CARDIFF ONCOLOGY INC shareholder history

Current and past CARDIFF ONCOLOGY INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Citadel Advisors 13130.00%0.00%0.00%Q3 2020Q3 202335
SUSQUEHANNA INTERNATIONAL GROUP, LLP 13130.00%0.00%0.00%Q3 2020Q3 202330
CSS LLC/IL 620.00%0.01%0.02%Q3 2020Q3 202216
GEODE CAPITAL MANAGEMENT, LLC 14140.00%0.00%0.00%Q2 2020Q3 202314
MORGAN STANLEY 14140.00%0.00%0.00%Q2 2020Q3 202314
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14140.00%0.00%0.00%Q2 2020Q3 202314
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 14140.00%0.00%0.00%Q2 2020Q3 202314
Tortoise Investment Management, LLC 14140.00%0.03%0.10%Q2 2020Q3 202314
NORTHERN TRUST CORP 14140.00%0.00%0.00%Q2 2020Q3 202314
VANGUARD GROUP INC 14140.00%0.00%0.00%Q2 2020Q3 202314
BlackRock Inc. 14140.00%0.00%0.00%Q2 2020Q3 202314
JANE STREET GROUP, LLC 710.00%0.00%0.00%Q3 2020Q3 202214
ELKHORN PARTNERS LIMITED PARTNERSHIP 14140.01%0.03%0.06%Q2 2020Q3 202314
BANK OF AMERICA CORP /DE/ 14140.00%0.00%0.00%Q2 2020Q3 202314
WELLS FARGO & COMPANY/MN 14140.00%0.00%0.00%Q2 2020Q3 202314
OSAIC HOLDINGS, INC. 13130.00%0.00%0.00%Q3 2020Q3 202313
Bank of New York Mellon Corp 13130.00%0.00%0.00%Q3 2020Q3 202313
ROYAL BANK OF CANADA 13130.00%0.00%0.00%Q3 2020Q3 202313
CAPSTONE INVESTMENT ADVISORS, LLC 12120.00%0.00%0.01%Q4 2020Q3 202312
STATE STREET CORP 12120.00%0.00%0.00%Q4 2020Q3 202312
UBS Group AG 930.00%0.00%0.00%Q2 2020Q3 202312
TWO SIGMA ADVISERS, LP 12120.00%0.01%0.02%Q4 2020Q3 202312
JPMORGAN CHASE & CO 12120.00%0.00%0.00%Q4 2020Q3 202312
America First Investment Advisors, LLC 11110.00%0.00%0.01%Q1 2021Q3 202311
Allworth Financial LP 11110.00%0.00%0.00%Q1 2021Q3 202311
Newbridge Financial Services Group, Inc. 11110.00%0.00%0.00%Q1 2021Q3 202311
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1010.00%0.00%0.00%Q3 2020Q3 202311
FMR LLC 710.00%0.00%0.00%Q3 2020Q3 202311
US BANCORP \DE\ 11110.00%0.00%0.00%Q1 2021Q3 202311
MILLENNIUM MANAGEMENT LLC 830.00%0.00%0.00%Q3 2020Q2 202311
Front Row Advisors LLC 430.00%0.00%0.00%Q2 2020Q3 202311
TWO SIGMA INVESTMENTS, LP 740.00%0.01%0.02%Q4 2020Q3 202311
MERCER GLOBAL ADVISORS INC /ADV 11110.00%0.01%0.03%Q2 2020Q4 202211
Tower Research Capital LLC (TRC) 510.00%0.00%0.00%Q3 2020Q3 202310
Artal Group S.A. 10100.05%0.14%0.35%Q3 2020Q4 202210
CITIGROUP INC 820.00%0.00%0.00%Q3 2020Q1 202310
PRICE T ROWE ASSOCIATES INC /MD/ 820.00%0.00%0.00%Q3 2020Q3 202310
DEUTSCHE BANK AG\ 990.00%0.00%0.00%Q4 2020Q4 20229
BLAIR WILLIAM & CO/IL 990.00%0.00%0.01%Q3 2021Q3 20239
