CARLYLE GROUP L P shareholder history

Current and past CARLYLE GROUP L P shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
SUSQUEHANNA INTERNATIONAL GROUP, LLP 27270.00%0.00%0.01%Q2 2013Q4 201975
Walleye Trading LLC 22220.00%0.01%0.07%Q2 2014Q3 201958
CITIGROUP INC 27270.00%0.01%0.09%Q2 2013Q4 201953
Citadel Advisors 1410.00%0.00%0.00%Q3 2013Q4 201944
PEAK6 Group LLC 1440.00%0.00%0.02%Q2 2013Q2 201839
BARCLAYS PLC 27270.00%0.00%0.00%Q2 2013Q4 201939
Cutler Group LLC / CA 1140.00%0.00%0.02%Q1 2016Q4 201936
WOLVERINE TRADING, LLC 940.00%0.00%0.01%Q2 2016Q3 201936
BANK OF AMERICA CORP /DE/ 27270.00%0.01%0.02%Q2 2013Q4 201935
BAMCO INC /NY/ 32320.20%0.47%0.82%Q2 2013Q1 202132
DEUTSCHE BANK AG\ 26260.00%0.02%0.06%Q3 2013Q4 201932
Spot Trading L.L.C 920.00%0.01%0.02%Q3 2013Q2 201628
CREDIT SUISSE AG/ 28280.00%0.02%0.09%Q1 2013Q4 201928
BANK OF MONTREAL /CAN/ 27270.00%0.01%0.07%Q2 2013Q4 201928
WELLS FARGO & COMPANY/MN 27270.00%0.00%0.01%Q2 2013Q4 201928
RAYMOND JAMES & ASSOCIATES 27270.00%0.01%0.02%Q2 2013Q4 201927
ROYAL BANK OF CANADA 27270.00%0.00%0.00%Q2 2013Q4 201927
Parallax Volatility Advisers, L.P. 810.00%0.00%0.00%Q4 2013Q3 201927
JPMORGAN CHASE & CO 27270.00%0.00%0.02%Q2 2013Q4 201927
Markel Corporation 27270.02%0.27%0.54%Q2 2013Q4 201927
MORGAN STANLEY 27270.00%0.03%0.07%Q2 2013Q4 201927
Sandy Spring Bank 27270.00%0.01%0.02%Q2 2013Q4 201927
PNC FINANCIAL SERVICES GROUP, INC. 27270.00%0.00%0.01%Q2 2013Q4 201927
Invesco Ltd. 27270.00%0.00%0.04%Q2 2013Q4 201927
BROWN ADVISORY INC 27270.00%0.00%0.01%Q2 2013Q4 201927
GOLDMAN SACHS GROUP INC 25250.00%0.00%0.01%Q4 2013Q4 201927
AMERIPRISE FINANCIAL INC 27270.00%0.00%0.01%Q2 2013Q4 201927
UNITED CAPITAL FINANCIAL ADVISORS, LLC 27270.01%0.03%0.07%Q2 2013Q4 201927
UBS Group AG 21210.00%0.01%0.03%Q4 2014Q4 201926
Creative Planning 1880.00%0.00%0.01%Q2 2013Q4 201926
FMR LLC 2510.00%0.01%0.03%Q2 2013Q4 201926
GEODE CAPITAL MANAGEMENT, LLC 2510.00%0.00%0.00%Q2 2013Q4 201926
AMERICAN FINANCIAL GROUP INC 25250.21%1.28%2.12%Q3 2013Q3 201925
ASHFORD CAPITAL MANAGEMENT INC 1690.04%0.11%0.19%Q2 2013Q4 201925
WHITTIER TRUST CO 25250.00%0.03%0.07%Q4 2013Q4 201925
GARRISON BRADFORD & ASSOCIATES INC 25250.15%0.33%0.86%Q3 2013Q3 201925
Legal & General Group Plc 25250.00%0.00%0.01%Q4 2013Q4 201925
SOL Capital Management CO 25250.17%0.90%1.55%Q3 2013Q3 201925
Partners Group Holding AG 1690.57%1.77%3.52%Q2 2013Q3 201925
LADENBURG THALMANN FINANCIAL SERVICES INC. 25250.00%0.00%0.01%Q4 2013Q4 201925
OPPENHEIMER & CO INC 2310.02%0.08%0.23%Q4 2013Q4 201924
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24240.00%0.00%0.01%Q1 2014Q4 201924
Focused Wealth Management, Inc 24240.01%0.10%0.24%Q1 2014Q4 201924
IFP Advisors, Inc 1480.00%0.01%0.10%Q4 2015Q2 202122
Bank of New York Mellon Corp 2110.00%0.00%0.00%Q2 2013Q4 201922
STIFEL FINANCIAL CORP 1840.00%0.01%0.01%Q1 2014Q4 201922
LPL Financial LLC 22220.00%0.00%0.01%Q3 2014Q4 201922
WHITTIER TRUST CO OF NEVADA INC 21210.00%0.00%0.01%Q4 2013Q4 201821
MANUFACTURERS LIFE INSURANCE COMPANY, THE 21210.00%0.02%0.07%Q2 2013Q2 201821
Robeco Institutional Asset Management B.V. 1130.02%0.13%0.38%Q2 2013Q4 201921
Texas Yale Capital Corp. 21210.07%0.14%0.20%Q4 2014Q4 201921
M&T BANK CORP 1710.00%0.00%0.01%Q2 2013Q4 201920
Highlander Capital Management, LLC 1730.01%0.04%0.08%Q2 2013Q4 201920
HSBC HOLDINGS PLC 1710.00%0.00%0.00%Q3 2012Q4 201920
Tower Research Capital LLC (TRC) 710.00%0.00%0.03%Q2 2013Q3 201920
Artemis Investment Management LLP 20200.26%0.77%1.52%Q1 2015Q4 201920
PINNACLE ASSOCIATES LTD 1220.00%0.01%0.02%Q2 2013Q4 201920
North Star Investment Management Corp. 19190.01%0.03%0.05%Q1 2015Q3 201919
BNP PARIBAS FINANCIAL MARKETS 19190.00%0.00%0.02%Q2 2015Q4 201919
Renaissance Technologies 810.00%0.02%0.04%Q2 2013Q4 201919
BENJAMIN F. EDWARDS & COMPANY, INC. 1130.00%0.00%0.02%Q4 2014Q4 201919
THOMPSON SIEGEL & WALMSLEY LLC 19190.00%0.00%0.00%Q2 2015Q4 201919
Hawkins Capital L.P. 19193.29%6.22%12.09%Q2 2013Q4 201719
