Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
Cambridge Investment Research Advisors, Inc. | 28 | 28 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q3 2023 | 28 |
UBS Group AG | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
WELLS FARGO & COMPANY/MN | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 28 |
BANK OF AMERICA CORP /DE/ | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 28 |
Invesco Ltd. | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 28 |
RAYMOND JAMES & ASSOCIATES | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
ROYAL BANK OF CANADA | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 28 |
CKW FINANCIAL GROUP | 28 | 28 | 0.00% | 0.01% | 0.05% | Q4 2016 | Q3 2023 | 28 |
OAK HILL ADVISORS LP | 28 | 28 | 0.35% | 6.80% | 16.49% | Q4 2016 | Q3 2023 | 28 |
CITIGROUP INC | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
MORGAN STANLEY | 28 | 28 | 0.00% | 0.01% | 0.02% | Q4 2016 | Q3 2023 | 28 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 28 | 28 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 28 |
Raymond James Financial Services Advisors, Inc. | 28 | 28 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 28 |
AMERIPRISE FINANCIAL INC | 27 | 27 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 27 |
Advisors Asset Management, Inc. | 27 | 27 | 0.07% | 0.10% | 0.21% | Q1 2017 | Q3 2023 | 27 |
LPL Financial LLC | 24 | 2 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 26 |
SeaCrest Wealth Management, LLC | 24 | 24 | 0.02% | 0.03% | 0.05% | Q4 2017 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
Geneos Wealth Management Inc. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2022 | 24 |
Shaker Financial Services, LLC | 21 | 2 | 0.10% | 0.95% | 1.83% | Q2 2017 | Q3 2023 | 23 |
AEGON USA Investment Management, LLC | 12 | 4 | 0.10% | 0.41% | 1.52% | Q4 2016 | Q3 2023 | 23 |
ARES MANAGEMENT LLC | 18 | 5 | 0.00% | 0.01% | 0.04% | Q1 2017 | Q4 2022 | 23 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 17 | 5 | 0.05% | 0.86% | 1.96% | Q1 2017 | Q1 2023 | 22 |
CWM, LLC | 10 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 22 |
Focused Wealth Management, Inc | 22 | 22 | 0.02% | 0.04% | 0.10% | Q2 2018 | Q3 2023 | 22 |
GUGGENHEIM CAPITAL LLC | 21 | 1 | 0.00% | 0.04% | 0.11% | Q1 2018 | Q3 2023 | 22 |
Arete Wealth Advisors, LLC | 21 | 21 | 0.02% | 0.20% | 0.44% | Q4 2016 | Q4 2021 | 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15 | 1 | 0.01% | 0.34% | 1.34% | Q4 2016 | Q1 2023 | 21 |
Westchester Capital Management, LLC | 14 | 7 | 0.01% | 0.07% | 0.15% | Q4 2016 | Q3 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Dorsey & Whitney Trust CO LLC | 15 | 5 | 0.02% | 0.05% | 0.07% | Q3 2018 | Q3 2023 | 20 |
American Portfolios Advisors | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2022 | 20 |
REILLY FINANCIAL ADVISORS, LLC | 15 | 5 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 20 |
Jacobi Capital Management LLC | 20 | 20 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2021 | 20 |
SIT INVESTMENT ASSOCIATES INC | 20 | 20 | 0.02% | 0.31% | 0.54% | Q4 2016 | Q3 2021 | 20 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20 | 20 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q1 2022 | 20 |
Steward Partners Investment Advisory, LLC | 18 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 19 |
Allworth Financial LP | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 19 |
Virtus ETF Advisers LLC | 18 | 18 | 0.13% | 0.29% | 0.78% | Q2 2019 | Q3 2023 | 18 |
Bramshill Investments, LLC | 17 | 1 | 0.00% | 0.82% | 1.61% | Q3 2018 | Q3 2023 | 18 |
ENVESTNET ASSET MANAGEMENT INC | 13 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 18 |
PNC FINANCIAL SERVICES GROUP, INC. | 11 | 6 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 17 |
RPG Investment Advisory, LLC | 17 | 17 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q3 2021 | 17 |
JPMORGAN CHASE & CO | 14 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2023 | 17 |
Sowell Financial Services LLC | 17 | 17 | 0.00% | 0.06% | 0.24% | Q3 2019 | Q3 2023 | 17 |
