Altium Capital Management LP - Q3 2023 holdings

$192 Million is the total value of Altium Capital Management LP's 72 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 64.2% .

 Value Shares↓ Weighting
CBAY BuyCYMABAY THERAPEUTICS INC$11,928,000
+62.9%
800,000
+19.6%
6.22%
+12.3%
NewIMMUNOVANT INCput$11,517,000300,000
+100.0%
6.01%
IMGN BuyIMMUNOGEN INC$11,505,750
+25.7%
725,000
+49.5%
6.00%
-13.4%
 ASTRIA THERAPEUTICS INC$10,049,276
-10.4%
1,347,0880.0%5.24%
-38.3%
XTNT BuyXTANT MED HLDGS INC$9,827,798
+69.7%
8,934,362
+43.5%
5.12%
+16.9%
BuyAMYLYX PHARMACEUTICALS INC$9,790,357
+145.3%
534,700
+189.0%
5.11%
+69.1%
ADMA BuyADMA BIOLOGICS INC$9,748,379
+11.0%
2,723,011
+14.4%
5.08%
-23.5%
NewALIMERA SCIENCES INC$9,095,7352,934,108
+100.0%
4.74%
NewSTRUCTURE THERAPEUTICS INCsponsored ads$7,815,100155,000
+100.0%
4.08%
CRNX BuyCRINETICS PHARMACEUTICALS IN$7,791,880
+220.3%
262,000
+94.1%
4.06%
+120.7%
XENE  XENON PHARMACEUTICALS INC$7,788,480
-11.3%
228,0000.0%4.06%
-38.9%
NewBIOHAVEN LTD$7,464,870287,000
+100.0%
3.89%
AXSM BuyAXSOME THERAPEUTICS INC$6,429,880
+123.7%
92,000
+130.0%
3.35%
+54.1%
KRTX NewKARUNA THERAPEUTICS INC$5,749,06034,000
+100.0%
3.00%
 MOONLAKE IMMUNOTHERAPEUTICSclass a ord$5,016,000
+11.8%
88,0000.0%2.62%
-23.0%
VERA BuyVERA THERAPEUTICS INCcl a$4,574,767
+137.5%
333,681
+178.1%
2.39%
+63.6%
NewSAGIMET BIOSCIENCES INC$4,251,993483,181
+100.0%
2.22%
OLMA BuyOLEMA PHARMACEUTICALS INC$4,137,250
+47.8%
335,000
+8.1%
2.16%
+1.8%
HRMY SellHARMONY BIOSCIENCES HLDGS IN$3,834,090
-27.3%
117,000
-21.9%
2.00%
-49.9%
NewAPELLIS PHARMACEUTICALS INCput$3,804,000100,000
+100.0%
1.98%
SRPT BuySAREPTA THERAPEUTICS INC$3,551,746
+10.8%
29,300
+4.6%
1.85%
-23.7%
DYN BuyDYNE THERAPEUTICS INC$2,822,400
+61.9%
315,000
+103.2%
1.47%
+11.5%
ACRS NewACLARIS THERAPEUTICS INC$2,760,550403,000
+100.0%
1.44%
ABOS NewACUMEN PHARMACEUTICALS INC$2,697,500650,000
+100.0%
1.41%
REPL BuyREPLIMUNE GROUP INC$2,652,050
-12.1%
155,000
+19.2%
1.38%
-39.5%
ORIC NewORIC PHARMACEUTICALS INC$2,533,171418,706
+100.0%
1.32%
COGT  COGENT BIOSCIENCES INC$2,291,250
-17.7%
235,0000.0%1.20%
-43.3%
PHAT BuyPHATHOM PHARMACEUTICALS INC$2,281,400
-23.2%
220,000
+6.1%
1.19%
-47.1%
 JASPER THERAPEUTICS INC$2,007,600
-48.9%
2,868,0000.0%1.05%
-64.8%
ITCI NewINTRA-CELLULAR THERAPIES INC$1,458,52028,000
+100.0%
0.76%
NewSOLENO THERAPEUTICS INC$1,389,36047,081
+100.0%
0.72%
MRSN NewMERSANA THERAPEUTICS INC$1,345,1031,059,136
+100.0%
0.70%
DMAC NewDIAMEDICA THERAPEUTICS INC$1,279,680496,000
+100.0%
0.67%
NewACLARIS THERAPEUTICS INCput$1,198,750175,000
+100.0%
0.62%
PRAX SellPRAXIS PRECISION MEDICINES I$1,111,500
-32.2%
650,000
-54.4%
