Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Citadel Advisors | 18 | 7 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 68 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 65 |
WOLVERINE TRADING, LLC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 32 |
UBS Group AG | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 28 |
BALDWIN BROTHERS LLC/MA | 28 | 28 | 0.00% | 0.00% | 0.02% | Q1 2017 | Q4 2023 | 28 |
MORGAN STANLEY | 27 | 27 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 27 |
Renaissance Technologies | 27 | 27 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q3 2023 | 27 |
WELLS FARGO & COMPANY/MN | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
GEODE CAPITAL MANAGEMENT, LLC | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
AMERIPRISE FINANCIAL INC | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
STATE STREET CORP | 14 | 12 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 26 |
DEUTSCHE BANK AG\ | 23 | 2 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 25 |
Compagnie Lombard Odier SCmA | 25 | 25 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 25 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 15 | 10 | 0.04% | 0.22% | 0.80% | Q1 2017 | Q2 2023 | 25 |
JPMORGAN CHASE & CO | 22 | 3 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 25 |
BRANDES INVESTMENT PARTNERS, LP | 24 | 24 | 0.22% | 0.48% | 0.75% | Q4 2017 | Q3 2023 | 24 |
GOLDMAN SACHS GROUP INC | 13 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 23 |
MILLENNIUM MANAGEMENT LLC | 7 | 1 | 0.00% | 0.00% | 0.02% | Q1 2017 | Q3 2023 | 23 |
BANK OF AMERICA CORP /DE/ | 15 | 8 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 23 |
Carmichael Hill & Associates, Inc. | 16 | 16 | 0.01% | 0.04% | 0.16% | Q4 2019 | Q3 2023 | 22 |
Steward Partners Investment Advisory, LLC | 18 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 22 |
Tower Research Capital LLC (TRC) | 13 | 4 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 22 |
CITIGROUP INC | 12 | 10 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 22 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
D. E. Shaw & Co., Inc. | 10 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 21 |
ENVESTNET ASSET MANAGEMENT INC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2023 | 20 |
BARCLAYS PLC | 9 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 20 |
EATON VANCE MANAGEMENT | 20 | 20 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2021 | 20 |
Cutler Group LLC / CA | 7 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2023 | 20 |
BlackRock Inc. | 12 | 7 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 19 |
Walleye Trading LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2022 | 19 |
ROYAL BANK OF CANADA | 9 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 18 |
JANE STREET GROUP, LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 18 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 17 | 17 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2021 | 17 |
NORTHERN TRUST CORP | 17 | 17 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2021 | 17 |
Larson Financial Group LLC | 17 | 17 | 0.00% | 0.01% | 0.02% | Q3 2019 | Q3 2023 | 17 |
GENDELL JEFFREY L | 17 | 17 | 0.22% | 2.21% | 6.90% | Q3 2019 | Q3 2023 | 17 |
Caption Management, LLC | 4 | 3 | 0.00% | 0.03% | 0.19% | Q1 2020 | Q3 2023 | 16 |
CIBC Private Wealth Group, LLC | 13 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 16 |
RTW INVESTMENTS, LP | 16 | 16 | 0.36% | 0.96% | 2.14% | Q4 2019 | Q3 2023 | 16 |
US BANCORP \DE\ | 9 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 16 |
Daiwa Securities Group Inc. | 12 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 16 |
Tekla Capital Management LLC | 16 | 16 | 0.04% | 0.15% | 0.26% | Q1 2017 | Q4 2020 | 16 |
GROUP ONE TRADING, L.P. | 7 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 16 |