Advisory Services Network, LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2023 | 17 |
PARK AVENUE SECURITIES LLC | 17 | 17 | 0.02% | 0.04% | 0.07% | Q3 2017 | Q3 2021 | 17 |
Saba Capital Management, L.P. | 17 | 17 | 0.03% | 3.42% | 9.60% | Q4 2016 | Q4 2020 | 17 |
Sugarloaf Wealth Management, LLC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 16 |
KFA Private Wealth Group, LLC | 16 | 16 | 0.39% | 1.19% | 1.64% | Q4 2019 | Q3 2023 | 16 |
Janney Montgomery Scott LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2023 | 16 |
M&R CAPITAL MANAGEMENT INC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2020 | 16 |
WEDBUSH SECURITIES INC | 11 | 4 | 0.01% | 0.05% | 0.18% | Q4 2016 | Q3 2023 | 15 |
IFP Advisors, Inc | 9 | 2 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 15 |
Creative Planning | 14 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2022 | 15 |
Capital Investment Advisors, LLC | 15 | 15 | 0.02% | 0.03% | 0.05% | Q2 2020 | Q4 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q2 2020 | 15 |
Trek Financial, LLC | 14 | 14 | 0.01% | 0.02% | 0.04% | Q2 2020 | Q3 2023 | 14 |
Sheaff Brock Investment Advisors, LLC | 14 | 14 | 0.01% | 0.02% | 0.02% | Q2 2019 | Q3 2022 | 14 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.00% | 0.02% | Q2 2017 | Q3 2022 | 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 13 | 13 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q4 2019 | 13 |
Penserra Capital Management LLC | 9 | 4 | 0.00% | 0.13% | 0.36% | Q4 2016 | Q4 2021 | 13 |
Family Management Corp | 13 | 13 | 0.06% | 0.45% | 0.98% | Q4 2018 | Q4 2021 | 13 |
Advisor Group, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2019 | 13 |
STIFEL FINANCIAL CORP | 12 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 13 |
ROOSEVELT INVESTMENT GROUP LLC | 13 | 13 | 0.02% | 0.03% | 0.04% | Q3 2019 | Q3 2022 | 13 |
AdvisorNet Financial, Inc | 13 | 13 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2023 | 13 |
MATRIX PRIVATE CAPITAL GROUP LLC | 12 | 12 | 0.66% | 0.91% | 1.13% | Q4 2020 | Q3 2023 | 12 |
LAZARD ASSET MANAGEMENT LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 12 | 12 | 0.04% | 0.08% | 0.10% | Q4 2018 | Q3 2021 | 12 |
Linscomb & Williams, Inc. | 8 | 4 | 0.01% | 0.04% | 0.07% | Q4 2016 | Q1 2023 | 12 |
AQR Arbitrage LLC | 5 | 3 | 0.01% | 0.02% | 0.05% | Q4 2018 | Q2 2023 | 12 |
CSS LLC/IL | 12 | 12 | 0.01% | 0.01% | 0.02% | Q1 2018 | Q4 2020 | 12 |
Thomas J. Herzfeld Advisors, Inc. | 12 | 12 | 0.04% | 0.33% | 1.03% | Q2 2018 | Q1 2021 | 12 |
Foundations Investment Advisors, LLC | 12 | 12 | 0.01% | 0.03% | 0.07% | Q2 2020 | Q1 2023 | 12 |
Congress Park Capital LLC | 11 | 11 | 0.36% | 0.79% | 1.43% | Q1 2021 | Q3 2023 | 11 |
Vident Investment Advisory, LLC | 11 | 11 | 0.09% | 0.21% | 0.56% | Q1 2017 | Q3 2019 | 11 |
Carroll Financial Associates, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2019 | 11 |
Global Retirement Partners, LLC | 7 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 11 |
SFMG, LLC | 11 | 11 | 0.02% | 0.02% | 0.04% | Q1 2021 | Q3 2023 | 11 |
Elevated Capital Advisors, LLC | 5 | 1 | 0.93% | 1.45% | 1.91% | Q2 2020 | Q3 2023 | 11 |
Spire Wealth Management | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
Kovitz Investment Group Partners, LLC | 11 | 11 | 0.08% | 0.18% | 0.30% | Q1 2017 | Q3 2019 | 11 |
COHEN & STEERS, INC. | 7 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 10 |
Mosaic Family Wealth, LLC | 10 | 10 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2019 | 10 |
GOLDMAN SACHS GROUP INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2023 | 10 |
Human Investing LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2021 | 10 |
OPPENHEIMER & CO INC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q1 2019 | 10 |
Advocacy Wealth Management Services, LLC | 9 | 1 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q1 2022 | 10 |
GPS Wealth Strategies Group, LLC | 7 | 3 | 0.01% | 0.02% | 0.02% | Q1 2021 | Q3 2023 | 10 |