CAPTRUST FINANCIAL ADVISORS 990.00%0.00%0.00%Q2 2020Q2 20229
Eagle Bay Advisors LLC 630.00%0.00%0.00%Q2 2021Q3 20239
GROUP ONE TRADING, L.P. 630.00%0.00%0.00%Q2 2021Q3 20239
SIMPLEX TRADING, LLC 710.00%0.00%0.00%Q4 2020Q3 20239
GSA CAPITAL PARTNERS LLP 810.00%0.03%0.06%Q2 2021Q3 20239
LPL Financial LLC 990.00%0.00%0.00%Q3 2020Q3 20229
Renaissance Technologies 710.00%0.00%0.00%Q2 2020Q3 20238
Rockefeller Capital Management L.P. 440.00%0.00%0.00%Q3 2020Q3 20228
Assenagon Asset Management S.A. 710.00%0.00%0.00%Q2 2021Q3 20238
Belvedere Trading LLC 210.00%0.00%0.01%Q4 2020Q4 20228
Global Retirement Partners, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
JANUS HENDERSON GROUP PLC 770.00%0.01%0.02%Q3 2020Q1 20227
BerganKDV Wealth Management, LLC 610.00%0.00%0.00%Q2 2020Q2 20237
GOLDMAN SACHS GROUP INC 770.00%0.00%0.00%Q1 2021Q3 20227
CAXTON CORP 778.44%15.18%24.69%Q2 2020Q4 20217
Atom Investors LP 770.01%0.02%0.04%Q1 2022Q3 20237
Larson Financial Group LLC 660.00%0.00%0.00%Q4 2021Q1 20236
KENNEDY CAPITAL MANAGEMENT LLC 660.01%0.04%0.06%Q4 2020Q1 20226
Virtu Financial LLC 310.00%0.02%0.05%Q3 2020Q4 20226
Laurion Capital Management LP 660.01%0.01%0.02%Q2 2022Q3 20236
ACT CAPITAL MANAGEMENT, LLC 660.26%0.35%0.44%Q2 2021Q3 20226
Qube Research & Technologies Ltd 310.00%0.01%0.02%Q4 2020Q3 20236
Cubist Systematic Strategies, LLC 660.00%0.01%0.02%Q4 2020Q1 20226
ExodusPoint Capital Management, LP 660.00%0.00%0.01%Q4 2020Q1 20226
DIMENSIONAL FUND ADVISORS LP 660.00%0.00%0.00%Q2 2022Q3 20236
TCI Wealth Advisors, Inc. 320.00%0.00%0.00%Q1 2021Q3 20225
Walleye Trading LLC 440.00%0.00%0.00%Q4 2021Q3 20225
BESSEMER GROUP INC 550.00%0.00%0.00%Q1 2021Q1 20225
NEW YORK STATE COMMON RETIREMENT FUND 550.00%0.00%0.00%Q2 2021Q2 20225
HighTower Advisors, LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Opaleye Management Inc. 550.51%2.12%4.80%Q2 2020Q2 20215
Laffer Tengler Investments, Inc. 550.00%0.00%0.00%Q3 2021Q3 20225
PNC FINANCIAL SERVICES GROUP, INC. 410.00%0.00%0.00%Q4 2021Q3 20235
Creative Planning 550.00%0.00%0.00%Q3 2022Q3 20235
Corriente Advisors, LLC 550.56%6.03%9.50%Q2 2020Q2 20215
Gladstone Institutional Advisory LLC 550.00%0.00%0.00%Q3 2022Q3 20235
TRUIST FINANCIAL CORP 550.00%0.00%0.00%Q4 2020Q4 20215
Eventide Asset Management 550.06%0.18%0.32%Q1 2021Q1 20225
Octagon Capital Advisors LP 551.15%2.09%4.05%Q4 2020Q4 20215
Invesco Ltd. 410.00%0.00%0.00%Q3 2020Q1 20225
Nuveen Asset Management, LLC 440.00%0.00%0.00%Q2 2021Q1 20224
Virtus ETF Advisers LLC 440.06%0.08%0.11%Q4 2020Q3 20214