GROUP ONE TRADING, L.P. 610.00%0.01%0.03%Q2 2013Q4 201919
Algebris Investments (UK) LLP 16160.17%2.80%8.60%Q2 2013Q1 201718
UBS AG 660.00%0.00%0.01%Q2 2013Q3 201418
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 18180.06%0.21%0.31%Q3 2015Q4 201918
FIRST MANHATTAN CO. LLC. 1710.00%0.00%0.00%Q2 2014Q4 201918
ROYCE & ASSOCIATES LP 18180.00%0.02%0.06%Q3 2015Q4 201918
Private Wealth Partners, LLC 1110.05%0.20%0.46%Q2 2013Q4 201918
Janney Montgomery Scott LLC 1410.00%0.01%0.01%Q3 2014Q4 201918
Burt Wealth Advisors 18180.00%0.00%0.02%Q4 2014Q1 201918
Skandinaviska Enskilda Banken AB (publ) 17170.07%0.11%0.17%Q4 2015Q4 201917
CACTI ASSET MANAGEMENT LLC 17170.01%0.01%0.02%Q1 2017Q1 202117
ALPS ADVISORS INC 1340.00%0.05%0.14%Q1 2015Q4 201917
PineBridge Investments, L.P. 17170.00%0.02%0.07%Q4 2014Q4 201817
ADVANTAGE INVESTMENT MANAGEMENT, LLC 17170.00%0.00%0.01%Q3 2015Q3 201917
E&G Advisors, LP 980.11%0.33%0.71%Q4 2013Q3 201917
HONEYWELL INTERNATIONAL INC 16160.21%0.39%0.72%Q3 2013Q2 201716
SIMPLEX TRADING, LLC 810.00%0.01%0.04%Q1 2015Q4 201916
AMUNDI ASSET MANAGEMENT US, INC. 810.01%0.05%0.12%Q4 2012Q3 201916
Raymond James Financial Services Advisors, Inc. 1240.00%0.01%0.01%Q3 2015Q4 201916
BALDWIN BROTHERS LLC/MA 16160.01%0.05%0.07%Q1 2016Q4 201916
MILLER VALUE PARTNERS, LLC 16160.05%0.31%0.66%Q1 2016Q4 201916
US BANCORP \DE\ 16160.00%0.00%0.00%Q1 2016Q4 201916
Cambridge Investment Research Advisors, Inc. 1240.00%0.00%0.00%Q4 2015Q4 201916
CARRET ASSET MANAGEMENT, LLC 16160.03%0.05%0.08%Q1 2016Q4 201916
Allianz Asset Management GmbH 1140.00%0.01%0.01%Q2 2013Q1 201815
Sterling Capital Management LLC 15150.00%0.01%0.01%Q1 2014Q3 201715
Coronation Fund Managers Ltd. 15150.08%0.56%0.74%Q2 2016Q4 201915
Brown Advisory Securities, LLC 1050.09%0.15%0.23%Q2 2013Q3 201815
Cetera Advisor Networks LLC 520.01%0.01%0.03%Q1 2015Q3 201915
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
HighTower Advisors, LLC 1410.00%0.01%0.01%Q1 2014Q3 201915
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1040.00%0.00%0.00%Q3 2015Q1 201914
TANAKA CAPITAL MANAGEMENT INC 14141.18%2.47%4.03%Q2 2020Q3 202314
ING GROEP NV 910.04%0.11%0.34%Q2 2014Q4 201914
GSA CAPITAL PARTNERS LLP 410.01%0.05%0.23%Q2 2013Q4 201914
Veritable, L.P. 1220.00%0.01%0.01%Q1 2015Q4 201914
MCKINLEY CAPITAL MANAGEMENT LLC 14140.05%0.13%0.33%Q3 2016Q4 201914
ENDEAVOUR CAPITAL ADVISORS INC 910.06%0.42%1.50%Q3 2013Q4 201913
Advisory Services Network, LLC 1120.00%0.01%0.05%Q2 2016Q3 201913
FRED ALGER MANAGEMENT, LLC 1010.01%0.18%0.50%Q2 2013Q3 201913
CENTRAL BANK & TRUST CO 1210.00%0.00%0.00%Q2 2013Q1 201713
CLINTON GROUP INC 520.02%0.15%0.39%Q3 2014Q2 201813
Neuberger Berman Group LLC 820.00%0.02%0.06%Q3 2013Q4 201913
Algebris (UK) Ltd 810.56%3.45%9.12%Q2 2017Q3 201912
GREAT WEST LIFE ASSURANCE CO /CAN/ 840.00%0.00%0.00%Q2 2014Q4 201912
Financial Architects, Inc 12120.00%0.00%0.01%Q2 2016Q1 201912
QCI ASSET MANAGEMENT INC/NY 1110.00%0.00%0.00%Q1 2017Q1 202012
Verde Servicos Internacionais S.A. 12120.35%0.70%1.75%Q4 2015Q3 201812
KCM INVESTMENT ADVISORS LLC 12120.01%0.11%0.21%Q1 2014Q4 201612
BESSEMER GROUP INC 1110.00%0.00%0.00%Q4 2016Q4 201912
Wealthspire Advisors, L.P. 750.00%0.00%0.01%Q1 2016Q1 201912
SYNOVUS FINANCIAL CORP 750.00%0.00%0.00%Q1 2016Q3 201912
Pinnacle Holdings, LLC 12120.04%0.07%0.13%Q4 2017Q3 202012
NN Investment Partners Holdings N.V. 12120.01%0.03%0.06%Q1 2016Q4 201812
Edgemoor Investment Advisors, Inc. 910.04%0.70%1.26%Q2 2013Q1 201912
AUGUSTINE ASSET MANAGEMENT INC 12120.74%0.94%1.18%Q4 2016Q3 201912
CWM, LLC 12120.00%0.00%0.00%Q1 2016Q4 201812
PEAK6 Investments LLC 660.00%0.01%0.02%Q3 2018Q4 201912
LGT CAPITAL PARTNERS LTD. 12120.43%0.67%0.94%Q1 2017Q4 201912
SALEM INVESTMENT COUNSELORS INC 1110.00%0.09%0.16%Q2 2013Q3 201712
Coastal Bridge Advisors, LLC 11110.34%0.67%0.88%Q2 2017Q4 201911
INVESTOR AB 650.02%0.10%0.21%Q1 2014Q1 201811
Winslow, Evans & Crocker, Inc. 11110.00%0.02%0.06%Q2 2017Q4 201911
Fiduciary Trust Co International of Pennsylvania 11110.01%0.01%0.02%Q2 2017Q4 201911