Accel Wealth Management | 10 | 10 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q1 2023 | 10 |
TRUIST FINANCIAL CORP | 9 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 10 |
DOLIVER ADVISORS, LP | 8 | 1 | 0.04% | 0.88% | 2.14% | Q4 2016 | Q3 2019 | 9 |
Cottage Street Advisors LLC | 9 | 9 | 0.06% | 0.09% | 0.18% | Q4 2017 | Q4 2019 | 9 |
Parallel Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2020 | 9 |
Bulldog Investors, LLP | 7 | 2 | 0.07% | 0.36% | 0.98% | Q4 2016 | Q1 2019 | 9 |
Equitable Holdings, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2022 | 9 |
FMR LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2022 | 9 |
Parkside Financial Bank & Trust | 8 | 8 | 0.04% | 0.05% | 0.06% | Q1 2018 | Q4 2019 | 8 |
Proficio Capital Partners LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2018 | 8 |
Opera Trading Capital | 8 | 8 | 0.04% | 0.16% | 0.55% | Q4 2016 | Q3 2018 | 8 |
Edge Wealth Management LLC | 8 | 8 | 0.03% | 0.07% | 0.19% | Q4 2016 | Q3 2018 | 8 |
UMB Bank, n.a. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Moab Capital Partners | 8 | 8 | 0.08% | 0.44% | 0.67% | Q4 2017 | Q3 2019 | 8 |
South Shore Capital Advisors | 8 | 8 | 0.58% | 0.90% | 1.07% | Q4 2020 | Q3 2022 | 8 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2021 | 8 |
Washington Trust Advisors, Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Antonetti Capital Management LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2010 | Q1 2023 | 8 |
FourThought Financial, LLC | 8 | 8 | 0.03% | 0.09% | 0.15% | Q4 2020 | Q3 2022 | 8 |
Bogart Wealth, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2022 | 8 |
Larson Financial Group LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
Wealth Management Solutions, LLC | 8 | 8 | 0.36% | 0.42% | 0.52% | Q4 2021 | Q3 2023 | 8 |
HARBOUR INVESTMENTS, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2023 | 8 |
Lindbrook Capital, LLC | 7 | 7 | 0.00% | 0.04% | 0.06% | Q1 2019 | Q3 2020 | 7 |
THRIVENT FINANCIAL FOR LUTHERANS | 6 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 7 |
Rehmann Capital Advisory Group | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2019 | 7 |
BANK OF MONTREAL /CAN/ | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2019 | 7 |
TRUE Private Wealth Advisors | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2020 | 7 |
Stolper Co | 7 | 7 | 0.34% | 0.37% | 0.41% | Q1 2020 | Q3 2021 | 7 |
Round Rock Advisors, LLC | 7 | 7 | 0.10% | 0.17% | 0.23% | Q4 2021 | Q2 2023 | 7 |
Walleye Capital LLC | 3 | 1 | 0.00% | 0.04% | 0.22% | Q3 2018 | Q2 2023 | 7 |
Laidlaw Wealth Management LLC | 7 | 7 | 0.02% | 0.04% | 0.06% | Q4 2021 | Q2 2023 | 7 |
CREDIT AGRICOLE S A | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q1 2021 | 7 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 7 | 7 | 0.03% | 0.03% | 0.05% | Q1 2020 | Q3 2021 | 7 |
FIFTH THIRD BANCORP | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 7 |
Avior Wealth Management, LLC | 5 | 1 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2023 | 6 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 6 |
PANAGORA ASSET MANAGEMENT INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2020 | 6 |
RMB Capital Management, LLC | 4 | 1 | 0.00% | 0.04% | 0.07% | Q1 2017 | Q1 2019 | 6 |
Allspring Global Investments Holdings, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
FNY Investment Advisers, LLC | 2 | 1 | 0.01% | 0.03% | 0.08% | Q1 2019 | Q3 2021 | 6 |
JANE STREET GROUP, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2022 | 6 |
Aviance Capital Partners, LLC | 6 | 6 | 0.13% | 0.16% | 0.18% | Q4 2016 | Q1 2018 | 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 5 | 1 | 0.01% | 0.17% | 0.30% | Q4 2017 | Q3 2023 | 6 |
RIVERBRIDGE PARTNERS LLC | 5 | 5 | 0.00% | 0.01% | 0.01% | Q2 2022 | Q2 2023 | 5 |
MJP ASSOCIATES INC /ADV | 5 | 5 | 0.05% | 0.15% | 0.49% | Q4 2020 | Q4 2021 | 5 |
Clarus Wealth Advisors | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2019 | 5 |
Strategic Wealth Partners, Ltd. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2018 | 5 |
