KNOTT DAVID M - Q3 2021 holdings

$275 Million is the total value of KNOTT DAVID M's 197 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 26.5% .

 Value Shares↓ Weighting
CLMT BuyCalumet Specialty Products Partners, LP$28,219,000
+30.3%
3,567,500
+13.1%
10.25%
+33.2%
APO SellApollo Global Management, Inc.$15,398,000
-17.5%
250,000
-16.7%
5.60%
-15.6%
GOOG  Alphabet Inc-Cl C$14,926,000
+6.3%
5,6000.0%5.42%
+8.7%
FTAI  Fortress Trans & Infrastructure Inv. LLC$12,632,000
-24.4%
497,7000.0%4.59%
-22.7%
NewGreenidge Generation Holdings Inc.put$11,462,000448,809
+100.0%
4.16%
LGND  Ligand Pharmaceuticals Incorporated$10,449,000
+6.2%
75,0000.0%3.80%
+8.6%
UPLD  Upland Software, Inc.$10,032,000
-18.8%
300,0000.0%3.64%
-17.0%
NewColiseum Acquisition Corp$9,563,000984,835
+100.0%
3.48%
KDMN BuyKadmon Holdings, Inc.$8,618,000
+165.7%
989,450
+18.0%
3.13%
+171.6%
MDWT BuyMidwest Holding Inc.$6,613,000
+2.2%
170,000
+3.0%
2.40%
+4.5%
NewGreenidge Generation Holdings Inc.$5,721,000224,000
+100.0%
2.08%
NewColiseum Acquisition Corp. Wts$5,693,000495,000
+100.0%
2.07%
AGACWS  African Gold Acquistion Corp. Warrants$5,330,0000.0%463,5000.0%1.94%
+2.3%
TWLV  Twelve Seas Investment Company II$5,004,000
+0.7%
515,0000.0%1.82%
+2.9%
PFE SellPfizer Inc.$4,925,000
+4.9%
114,500
-4.5%
1.79%
+7.2%
GLHA  Glass Houses Acquisition Corp.$4,890,000
+1.6%
500,0000.0%1.78%
+3.9%
FSK SellFS KKR Capital Corp.$4,404,000
-48.2%
199,825
-49.4%
1.60%
-47.0%
KW  Kennedy-Wilson Holdings, Inc.$4,393,000
+5.3%
210,0000.0%1.60%
+7.6%
EBC SellEastern Bankshares Inc$3,857,000
-6.2%
190,000
-5.0%
1.40%
-4.2%
REGN  Regeneron Pharmaceuticals, Inc.$3,631,000
+8.4%
6,0000.0%1.32%
+10.7%
 Trillium Therapeutics Inc.$3,489,000
+81.1%
198,6990.0%1.27%
+85.1%
LOKM  Live Oak Mobility Aquisition Corp.$3,483,000
-1.3%
360,1520.0%1.27%
+1.0%
BRIV NewB.Riley Principal 250 Merger Corp.$3,395,000350,000
+100.0%
1.23%
KAIR  Kairos Acquisition Corp.$3,340,000
-0.3%
345,4630.0%1.21%
+1.9%
DNMR  Danimer Scientific, Inc.$3,268,000
-34.8%
200,0000.0%1.19%
-33.4%
KKR SellKKR & Co. Inc.$3,044,000
-48.6%
50,000
-50.0%
1.11%
-47.5%
AVDL SellAvadel Pharmaceuticals plc$2,958,000
+44.2%
301,864
-1.0%
1.08%
+47.5%
GLHAW  Glass Houses Acquisition Corp. Warrants$2,875,0000.0%250,0000.0%1.04%
+2.3%
UTHR  United Therapeutics Corporation$2,824,000
+2.9%
15,3000.0%1.03%
+5.1%
JPM SellJP Morgan Chase$2,740,000
-3.0%
16,740
-7.9%
1.00%
-0.8%
BMY SellBristol-Myers Squibb Company$2,509,000
-13.5%
42,409
-2.3%
0.91%
-11.5%
AB  AllianceBernstein Holdings PL Unit Ltd.$2,503,000
+6.5%
50,5000.0%0.91%