FinDec Wealth Services, Inc. 440.02%0.02%0.02%Q4 2022Q3 20234
SCHOLTZ & COMPANY, LLC 310.04%0.15%0.25%Q2 2020Q3 20214
RHUMBLINE ADVISERS 440.00%0.00%0.00%Q2 2021Q1 20224
Ameritas Investment Partners, Inc. 440.00%0.00%0.00%Q2 2021Q1 20224
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
ALPS ADVISORS INC 440.00%0.00%0.00%Q2 2021Q1 20224
Prospera Financial Services Inc 210.00%0.03%0.06%Q2 2020Q1 20224
WOLVERINE TRADING, LLC 110.00%0.00%0.00%Q2 2021Q3 20234
Cormorant Asset Management, LP 440.02%0.05%0.10%Q3 2020Q2 20214
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 440.00%0.00%0.00%Q2 2021Q1 20224
AQR Capital Management 440.00%0.00%0.00%Q3 2021Q2 20224
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 440.00%0.00%0.00%Q2 2021Q1 20224
PRINCIPAL FINANCIAL GROUP INC 440.00%0.00%0.00%Q2 2021Q1 20224
Callan Capital, LLC 440.00%0.00%0.01%Q4 2022Q3 20234
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 440.01%0.01%0.02%Q3 2020Q2 20214
Altium Capital Management LP 310.56%0.80%1.25%Q4 2020Q4 20214
MANUFACTURERS LIFE INSURANCE COMPANY, THE 440.00%0.00%0.00%Q2 2021Q1 20224
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2021Q1 20224
XTX Topco Ltd 220.03%0.04%0.05%Q2 2021Q2 20224
Legal & General Group Plc 440.00%0.00%0.00%Q2 2021Q1 20224
Lindbrook Capital, LLC 310.00%0.00%0.00%Q3 2020Q3 20214
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
Evolution Wealth Advisors, LLC 440.00%0.00%0.00%Q4 2020Q3 20214
Cutler Group LLC / CA 110.00%0.00%0.00%Q3 2020Q3 20214
HAP Trading, LLC 310.00%0.00%0.01%Q3 2020Q2 20224
AMERICAN INTERNATIONAL GROUP, INC. 440.00%0.00%0.00%Q2 2021Q1 20224
FRANKLIN RESOURCES INC 330.00%0.00%0.01%Q4 2020Q2 20213
JACOBS LEVY EQUITY MANAGEMENT, INC 330.00%0.00%0.00%Q1 2023Q3 20233
CHARTWELL INVESTMENT PARTNERS, LLC 330.01%0.02%0.03%Q4 2021Q2 20223
Ensign Peak Advisors, Inc 330.00%0.00%0.00%Q3 2020Q1 20213
Sowell Financial Services LLC 330.00%0.00%0.00%Q2 2020Q4 20203
MARSHALL WACE, LLP 330.00%0.00%0.01%Q2 2021Q4 20213
EAM Investors, LLC 330.13%0.47%1.12%Q2 2020Q4 20203
BAILARD, INC. 330.00%0.01%0.01%Q2 2021Q4 20213
LMR Partners LLP 210.00%0.00%0.01%Q1 2021Q3 20223
NISA INVESTMENT ADVISORS, LLC 330.00%0.00%0.00%Q3 2021Q1 20223
Avidity Partners Management LP 330.25%0.61%0.94%Q4 2020Q2 20213
Soleus Capital Management, L.P. 330.07%0.78%2.12%Q3 2020Q1 20213
SG Americas Securities, LLC 330.00%0.00%0.00%Q3 2021Q1 20223
FRAZIER MANAGEMENT LLC 330.22%0.45%0.79%Q3 2020Q1 20213
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
NOMURA ASSET MANAGEMENT CO LTD 330.00%0.00%0.00%Q4 2020Q2 20213
