SMITH MICRO SOFTWARE INC shareholder history

Current and past SMITH MICRO SOFTWARE INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2430.00%0.00%0.00%Q3 2016Q3 202368
Citadel Advisors 2210.00%0.00%0.00%Q3 2016Q3 202365
WOLVERINE TRADING, LLC 21210.00%0.00%0.00%Q3 2018Q3 202352
NORTHERN TRUST CORP 29290.00%0.00%0.00%Q3 2016Q3 202329
VANGUARD GROUP INC 29290.00%0.00%0.00%Q3 2016Q3 202329
GEODE CAPITAL MANAGEMENT, LLC 29290.00%0.00%0.00%Q3 2016Q3 202329
BANK OF AMERICA CORP /DE/ 28280.00%0.00%0.00%Q4 2016Q3 202328
UBS Group AG 2440.00%0.00%0.00%Q3 2016Q3 202328
Cutler Group LLC / CA 12120.00%0.00%0.00%Q1 2020Q4 202227
BlackRock Inc. 27270.00%0.00%0.00%Q1 2017Q3 202327
Renaissance Technologies 1250.00%0.00%0.00%Q3 2016Q3 202326
Caption Management, LLC 14140.00%0.01%0.09%Q4 2019Q1 202322
SIMPLEX TRADING, LLC 1420.00%0.00%0.00%Q1 2018Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
GROUP ONE TRADING, L.P. 1730.00%0.00%0.01%Q3 2018Q3 202320
BLUEFIN CAPITAL MANAGEMENT, LLC 11110.00%0.02%0.06%Q3 2020Q1 202320
WELLS FARGO & COMPANY/MN 1640.00%0.00%0.00%Q3 2016Q3 202320
BANK OF MONTREAL /CAN/ 970.00%0.00%0.00%Q3 2016Q2 202119
Bank of New York Mellon Corp 1710.00%0.00%0.00%Q3 2016Q3 202319
MORGAN STANLEY 1810.00%0.00%0.00%Q3 2017Q3 202319
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19190.00%0.00%0.00%Q3 2016Q1 202119
Raymond James Financial Services Advisors, Inc. 18180.00%0.00%0.00%Q2 2019Q3 202318
BARCLAYS PLC 830.00%0.00%0.00%Q3 2016Q1 202218
ROYAL BANK OF CANADA 710.00%0.00%0.00%Q3 2017Q3 202317
Tower Research Capital LLC (TRC) 1610.00%0.00%0.00%Q3 2016Q2 202317
DEUTSCHE BANK AG\ 1020.00%0.00%0.00%Q3 2016Q1 202217
Allworth Financial LP 16160.00%0.00%0.00%Q4 2019Q3 202316
DIMENSIONAL FUND ADVISORS LP 1320.00%0.00%0.00%Q3 2019Q3 202315
Pacific Ridge Capital Partners, LLC 14140.44%1.07%1.73%Q2 2020Q3 202314
STATE STREET CORP 14140.00%0.00%0.00%Q2 2020Q3 202314
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 14140.00%0.00%0.00%Q2 2020Q3 202314
IFP Advisors, Inc 810.00%0.00%0.00%Q3 2016Q2 202114
JPMORGAN CHASE & CO 14140.00%0.00%0.00%Q2 2020Q3 202314
ARS Investment Partners, LLC 940.01%0.03%0.04%Q1 2020Q3 202313
LADENBURG THALMANN FINANCIAL SERVICES INC. 12120.00%0.00%0.00%Q3 2016Q2 201912
OSAIC HOLDINGS, INC. 710.00%0.00%0.00%Q1 2020Q3 202312
MILLENNIUM MANAGEMENT LLC 620.00%0.00%0.01%Q3 2019Q3 202312
Cowen Prime Services LLC 12120.02%0.04%0.07%Q3 2016Q2 201912
CM Management, LLC 12120.22%0.52%1.00%Q4 2020Q3 202312
BNP PARIBAS FINANCIAL MARKETS 11110.00%0.00%0.00%Q2 2020Q4 202211
GOLDMAN SACHS GROUP INC 11110.00%0.00%0.00%Q4 2019Q2 202211
Iron Horse Wealth Management, LLC 740.00%0.00%0.00%Q4 2020Q3 202311
FMR LLC 11110.00%0.00%0.00%Q1 2021Q3 202311