+8.9%
HZNP SellHorizon Therapeutics Public Ltd. Company$2,191,000
-26.9%
20,000
-37.5%
0.80%
-25.3%
HZAC NewHorizon Acquistion Corporation$2,097,000210,100
+100.0%
0.76%
EIGR BuyEiger BioPharmaceuticals, Inc.$2,087,000
-14.5%
312,492
+9.1%
0.76%
-12.7%
TWLVW  Twelve Seas Investment Company II Warrants$1,975,0000.0%171,6660.0%0.72%
+2.3%
TMKR  Tastemaker Acquisition Corp.$1,972,000
+1.4%
200,0000.0%0.72%
+3.8%
MSAC NewMedicus Science Acquisition, Corp.$1,950,000200,000
+100.0%
0.71%
INVA BuyInnoviva, Inc.$1,926,000
+200.5%
115,269
+141.2%
0.70%
+207.0%
ZGNX  Zogenix, Inc.$1,894,000
-12.1%
124,6880.0%0.69%
-10.2%
INCY NewIncyte Corporation$1,821,00026,475
+100.0%
0.66%
BRPM SellB. Riley Principal 150 Merger Corp.$1,725,000
-66.9%
176,963
-66.4%
0.63%
-66.2%
KAIRW  Kairos Acquisition Corp. Warrants$1,685,0000.0%146,5280.0%0.61%
+2.2%
TGTX SellTG Therapeutics, Inc.$1,650,000
-15.6%
49,592
-1.6%
0.60%
-13.7%
CHRS BuyCoherus Biosciences, Inc.$1,648,000
+19.6%
102,555
+2.9%
0.60%
+22.2%
QURE  uniQure N.V.$1,497,000
+4.0%
46,7660.0%0.54%
+6.2%
XENE SellXenon Pharmaceuticals Inc.$1,444,000
-44.8%
94,488
-32.8%
0.52%
-43.5%
AUPH SellAurinia Pharmaceuticals Inc.$1,392,000
-34.8%
62,896
-61.8%
0.51%
-33.3%
BRIVW NewB.Riley Principal 250 Merger Corp. Wts.$1,342,000116,666
+100.0%
0.49%
VKTX  Viking Therapeutics, Inc.$1,307,000
+4.8%
208,1020.0%0.48%
+7.2%
TMKRW  Tastemaker Acquisition Corp. Warrants$1,150,0000.0%100,0000.0%0.42%
+2.2%
GILD  Gilead Sciences, Inc.$1,081,000
+1.4%
15,4810.0%0.39%
+3.7%
RHP  Ryman Hospitality Ppty Inc$1,037,000
+5.8%
12,4000.0%0.38%
+8.3%
ROCR  Roth CH Acquisition III Co.$994,000
+0.7%
100,0000.0%0.36%
+2.8%
VZ BuyVerizon Communications$972,000
-2.0%
17,991
+1.6%
0.35%0.0%
NewDoma Holdings, Inc. - Warrants$958,00083,333
+100.0%
0.35%
MDLZ BuyMondelez Int'l Inc.$931,000
-6.3%
16,000
+0.6%
0.34%
-4.2%
CDTX  Cidara Therapeutics, Inc.$930,000
+10.8%
415,3080.0%0.34%
+13.4%
 Marinus Pharmaceuticals, Inc.$924,000
-36.5%
81,1660.0%0.34%
-35.1%
ABBV  AbbVie Inc.$863,000
-4.2%
8,0000.0%0.31%
-1.9%
ASLN  ASLAN Pharmaceuticals Limited$851,000
-46.1%
478,1860.0%0.31%
-44.9%
JNJ SellJohnson & Johnson$840,000
-16.2%
5,200
-14.5%
0.30%
-14.3%
LOKMWS  Live Oak Mobility Aquisition Corp. Wts$828,0000.0%72,0300.0%0.30%
+2.4%
DD BuyDupont De Nemours Inc.$826,000
-11.9%
12,160
+0.3%
0.30%
-9.9%
KMB  Kimberly Clark Corporation$795,000
-1.0%
6,0000.0%0.29%
+1.4%
CLBR NewColombier Acquisition Corp.$774,00080,000
+100.0%
0.28%
QUOT  Quotient Technology Inc.$728,000
-46.1%
125,0000.0%0.26%
-44.8%
KO  Coca Cola$703,000
