENT ADVISORS 3050.00%0.14%0.24%Q1 2014Q4 202335
Bison Wealth, LLC 35350.04%0.15%0.39%Q1 2015Q3 202335
Raymond James Financial Services Advisors, Inc. 3410.02%0.03%0.08%Q2 2013Q3 202335
Citadel Advisors 1310.00%0.00%0.00%Q4 2017Q3 202335
Carroll Financial Associates, Inc. 35350.00%0.02%0.10%Q2 2013Q4 202135
CITIGROUP INC 2510.00%0.00%0.00%Q2 2013Q3 202334
ADVISORY RESEARCH INC 3130.00%0.05%0.13%Q4 2013Q3 202334
Tower Research Capital LLC (TRC) 1310.00%0.00%0.01%Q3 2013Q3 202332
BlackRock Inc. 2740.00%0.00%0.00%Q2 2013Q3 202331
PANAGORA ASSET MANAGEMENT INC 30300.00%0.00%0.00%Q1 2014Q2 202130
NOVARE CAPITAL MANAGEMENT LLC 2610.11%0.55%1.25%Q4 2013Q3 202329
JPMORGAN CHASE & CO 2340.00%0.00%0.00%Q2 2013Q3 202327
VAN ECK ASSOCIATES CORP 27270.01%0.01%0.02%Q1 2017Q3 202327
Steward Partners Investment Advisory, LLC 26260.00%0.01%0.03%Q2 2017Q3 202326
BB&T SECURITIES, LLC 26260.01%0.03%0.05%Q2 2013Q3 201926
West Family Investments, Inc. 25250.04%1.38%2.49%Q4 2014Q4 202025
D. E. Shaw & Co., Inc. 1020.00%0.00%0.00%Q3 2014Q1 202225
MILLENNIUM MANAGEMENT LLC 710.00%0.00%0.00%Q1 2014Q3 202324
REGIONS FINANCIAL CORP 1860.00%0.01%0.03%Q2 2013Q1 202224
MACKENZIE FINANCIAL CORP 14100.00%0.00%0.01%Q4 2016Q2 202324
StepStone Group LP 24240.88%3.38%9.31%Q2 2013Q1 201924
Legal & General Group Plc 24240.00%0.00%0.00%Q4 2017Q3 202324
D.A. DAVIDSON & CO. 1850.00%0.00%0.01%Q4 2016Q3 202323
Prospera Financial Services Inc 2210.01%0.02%0.08%Q2 2016Q3 202323
EAGLE GLOBAL ADVISORS LLC 1810.01%0.03%0.07%Q1 2017Q2 202322
GREAT WEST LIFE ASSURANCE CO /CAN/ 1660.00%0.00%0.00%Q1 2018Q3 202322
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
BUCKHEAD CAPITAL MANAGEMENT LLC 20200.19%0.45%0.66%Q2 2013Q1 201820
Laurel Wealth Advisors LLC 20200.00%0.01%0.02%Q4 2018Q3 202320
GUGGENHEIM CAPITAL LLC 1630.00%0.00%0.01%Q2 2013Q1 201819
Virtus ETF Advisers LLC 18180.11%0.31%0.86%Q2 2019Q3 202318
BARCLAYS PLC 610.00%0.00%0.00%Q2 2013Q1 202218
Commonwealth Equity Services, Inc 18180.00%0.00%0.01%Q2 2013Q3 201718
Yorktown Management & Research Co Inc 18180.96%1.38%1.83%Q2 2013Q3 201718
DEUTSCHE BANK AG\ 610.00%0.00%0.00%Q3 2013Q3 202118
Summit Trail Advisors, LLC 1530.02%0.07%0.32%Q1 2019Q3 202318
First Allied Advisory Services, Inc. 17170.00%0.01%0.02%Q2 2016Q2 202017
LADENBURG THALMANN FINANCIAL SERVICES INC. 1520.00%0.00%0.00%Q3 2014Q4 201917
MANUFACTURERS LIFE INSURANCE COMPANY, THE 980.00%0.00%0.00%Q2 2013Q2 201817
MCKINLEY CAPITAL MANAGEMENT LLC 17170.02%0.05%0.07%Q1 2016Q1 202017
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1240.00%0.01%0.02%Q3 2017Q3 202116
TRUIST FINANCIAL CORP 16160.00%0.00%0.01%Q4 2019Q3 202316
CAMG Solamere Management, LLC 970.06%0.13%0.24%Q4 2016Q3 202116
ACADIAN ASSET MANAGEMENT LLC 1110.00%0.01%0.02%Q1 2019Q3 202316
ARES MANAGEMENT LLC 1150.03%0.20%0.50%Q2 2016Q4 202116
Sumitomo Mitsui DS Asset Management Company, Ltd 1330.01%0.03%0.07%Q4 2013Q1 201916