MANUFACTURERS LIFE INSURANCE COMPANY, THE 740.00%0.00%0.00%Q3 2016Q4 202111
TUDOR INVESTMENT CORP ET AL 11110.00%0.00%0.01%Q1 2021Q3 202311
VICTORY CAPITAL MANAGEMENT INC 710.00%0.00%0.00%Q3 2019Q3 202211
ACADIAN ASSET MANAGEMENT LLC 810.00%0.00%0.01%Q1 2018Q1 202311
CITIGROUP INC 11110.00%0.00%0.00%Q4 2019Q2 202211
WEST PACES ADVISORS INC. 10100.00%0.00%0.01%Q2 2021Q3 202310
PEAK6 Investments LLC 210.00%0.00%0.00%Q3 2018Q2 202310
HAP Trading, LLC 820.00%0.00%0.00%Q2 2020Q4 202210
TWO SIGMA INVESTMENTS, LP 510.00%0.00%0.01%Q2 2020Q3 202310
NEW YORK STATE COMMON RETIREMENT FUND 990.00%0.00%0.00%Q2 2020Q2 20229
Malaga Cove Capital, LLC 720.01%0.01%0.02%Q1 2018Q3 20239
D. E. Shaw & Co., Inc. 990.00%0.00%0.00%Q3 2021Q3 20239
Virtu Financial LLC 110.00%0.00%0.01%Q3 2017Q2 20238
JANE STREET GROUP, LLC 510.00%0.00%0.00%Q2 2020Q4 20218
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 880.00%0.00%0.00%Q2 2020Q1 20228
Nuveen Asset Management, LLC 880.00%0.00%0.00%Q2 2020Q1 20228
EQUITEC PROPRIETARY MARKETS, LLC 710.01%0.13%0.35%Q1 2020Q4 20228
Kovack Advisors, Inc. 620.00%0.02%0.04%Q4 2020Q2 20238
AMERICAN INTERNATIONAL GROUP, INC. 880.00%0.00%0.00%Q2 2020Q1 20228
RHUMBLINE ADVISERS 880.00%0.00%0.00%Q2 2020Q1 20228
PARAMETRIC PORTFOLIO ASSOCIATES LLC 610.00%0.00%0.00%Q3 2019Q1 20228
Legal & General Group Plc 880.00%0.00%0.00%Q2 2020Q1 20228
VOYA INVESTMENT MANAGEMENT LLC 880.00%0.00%0.00%Q2 2020Q1 20228
Ameritas Investment Partners, Inc. 880.00%0.00%0.00%Q2 2020Q1 20228
SEI INVESTMENTS CO 610.00%0.00%0.00%Q1 2017Q2 20207
Lindbrook Capital, LLC 770.01%0.02%0.04%Q1 2022Q3 20237
Neuberger Berman Group LLC 770.00%0.00%0.00%Q1 2021Q3 20227
PNC FINANCIAL SERVICES GROUP, INC. 770.00%0.00%0.00%Q4 2021Q2 20237
Anchor Investment Management, LLC 770.00%0.00%0.00%Q1 2016Q3 20177
GSA CAPITAL PARTNERS LLP 510.02%0.07%0.14%Q3 2020Q4 20227
TWO SIGMA ADVISERS, LP 610.00%0.00%0.00%Q3 2020Q3 20237
DAVENPORT & Co LLC 510.00%0.00%0.00%Q1 2019Q3 20236
Invesco Ltd. 660.00%0.00%0.00%Q4 2020Q1 20226
Cito Capital Group, LLC 330.04%0.09%0.13%Q2 2021Q4 20226
NorthRock Partners, LLC 660.00%0.02%0.06%Q2 2020Q3 20216
Russell Investments Group, Ltd. 420.00%0.00%0.01%Q3 2018Q2 20206
QUADRANT CAPITAL GROUP LLC 550.00%0.00%0.00%Q2 2021Q2 20225
Jump Financial, LLC 410.01%0.02%0.02%Q4 2020Q2 20225
Squarepoint Ops LLC 210.00%0.00%0.00%Q3 2021Q3 20235
AQR Capital Management 550.00%0.00%0.00%Q3 2020Q3 20215
Sowell Financial Services LLC 550.00%0.00%0.00%Q1 2020Q1 20215
CAPTRUST FINANCIAL ADVISORS 310.00%0.00%0.00%Q2 2020Q1 20225
Clarus Wealth Advisors 550.01%0.01%0.01%Q2 2018Q2 20195
Bluefin Trading, LLC 440.00%0.09%0.44%Q3 2019Q2 20205
Shay Capital LLC 550.03%0.13%0.23%Q4 2020Q4 20215
Winslow, Evans & Crocker, Inc. 410.00%0.00%0.00%Q3 2016Q4 20205