-3.0%
13,4000.0%0.26%
-1.2%
DOW BuyDow Inc.$700,000
-8.7%
12,160
+0.3%
0.25%
-7.0%
CNQ SellCanadian Natural Resources Inc.$690,000
-14.6%
18,885
-15.3%
0.25%
-12.5%
BRPMW  B. Riley Principal 150 Merger Corp. Wts$678,0000.0%58,9860.0%0.25%
+2.1%
LGV  Longview Acquisition Corp II$632,000
+1.0%
63,9000.0%0.23%
+3.1%
NewMacquire Infrastructure Corp$542,00013,350
+100.0%
0.20%
T BuyAT&T Inc.$543,000
-5.9%
20,125
+0.4%
0.20%
-3.9%
CTVA BuyCorteva Inc.$508,000
-4.9%
12,075
+0.3%
0.18%
-2.6%
BFLY  Butterfly Network, Inc.$478,000
-27.9%
45,7600.0%0.17%
-26.3%
WPC  WP Carey$438,000
-2.2%
6,0000.0%0.16%0.0%
MSFT  Microsoft Corporation$395,000
+4.2%
1,4000.0%0.14%
+6.7%
IMVT SellImmunovant Inc.$370,000
-64.0%
42,600
-56.2%
0.13%
-63.3%
GMED  Globus Medical, Inc.$355,000
-1.1%
4,6310.0%0.13%
+0.8%
IBER  Ibere Pharmaceuticals$349,000
+0.3%
36,0000.0%0.13%
+2.4%
CAG  Conagra Brands$339,000
-6.9%
10,0000.0%0.12%
-4.7%
FB  Facebook Inc.$336,000
-2.3%
9900.0%0.12%0.0%
CLBRWS NewColombier Acquisition Corp. Wts.$307,00026,666
+100.0%
0.11%
AAPL  Apple Inc.$297,000
+3.1%
2,1000.0%0.11%
+5.9%
ROCRW  Roth CH Acquisition III Co. Warrants$288,0000.0%25,0000.0%0.10%
+2.9%
IGT SellInterantional Gaming Technologies$276,000
-89.3%
10,500
-90.2%
0.10%
-89.1%
MSACW  Medicus Science Acquisition, Corp. Wts$256,0000.0%22,2220.0%0.09%
+2.2%
FSBW BuyFS Bancorp$253,000
-0.8%
7,300
+104.1%
0.09%
+1.1%
TARA BuyProtara Therapeutics, Inc.$252,000
-28.4%
36,479
+0.9%
0.09%
-26.4%
WARR  Warrior Technologies Acquisition Company$245,000
+1.2%
25,0000.0%0.09%
+3.5%
 ALX Oncology Holdings Inc$236,000
+34.9%
3,2000.0%0.09%
+38.7%
CDXS NewCodexis, Inc.$233,00010,000
+100.0%
0.08%
CRSP  CRISPR Therapeutics AG$224,000
-30.9%
2,0000.0%0.08%
-29.6%
PSTX  Poseida Therapeutics, Inc.$216,000
-27.0%
29,5660.0%0.08%
-25.7%
IBERWS  Ibere Pharmaceuticals Warrants$207,0000.0%18,0000.0%0.08%
+1.4%
JMIA  Jumia Technologies AG$182,000
-38.7%
9,8000.0%0.07%
-37.7%
CTIC  CTI BioPharma Corp.$177,000
+18.0%
60,0000.0%0.06%
+20.8%
AGAC SellAfrican Gold Acquistion Corp.$175,000
-73.4%
18,000
-73.5%
0.06%
-72.6%
SIOX  Sio Gene Therapies, Inc.$174,000
-20.2%
80,0000.0%0.06%
-18.2%
SEEL  Seelos Therapeutics, Inc.$174,000
-8.9%
72,3670.0%0.06%
-7.4%
VLY BuyValley National Bancorp$171,000
+1.8%
12,800
+2.6%
0.06%
+3.3%
XLRN NewAcceleron Pharma, Inc.$172,0001,000
+100.0%
0.06%
LEGH  Legacy Housing Corporation$162,000
+5.9%
9,0000.0%0.06%
+9.3%
 Alimera Sciences, Inc.$162,000
-53.4%
38,2260.0%0.06%
-52.4%
SSB BuySouth Street Corporation$160,000
-6.4%
2,135
+2.5%
0.06%
-4.9%