IRIDIAN ASSET MANAGEMENT LLC/CT | 9 | 1 | 0.01% | 0.03% | 0.10% | Q4 2019 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Vivo Capital, LLC | 15 | 15 | 0.72% | 1.90% | 4.62% | Q1 2020 | Q3 2023 | 15 |
COWEN AND COMPANY, LLC | 15 | 15 | 0.88% | 2.09% | 4.02% | Q1 2020 | Q3 2023 | 15 |
LPL Financial LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
COMMONWEALTH EQUITY SERVICES, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 14 |
BANK OF MONTREAL /CAN/ | 9 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2020 | 13 |
Banque Cantonale Vaudoise | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
SCHULHOFF & CO INC | 13 | 13 | 0.11% | 0.29% | 0.74% | Q3 2020 | Q3 2023 | 13 |
Edge Wealth Management LLC | 13 | 13 | 0.07% | 0.24% | 0.54% | Q3 2020 | Q3 2023 | 13 |
LAZARD ASSET MANAGEMENT LLC | 10 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2023 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
Janney Montgomery Scott LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q1 2022 | 12 |
Whitnell & Co. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 12 |
Brown Capital Management | 12 | 12 | 0.02% | 0.08% | 0.13% | Q1 2017 | Q4 2019 | 12 |
BUCKINGHAM STRATEGIC WEALTH, LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2020 | Q3 2023 | 12 |
GSA CAPITAL PARTNERS LLP | 7 | 2 | 0.01% | 0.07% | 0.14% | Q1 2017 | Q4 2021 | 12 |
Samsara BioCapital, LLC | 12 | 12 | 0.29% | 1.28% | 3.05% | Q4 2020 | Q3 2023 | 12 |
Broadfin Capital, LLC | 12 | 12 | 0.92% | 2.87% | 5.54% | Q1 2017 | Q4 2019 | 12 |
ACADIAN ASSET MANAGEMENT LLC | 11 | 1 | 0.00% | 0.04% | 0.08% | Q1 2017 | Q3 2020 | 12 |
J. Goldman & Co LP | 4 | 3 | 0.02% | 0.16% | 0.48% | Q1 2017 | Q3 2023 | 12 |
Advisor Group, Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 12 |
JANUS HENDERSON GROUP PLC | 6 | 2 | 0.00% | 0.02% | 0.08% | Q2 2017 | Q3 2023 | 12 |
Polar Capital Holdings Plc | 12 | 12 | 0.04% | 0.16% | 0.38% | Q4 2020 | Q3 2023 | 12 |
Cubist Systematic Strategies, LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 12 |
AVANTAX ADVISORY SERVICES, INC. | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q3 2023 | 11 |
First Horizon Advisors, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2019 | 11 |
HAP Trading, LLC | 6 | 2 | 0.00% | 0.01% | 0.05% | Q1 2020 | Q1 2023 | 11 |
PURA VIDA INVESTMENTS, LLC | 8 | 3 | 0.02% | 0.15% | 0.47% | Q3 2019 | Q4 2022 | 11 |
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 11 | 11 | 0.15% | 0.89% | 2.15% | Q1 2017 | Q3 2019 | 11 |
JW Asset Management, LLC | 11 | 11 | 0.33% | 1.89% | 3.88% | Q1 2017 | Q3 2019 | 11 |
Close Asset Management Ltd | 11 | 11 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q4 2019 | 11 |
WOLVERINE ASSET MANAGEMENT LLC | 5 | 2 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 11 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 11 |
Candriam S.C.A. | 8 | 2 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q3 2020 | 10 |
Keel Point, LLC | 10 | 10 | 0.01% | 0.05% | 0.08% | Q4 2019 | Q1 2022 | 10 |
State of New Jersey Common Pension Fund D | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2019 | 10 |
Parallax Volatility Advisers, L.P. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2022 | 10 |
Woodline Partners LP | 10 | 10 | 0.01% | 0.18% | 0.37% | Q2 2021 | Q3 2023 | 10 |
Perceptive Advisors | 6 | 1 | 0.00% | 0.43% | 1.03% | Q4 2016 | Q1 2023 | 10 |
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 10 | 10 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q2 2019 | 10 |
Avoro Capital Advisors LLC | 9 | 9 | 0.21% | 0.52% | 1.17% | Q1 2020 | Q1 2022 | 9 |
EXANE DERIVATIVES | 9 | 9 | 0.00% | 0.01% | 0.02% | Q2 2020 | Q2 2022 | 9 |
Virtu Financial LLC | 3 | 1 | 0.01% | 0.01% | 0.03% | Q3 2017 | Q3 2023 | 9 |
American Research & Management Co. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2022 | 9 |