Unterberg Capital LLC 550.02%1.95%3.87%Q4 2016Q4 20175
Qube Research & Technologies Ltd 210.00%0.01%0.04%Q4 2019Q3 20235
CREDIT SUISSE AG/ 210.00%0.00%0.00%Q4 2019Q2 20224
FRIESS ASSOCIATES LLC 440.08%0.11%0.13%Q3 2019Q2 20204
Paloma Partners Management Co 310.00%0.00%0.00%Q1 2020Q2 20214
A.R.T. Advisors, LLC 210.00%0.02%0.05%Q1 2017Q4 20194
MARSHALL WACE, LLP 210.00%0.00%0.01%Q1 2020Q3 20234
WELLINGTON MANAGEMENT GROUP LLP 440.00%0.00%0.00%Q1 2021Q4 20214
FULLER & THALER ASSET MANAGEMENT, INC. 440.01%0.02%0.02%Q3 2019Q2 20204
BRIDGEWAY CAPITAL MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2018Q4 20184
ExodusPoint Capital Management, LP 310.00%0.00%0.01%Q3 2019Q1 20214
1 NORTH WEALTH SERVICES LLC 220.00%0.00%0.00%Q4 2018Q4 20194
PANAGORA ASSET MANAGEMENT INC 440.00%0.00%0.00%Q3 2020Q2 20214
Redmond Asset Management, LLC 440.12%0.13%0.14%Q1 2021Q4 20214
Leap Investments LP 440.05%0.10%0.14%Q3 2019Q2 20204
New England Capital Financial Advisors LLC 440.00%0.00%0.00%Q4 2022Q3 20234
SG Americas Securities, LLC 210.00%0.00%0.00%Q2 2020Q4 20214
Sunbelt Securities, Inc. 440.01%0.01%0.01%Q4 2022Q3 20234
Eidelman Virant Capital 440.07%0.23%0.41%Q1 2021Q4 20214
OCCUDO QUANTITATIVE STRATEGIES LP 310.00%0.00%0.01%Q3 2021Q3 20234
IndexIQ Advisors LLC 440.01%0.01%0.01%Q1 2021Q4 20214
FIRST TRUST ADVISORS LP 440.00%0.00%0.00%Q3 2020Q2 20214
WFG Advisors, LP 440.00%0.00%0.00%Q3 2016Q2 20174
Financial Enhancement Group LLC 440.04%0.04%0.06%Q1 2019Q4 20194
Yorktown Management & Research Co Inc 330.06%0.17%0.24%Q1 2020Q3 20203
XTX Topco Ltd 210.01%0.02%0.05%Q1 2021Q3 20233
McCarthy Asset Management, Inc. 330.00%0.00%0.00%Q3 2021Q1 20223
NAVELLIER & ASSOCIATES INC 330.01%0.02%0.02%Q1 2020Q3 20203
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 330.00%0.01%0.01%Q3 2021Q1 20223
FNY Investment Advisers, LLC 210.00%0.05%0.10%Q1 2019Q1 20213
Capital Investment Advisors, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Spark Investment Management LLC 330.00%0.00%0.01%Q4 2018Q2 20193
HighVista Strategies LLC 330.04%0.04%0.05%Q1 2021Q3 20213
COMMONWEALTH EQUITY SERVICES, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
HARBOUR INVESTMENTS, INC. 330.00%0.00%0.00%Q1 2021Q3 20213
Anson Funds Management LP 210.24%0.60%0.79%Q1 2018Q4 20183
Skylands Capital, LLC 330.02%0.06%0.11%Q2 2021Q4 20213
B. Riley Wealth Advisors, Inc. 330.00%0.00%0.00%Q3 2022Q1 20233
Quantbot Technologies LP 110.00%0.00%0.00%Q3 2019Q1 20213
BLAIR WILLIAM & CO/IL 330.00%0.00%0.00%Q1 2020Q3 20203
Hillsdale Investment Management Inc. 330.05%0.06%0.07%Q3 2019Q1 20203
McIlrath & Eck, LLC 330.00%0.00%0.00%Q4 2019Q2 20203
Ergoteles LLC 210.00%0.01%0.02%Q1 2021Q3 20223