0.58%
-53.2%
NewANAVEX LIFE SCIENCES CORPcall$1,014,595154,900
+100.0%
0.53%
NewANAVEX LIFE SCIENCES CORPput$1,014,595154,900
+100.0%
0.53%
NewMARINUS PHARMACEUTICALS INC$1,006,516125,033
+100.0%
0.52%
KPTI  KARYOPHARM THERAPEUTICS INC$991,600
-25.1%
740,0000.0%0.52%
-48.5%
FATBW SellFAT BRANDS INC*w exp 07/16/202$974,000
+25.5%
200,000
-11.9%
0.51%
-13.6%
SellGRI BIO INC$808,337
-83.9%
521,508
-55.8%
0.42%
-88.9%
GRIL NewSADOT GROUP INC$604,819865,263
+100.0%
0.32%
 DOUBLEDOWN INTERACTIVE CO LTads$516,228
-11.4%
60,8760.0%0.27%
-39.0%
NewARS PHARMACEUTICALS INCput$378,000100,000
+100.0%
0.20%
NewSNOW LAKE RES LTD$289,587219,384
+100.0%
0.15%
 WEARABLE DEVICES LTD*w exp 09/14/202$168,474
-40.3%
1,411,6000.0%0.09%
-58.9%
 DIRECT DIGITAL HOLDINGS INC*w exp 02/15/202$108,018
+0.0%
180,0000.0%0.06%
-31.7%
MBTCR  NOCTURNE ACQUISITION CORPright 12/26/2025$78,250
+25.1%
500,0000.0%0.04%
-12.8%
 NEXGEL INC*w exp 12/01/202$76,500
-21.3%
225,0000.0%0.04%
-45.9%
 CINGULATE INC*w exp 12/10/202$44,550
-21.4%
270,0000.0%0.02%
-46.5%
 ONFOLIO HOLDINGS INC*w exp 01/02/202$26,680
-33.3%
200,0000.0%0.01%
-53.3%
 PEPPERLIME HEALTH ACQUSTN CO*w exp 10/01/202$26,093
+210.0%
367,5000.0%0.01%
+133.3%
 JEFFS BRANDS LTD*w exp 08/26/202$21,394
-61.6%
480,7700.0%0.01%
-73.8%
NLSPW  NLS PHARMACEUTICS LTD*w exp 02/02/202$21,040
-1.7%
200,0000.0%0.01%
-31.2%
 PROSOMNUS INC*w exp 04/20/202$10,500
-13.0%
150,0000.0%0.01%
-44.4%
NewBITCOIN DEPOT INC*w exp 06/30/202$9,49550,000
+100.0%
0.01%
 CEA INDUSTRIES INC*w exp 02/11/202$9,200
-30.2%
250,0000.0%0.01%
-50.0%
 HARBOR CUSTOM DEVELOPMENT IN*w exp 10/07/202$6,435
+12.5%
650,0000.0%0.00%
-25.0%
 TG VENTURE ACQUISITION CORP*w exp 08/15/202$6,400
+42.2%
200,0000.0%0.00%0.0%
 WESTERN ACQSTN VENTURES CORP*w exp 09/01/202$3,210
-47.3%
100,0000.0%0.00%
-60.0%
 CHAVANT CAPITAL ACQUISITN CO*w exp 99/99/999$4,380
-32.1%
150,0000.0%0.00%
-60.0%
 SURROZEN INC*w exp 08/01/203$3,380
-25.5%
82,2330.0%0.00%
-33.3%
 COLISEUM ACQUISITION CORP*w exp 08/22/202$3,612
-15.0%
28,3330.0%0.00%
-33.3%
HCDIW  HARBOR CUSTOM DEVELOPMENT IN*w exp 05/09/202$4,500
+7.1%
600,0000.0%0.00%
-33.3%
 DIGITAL HEALTH ACQUISITION C*w exp 11/02/202$3,315
-66.8%
150,0000.0%0.00%
-75.0%
NewCONDUIT PHARMACEUTICALS INC*w exp 09/22/202$4,500100,000
+100.0%
0.00%
 OPY ACQUISITION CORP I*w exp 09/22/202$1,385
-67.5%
50,0000.0%0.00%
-66.7%
 NEXALIN TECHNOLOGY INC*w exp 09/15/202$2,625
-77.3%
105,0000.0%0.00%
-88.9%
 SELINA HOSPITALITY PLC*w exp 10/27/202$1,420
-67.2%
101,4390.0%0.00%
-66.7%
 TC BIOPHARM HOLDINGS PLC*w exp 02/08/202$393
-51.4%
18,8230.0%0.00%
-100.0%
SellBRUUSH ORAL CARE INC*w exp 08/03/202$342
-98.8%
14,423