MV CAPITAL MANAGEMENT, INC. 11110.00%0.00%0.01%Q4 2015Q2 201811
Philadelphia Financial Management of San Francisco, LLC 11110.73%1.98%2.53%Q2 2017Q4 201911
GLENMEDE TRUST CO NA 650.00%0.00%0.00%Q4 2016Q1 202011
BigSur Wealth Management LLC 820.14%0.20%0.28%Q4 2016Q3 201910
Evercore Wealth Management, LLC 10100.00%0.01%0.01%Q2 2013Q3 201510
SPIRIT OF AMERICA MANAGEMENT CORP/NY 10100.04%0.06%0.12%Q3 2017Q4 201910
DIVIDEND ASSETS CAPITAL, LLC 10100.01%0.04%0.09%Q3 2017Q4 201910
Bramshill Investments, LLC 10100.33%1.33%3.19%Q2 2017Q3 201910
Jefferies Group LLC 210.00%0.01%0.03%Q1 2014Q3 201910
BECK MACK & OLIVER LLC 10100.01%0.24%1.00%Q2 2014Q3 201610
PUTNAM INVESTMENTS LLC 10100.02%0.12%0.31%Q3 2013Q4 201510
HOWE & RUSLING INC 10100.00%0.00%0.00%Q4 2013Q1 201610
Penserra Capital Management LLC 820.00%0.02%0.09%Q4 2015Q4 201910
ALPINE WOODS CAPITAL INVESTORS, LLC 10100.02%0.03%0.04%Q2 2013Q3 201510
Stelac Advisory Services LLC 10100.04%0.14%0.42%Q3 2017Q4 201910
Gator Capital Management, LLC 551.37%2.05%3.37%Q4 2014Q4 201810
SCHAFER CULLEN CAPITAL MANAGEMENT INC 630.00%0.00%0.01%Q2 2017Q3 20199
Alkeon Capital Management 990.10%0.34%0.48%Q4 2017Q4 20199
Wealthcare Advisory Partners LLC 990.00%0.01%0.03%Q3 2017Q3 20199
Weiss Multi-Strategy Advisers LLC 310.01%0.25%0.78%Q2 2013Q2 20199
Quantbot Technologies LP 610.00%0.02%0.06%Q3 2013Q3 20169
Perigon Wealth Management, LLC 630.00%0.37%0.68%Q1 2015Q3 20179
McGowan Group Asset Management, Inc. 991.04%1.37%1.71%Q3 2017Q3 20199
DnB Asset Management AS 990.03%0.03%0.04%Q3 2017Q3 20199
Personal Capital Advisors Corp 720.00%0.00%0.01%Q3 2017Q4 20199
MACQUARIE GROUP LTD 990.00%0.00%0.01%Q1 2014Q1 20169
Red Rocks Capital LLC 998.10%15.64%18.64%Q2 2013Q2 20159
Prospera Financial Services Inc 630.04%0.19%0.49%Q3 2017Q4 20199
PRICE T ROWE ASSOCIATES INC /MD/ 540.00%0.00%0.00%Q2 2013Q1 20169
P.A.W. CAPITAL CORP 990.45%0.58%0.78%Q2 2017Q2 20199
J.P. Marvel Investment Advisors, LLC 990.22%0.27%0.32%Q2 2013Q2 20159
Valeo Financial Advisors, LLC 990.00%0.00%0.00%Q3 2017Q3 20199
COMMONWEALTH EQUITY SERVICES, LLC 990.00%0.00%0.00%Q4 2017Q4 20199
Slow Capital, Inc. 880.68%0.79%0.94%Q4 2017Q3 20198
ICONIQ Capital, LLC 880.05%0.07%0.10%Q1 2016Q4 20178
BLAIR WILLIAM & CO/IL 710.00%0.01%0.02%Q3 2014Q3 20168
Rockefeller Capital Management L.P. 880.01%0.01%0.01%Q1 2018Q4 20198
J.P. Morgan Private Wealth Advisors LLC 620.01%0.03%0.06%Q2 2015Q3 20198
SeaCrest Wealth Management, LLC 880.05%0.06%0.07%Q4 2017Q3 20198
Steward Partners Investment Advisory, LLC 880.02%0.03%0.04%Q1 2018Q4 20198
American Portfolios Advisors 440.00%0.00%0.00%Q4 2017Q4 20198
AMERICAN NATIONAL INSURANCE CO 880.03%0.04%0.06%Q4 2014Q3 20168
SIT INVESTMENT ASSOCIATES INC 710.04%0.06%0.10%Q2 2018Q3 20208
ELKHORN PARTNERS LIMITED PARTNERSHIP 880.12%0.14%0.19%Q3 2015Q2 20178
Smith Affiliated Capital Corp. 880.02%0.03%0.06%Q4 2015Q3 20178
VNBTrust, National Association 880.14%0.54%1.18%Q2 2013Q1 20158
JAMES INVESTMENT RESEARCH INC 880.00%0.04%0.12%Q2 2017Q1 20198
Klingman & Associates, LLC 880.00%0.00%0.01%Q4 2014Q3 20168
D.A. DAVIDSON & CO. 620.00%0.01%0.02%Q1 2016Q4 20198
CAPTRUST FINANCIAL ADVISORS 880.00%0.00%0.00%Q4 2017Q3 20198
Marshall Wace North America L.P. 410.00%0.06%0.22%Q2 2013Q3 20197
Airain ltd 210.01%0.06%0.20%Q1 2014Q1 20177
AdvisorNet Financial, Inc 770.01%0.02%0.02%Q1 2018Q3 20197
Swift Run Capital 771.17%2.52%4.14%Q4 2013Q2 20157
JANE STREET GROUP, LLC 310.00%0.02%0.05%Q1 2016Q4 20197
SG Americas Securities, LLC 310.00%0.01%0.03%Q1 2014Q3 20187
Hudock, Inc. 610.00%0.00%0.00%Q4 2015Q1 20197
VOYA INVESTMENT MANAGEMENT LLC 770.01%0.01%0.02%Q4 2013Q2 20157
TORONTO DOMINION BANK 430.02%0.04%0.06%Q1 2013Q4 20157
FLAGSHIP HARBOR ADVISORS, LLC 770.00%0.01%0.01%Q2 2018Q4 20197
Alyeska Investment Group, L.P. 770.04%0.20%0.44%Q2 2013Q4 20147
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.01%0.04%Q3 2018Q1 20207
Palo Capital, Inc. 320.06%0.10%0.13%Q2 2016Q2 20187