B. Riley Wealth Management, Inc. 210.01%0.02%0.04%Q3 2021Q2 20223
GLOBEFLEX CAPITAL L P 210.00%0.02%0.04%Q3 2016Q3 20203
Black Maple Capital Management LP 330.13%0.19%0.26%Q1 2021Q3 20213
ClariVest Asset Management LLC 210.01%0.01%0.01%Q3 2019Q2 20203
AXA S.A. 330.00%0.00%0.00%Q4 2019Q2 20203
STATE OF WISCONSIN INVESTMENT BOARD 330.00%0.00%0.00%Q1 2022Q3 20223
Allspring Global Investments Holdings, LLC 220.00%0.00%0.00%Q4 2021Q1 20222
CWM, LLC 220.00%0.00%0.00%Q1 2022Q2 20222
SeaCrest Wealth Management, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
Worth Venture Partners, LLC 110.30%0.43%0.55%Q3 2019Q1 20202
BlackRock Fund Advisors 220.00%0.00%0.00%Q3 2016Q4 20162
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 220.00%0.00%0.00%Q1 2019Q2 20192
Zebra Capital Management LLC 220.47%0.51%0.55%Q3 2020Q4 20202
Cubist Systematic Strategies, LLC 110.00%0.00%0.00%Q1 2021Q2 20222
ProShare Advisors LLC 110.00%0.00%0.00%Q2 2021Q4 20212
Cambridge Investment Research Advisors, Inc. 220.00%0.00%0.00%Q2 2020Q3 20202
PDT Partners, LLC 110.01%0.01%0.01%Q1 2021Q4 20212
BLACKROCK ADVISORS LLC 220.00%0.00%0.00%Q3 2016Q4 20162
LMR Partners LLP 220.00%0.00%0.00%Q2 2022Q3 20222
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q3 2016Q1 20172
BOOTHBAY FUND MANAGEMENT, LLC 110.00%0.00%0.01%Q4 2019Q2 20222
TORONTO DOMINION BANK 220.00%0.00%0.00%Q4 2021Q1 20222
Mesirow Financial Investment Management, Inc. 220.02%0.02%0.02%Q4 2020Q1 20212
Quadrature Capital Ltd 110.00%0.02%0.03%Q1 2020Q2 20232
Alpha Paradigm Partners, LLC 110.03%0.03%0.04%Q1 2021Q1 20222
Polar Asset Management Partners Inc. 220.05%0.05%0.05%Q1 2021Q2 20212
Verition Fund Management LLC 220.00%0.00%0.00%Q2 2022Q3 20222
CADENCE CAPITAL MANAGEMENT LLC 220.22%0.22%0.23%Q1 2020Q2 20202
Hudson Bay Capital Management LP 220.02%0.02%0.03%Q1 2018Q2 20182
Laurion Capital Management LP 110.00%0.00%0.01%Q4 2019Q2 20222
EAM Investors, LLC 220.19%0.51%0.84%Q2 2019Q3 20192
Freedom Investment Management, Inc. 220.00%0.00%0.01%Q2 2021Q3 20212
Ancora Advisors LLC 220.02%0.02%0.02%Q1 2020Q2 20202
Point72 Hong Kong Ltd 110.00%0.00%0.00%Q1 2021Q2 20222
BlackRock Institutional Trust Company, N.A. 220.00%0.00%0.00%Q3 2016Q4 20162
Advisor Group, Inc. 220.00%0.00%0.00%Q3 2019Q4 20192
G2 Investment Partners Management LLC 220.14%0.34%0.53%Q3 2019Q4 20192
State of Wyoming 220.01%0.01%0.01%Q4 2021Q1 20222
HighTower Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
683 Capital Management, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
Point72 Asset Management, L.P. 110.00%0.00%0.00%Q1 2021Q1 20211
Amalgamated Financial Corp. 110.00%0.00%0.00%Q1 2022Q1 20221
Y-Intercept (Hong Kong) Ltd 110.01%0.01%0.01%Q2 2022Q2 20221
One68 Global Capital, LLC 110.41%0.41%0.41%Q4 2019Q4 20191