Enterprise Bank & Trust Co 15150.26%0.48%1.08%Q1 2020Q3 202315
BLAIR WILLIAM & CO/IL 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.00%Q2 2016Q4 201915
Sumitomo Mitsui Trust Holdings, Inc. 15150.00%0.00%0.00%Q1 2020Q3 202315
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Invesco Ltd. 860.00%0.00%0.00%Q2 2013Q3 201914
BlackRock Group LTD 14140.00%0.00%0.00%Q3 2013Q4 201614
PNC FINANCIAL SERVICES GROUP, INC. 630.00%0.00%0.00%Q1 2018Q3 202313
MAGNOLIA CAPITAL ADVISORS LLC 850.11%0.21%0.30%Q4 2019Q1 202313
Hexagon Capital Partners LLC 13130.12%0.16%0.26%Q3 2020Q3 202313
KENNEDY CAPITAL MANAGEMENT LLC 13130.01%0.14%0.24%Q3 2017Q3 202013
Wealthspire Advisors, L.P. 13130.00%0.00%0.00%Q4 2015Q4 201813
VSR Financial Services, Inc. 13130.08%0.14%0.25%Q2 2013Q2 201613
Janney Montgomery Scott LLC 13130.00%0.00%0.00%Q3 2020Q3 202313
MML INVESTORS SERVICES, LLC 1030.00%0.00%0.00%Q1 2017Q4 202013
HOWE & RUSLING INC 13130.00%0.00%0.00%Q3 2014Q3 201713
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
SIMPLEX TRADING, LLC 410.00%0.00%0.00%Q4 2014Q3 202312
Barnett & Company, Inc. 12120.00%0.00%0.00%Q2 2018Q1 202112
HighTower Advisors, LLC 1020.00%0.00%0.01%Q2 2013Q3 202312
LPL Financial LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
Quadrature Capital Ltd 11110.01%0.03%0.08%Q1 2021Q3 202311
Hennion & Walsh Asset Management, Inc. 11110.04%0.06%0.09%Q1 2021Q3 202311
B. Riley Wealth Advisors, Inc. 11110.01%0.01%0.02%Q1 2021Q3 202311
Creative Planning 610.00%0.00%0.00%Q2 2013Q2 201711
Advisory Services Network, LLC 520.00%0.00%0.01%Q4 2019Q1 202311
WOLVERINE ASSET MANAGEMENT LLC 510.00%0.00%0.01%Q2 2014Q3 202111
SALZHAUER MICHAEL 11110.10%0.14%0.17%Q4 2016Q2 201911
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 920.00%0.00%0.00%Q2 2013Q1 202111
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 10100.02%0.03%0.04%Q2 2019Q3 202110
Capital Advisory Group Advisory Services, LLC 10100.04%0.50%0.70%Q2 2021Q3 202310
GOLDMAN SACHS GROUP INC 510.00%0.00%0.00%Q3 2013Q3 202310
DAVENPORT & Co LLC 910.00%0.00%0.01%Q3 2020Q3 202310
Sterling Investment Advisors, Ltd. 10100.01%0.01%0.01%Q4 2016Q1 201910
GPS Wealth Strategies Group, LLC 730.02%0.02%0.02%Q1 2021Q3 202310
Cutler Group LLC / CA 550.00%0.00%0.00%Q1 2016Q1 201710
Nuveen Fund Advisors, LLC 10100.10%0.19%0.46%Q2 2016Q3 201810
ADVANTAGE INVESTMENT MANAGEMENT, LLC 710.00%0.10%0.22%Q1 2015Q3 201910
Snowden Capital Advisors LLC 810.01%0.01%0.01%Q4 2019Q3 20239
Geneos Wealth Management Inc. 810.00%0.00%0.00%Q1 2021Q3 20239
BANK OF MONTREAL /CAN/ 510.00%0.00%0.00%Q2 2013Q1 20209
Activest Wealth Management 630.01%0.01%0.02%Q1 2021Q3 20239
SIGNATUREFD, LLC 410.00%0.00%0.01%Q1 2014Q4 20219
Baird Financial Group, Inc. 990.00%0.00%0.01%Q2 2015Q2 20179
BAIRD ROBERT W & CO INC /WI/ 880.01%0.01%0.01%Q2 2013Q1 20158