NewSquare Capital LLC 330.00%0.00%0.00%Q4 2022Q2 20233
EATON VANCE MANAGEMENT 330.00%0.00%0.00%Q2 2021Q4 20213
Koshinski Asset Management, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
PARAMETRIC PORTFOLIO ASSOCIATES LLC 110.00%0.00%0.00%Q3 2020Q1 20223
DENVER WEALTH MANAGEMENT, INC. 330.02%0.02%0.02%Q1 2023Q3 20233
Engineers Gate Manager LP 210.01%0.02%0.04%Q1 2021Q1 20223
Schonfeld Strategic Advisors LLC 330.01%0.03%0.05%Q2 2020Q4 20203
FIFTH THIRD BANCORP 220.00%0.00%0.00%Q2 2023Q3 20232
Belpointe Asset Management LLC 220.00%0.00%0.00%Q4 2022Q1 20232
WINTON GROUP Ltd 220.01%0.01%0.02%Q2 2021Q3 20212
RA Capital Management 220.83%0.84%0.85%Q3 2020Q4 20202
CREDIT SUISSE AG/ 110.00%0.00%0.00%Q4 2020Q2 20222
Jump Financial, LLC 110.00%0.02%0.03%Q2 2021Q1 20222
Walleye Capital LLC 110.00%0.01%0.01%Q3 2021Q1 20222
TORONTO DOMINION BANK 220.00%0.00%0.00%Q4 2021Q1 20222
PICTET ASSET MANAGEMENT LTD 220.01%0.01%0.01%Q4 2020Q1 20212
D. E. Shaw & Co., Inc. 110.00%0.00%0.00%Q4 2020Q1 20222
Maven Securities LTD 110.00%0.04%0.07%Q3 2020Q1 20212
Valeo Financial Advisors, LLC 110.00%0.00%0.00%Q2 2020Q1 20212
BANK OF MONTREAL /CAN/ 110.00%0.00%0.00%Q1 2021Q4 20222
FEDERATED HERMES, INC. 220.00%0.00%0.00%Q1 2022Q2 20222
Migdal Insurance & Financial Holdings Ltd. 220.00%0.00%0.00%Q4 2020Q1 20212
TRUSTCORE FINANCIAL SERVICES, LLC 220.00%0.00%0.00%Q3 2022Q4 20222
EMERALD MUTUAL FUND ADVISERS TRUST 220.12%0.17%0.21%Q3 2020Q4 20202
Aquatic Capital Management LLC 220.00%0.05%0.09%Q4 2021Q1 20222
EMERALD ADVISERS, LLC 220.13%0.17%0.21%Q3 2020Q4 20202
MIRABELLA FINANCIAL SERVICES LLP 220.04%0.06%0.09%Q3 2020Q4 20202
BARCLAYS PLC 220.00%0.00%0.00%Q1 2022Q2 20222
Private Wealth Advisors, LLC 220.11%0.12%0.14%Q3 2020Q4 20202
KESTRA PRIVATE WEALTH SERVICES, LLC 220.04%0.04%0.04%Q3 2020Q4 20202
ACUTA CAPITAL PARTNERS, LLC 220.59%0.88%1.18%Q2 2020Q3 20202
Ikarian Capital, LLC 220.13%0.23%0.33%Q4 2020Q1 20212
Russell Investments Group, Ltd. 220.00%0.00%0.00%Q2 2021Q3 20212
Quantbot Technologies LP 220.00%0.00%0.00%Q1 2022Q2 20222
Financial Gravity Asset Management, Inc. 110.00%0.00%0.00%Q4 2022Q2 20232
Ellevest, Inc. 110.00%0.00%0.00%Q3 2021Q3 20211
EAM Global Investors LLC 110.73%0.73%0.73%Q3 2020Q3 20201
Moser Wealth Advisors, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Anson Funds Management LP 110.04%0.04%0.04%Q4 2021Q4 20211
HighVista Strategies LLC 110.07%0.07%0.07%Q3 2021Q3 20211
Athanor Capital, LP 110.00%0.00%0.00%Q4 2020Q4 20201
VR Adviser, LLC 113.53%3.53%3.53%Q3 2020Q3 20201