Geneos Wealth Management Inc. 110.00%0.00%0.00%Q1 2017Q1 20171
BAILARD, INC. 110.01%0.01%0.01%Q1 2020Q1 20201
V Wealth Advisors LLC 110.00%0.00%0.00%Q2 2017Q2 20171
American Financial Network Advisory Services LLC 110.00%0.00%0.00%Q3 2017Q3 20171
TWO SIGMA SECURITIES, LLC 110.00%0.00%0.00%Q3 2022Q3 20221
Truvestments Capital LLC 110.00%0.00%0.00%Q1 2021Q1 20211
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q2 2020Q2 20201
Jefferies Group LLC 110.00%0.00%0.00%Q1 2020Q1 20201
Nokomis Capital, L.L.C. 110.77%0.77%0.77%Q1 2021Q1 20211
Steward Partners Investment Advisory, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
Manatuck Hill Partners, LLC 110.02%0.02%0.02%Q2 2021Q2 20211
AMALGAMATED BANK 110.00%0.00%0.00%Q1 2022Q1 20221
Sonora Investment Management Group, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
Engineers Gate Manager LP 110.00%0.00%0.00%Q3 2021Q3 20211
RMB Capital Management, LLC 110.02%0.02%0.02%Q1 2020Q1 20201
MACQUARIE GROUP LTD 110.00%0.00%0.00%Q1 2020Q1 20201
Pentwater Capital Management LP 110.01%0.01%0.01%Q1 2021Q1 20211
Alpine Global Management, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
JACOBS LEVY EQUITY MANAGEMENT, INC 110.00%0.00%0.00%Q1 2023Q1 20231
METROPOLITAN LIFE INSURANCE CO/NY 110.00%0.00%0.00%Q4 2021Q4 20211
Parallel Advisors, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
Cetera Advisors LLC 110.00%0.00%0.00%Q3 2021Q3 20211
Bayesian Capital Management, LP 110.01%0.01%0.01%Q4 2019Q4 20191
Castle Creek Arbitrage, LLC 110.00%0.00%0.00%Q1 2021Q1 20211
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q3 2020Q3 20201
Clearline Capital LP 110.04%0.04%0.04%Q1 2021Q1 20211
EAM Global Investors LLC 111.00%1.00%1.00%Q3 2019Q3 20191
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q3 2021Q3 20211
Altshuler Shaham Ltd 110.00%0.00%0.00%Q1 2021Q1 20211
SG Capital Management LLC 110.16%0.16%0.16%Q2 2020Q2 20201
Royal Fund Management, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Lighthouse Investment Partners, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Cornerstone Advisory, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Golden State Wealth Management, LLC 110.00%0.00%0.00%Q1 2019Q1 20191
HM PAYSON & CO 110.00%0.00%0.00%Q3 2020Q3 20201
OPPENHEIMER ASSET MANAGEMENT INC. 110.00%0.00%0.00%Q1 2020Q1 20201
MetLife Investment Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
OLD MISSION CAPITAL LLC 110.01%0.01%0.01%Q1 2021Q1 20211
TCI Wealth Advisors, Inc. 110.00%0.00%0.00%Q1 2022Q1 20221
Kepos Capital LP 110.11%0.11%0.11%Q1 2021Q1 20211
External links

This page lists all the filers that currently own SMITH MICRO SOFTWARE INC or have owned SMITH MICRO SOFTWARE INC in the past.