Capital Investment Advisory Services, LLC 440.00%0.04%0.08%Q4 2018Q3 20238
Summit Global Investments 530.05%0.08%0.09%Q3 2017Q4 20198
Quad-Cities Investment Group, LLC 880.09%0.13%0.14%Q2 2018Q1 20208
OAK HARBOR WEALTH PARTNERS, LLC 880.16%0.24%0.31%Q4 2021Q3 20238
American Portfolios Advisors 510.00%0.00%0.01%Q4 2017Q3 20228
Covington Capital Management 880.00%0.00%0.00%Q3 2019Q2 20218
COMMONWEALTH EQUITY SERVICES, LLC 530.00%0.00%0.00%Q4 2017Q3 20238
Cedar Wealth Management, LLC 880.01%0.01%0.01%Q4 2021Q3 20238
Crescent Grove Advisors, LLC 880.03%0.04%0.06%Q2 2017Q1 20198
GROUP ONE TRADING, L.P. 410.00%0.00%0.00%Q3 2018Q3 20238
NewEdge Advisors, LLC 880.01%0.02%0.04%Q4 2021Q3 20238
STATE STREET CORP 880.00%0.00%0.00%Q2 2013Q1 20158
Mosaic Family Wealth, LLC 880.04%0.05%0.06%Q4 2015Q3 20178
Wambolt & Associates, LLC 880.08%0.17%0.24%Q4 2018Q3 20208
LAZARD ASSET MANAGEMENT LLC 530.00%0.00%0.00%Q3 2019Q4 20228
SEI INVESTMENTS CO 710.00%0.00%0.00%Q1 2018Q1 20218
Penserra Capital Management LLC 880.00%0.00%0.00%Q4 2015Q3 20178
UBS AG 660.00%0.00%0.01%Q2 2013Q3 20148
Belpointe Asset Management LLC 770.01%0.01%0.01%Q3 2021Q1 20237
WFG Advisors, LP 770.00%0.00%0.00%Q2 2013Q4 20147
Larson Financial Group LLC 770.00%0.00%0.00%Q4 2018Q2 20207
WESPAC Advisors, LLC 770.65%0.71%0.83%Q2 2018Q4 20197
ENVESTNET ASSET MANAGEMENT INC 610.00%0.00%0.00%Q3 2021Q3 20237
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 770.01%0.01%0.02%Q1 2022Q3 20237
Opus Capital Group, LLC 520.03%0.29%0.74%Q3 2015Q4 20177
MARSHALL WACE, LLP 210.00%0.00%0.01%Q2 2014Q3 20237
NORTHERN TRUST CORP 510.00%0.00%0.00%Q2 2013Q3 20156
MAI Capital Management 660.00%0.00%0.00%Q4 2021Q1 20236
Gemmer Asset Management LLC 660.00%0.00%0.00%Q4 2020Q1 20226
AMERIPRISE FINANCIAL INC 220.00%0.00%0.00%Q2 2013Q3 20236
JANE STREET GROUP, LLC 310.00%0.00%0.00%Q2 2014Q3 20236
PEAK6 Group LLC 220.00%0.00%0.00%Q1 2018Q2 20186
BNP PARIBAS FINANCIAL MARKETS 310.00%0.00%0.00%Q1 2014Q3 20236
FMR LLC 220.00%0.00%0.00%Q4 2019Q1 20236
Spot Trading L.L.C 210.00%0.00%0.01%Q1 2015Q2 20166
Legacy Capital Wealth Partners, LLC 510.34%0.45%0.57%Q1 2022Q3 20236
First Personal Financial Services 510.00%0.03%0.05%Q4 2014Q3 20226
PineBridge Investments, L.P. 660.00%0.00%0.00%Q4 2014Q1 20166
Hanson & Doremus Investment Management 660.00%0.00%0.00%Q2 2022Q3 20236
Sound Income Strategies, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
Cornerstone Management, Inc. 660.01%0.01%0.01%Q4 2021Q1 20236
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 660.00%0.01%0.01%Q2 2020Q3 20216
Cambridge Investment Research Advisors, Inc. 660.00%0.00%0.00%Q2 2022Q3 20236
PFG Advisors 660.07%0.18%0.25%Q2 2022Q3 20236
NATIXIS 660.00%0.00%0.00%Q2 2022Q3 20236
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 550.00%0.00%0.00%Q1 2013Q1 20145
First Horizon Advisors, Inc. 550.00%0.00%0.00%Q2 2018Q2 20195