RLMD  Relmada Therapeutics, Inc.$157,000
-18.2%
6,0000.0%0.06%
-16.2%
LGVWS  Longview Acquisition Corp II Warrants$147,0000.0%12,7800.0%0.05%
+1.9%
TIGR  UP Fintech Holdings$145,000
-63.6%
13,7360.0%0.05%
-62.4%
WARRWS  Warrior Technologies Acquisition Comp Wt$144,0000.0%12,5000.0%0.05%
+2.0%
HRGG  Heritiage NOLA Bancorp$139,000
+8.6%
9,0000.0%0.05%
+13.3%
MDT  Medtronics$132,000
+1.5%
1,0500.0%0.05%
+4.3%
TTE BuyTotal SA$120,000
+7.1%
2,500
+1.6%
0.04%
+10.0%
ZYME NewZymeworks Inc.$116,0004,000
+100.0%
0.04%
MRK BuyMerck & Co. Inc.$111,000
+9.9%
1,475
+13.5%
0.04%
+11.1%
GLPG  Galapagos NV$105,000
-23.9%
2,0000.0%0.04%
-22.4%
KHC SellThe Kraft Company$101,000
-36.5%
2,732
-30.0%
0.04%
-35.1%
XBI  SPDR S&P Biotech ETF$101,000
-6.5%
8000.0%0.04%
-2.6%
FNB  FNB Bancorp$103,000
-6.4%
8,9050.0%0.04%
-5.1%
IOVA NewIovance Biotherapeutics, Inc.$99,0004,000
+100.0%
0.04%
ACQR  Independence Holdings$93,0000.0%9,5000.0%0.03%
+3.0%
TMUS  T-Mobil US Inc.$89,000
-11.9%
7000.0%0.03%
-11.1%
SWBI NewSmith & Wesson Brands$85,0004,097
+100.0%
0.03%
NewTempest Therapeutics, Inc.$78,0005,359
+100.0%
0.03%
CRIS  Curis, Inc.$78,000
-3.7%
10,0000.0%0.03%
-3.4%
SAIL  Sailpoint Technologies$73,000
-16.1%
1,7000.0%0.03%
-12.9%
DBRG  Digital Bridge Group$75,000
-24.2%
12,4660.0%0.03%
-22.9%
LLY  Eli Lilly Inc.$69,0000.0%3000.0%0.02%0.0%
PRTS  Carparts.com Inc.$58,000
-22.7%
3,7000.0%0.02%
-22.2%
OXY SellOccidental Pete Corp$53,000
-29.3%
1,801
-24.5%
0.02%
-29.6%
CFFN BuyCapitol Federal$46,000
+2.2%
4,000
+5.3%
0.02%
+6.2%
GE SellGeneral Electric$46,000
-2.1%
450
-87.1%
0.02%0.0%
BCAC  Brookline Capital Acquisition Corp.$40,0000.0%4,0000.0%0.02%
+7.1%
HCAQ  HealthCor Catalio Acquisition Corp.$40,000
+2.6%
4,0000.0%0.02%
+7.1%
EXP  Eagle Materials$30,000
-6.2%
2280.0%0.01%0.0%
CC  Chemours Co.$27,000
-15.6%
9200.0%0.01%
-9.1%
NewAmerican Outdoor Brands$25,0001,024
+100.0%
0.01%
PBCT  Peoples United Financial$26,0000.0%1,5000.0%0.01%0.0%
BNS  Bank Nova Scotia Halifax$25,000
-3.8%
4000.0%0.01%0.0%
BCACW  Brookline Capital Acq Corp. Warrants$23,0000.0%2,0000.0%0.01%0.0%
ACQRW  Independence Holdings Warrants$22,0000.0%1,9000.0%0.01%0.0%
STWD  Starwood Ppty$10,0000.0%4000.0%0.00%0.0%
SVC  Service Ppty Trust$11,000
-15.4%
1,0000.0%0.00%
-20.0%
SMIT NewSchmitt Industries$11,0002,500
+100.0%
0.00%
OXYWS SellOccidental Pete Corp Wts exp 8/3/27$7,000
-12.5%
297
-19.7%
0.00%0.0%
OGN BuyOrganon & Co.$5,000
+25.0%
147
+13.1%
0.00%
+100.0%
SCU  Sculptor Capital Management$6,000
+20.0%
2000.0%0.00%0.0%
AMLP  Alerian MLP$4,0000.0%1200.0%0.00%0.0%
WAB  WABTEC$2,000