ACUTA CAPITAL PARTNERS, LLC | 8 | 1 | 0.86% | 3.04% | 10.15% | Q4 2019 | Q1 2022 | 9 |
Cetera Advisor Networks LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
KNOTT DAVID M | 5 | 4 | 0.26% | 0.66% | 1.08% | Q4 2016 | Q3 2021 | 9 |
ProShare Advisors LLC | 7 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2021 | 9 |
Legacy Wealth Asset Management, LLC | 8 | 8 | 0.01% | 0.04% | 0.06% | Q2 2021 | Q1 2023 | 8 |
SG3 Management, LLC | 4 | 1 | 0.00% | 0.01% | 0.02% | Q1 2020 | Q4 2021 | 8 |
Trexquant Investment LP | 6 | 1 | 0.01% | 0.04% | 0.10% | Q1 2017 | Q1 2023 | 8 |
PNC FINANCIAL SERVICES GROUP, INC. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2022 | 8 |
State of Tennessee, Treasury Department | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2019 | 8 |
HUNTINGTON NATIONAL BANK | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2018 | 8 |
Knott David M Jr | 8 | 8 | 0.23% | 0.82% | 1.58% | Q4 2021 | Q3 2023 | 8 |
WEALTH EFFECTS LLC | 8 | 8 | 3.80% | 9.81% | 17.18% | Q4 2021 | Q3 2023 | 8 |
OXFORD ASSET MANAGEMENT LLP | 6 | 1 | 0.00% | 0.04% | 0.07% | Q1 2017 | Q2 2019 | 7 |
Hartford Financial Management Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Tri Locum Partners LP | 4 | 3 | 0.36% | 2.42% | 6.37% | Q1 2021 | Q3 2023 | 7 |
Portolan Capital Management | 3 | 2 | 0.06% | 0.20% | 0.42% | Q1 2017 | Q2 2023 | 7 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2020 | 7 |
MPM BioImpact LLC | 5 | 2 | 0.28% | 0.83% | 1.83% | Q3 2021 | Q3 2023 | 7 |
SMITH ASSET MANAGEMENT GROUP LP | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q3 2018 | 7 |
Jump Financial, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q3 2020 | Q3 2023 | 7 |
Asymmetry Capital Management, L.P. | 7 | 7 | 1.58% | 2.49% | 3.33% | Q2 2020 | Q4 2021 | 7 |
MML INVESTORS SERVICES, LLC | 7 | 7 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q3 2023 | 7 |
Zurcher Kantonalbank (Zurich Cantonalbank) | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Jefferies Group LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 6 |
PANAGORA ASSET MANAGEMENT INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2018 | 6 |
Ghost Tree Capital, LLC | 3 | 3 | 0.42% | 1.03% | 1.76% | Q1 2018 | Q3 2020 | 6 |
Dynamic Technology Lab Private Ltd | 3 | 1 | 0.01% | 0.03% | 0.05% | Q3 2017 | Q4 2020 | 6 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
BLAIR WILLIAM & CO/IL | 4 | 2 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q4 2020 | 6 |
Modera Wealth Management, LLC | 6 | 6 | 0.05% | 0.14% | 0.21% | Q2 2022 | Q3 2023 | 6 |
Altium Capital Management LP | 5 | 1 | 0.69% | 1.27% | 2.54% | Q4 2020 | Q1 2023 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
Lindbrook Capital, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
TWO SIGMA INVESTMENTS, LP | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
MARSHALL WACE, LLP | 3 | 1 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q3 2023 | 6 |
ALPS ADVISORS INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 6 |
BAILARD, INC. | 4 | 2 | 0.05% | 0.10% | 0.13% | Q1 2017 | Q2 2020 | 6 |
HRT FINANCIAL LP | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q3 2021 | 6 |
State of Wyoming | 6 | 6 | 0.02% | 0.08% | 0.17% | Q2 2022 | Q3 2023 | 6 |
PineBridge Investments, L.P. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
Russell Investments Group, Ltd. | 5 | 1 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q2 2020 | 6 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
Belvedere Trading LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2022 | 6 |
Parallel Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 6 |
ARMISTICE CAPITAL, LLC | 5 | 5 | 1.02% | 1.60% | 2.09% | Q1 2017 | Q1 2018 | 5 |
TWO SIGMA ADVISERS, LP | 5 | 5 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q2 2023 | 5 |
Quantbot Technologies LP | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 5 |