Beech Hill Advisors, Inc. 771.97%2.20%2.74%Q2 2013Q4 20147
HUNTINGTON NATIONAL BANK 770.00%0.00%0.00%Q1 2022Q3 20237
Allen Investment Management, LLC 770.02%0.03%0.04%Q1 2018Q3 20197
Ameritas Investment Partners, Inc. 770.00%0.11%0.27%Q4 2014Q2 20167
B. Riley Wealth Advisors, Inc. 420.03%0.05%0.06%Q1 2016Q4 20196
RAMSEY ASSET MANAGEMENT 662.34%2.92%3.51%Q3 2013Q4 20146
NATIXIS 660.02%0.13%0.37%Q2 2018Q3 20196
COMMONWEALTH BANK OF AUSTRALIA 660.00%0.01%0.01%Q2 2013Q3 20146
Patten Group, Inc. 660.00%0.00%0.00%Q3 2017Q4 20186
FEDERATED HERMES, INC. 420.00%0.01%0.02%Q2 2013Q2 20176
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 660.04%0.08%0.13%Q4 2013Q1 20156
COLONY GROUP LLC 660.02%0.03%0.03%Q1 2019Q2 20206
FIRST TRUST ADVISORS LP 510.00%0.01%0.02%Q3 2013Q2 20156
Private Advisor Group, LLC 510.01%0.01%0.01%Q1 2016Q4 20196
WFG Advisors, LP 420.02%0.03%0.05%Q2 2014Q2 20176
Commonwealth Equity Services, Inc 330.00%0.00%0.01%Q1 2014Q3 20176
EDMOND DE ROTHSCHILD HOLDING S.A. 420.00%0.00%0.02%Q1 2016Q4 20196
WealthTrust-Arizona, LLC 660.01%0.02%0.02%Q3 2017Q4 20186
SG3 Management, LLC 330.01%0.03%0.06%Q2 2019Q4 20196
B. Riley Wealth Management, Inc. 660.00%0.01%0.01%Q1 2014Q2 20156
FRANKLIN STREET ADVISORS INC /NC 660.06%0.06%0.07%Q2 2013Q3 20146
SEI INVESTMENTS CO 660.00%0.00%0.00%Q4 2014Q1 20166
SUNTRUST BANKS INC 510.00%0.00%0.00%Q3 2017Q3 20196
MARSHALL WACE, LLP 420.05%0.28%0.52%Q1 2015Q4 20186
FIFTH THIRD BANCORP 660.00%0.00%0.00%Q3 2018Q4 20196
Blume Capital Management, Inc. 660.00%0.02%0.07%Q3 2015Q4 20166
Glacier Peak Capital LLC 310.16%0.76%1.75%Q4 2016Q2 20196
REGIONS FINANCIAL CORP 660.00%0.00%0.00%Q4 2017Q1 20196
Okumus Fund Management Ltd. 664.61%12.89%19.46%Q4 2015Q1 20176
Advisors Asset Management, Inc. 550.01%0.01%0.01%Q4 2017Q4 20185
BALYASNY ASSET MANAGEMENT L.P. 310.01%0.01%0.02%Q4 2016Q4 20175
Harvest Capital Strategies LLC 551.74%2.13%3.19%Q4 2017Q4 20185
Joel Isaacson & Co., LLC 550.00%0.00%0.00%Q2 2014Q2 20155
IHT Wealth Management, LLC 550.01%0.04%0.15%Q1 2017Q1 20185
US FINANCIAL ADVISORS, LLC 550.01%0.03%0.06%Q4 2014Q4 20155
Coronation Asset Management (Pty) Ltd. 550.43%0.55%0.70%Q1 2015Q1 20165
SEI TRUST CO 550.00%0.00%0.01%Q3 2013Q3 20145
HENNESSY ADVISORS INC 550.11%0.12%0.13%Q1 2018Q1 20195
MILLENNIUM MANAGEMENT LLC 210.00%0.01%0.01%Q3 2014Q4 20165
Kovack Advisors, Inc. 320.04%0.06%0.07%Q3 2017Q4 20195
Transform Wealth, LLC 550.11%0.30%0.46%Q4 2017Q4 20185
Live Your Vision, LLC 550.00%0.00%0.00%Q3 2016Q3 20175
Regal Investment Advisors LLC 550.00%0.01%0.03%Q2 2013Q2 20145
MSI Financial Services Inc 550.00%0.00%0.00%Q4 2015Q4 20165
D'Orazio & Associates, Inc. 550.01%0.01%0.01%Q3 2018Q3 20195
JOYN Advisors, Inc. 410.04%0.05%0.05%Q2 2018Q3 20195
Blue Granite Capital, LLC 550.31%0.50%1.16%Q4 2016Q4 20175
AGF INVESTMENTS INC. 550.04%0.05%0.05%Q4 2013Q4 20145
WealthPLAN Partners, LLC 210.02%0.06%0.12%Q1 2015Q1 20175
Parallel Advisors, LLC 550.00%0.00%0.00%Q1 2018Q1 20195
Patriot Financial Group Insurance Agency, LLC 550.00%0.00%0.00%Q3 2018Q3 20195
Sargent Investment Group, LLC 553.34%4.18%5.52%Q4 2018Q4 20195
Smithfield Trust Co 440.00%0.00%0.00%Q4 2015Q3 20164
Crosspoint Capital Strategies, LLC 440.00%0.00%0.00%Q4 2013Q3 20144
CIBC WORLD MARKET INC. 310.00%0.00%0.01%Q3 2014Q3 20154
K.J. Harrison & Partners Inc 440.07%0.08%0.08%Q1 2015Q4 20154
WESTPORT RESOURCES MANAGEMENT INC 440.00%0.04%0.06%Q4 2013Q3 20144
ProVise Management Group, LLC 310.05%0.06%0.07%Q2 2014Q3 20154
Perkins Investment Management, LLC 440.15%0.42%0.60%Q1 2014Q4 20144
STEPHENS INC /AR/ 220.01%0.01%0.01%Q3 2017Q4 20194
I.G. INVESTMENT MANAGEMENT, LTD. 440.00%0.00%0.00%Q4 2013Q3 20144
Quotient Investors, LLC 440.06%0.23%0.40%Q2 2013Q1 20144
NAVELLIER & ASSOCIATES INC 310.04%0.11%0.14%Q3 2017Q4 20194
Grey Owl Capital Management, LLC 443.84%7.19%9.37%Q4 2013Q3 20144
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 440.25%0.29%0.37%Q2 2013Q1 20144
BECK CAPITAL MANAGEMENT, LLC 310.29%0.74%1.18%Q4 2013Q3 20174