NEXT Financial Group, Inc 550.00%0.00%0.00%Q2 2014Q2 20155
HYMAN CHARLES D 550.01%0.01%0.01%Q1 2020Q1 20215
Baystate Wealth Management LLC 550.00%0.00%0.01%Q4 2016Q4 20175
IHT Wealth Management, LLC 550.02%0.02%0.04%Q3 2022Q3 20235
Cetera Advisor Networks LLC 310.00%0.00%0.01%Q2 2020Q3 20235
BRIDGEWAY CAPITAL MANAGEMENT, LLC 550.02%0.03%0.06%Q2 2013Q2 20145
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 210.00%0.00%0.00%Q1 2020Q3 20235
ALLIANCEBERNSTEIN L.P. 410.00%0.00%0.00%Q2 2013Q1 20215
CWM, LLC 550.00%0.00%0.00%Q3 2022Q3 20235
THRIVENT FINANCIAL FOR LUTHERANS 550.00%0.00%0.00%Q3 2014Q3 20155
MEEDER ASSET MANAGEMENT INC 320.00%0.00%0.00%Q2 2021Q3 20225
STIFEL FINANCIAL CORP 410.00%0.00%0.00%Q2 2017Q3 20235
WOLVERINE TRADING, LLC 110.00%0.00%0.00%Q2 2016Q3 20185
TIAA CREF INVESTMENT MANAGEMENT LLC 550.00%0.00%0.00%Q2 2013Q2 20145
FNY Investment Advisers, LLC 440.01%0.03%0.08%Q4 2020Q3 20214
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.01%0.01%0.01%Q2 2022Q1 20234
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 440.00%0.00%0.00%Q2 2013Q1 20144
RMB Capital Management, LLC 310.02%0.02%0.02%Q3 2020Q4 20214
Dynamic Technology Lab Private Ltd 110.02%0.04%0.06%Q3 2016Q3 20234
Aquatic Capital Management LLC 310.00%0.01%0.01%Q2 2022Q3 20234
BlackRock Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
Davis Investment Partners, LLC 441.00%1.04%1.08%Q4 2022Q3 20234
VANGUARD GROUP INC 440.00%0.00%0.00%Q2 2013Q1 20144
GSA CAPITAL PARTNERS LLP 220.02%0.04%0.09%Q2 2013Q3 20184
CIBC WORLD MARKET INC. 220.00%0.00%0.00%Q4 2014Q3 20174
BlackRock Institutional Trust Company, N.A. 440.00%0.00%0.00%Q2 2013Q1 20144
Palogic Value Management, L.P. 440.35%0.42%0.46%Q4 2022Q3 20234
TEACHERS ADVISORS, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Spire Wealth Management 440.00%0.00%0.00%Q4 2022Q3 20234
LEVEL FOUR ADVISORY SERVICES, LLC 440.03%0.03%0.04%Q4 2022Q3 20234
Municipal Employees' Retirement System of Michigan 310.01%0.02%0.03%Q1 2014Q3 20154
Cetera Investment Advisers 310.00%0.01%0.02%Q3 2021Q3 20234
MACQUARIE GROUP LTD 310.00%0.00%0.00%Q3 2017Q3 20184
HB Wealth Management, LLC 440.00%0.01%0.01%Q4 2022Q3 20234
Ativo Capital Management LLC 440.21%0.26%0.28%Q1 2017Q4 20174
BLACKROCK ADVISORS LLC 440.00%0.00%0.00%Q2 2013Q1 20144
NISA INVESTMENT ADVISORS, LLC 110.00%0.00%0.00%Q4 2019Q3 20234
TUDOR INVESTMENT CORP ET AL 220.00%0.01%0.01%Q4 2017Q3 20234
Bank of New York Mellon Corp 440.00%0.00%0.00%Q2 2013Q1 20144
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2013Q1 20144
WT Wealth Management 440.56%0.58%0.63%Q4 2022Q3 20234
ExodusPoint Capital Management, LP 440.00%0.01%0.02%Q2 2019Q1 20204
Peterson Wealth Services 210.23%0.40%0.55%Q4 2021Q1 20234
BlackRock Investment Management, LLC 440.00%0.00%0.00%Q2 2013Q1 20144
Capital Advisors, Ltd. LLC 440.01%0.01%0.01%Q4 2022Q3 20234
BROWN ADVISORY INC 440.00%0.00%0.00%Q1 2018Q4 20184