Ikarian Capital, LLC | 4 | 4 | 0.02% | 0.17% | 0.45% | Q1 2020 | Q4 2020 | 5 |
LMR Partners LLP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 5 |
China Universal Asset Management Co., Ltd. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q3 2023 | 5 |
Squarepoint Ops LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 5 |
IFP Advisors, Inc | 3 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 5 |
PRELUDE CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q4 2020 | 5 |
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2020 | 5 |
Qube Research & Technologies Ltd | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 5 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.01% | 0.02% | 0.03% | Q1 2017 | Q1 2022 | 5 |
OPPENHEIMER & CO INC | 3 | 2 | 0.00% | 0.01% | 0.01% | Q2 2020 | Q3 2023 | 5 |
B. Riley Wealth Advisors, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2023 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 5 |
Quantitative Systematic Strategies LLC | 3 | 2 | 0.01% | 0.03% | 0.04% | Q1 2018 | Q3 2020 | 5 |
Engineers Gate Manager LP | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2019 | Q1 2022 | 5 |
HEARTLAND ADVISORS INC | 4 | 4 | 0.29% | 0.42% | 0.50% | Q4 2016 | Q3 2017 | 4 |
Penserra Capital Management LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
Jackson, Grant Investment Advisers, Inc. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2018 | 4 |
HighVista Strategies LLC | 4 | 4 | 0.21% | 0.41% | 0.62% | Q2 2020 | Q1 2021 | 4 |
SEI INVESTMENTS CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2017 | 4 |
NEW YORK STATE COMMON RETIREMENT FUND | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q1 2019 | 4 |
Aaron Wealth Advisors LLC | 4 | 4 | 0.01% | 0.03% | 0.05% | Q4 2022 | Q3 2023 | 4 |
Knoll Capital Management, LLC | 4 | 4 | 2.42% | 6.47% | 9.99% | Q4 2022 | Q3 2023 | 4 |
DekaBank Deutsche Girozentrale | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
Mariner, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
ACT CAPITAL MANAGEMENT, LLC | 4 | 4 | 0.04% | 0.06% | 0.08% | Q2 2021 | Q1 2022 | 4 |
LIBERTY WEALTH MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
DeepCurrents Investment Group LLC | 2 | 2 | 0.00% | 0.06% | 0.14% | Q3 2022 | Q4 2022 | 4 |
FRAZIER MANAGEMENT LLC | 4 | 4 | 0.36% | 0.53% | 0.75% | Q1 2021 | Q4 2021 | 4 |
ASSOCIATED BANC-CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
SILVERBACK ASSET MANAGEMENT LLC | 3 | 1 | 0.04% | 0.26% | 0.43% | Q3 2022 | Q3 2023 | 4 |
CREDIT SUISSE AG/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
COLUMBUS CIRCLE INVESTORS | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2017 | Q3 2017 | 3 |
HARBOR INVESTMENT ADVISORY, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
FALCON POINT CAPITAL, LLC | 3 | 3 | 0.91% | 1.11% | 1.27% | Q1 2017 | Q3 2017 | 3 |
American Portfolios Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2022 | 3 |
Blue Zone Wealth Advisors, LLC | 2 | 2 | 0.00% | 0.06% | 0.11% | Q2 2023 | Q3 2023 | 3 |
DLD Asset Management, LP | 2 | 2 | 0.06% | 0.11% | 0.16% | Q1 2020 | Q2 2020 | 3 |
PALISADE CAPITAL MANAGEMENT, LP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Atom Investors LP | 3 | 3 | 0.06% | 0.07% | 0.08% | Q1 2021 | Q3 2021 | 3 |
Invesco Ltd. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
STIFEL FINANCIAL CORP | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
CONDOR CAPITAL MANAGEMENT | 3 | 3 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q3 2017 | 3 |
Aquatic Capital Management LLC | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2021 | Q2 2022 | 3 |
Sio Capital Management, LLC | 3 | 3 | 0.48% | 0.49% | 0.50% | Q1 2017 | Q3 2017 | 3 |
Capital Investment Advisory Services, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
Point72 Asset Management, L.P. | 3 | 3 | 0.01% | 0.02% | 0.03% | Q4 2022 | Q2 2023 | 3 |