Sterneck Capital Management, LLC 440.23%0.28%0.33%Q1 2019Q4 20194
Cornerstone Wealth Group, LLC 440.35%0.72%0.98%Q1 2019Q4 20194
YorkBridge Wealth Partners, LLC 440.01%0.01%0.02%Q4 2016Q3 20174
Stumpf Capital Management LLC 440.01%0.01%0.01%Q4 2017Q3 20184
TRILOGY GLOBAL ADVISORS LP 440.48%0.52%0.53%Q4 2015Q3 20164
SRS Capital Advisors, Inc. 220.02%0.03%0.03%Q3 2018Q3 20194
EnTrust Global Partners Offshore LP 440.74%0.86%0.94%Q4 2017Q3 20184
Stonehage Fleming Financial Services Holdings Ltd 440.01%0.02%0.02%Q4 2014Q3 20154
Virtu KCG Holdings LLC 110.00%0.01%0.02%Q2 2015Q2 20174
EMORY UNIVERSITY 440.00%0.00%0.00%Q1 2013Q4 20134
TFS CAPITAL LLC 220.03%0.08%0.17%Q2 2013Q2 20144
CIBC WORLD MARKETS CORP 440.12%0.19%0.24%Q1 2022Q4 20224
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 330.05%0.06%0.07%Q3 2017Q1 20183
JUPITER ASSET MANAGEMENT LTD 330.07%0.16%0.26%Q4 2013Q2 20143
LOEB PARTNERS CORP 210.00%0.04%0.08%Q1 2017Q1 20193
Cavalier Investments, LLC 330.16%0.20%0.24%Q3 2017Q1 20183
Stockman Wealth Management, Inc. 330.08%0.19%0.26%Q1 2019Q3 20193
MEYER HANDELMAN CO 330.01%0.01%0.02%Q2 2014Q4 20143
Nine Chapters Capital Management LLC 210.06%0.14%0.25%Q2 2013Q1 20143
Vantage Investment Partners, LLC 330.14%0.74%1.21%Q1 2016Q3 20163
GAM SYSTEMATIC LLP 330.07%0.10%0.13%Q1 2017Q3 20173
Hoxton Financial, Inc. 330.00%0.00%0.00%Q4 2014Q2 20153
KOCH INDUSTRIES INC 210.04%0.16%0.38%Q4 2016Q1 20183
TSFG, LLC 330.01%0.01%0.01%Q2 2019Q4 20193
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 110.04%0.08%0.12%Q2 2015Q4 20173
Jabre Capital Partners S.A. 210.51%0.98%1.33%Q2 2013Q1 20143
TimesSquare Capital Management, LLC 330.34%0.37%0.39%Q2 2013Q4 20133
PANAGORA ASSET MANAGEMENT INC 330.02%0.03%0.03%Q2 2013Q4 20133
Segment Wealth Management, LLC 330.17%0.18%0.19%Q3 2017Q1 20183
NumerixS Investment Technologies Inc 330.06%0.08%0.10%Q2 2015Q4 20153
Snowden Capital Advisors LLC 330.01%0.03%0.06%Q2 2019Q4 20193
JRM Investment Counsel, LLC 330.77%0.79%0.83%Q4 2014Q2 20153
Westend Capital Management, LLC 330.31%0.35%0.40%Q1 2015Q3 20153
Findlay Park Partners LLP 330.11%0.28%0.45%Q3 2013Q1 20143
HOLLENCREST CAPITAL MANAGEMENT 210.03%0.03%0.03%Q3 2016Q4 20173
Poehling Capital Management, INC. 330.01%0.01%0.01%Q4 2017Q2 20183
Cetera Advisors LLC 330.02%0.02%0.02%Q4 2014Q2 20153
Golden State Wealth Management, LLC 330.00%0.01%0.04%Q1 2019Q3 20193
MOODY NATIONAL BANK TRUST DIVISION 330.02%0.02%0.02%Q4 2014Q2 20153
MARK ASSET MANAGEMENT LP 210.04%0.06%0.07%Q3 2013Q2 20153
GUGGENHEIM CAPITAL LLC 330.00%0.01%0.01%Q2 2015Q4 20153
Shamrock Asset Management LLC 330.01%0.02%0.04%Q3 2015Q1 20163
FJ Capital Management LLC 330.02%0.03%0.03%Q2 2019Q4 20193
PATHSTONE FAMILY OFFICE, LLC 210.00%0.03%0.07%Q1 2017Q3 20193
VALLEY NATIONAL ADVISERS INC 330.00%0.00%0.00%Q3 2017Q1 20183
Mirae Asset Global Investments Co., Ltd. 210.00%0.00%0.00%Q3 2018Q4 20193
Caption Management, LLC 210.02%0.04%0.04%Q3 2018Q3 20193
CIBC Private Wealth Group, LLC 330.00%0.00%0.00%Q4 2017Q2 20183
DEERE & CO 110.01%0.03%0.04%Q2 2014Q4 20153
Moors & Cabot, Inc. 110.00%0.02%0.03%Q4 2016Q4 20193
Mizuho Trust & Banking Co., Ltd. 330.01%0.01%0.01%Q1 2016Q3 20163
SHANDA ASSET MANAGEMENT HOLDINGS Ltd 331.39%4.56%10.14%Q2 2015Q4 20153
ELEMENT POINTE ADVISORS, LLC 330.12%0.13%0.15%Q2 2019Q4 20193
Glassman Wealth Services 110.00%0.02%0.03%Q4 2014Q4 20183
American National Registered Investment Advisor, Inc. 330.12%0.13%0.13%Q4 2014Q2 20153
OPTIMUM INVESTMENT ADVISORS 330.00%0.00%0.00%Q1 2018Q3 20183
Tranquility Partners, LLC 331.81%2.04%2.19%Q2 2019Q4 20193
Global Retirement Partners, LLC 330.00%0.00%0.00%Q2 2019Q4 20193
NEW VERNON INVESTMENT MANAGEMENT LLC 331.64%3.81%5.63%Q4 2013Q2 20143
Financial Gravity Asset Management, Inc. 330.00%0.01%0.02%Q3 2021Q1 20223
BOOTHBAY FUND MANAGEMENT, LLC 110.09%0.15%0.26%Q2 2015Q3 20173
ClearBridge Investments 330.00%0.01%0.01%Q2 2019Q4 20193
Cordasco Financial Network 330.04%0.05%0.06%Q1 2019Q3 20193
Mathes Company, Inc. 330.13%0.54%1.35%Q4 2015Q2 20163