-96.0%
0.00%
-100.0%
 RELATIVITY ACQUISITION CORP*w exp 12/15/202$0100,0000.0%0.00%
ZEVWS ExitLIGHTNING EMOTORS INC*w exp 05/18/202$0-32,608
-100.0%
-0.00%
ExitMURPHY CANYON ACQUISITION CO*w exp 01/25/202$0-100,000
-100.0%
-0.00%
CLBRWS ExitCOLOMBIER ACQUISITION CORP*w exp 99/99/999$0-16,666
-100.0%
-0.01%
ExitFIBROGEN INCput$0-17,000
-100.0%
-0.04%
ExitFIBROGEN INCcall$0-35,000
-100.0%
-0.07%
ExitMARPAI INC$0-117,848
-100.0%
-0.15%
GOED ExitPOLISHED COM INC$0-576,048
-100.0%
-0.20%
GOEDWS ExitPOLISHED COM INC*w exp 06/02/202$0-6,103,824
-100.0%
-0.30%
ExitOPY ACQUISITION CORP I$0-50,000
-100.0%
-0.39%
CLBR ExitCOLOMBIER ACQUISITION CORPcl a$0-50,000
-100.0%
-0.39%
ExitMERSANA THERAPEUTICS INCcall$0-200,100
-100.0%
-0.50%
IMVT ExitIMMUNOVANT INC$0-35,100
-100.0%
-0.50%
KOD ExitKODIAK SCIENCES INC$0-150,000
-100.0%
-0.78%
ExitWESTERN ACQSTN VENTURES CORP$0-100,000
-100.0%
-0.79%
ExitPEPPERLIME HEALTH ACQUSTN CO$0-100,000
-100.0%
-0.79%
ExitBRIDGEBIO PHARMA INCput$0-200,000
-100.0%
-2.60%
ICPT ExitINTERCEPT PHARMACEUTICALS IN$0-323,000
-100.0%
-2.70%
RETA ExitREATA PHARMACEUTICALS INCcl a$0-41,485
-100.0%
-3.20%
KDNY ExitCHINOOK THERAPEUTICS INC$0-305,000
-100.0%
-8.87%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
FAT BRANDS INC12Q3 20230.6%
CHINOOK THERAPEUTICS INC11Q2 20238.9%
BELLUS HEALTH INC NEW10Q1 20234.7%
XTANT MED HLDGS INC10Q3 20235.1%
IVERIC BIO INC10Q1 20232.3%
MYRIAD GENETICS INC10Q1 20232.3%
HARBOR CUSTOM DEVELOPMENT IN10Q3 20230.1%
CRINETICS PHARMACEUTICALS IN9Q3 20234.1%
CTI BIOPHARMA CORP9Q1 20232.6%
POLISHED COM INC9Q2 20233.4%

View Altium Capital Management LP's complete holdings history.

Latest significant ownerships (13-D/G)
Altium Capital Management LP Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Marpai, Inc.April 26, 20231,805,3276.2%
Astria Therapeutics, Inc.February 14, 20231,355,3725.0%
HyreCar Inc.February 14, 20231,688,1205.6%
Muscle Maker, Inc.February 14, 20232,888,0855.0%
NeuroBo Pharmaceuticals, Inc.Sold outFebruary 14, 202300.0%
PALISADE BIO, INC.Sold outFebruary 14, 202300.0%
1847 Goedeker Inc.February 14, 20226,103,8245.0%
BioRestorative Therapies, Inc.February 14, 2022200,0005.0%
BriaCell Therapeutics Corp.February 14, 2022900,0004.7%
CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC.February 14, 2022363,0005.0%

View Altium Capital Management LP's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2024-02-21
SC 13G2024-02-20
13F-HR2024-02-14
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13
SC 13G/A2024-02-13

View Altium Capital Management LP's complete filings history.

Compare quarters

Export Altium Capital Management LP's holdings