Nationwide Fund Advisors 440.00%0.00%0.00%Q2 2013Q1 20144
Jump Financial, LLC 210.01%0.01%0.02%Q1 2022Q3 20234
PEAK6 Investments LLC 220.00%0.00%0.00%Q1 2022Q2 20224
METROPOLITAN LIFE INSURANCE CO/NY 440.00%0.00%0.00%Q2 2013Q1 20144
RHUMBLINE ADVISERS 440.00%0.00%0.00%Q2 2013Q1 20144
Russell Investments Group, Ltd. 330.00%0.00%0.00%Q1 2019Q3 20193
DIALECTIC CAPITAL MANAGEMENT, LP 210.01%0.04%0.09%Q4 2014Q3 20153
tru Independence LLC 330.01%0.01%0.01%Q4 2019Q2 20203
OXFORD ASSET MANAGEMENT LLP 110.00%0.00%0.01%Q4 2017Q2 20193
AllSquare Wealth Management LLC 330.01%0.01%0.01%Q3 2022Q1 20233
PUTNAM INVESTMENTS LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Financial Management Professionals, Inc. 330.01%0.01%0.01%Q1 2018Q3 20183
LINCOLN NATIONAL CORP 330.00%0.01%0.01%Q4 2019Q2 20203
BANQUE PICTET & CIE SA 330.01%0.01%0.01%Q2 2022Q4 20223
LEVEL FOUR FINANCIAL, LLC 330.07%0.08%0.09%Q4 2020Q2 20213
PRELUDE CAPITAL MANAGEMENT, LLC 210.00%0.00%0.01%Q4 2014Q1 20193
1776 Wealth LLC 330.04%0.04%0.05%Q4 2019Q2 20203
Koss-Olinger Consulting, LLC 330.04%0.04%0.04%Q1 2021Q3 20213
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 330.01%0.01%0.01%Q2 2017Q4 20173
Arkadios Wealth Advisors 330.00%0.00%0.00%Q1 2021Q3 20213
RUSSELL FRANK CO/ 210.00%0.00%0.00%Q2 2013Q1 20143
Pictet North America Advisors SA 330.07%0.09%0.10%Q2 2022Q4 20223
Radcliffe Capital Management, L.P. 330.10%0.15%0.18%Q1 2020Q3 20203
RFP Financial Group LLC 210.02%0.02%0.02%Q4 2022Q3 20233
Trexquant Investment LP 210.01%0.01%0.01%Q1 2022Q3 20233
NOMURA ASSET MANAGEMENT CO LTD 330.00%0.00%0.00%Q1 2023Q3 20233
Quantbot Technologies LP 210.00%0.01%0.01%Q4 2022Q3 20233
Clearstead Trust, LLC 330.04%0.04%0.04%Q4 2016Q2 20173
Andesa Financial Management Inc. 330.16%0.18%0.20%Q4 2018Q2 20193
HUNTINGTON NATIONAL BANK 330.00%0.00%0.00%Q3 2020Q1 20213
US BANCORP \DE\ 110.00%0.00%0.00%Q4 2014Q2 20173
TRUE Private Wealth Advisors 210.00%0.00%0.00%Q2 2019Q1 20203
CREDIT SUISSE AG/ 330.00%0.00%0.00%Q4 2013Q2 20143
CHILTON CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q4 2021Q2 20222
TWO SIGMA SECURITIES, LLC 110.04%0.06%0.07%Q3 2016Q2 20172
Ground Swell Capital, LLC 220.01%0.03%0.06%Q2 2014Q3 20142
PDT Partners, LLC 110.01%0.01%0.01%Q1 2014Q1 20152
VICTORY CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q1 20202
CONFLUENCE INVESTMENT MANAGEMENT LLC 220.12%0.15%0.17%Q2 2013Q3 20132
Neuberger Berman Group LLC 220.00%0.00%0.00%Q1 2021Q2 20212
Squarepoint Ops LLC 220.00%0.00%0.00%Q2 2019Q3 20192
Sowell Financial Services LLC 220.00%0.00%0.00%Q3 2019Q4 20192
ARCADIA INVESTMENT MANAGEMENT CORP/MI 110.01%0.01%0.01%Q2 2016Q1 20172
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
Winslow, Evans & Crocker, Inc. 220.00%0.01%0.02%Q3 2020Q4 20202
Ameritas Investment Company, LLC 110.00%0.00%0.00%Q1 2020Q1 20212
AE Wealth Management LLC 110.00%0.00%0.00%Q3 2022Q1 20232