BB&T SECURITIES, LLC 110.00%0.01%0.01%Q2 2013Q3 20192
Copper Rock Capital Partners, LLC 220.01%0.01%0.01%Q1 2014Q2 20142
AMERICAN INTERNATIONAL GROUP, INC. 110.00%0.00%0.00%Q2 2013Q1 20162
Spark Investment Management LLC 110.12%0.18%0.24%Q3 2013Q1 20142
AE Wealth Management LLC 220.01%0.01%0.01%Q3 2019Q4 20192
PRELUDE CAPITAL MANAGEMENT, LLC 110.01%0.03%0.05%Q2 2014Q1 20152
Russell Investments Group, Ltd. 110.00%0.00%0.00%Q4 2019Q4 20192
LEUTHOLD GROUP, LLC 220.05%0.05%0.05%Q1 2018Q2 20182
Schonfeld Strategic Advisors LLC 220.15%0.31%0.48%Q2 2019Q3 20192
Acrospire Investment Management LLC 110.02%0.03%0.05%Q2 2016Q2 20172
CenterStar Asset Management, LLC 110.00%0.01%0.01%Q4 2017Q4 20172
Bruderman Asset Management, LLC 220.00%0.00%0.00%Q4 2018Q1 20192
Salomon & Ludwin, LLC 220.00%0.00%0.00%Q2 2019Q3 20192
UBS ASSET MANAGEMENT AMERICAS INC 220.00%0.00%0.00%Q2 2019Q3 20192
UBS OCONNOR LLC 110.03%0.03%0.04%Q1 2014Q1 20152
KEELEY ASSET MANAGEMENT CORP 220.01%0.01%0.01%Q2 2014Q3 20142
EnTrustPermal Management LLC 221.10%1.17%1.23%Q2 2017Q3 20172
MANAGED ACCOUNT ADVISORS LLC 220.00%0.00%0.00%Q2 2014Q3 20142
Sunbelt Securities, Inc. 220.03%0.03%0.04%Q3 2019Q4 20192
Realta Investment Advisors 220.01%0.01%0.02%Q3 2019Q4 20192
Bellwether Investment Group, LLC 110.00%0.00%0.00%Q2 2016Q4 20162
MERITAGE PORTFOLIO MANAGEMENT 220.19%0.26%0.32%Q3 2015Q4 20152
TURNER INVESTMENTS LLC 110.00%0.09%0.18%Q1 2014Q2 20172
WEDBUSH SECURITIES INC 110.03%0.04%0.04%Q1 2015Q4 20162
RUSSELL FRANK CO/ 220.00%0.00%0.00%Q2 2013Q3 20132
LAKE STREET ADVISORS GROUP, LLC 110.04%0.06%0.09%Q4 2017Q2 20182
BlackRock Group LTD 220.00%0.00%0.00%Q2 2013Q3 20132
WHALEROCK POINT PARTNERS, LLC 220.07%0.07%0.07%Q4 2017Q1 20182
BW Gestao de Investimentos Ltda. 220.06%0.27%0.48%Q1 2017Q2 20172
GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 221.95%1.98%2.01%Q3 2016Q4 20162
Waverly Advisors, LLC 220.00%0.00%0.00%Q1 2015Q2 20152
JANICZEK WEALTH MANAGEMENT, LLC 220.00%0.00%0.00%Q2 2018Q3 20182
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 110.00%0.00%0.01%Q4 2018Q4 20192
Baker Avenue Asset Management, LP 220.03%0.06%0.09%Q1 2015Q2 20152
Surevest, LLC 220.58%0.63%0.69%Q3 2019Q4 20192
STIFEL NICOLAUS & CO INC \MO\ 220.01%0.01%0.01%Q2 2013Q3 20132
ROCKEFELLER FINANCIAL SERVICES INC 220.01%0.01%0.01%Q3 2017Q4 20172
Douglass Winthrop Advisors, LLC 220.01%0.02%0.02%Q3 2015Q4 20152
Endurance Wealth Management, Inc. 220.00%0.00%0.00%Q3 2017Q4 20172
Arbiter Partners Capital Management LLC 220.14%0.21%0.28%Q2 2019Q3 20192
Axiom Investment Management LLC 220.03%0.03%0.04%Q4 2018Q1 20192
MCGLINN CAPITAL MANAGEMENT INC 110.26%0.48%0.70%Q2 2013Q3 20142
SPOT TRADING L.L.C. 110.01%0.01%0.01%Q3 2017Q3 20172
BOSTON ADVISORS LLC 220.01%0.01%0.01%Q2 2013Q3 20132
GAM Holding AG 110.01%0.01%0.01%Q1 2018Q3 20182
Edmond de Rothschild (Europe) 220.23%0.24%0.24%Q1 2016Q2 20162
COMMERZBANK AKTIENGESELLSCHAFT /FI 220.02%0.02%0.02%Q2 2015Q3 20152
Jane Street Holding, LLC 110.00%0.03%0.06%Q2 2013Q4 20132
CenterStar Fund, LLC 110.00%0.01%0.02%Q4 2016Q4 20162
FIDUCIARY MANAGEMENT ASSOCIATES LLC 220.03%0.03%0.03%Q2 2013Q3 20132
DRIEHAUS CAPITAL MANAGEMENT LLC 110.01%0.01%0.02%Q2 2015Q3 20172
Lombard Odier Asset Management (Switzerland) SA 220.31%0.42%0.53%Q4 2017Q1 20182
Waratah Capital Advisors Ltd. 220.47%0.65%0.84%Q3 2017Q4 20172
BDO Wealth Advisors, LLC 220.02%0.02%0.02%Q2 2019Q3 20192
Walleye Capital LLC 110.01%0.02%0.02%Q1 2019Q1 20192
Vident Investment Advisory, LLC 220.06%0.07%0.09%Q1 2015Q2 20152
FIRST NEW YORK SECURITIES LLC /NY 220.00%0.01%0.02%Q2 2015Q3 20152
FISHMAN JAY A LTD/MI 220.23%0.28%0.33%Q2 2013Q3 20132
SYMMETRY PEAK MANAGEMENT LLC 110.10%0.12%0.15%Q3 2014Q4 20152
BOSTON PROVIDENT, L.P. 221.70%2.34%2.99%Q2 2013Q3 20132
Vectors Research Management, LLC 220.01%0.02%0.02%Q3 2018Q4 20182
Trafelet Capital Management, L.P. 220.12%0.14%0.16%Q2 2016Q3 20162
Epoch Investment Partners, Inc. 220.28%0.36%0.45%Q2 2015Q3 20152
EJF Capital LLC 220.15%0.36%0.57%Q1 2014Q2 20142