Front Row Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
JOURNEY STRATEGIC WEALTH LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q3 2022 | Q1 2023 | 3 |
Stonepine Capital Management, LLC | 3 | 3 | 4.10% | 4.89% | 6.10% | Q1 2017 | Q3 2017 | 3 |
KENNEDY CAPITAL MANAGEMENT LLC | 3 | 3 | 0.11% | 0.16% | 0.18% | Q1 2023 | Q3 2023 | 3 |
One Wealth Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Valeo Financial Advisors, LLC | 2 | 1 | 0.01% | 0.01% | 0.02% | Q3 2021 | Q3 2022 | 3 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q2 2018 | 3 |
Rockefeller Capital Management L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q4 2022 | 3 |
SIMPLEX TRADING, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 3 |
Walleye Capital LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2023 | 3 |
Graham Capital Management, L.P. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q1 2022 | 2 |
HARBOUR INVESTMENTS, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
Boston Partners | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
MAI Capital Management | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Corient Private Wealth LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
AlphaMark Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
Verition Fund Management LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2022 | Q4 2022 | 2 |
Polar Capital LLP | 2 | 2 | 0.11% | 0.16% | 0.21% | Q2 2020 | Q3 2020 | 2 |
GTS SECURITIES LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 2 |
Fosun International Ltd | 2 | 2 | 0.00% | 0.02% | 0.05% | Q4 2018 | Q1 2019 | 2 |
ADVISORY RESEARCH INC | 2 | 2 | 0.29% | 0.43% | 0.57% | Q2 2023 | Q3 2023 | 2 |
Avidity Partners Management LP | 2 | 2 | 0.24% | 0.33% | 0.42% | Q1 2020 | Q2 2020 | 2 |
Belpointe Asset Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
JANUS HENDERSON INVESTORS US LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q1 2017 | 2 |
Velan Capital Investment Management LP | 2 | 2 | 0.20% | 0.87% | 1.53% | Q1 2023 | Q2 2023 | 2 |
MOORE CAPITAL MANAGEMENT, LP | 2 | 2 | 0.01% | 0.02% | 0.02% | Q2 2020 | Q3 2020 | 2 |
XTX Topco Ltd | 1 | 1 | 0.01% | 0.03% | 0.05% | Q4 2021 | Q2 2022 | 2 |
CAPTRUST FINANCIAL ADVISORS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2022 | 2 |
Bluefin Trading, LLC | 2 | 2 | 0.02% | 0.07% | 0.13% | Q1 2020 | Q2 2020 | 2 |
RESOURCES MANAGEMENT CORP /CT/ /ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q4 2021 | 2 |
Advisory Services Network, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Shay Capital LLC | 1 | 1 | 0.10% | 0.13% | 0.15% | Q2 2023 | Q2 2023 | 2 |
SALEM INVESTMENT COUNSELORS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Aperio Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Cable Hill Partners, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
Endurant Capital Management LP | 1 | 1 | 0.15% | 0.23% | 0.32% | Q1 2018 | Q1 2020 | 2 |
IBEX WEALTH ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2021 | 2 |
J.P. Morgan Private Wealth Advisors LLC | 1 | 1 | 0.00% | 0.02% | 0.04% | Q4 2020 | Q2 2023 | 2 |
RHUMBLINE ADVISERS | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
SIGNATUREFD, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
Soleus Capital Management, L.P. | 2 | 2 | 0.10% | 0.33% | 0.56% | Q2 2023 | Q3 2023 | 2 |
VR Adviser, LLC | 2 | 2 | 2.05% | 2.16% | 2.28% | Q1 2020 | Q2 2020 | 2 |
ADAGE CAPITAL PARTNERS GP, L.L.C. | 2 | 2 | 0.04% | 0.07% | 0.10% | Q2 2023 | Q3 2023 | 2 |
Aristides Capital LLC | 2 | 2 | 0.41% | 0.42% | 0.42% | Q4 2019 | Q1 2020 | 2 |
WFG Advisors, LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
DRW Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q4 2022 | 2 |
INTERNATIONAL BIOTECHNOLOGY TRUST PLC | 2 | 2 | 0.52% | 1.12% | 1.72% | Q1 2022 | Q2 2022 | 2 |
PICTET ASSET MANAGEMENT LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