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q2 2015Q3 20212
B. Riley Wealth Management, Inc. 220.01%0.01%0.02%Q3 2021Q4 20212
GEODE CAPITAL MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2013Q1 20142
WEDGE CAPITAL MANAGEMENT L L P/NC 220.01%0.01%0.02%Q2 2019Q3 20192
Acrospire Investment Management LLC 110.00%0.01%0.02%Q3 2016Q2 20172
Paloma Partners Management Co 110.00%0.03%0.05%Q2 2014Q1 20202
CALTON & ASSOCIATES, INC. 220.03%0.04%0.04%Q3 2019Q4 20192
Arete Wealth Advisors, LLC 220.02%0.02%0.02%Q3 2022Q4 20222
CAXTON ASSOCIATES LP 220.01%0.01%0.02%Q1 2020Q2 20202
Apollon Wealth Management, LLC 220.02%0.02%0.02%Q3 2022Q4 20222
Atria Wealth Solutions, Inc. 220.00%0.00%0.01%Q2 2023Q3 20232
HRT FINANCIAL LP 220.00%0.00%0.01%Q1 2023Q2 20232
MSI Financial Services Inc 220.00%0.00%0.00%Q3 2016Q4 20162
Total Clarity Wealth Management, Inc. 220.03%0.03%0.03%Q3 2021Q4 20212
NORDEA INVESTMENT MANAGEMENT AB 220.00%0.00%0.00%Q4 2018Q1 20192
NBC SECURITIES, INC. 110.00%0.00%0.00%Q3 2023Q3 20231
Ark Global Emerging Companies, LP 115.44%5.44%5.44%Q1 2021Q1 20211
Virtu Financial LLC 110.01%0.01%0.01%Q3 2017Q3 20171
WINTON GROUP Ltd 110.03%0.03%0.03%Q3 2023Q3 20231
Front Row Advisors LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Pinz Capital Management, LP 110.03%0.03%0.03%Q1 2021Q1 20211
CARY STREET PARTNERS INVESTMENT ADVISORY LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Fulcrum Equity Management 110.01%0.01%0.01%Q3 2019Q3 20191
Wealthcare Advisory Partners LLC 110.00%0.00%0.00%Q1 2020Q1 20201
SYNOVUS FINANCIAL CORP 110.00%0.00%0.00%Q1 2020Q1 20201
SECURITY NATIONAL TRUST CO 110.00%0.00%0.00%Q1 2020Q1 20201
Jefferies Group LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Nachman Norwood & Parrott, Inc 110.00%0.00%0.00%Q3 2020Q3 20201
MONETARY MANAGEMENT GROUP INC 110.00%0.00%0.00%Q1 2022Q1 20221
TITLEIST CAPITAL, LLC 110.06%0.06%0.06%Q1 2022Q1 20221
Sterling Capital Management LLC 110.00%0.00%0.00%Q4 2013Q4 20131
Integrated Wealth Management 110.00%0.00%0.00%Q3 2016Q3 20161
MAGEE THOMSON INVESTMENT PARTNERS LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Moors & Cabot, Inc. 110.06%0.06%0.06%Q2 2017Q2 20171
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Avior Wealth Management, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
SALEM INVESTMENT COUNSELORS INC 110.08%0.08%0.08%Q2 2017Q2 20171
One Wealth Advisors, LLC 110.02%0.02%0.02%Q4 2022Q4 20221
ASSETMARK, INC 110.00%0.00%0.00%Q3 2019Q3 20191
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Atom Investors LP 110.00%0.00%0.00%Q1 2020Q1 20201
JMG Financial Group, Ltd. 110.08%0.08%0.08%Q2 2013Q2 20131
Capital Asset Advisory Services LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Ahrens Investment Partners LLC 110.01%0.01%0.01%Q1 2023Q1 20231
Bellwether Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Gradient Investments LLC 110.00%0.00%0.00%Q4 2016Q4 20161