Serengeti Asset Management LP 221.08%1.28%1.48%Q3 2018Q4 20182
Tradeworx Inc. 110.10%0.11%0.12%Q1 2013Q4 20132
HRT FINANCIAL LP 220.29%0.70%1.11%Q3 2019Q4 20192
CITIZENS FINANCIAL GROUP INC/RI 220.00%0.00%0.00%Q4 2018Q1 20192
Cable Hill Partners, LLC 110.03%0.03%0.03%Q3 2016Q3 20161
Laidlaw Wealth Management LLC 110.46%0.46%0.46%Q4 2019Q4 20191
Bell Bank 110.05%0.05%0.05%Q2 2019Q2 20191
American Trust Investment Advisors, LLC 110.16%0.16%0.16%Q3 2018Q3 20181
Fiduciary Group LLC 110.04%0.04%0.04%Q4 2019Q4 20191
BerganKDV Wealth Management, LLC 110.00%0.00%0.00%Q3 2019Q3 20191
SeaTown Holdings Pte. Ltd. 110.10%0.10%0.10%Q3 2019Q3 20191
Invictus RG 110.00%0.00%0.00%Q2 2017Q2 20171
Voya Financial Advisors, Inc. 110.02%0.02%0.02%Q4 2019Q4 20191
180 WEALTH ADVISORS, LLC 110.11%0.11%0.11%Q4 2017Q4 20171
Edge Advisors, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Vigilant Capital Management, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
PRINCETON CAPITAL MANAGEMENT LLC 110.04%0.04%0.04%Q3 2019Q3 20191
BANK OF THE WEST 110.02%0.02%0.02%Q4 2019Q4 20191
Calamos Advisors LLC 110.02%0.02%0.02%Q2 2013Q2 20131
Guild Investment Management, Inc. 112.69%2.69%2.69%Q3 2019Q3 20191
Westbourne Investment Advisors, Inc. 110.08%0.08%0.08%Q3 2018Q3 20181
AMP Capital Investors Ltd 110.00%0.00%0.00%Q3 2015Q3 20151
Perkins Coie Trust Co 110.00%0.00%0.00%Q1 2019Q1 20191
Ameritas Investment Company, LLC 110.02%0.02%0.02%Q4 2018Q4 20181
GLG INC. 110.03%0.03%0.03%Q3 2013Q3 20131
WASHINGTON TRUST BANK 110.16%0.16%0.16%Q3 2014Q3 20141
Chanos & Co LP 111.86%1.86%1.86%Q1 2016Q1 20161
BlueMar Capital Management, LLC 110.77%0.77%0.77%Q4 2013Q4 20131
LEVIN CAPITAL STRATEGIES, L.P. 110.02%0.02%0.02%Q4 2019Q4 20191
WASATCH ADVISORS LP 110.16%0.16%0.16%Q2 2013Q2 20131
Cornerstone Wealth Management, LLC 110.00%0.00%0.00%Q3 2018Q3 20181
FineMark National Bank & Trust 110.00%0.00%0.00%Q1 2015Q1 20151
MALTESE CAPITAL MANAGEMENT LLC 110.27%0.27%0.27%Q4 2019Q4 20191
TOCQUEVILLE ASSET MANAGEMENT L.P. 110.00%0.00%0.00%Q3 2015Q3 20151
Orinda Asset Management LLC 110.36%0.36%0.36%Q2 2016Q2 20161
Belpointe Asset Management LLC 110.02%0.02%0.02%Q3 2018Q3 20181
Visium Asset Management, LP 110.02%0.02%0.02%Q2 2013Q2 20131
SVB WEALTH LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Parametrica Management Ltd 110.35%0.35%0.35%Q4 2018Q4 20181
Trellus Management Company, LLC 110.25%0.25%0.25%Q3 2015Q3 20151
J. Goldman & Co LP 110.17%0.17%0.17%Q2 2015Q2 20151
Elite Wealth Management, Inc. 110.00%0.00%0.00%Q3 2016Q3 20161
1832 Asset Management L.P. 110.01%0.01%0.01%Q2 2014Q2 20141
TRUIST FINANCIAL CORP 110.00%0.00%0.00%Q4 2019Q4 20191
STATE STREET CORP 110.00%0.00%0.00%Q2 2014Q2 20141
KINGS POINT CAPITAL MANAGEMENT 110.02%0.02%0.02%Q1 2017Q1 20171
TWO SIGMA SECURITIES, LLC 110.01%0.01%0.01%Q4 2019Q4 20191
Forward Management, LLC 110.07%0.07%0.07%Q1 2018Q1 20181
Vulcan Value Partners, LLC 110.55%0.55%0.55%Q4 2019Q4 20191
Bluefin Trading, LLC 110.04%0.04%0.04%Q3 2019Q3 20191
AURORA FINANCIAL ADVISORS, LLC 110.55%0.55%0.55%Q4 2017Q4 20171
Charter Oak Partners Management, L.P. 112.00%2.00%2.00%Q2 2013Q2 20131
Qube Research & Technologies Ltd 110.03%0.03%0.03%Q4 2019Q4 20191
USA FINANCIAL FORMULAS 110.07%0.07%0.07%Q4 2019Q4 20191
First Trust Capital Management L.P. 110.23%0.23%0.23%Q1 2016Q1 20161
FRANKLIN RESOURCES INC 110.00%0.00%0.00%Q2 2015Q2 20151
Community Capital Management, LLC 110.37%0.37%0.37%Q3 2019Q3 20191
MARK MORRIS ET AL 110.32%0.32%0.32%Q2 2013Q2 20131
CAPITAL MANAGEMENT ASSOCIATES /NY/ 111.12%1.12%1.12%Q2 2013Q2 20131
Jeereddi Investments, LP 111.01%1.01%1.01%Q4 2019Q4 20191
TWIN FOCUS CAPITAL PARTNERS, LLC 110.26%0.26%0.26%Q2 2013Q2 20131
BREWIN DOLPHIN LTD 110.00%0.00%0.00%Q2 2018Q2 20181
Westover Capital Advisors, LLC 110.09%0.09%0.09%Q4 2019Q4 20191
Tuttle Capital Management, LLC 110.07%0.07%0.07%Q2 2018Q2 20181
Wellington Shields Capital Management, LLC 110.23%0.23%0.23%Q2 2013Q2 20131
Alpine Global Management, LLC 110.05%0.05%0.05%Q3 2018Q3 20181