+100.0%
170.0%0.00%
RMR  RMR Group Inc.$1,0000.0%160.0%0.00%
VTRS ExitViatris Inc.$0-794
-100.0%
-0.00%
AETUF ExitARC Resources Ltd$0-1,348
-100.0%
-0.00%
VRCA ExitVerrica Pharmaceuticals, Inc.$0-1,375
-100.0%
-0.01%
EDIT ExitEditas Medicine, Inc.$0-1,000
-100.0%
-0.02%
CUZ ExitCousins Properties$0-3,357
-100.0%
-0.04%
TPST ExitTempest Therapeutics, Inc.$0-13,833
-100.0%
-0.06%
PRGO ExitPerrigo Company PLC$0-4,915
-100.0%
-0.08%
MIC ExitMacquire Infrastructure Corp$0-13,150
-100.0%
-0.18%
IBM ExitInternational Business Machines$0-4,284
-100.0%
-0.22%
CLBRU ExitColombier Acquisition Corp$0-80,000
-100.0%
-0.28%
CAPWS ExitCapitol Investment Corp. V Warrants$0-83,333
-100.0%
-0.34%
INSE ExitInspired Entertainment, Inc.$0-100,000
-100.0%
-0.45%
ExitMedicus Science Acquisition, Corp.$0-200,000
-100.0%
-0.69%
HZON ExitHorizon Acquistion Corporation$0-210,100
-100.0%
-0.74%
CNST ExitConstellation Pharmaceuticals, Inc.$0-91,909
-100.0%
-1.10%
SPRT ExitSupport.com, Inc.put$0-1,361,900
-100.0%
-1.87%
PSTH ExitPershing Square Holdings, Ltd$0-275,000
-100.0%
-2.22%
MITAU ExitColiseum Acquisition Corp.$0-1,485,000
-100.0%
-5.22%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Ligand Pharmaceuticals Incorporated34Q3 202152.6%
Pfizer Inc.34Q3 202117.4%
Capitol Federal S&L34Q3 20215.7%
JP Morgan Chase& Co.34Q3 20211.3%
Apple Inc.34Q3 20212.1%
Microsoft Corporation34Q3 20212.3%
AllianceBernstein Holdings PL Unit Ltd.34Q3 20210.9%
Johnson & Johnson34Q3 20210.6%
Mondelez Int'lt Inc.34Q3 20210.5%
Ryman Hospitality PPTYS Inc.34Q3 20210.4%

View KNOTT DAVID M's complete holdings history.

Latest significant ownerships (13-D/G)
KNOTT DAVID M Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
LIGAND PHARMACEUTICALS INCFebruary 13, 2018865,5004.1%
Rand Logistics, Inc.November 15, 20171,432,6607.2%
Essex Rental Corp.August 16, 20131,124,4724.5%
Westway Group, Inc.February 01, 2013? ?
FutureFuel Corp.February 01, 20121,838,0004.5%
COLUMBIA LABORATORIES INCJanuary 31, 2012? ?
Essex Rental Corp.February 16, 20112,805,66613.0%
Pet DRx CORPSold outFebruary 09, 201100.0%
China Ceramics Co., LtdOctober 14, 20101,350,00010.3%
NABI BIOPHARMACEUTICALSJune 22, 20102,344,5974.8%

View KNOTT DAVID M's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2021-11-12
13F-HR2021-08-13
13F-HR2021-05-13
13F-HR2021-02-12
13F-HR2020-11-13
13F-HR2020-08-12
13F-HR2020-05-13
13F-HR2020-02-14
13F-HR2019-11-12
13F-HR2019-08-12

View KNOTT DAVID M's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (275201000.0 != 275206000.0)

Export KNOTT DAVID M's holdings