DRIEHAUS CAPITAL MANAGEMENT LLC 110.01%0.01%0.01%Q2 2014Q2 20141
Prime Capital Investment Advisors, LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q3 2018Q3 20181
Connor, Clark & Lunn Investment Management Ltd. 110.01%0.01%0.01%Q3 2023Q3 20231
Risk Paradigm Group, LLC 110.02%0.02%0.02%Q3 2015Q3 20151
McElhenny Sheffield Capital Management, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Campbell & CO Investment Adviser LLC 110.06%0.06%0.06%Q3 2023Q3 20231
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q3 2023Q3 20231
Lindbrook Capital, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
Windsor Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
TELEMUS CAPITAL, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
DEERE & CO 110.02%0.02%0.02%Q3 2014Q3 20141
Delpha Capital Management, LLC 110.01%0.01%0.01%Q4 2017Q4 20171
COMERICA BANK 110.00%0.00%0.00%Q3 2023Q3 20231
Montecito Bank & Trust 110.01%0.01%0.01%Q4 2016Q4 20161
Cubist Systematic Strategies, LLC 110.01%0.01%0.01%Q1 2019Q1 20191
IFP Advisors, Inc 110.00%0.00%0.00%Q4 2015Q4 20151
Patriot Financial Group Insurance Agency, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
Reby Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 110.01%0.01%0.01%Q2 2014Q2 20141
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
MASSMUTUAL TRUST CO FSB/ADV 110.00%0.00%0.00%Q3 2022Q3 20221
CAROLINAS WEALTH CONSULTING LLC 110.00%0.00%0.00%Q2 2021Q2 20211
BlueCrest Capital Management LLP 110.03%0.03%0.03%Q2 2014Q2 20141
Golden State Wealth Management, LLC 110.06%0.06%0.06%Q2 2020Q2 20201
Sandy Spring Bank 110.00%0.00%0.00%Q1 2014Q1 20141
State of Tennessee, Treasury Department 110.00%0.00%0.00%Q3 2020Q3 20201
Meridian Wealth Advisors, LLC 110.04%0.04%0.04%Q4 2018Q4 20181
Apriem Advisors 110.00%0.00%0.00%Q2 2018Q2 20181
Grantham, Mayo, Van Otterloo & Co. LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q2 2016Q2 20161
Comprehensive Financial Consultants Institutional, Inc. 110.05%0.05%0.05%Q4 2021Q4 20211
Farmers National Bank 110.01%0.01%0.01%Q4 2017Q4 20171
Alpha Cubed Investments, LLC 110.04%0.04%0.04%Q3 2017Q3 20171
CHIRON CAPITAL MANAGEMENT, LLC 110.04%0.04%0.04%Q3 2020Q3 20201
Virtus Fund Advisers, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
Rockefeller Capital Management L.P. 110.00%0.00%0.00%Q4 2022Q4 20221
ProShare Advisors LLC 110.00%0.00%0.00%Q1 2014Q1 20141
First Capital Advisors Group, LLC. 110.01%0.01%0.01%Q1 2018Q1 20181
MinichMacGregor Wealth Management, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
RAIFF PARTNERS INC 110.58%0.58%0.58%Q4 2016Q4 20161
LMR Partners LLP 110.05%0.05%0.05%Q2 2014Q2 20141
Evolution Wealth Advisors, LLC 110.01%0.01%0.01%Q3 2021Q3 20211
External links

This page lists all the filers that currently own FIDUS INVT CORP or have owned FIDUS INVT CORP in the past.