PURA VIDA INVESTMENTS, LLC 110.06%0.06%0.06%Q4 2020Q4 20201
Spire Wealth Management 110.00%0.00%0.00%Q4 2021Q4 20211
Avoro Capital Advisors LLC 110.10%0.10%0.10%Q2 2020Q2 20201
Sio Capital Management, LLC 110.55%0.55%0.55%Q4 2020Q4 20201
DAFNA Capital Management LLC 110.02%0.02%0.02%Q3 2020Q3 20201
Ergoteles LLC 110.01%0.01%0.01%Q2 2022Q2 20221
Alyeska Investment Group, L.P. 110.02%0.02%0.02%Q3 2020Q3 20201
Blue Rock Advisors, LLC 111.30%1.30%1.30%Q3 2020Q3 20201
Cornerstone Planning Group LLC 110.00%0.00%0.00%Q3 2023Q3 20231
MYDA Advisors LLC 110.02%0.02%0.02%Q2 2022Q2 20221
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2021Q4 20211
SEI INVESTMENTS CO 110.00%0.00%0.00%Q3 2020Q3 20201
Rafferty Asset Management, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Gerber Kawasaki Wealth & Investment Management 110.00%0.00%0.00%Q3 2021Q3 20211
Man Group plc 110.00%0.00%0.00%Q3 2023Q3 20231
Polar Capital LLP 110.05%0.05%0.05%Q3 2020Q3 20201
Verition Fund Management LLC 110.04%0.04%0.04%Q3 2020Q3 20201
JEPPSON WEALTH MANAGEMENT, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Vigilare Wealth Management 110.04%0.04%0.04%Q2 2021Q2 20211
CWM, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
KNOTT DAVID M 110.04%0.04%0.04%Q3 2020Q3 20201
X-Square Capital, LLC 110.06%0.06%0.06%Q2 2020Q2 20201
SPHERA FUNDS MANAGEMENT LTD. 110.06%0.06%0.06%Q3 2020Q3 20201
Advisory Services Network, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Dorsey Wright & Associates 110.00%0.00%0.00%Q3 2020Q3 20201
METROPOLITAN LIFE INSURANCE CO/NY 110.00%0.00%0.00%Q3 2021Q3 20211
Point72 Asset Management, L.P. 110.01%0.01%0.01%Q4 2021Q4 20211
MAI Capital Management 110.01%0.01%0.01%Q3 2023Q3 20231
Tri Locum Partners LP 111.03%1.03%1.03%Q4 2020Q4 20201
HRT FINANCIAL LP 110.03%0.03%0.03%Q1 2021Q1 20211
TD ASSET MANAGEMENT INC 110.00%0.00%0.00%Q4 2020Q4 20201
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
FARALLON CAPITAL MANAGEMENT LLC 110.02%0.02%0.02%Q3 2020Q3 20201
MetLife Investment Management, LLC 110.00%0.00%0.00%Q3 2021Q3 20211
FIL Ltd 110.00%0.00%0.00%Q3 2020Q3 20201
Carroll Financial Associates, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q1 2022Q1 20221
Amalgamated Financial Corp. 110.00%0.00%0.00%Q1 2022Q1 20221
Pacer Advisors, Inc. 110.00%0.00%0.00%Q4 2020Q4 20201
Blueshift Asset Management, LLC 110.01%0.01%0.01%Q1 2021Q1 20211
AMALGAMATED BANK 110.00%0.00%0.00%Q1 2022Q1 20221
External links

This page lists all the filers that currently own CARDIFF ONCOLOGY INC or have owned CARDIFF ONCOLOGY INC in the past.