COMERICA BANK | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
Lion Point Capital, LP | 1 | 1 | 0.37% | 0.37% | 0.37% | Q3 2023 | Q3 2023 | 1 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2018 | 1 |
BALYASNY ASSET MANAGEMENT L.P. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
NewEdge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Marshall Wace North America L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
IPG Investment Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Frazier Life Sciences Management, L.P. | 1 | 1 | 0.55% | 0.55% | 0.55% | Q1 2022 | Q1 2022 | 1 |
U.S. Capital Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
PRICE T ROWE ASSOCIATES INC /MD/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
EXENCIAL WEALTH ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Bell Investment Advisors, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Leap Investments LP | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2019 | Q4 2019 | 1 |
TANG CAPITAL MANAGEMENT LLC | 1 | 1 | 1.45% | 1.45% | 1.45% | Q3 2023 | Q3 2023 | 1 |
Arlington Capital Management, Inc. | 1 | 1 | 0.85% | 0.85% | 0.85% | Q1 2020 | Q1 2020 | 1 |
Monashee Investment Management LLC | 1 | 1 | 0.70% | 0.70% | 0.70% | Q1 2023 | Q1 2023 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
MERCER GLOBAL ADVISORS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Nine Chapters Capital Management LLC | 1 | 1 | 0.29% | 0.29% | 0.29% | Q3 2017 | Q3 2017 | 1 |
CAAS CAPITAL MANAGEMENT LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q1 2023 | 1 |
ExodusPoint Capital Management, LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Worth Venture Partners, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2022 | Q1 2022 | 1 |
DRIEHAUS CAPITAL MANAGEMENT LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q1 2020 | Q1 2020 | 1 |
QP WEALTH MANAGEMENT, LLC | 1 | 1 | 0.35% | 0.35% | 0.35% | Q2 2023 | Q2 2023 | 1 |
Impact Partnership Wealth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
Schonfeld Strategic Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
Cetera Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q1 2022 | 1 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Three Bridge Wealth Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2022 | Q1 2022 | 1 |
FEDERATED HERMES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
WEDBUSH SECURITIES INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
Mount Yale Investment Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q1 2018 | 1 |
RAYMOND JAMES & ASSOCIATES | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
OneDigital Investment Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Ativo Capital Management LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q4 2017 | Q4 2017 | 1 |
B. Riley Wealth Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Paloma Partners Management Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
AlphaCentric Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
CHARTWELL INVESTMENT PARTNERS, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
NEXTHERA CAPITAL LP | 1 | 1 | 0.76% | 0.76% | 0.76% | Q4 2017 | Q4 2017 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2017 | Q2 2017 | 1 |
RA Capital Management | 1 | 1 | 0.49% | 0.49% | 0.49% | Q2 2020 | Q2 2020 | 1 |
ELLINGTON MANAGEMENT GROUP LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
Claro Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Maven Securities LTD | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2023 | Q1 2023 | 1 |
Calamos Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q2 2020 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
SECTORAL ASSET MANAGEMENT INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
External links
This page lists all the filers that currently own AVADEL PHARMACEUTICALS PLC or have owned AVADEL PHARMACEUTICALS PLC in the past.