Bollard Group LLC 110.07%0.07%0.07%Q4 2015Q4 20151
Kendall Capital Management 110.19%0.19%0.19%Q3 2018Q3 20181
Zweig-DiMenna Associates LLC 110.27%0.27%0.27%Q4 2013Q4 20131
Delek Group, Ltd. 110.50%0.50%0.50%Q4 2017Q4 20171
Onex Canada Asset Management Inc. 111.91%1.91%1.91%Q2 2013Q2 20131
TRENT CAPITAL MANAGEMENT INC /NC/ 112.73%2.73%2.73%Q4 2016Q4 20161
Spouting Rock Asset Management, LLC 110.17%0.17%0.17%Q4 2019Q4 20191
Balentine LLC 110.00%0.00%0.00%Q3 2017Q3 20171
HAP Trading, LLC 110.00%0.00%0.00%Q4 2016Q4 20161
Clear Harbor Asset Management, LLC 110.35%0.35%0.35%Q4 2014Q4 20141
NORTHERN TRUST CORP 110.00%0.00%0.00%Q4 2019Q4 20191
FOX RUN MANAGEMENT, L.L.C. 110.10%0.10%0.10%Q3 2016Q3 20161
Legacy Advisors, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
Sterling Investment Advisors, Ltd. 110.00%0.00%0.00%Q3 2019Q3 20191
ACADIAN ASSET MANAGEMENT LLC 110.00%0.00%0.00%Q4 2019Q4 20191
First City Capital Management, Inc. 110.04%0.04%0.04%Q2 2015Q2 20151
WADE G W & INC 110.06%0.06%0.06%Q3 2017Q3 20171
AMERICAN CENTURY COMPANIES INC 110.00%0.00%0.00%Q1 2014Q1 20141
AMERICAFIRST CAPITAL MANAGEMENT, LLC 111.63%1.63%1.63%Q3 2014Q3 20141
LMR Partners LLP 110.76%0.76%0.76%Q3 2019Q3 20191
LEVITT CAPITAL MANAGEMENT LLC 110.84%0.84%0.84%Q1 2014Q1 20141
Tibra Equities Europe Ltd 110.71%0.71%0.71%Q3 2019Q3 20191
Osborn Williams & Donohoe LLC 110.00%0.00%0.00%Q1 2019Q1 20191
Platform Technology Partners 110.27%0.27%0.27%Q4 2019Q4 20191
Invictus RG Pte. Ltd. 110.05%0.05%0.05%Q2 2013Q2 20131
Kohlberg Kravis Roberts & Co. L.P. 110.01%0.01%0.01%Q2 2014Q2 20141
OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 110.01%0.01%0.01%Q2 2013Q2 20131
No Street GP LP 110.70%0.70%0.70%Q4 2019Q4 20191
First Allied Advisory Services, Inc. 110.01%0.01%0.01%Q4 2019Q4 20191
Avantax Planning Partners, Inc. 110.00%0.00%0.00%Q3 2018Q3 20181
Espalier Global Management LLC 110.77%0.77%0.77%Q4 2013Q4 20131
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Founders Capital Management 110.01%0.01%0.01%Q1 2018Q1 20181
Regent Investment Management LLC 110.07%0.07%0.07%Q3 2019Q3 20191
Maven Securities LTD 110.27%0.27%0.27%Q3 2019Q3 20191
Standard Investments LLC 110.08%0.08%0.08%Q2 2014Q2 20141
Plante Moran Financial Advisors, LLC 110.02%0.02%0.02%Q2 2014Q2 20141
Dominick & Dominick LLC 110.16%0.16%0.16%Q4 2013Q4 20131
Verity Asset Management, Inc. 110.50%0.50%0.50%Q2 2017Q2 20171
Miracle Mile Advisors, LLC 110.02%0.02%0.02%Q4 2019Q4 20191
Seawolf Capital, LLC 110.69%0.69%0.69%Q2 2014Q2 20141
Yorktown Management & Research Co Inc 110.04%0.04%0.04%Q1 2014Q1 20141
TRUSTCORE FINANCIAL SERVICES, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
U S GLOBAL INVESTORS INC 110.10%0.10%0.10%Q1 2014Q1 20141
Arlington Partners LLC 110.02%0.02%0.02%Q2 2019Q2 20191
Hillsdale Investment Management Inc. 110.07%0.07%0.07%Q3 2017Q3 20171
CLEAR STREET MARKETS LLC 110.00%0.00%0.00%Q2 2013Q2 20131
MACKENZIE FINANCIAL CORP 110.00%0.00%0.00%Q3 2014Q3 20141
Gupta Wealth Management LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Vantage Investment Advisors, LLC 110.00%0.00%0.00%Q2 2014Q2 20141
WASHINGTON TRUST Co 110.00%0.00%0.00%Q2 2018Q2 20181
Islet Management, LP 110.32%0.32%0.32%Q3 2019Q3 20191
Ausdal Financial Partners, Inc. 110.00%0.00%0.00%Q4 2015Q4 20151
Mount Lucas Management LP 110.58%0.58%0.58%Q4 2015Q4 20151
Private Ocean, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
SANDLER CAPITAL MANAGEMENT 110.12%0.12%0.12%Q4 2013Q4 20131
Virtu Financial LLC 110.02%0.02%0.02%Q2 2018Q2 20181
Wharton Business Group, LLC 110.57%0.57%0.57%Q1 2014Q1 20141
Horizon Investments, LLC 110.04%0.04%0.04%Q3 2014Q3 20141
Gradient Investments LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Gilman Hill Asset Management, LLC 110.10%0.10%0.10%Q1 2018Q1 20181
SIGNATUREFD, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
External links

This page lists all the filers that currently own CARLYLE GROUP L P or have owned CARLYLE GROUP L P in the past.