Cetera Investment Advisers | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
RAYMOND JAMES TRUST N.A. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2022 | Q3 2023 | 5 |
EverSource Wealth Advisors, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
SEI INVESTMENTS CO | 3 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2018 | 5 |
GeoWealth Management, LLC | 5 | 5 | 0.01% | 0.02% | 0.03% | Q3 2021 | Q3 2022 | 5 |
Almitas Capital LLC | 5 | 5 | 0.12% | 2.30% | 6.11% | Q4 2018 | Q4 2019 | 5 |
AllSquare Wealth Management LLC | 5 | 5 | 0.01% | 0.02% | 0.02% | Q2 2021 | Q2 2022 | 5 |
Pinnacle Wealth Planning Services, Inc. | 3 | 1 | 0.02% | 0.07% | 0.13% | Q4 2017 | Q4 2020 | 5 |
Walleye Trading LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2018 | 5 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 5 | 5 | 0.09% | 0.12% | 0.15% | Q3 2020 | Q3 2021 | 5 |
Relative Value Partners Group, LLC | 5 | 5 | 0.05% | 0.17% | 0.30% | Q1 2018 | Q1 2019 | 5 |
Q Global Advisors, LLC | 5 | 5 | 0.42% | 0.67% | 0.97% | Q4 2018 | Q4 2019 | 5 |
Darwin Wealth Management, LLC | 5 | 5 | 0.02% | 0.03% | 0.04% | Q1 2022 | Q1 2023 | 5 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.52% | 0.56% | 0.58% | Q4 2022 | Q3 2023 | 4 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
BOURGEON CAPITAL MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2020 | 4 |
US BANCORP \DE\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 4 |
Golden State Wealth Management, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 4 |
CREDIT SUISSE AG/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2022 | 4 |
Rockefeller Capital Management L.P. | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 4 |
FourThought Financial Partners, LLC | 4 | 4 | 0.02% | 0.02% | 0.03% | Q4 2022 | Q3 2023 | 4 |
Commonwealth Equity Services, Inc | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 4 |
Beach Point Capital Management LP | 4 | 4 | 0.10% | 2.04% | 3.68% | Q4 2018 | Q3 2019 | 4 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.06% | 0.16% | 0.20% | Q1 2017 | Q2 2018 | 4 |
Edmonds Duncan Registered Investment Advisors, LLC | 4 | 4 | 0.19% | 0.21% | 0.24% | Q2 2021 | Q1 2022 | 4 |
ZAZOVE ASSOCIATES LLC | 4 | 4 | 0.03% | 0.03% | 0.03% | Q4 2016 | Q3 2017 | 4 |
BESSEMER GROUP INC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2017 | 4 |
Realta Investment Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2019 | 4 |
Newbridge Financial Services Group, Inc. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q2 2021 | 4 |
First City Capital Management, Inc. | 4 | 4 | 0.09% | 0.10% | 0.11% | Q1 2017 | Q4 2017 | 4 |
McIlrath & Eck, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q3 2023 | 4 |
EATON VANCE MANAGEMENT | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2021 | 4 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2023 | 4 |
HUNTINGTON NATIONAL BANK | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2023 | 4 |
Corient Private Wealth LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Covestor Ltd | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 4 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
Next Capital Management LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2019 | 4 |
Neuberger Berman Group LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2017 | 3 |
SALEM INVESTMENT COUNSELORS INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2017 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
MOTCO | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q2 2017 | 3 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.08% | 0.17% | 0.32% | Q1 2018 | Q1 2020 | 3 |
Apollo Management Holdings, L.P. | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2016 | Q2 2017 | 3 |
Elequin Capital, LP | 3 | 3 | 0.02% | 0.02% | 0.03% | Q4 2022 | Q2 2023 | 3 |
CENTRAL TRUST Co | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q1 2023 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.03% | 0.05% | 0.06% | Q4 2017 | Q4 2018 | 3 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2022 | 3 |
SIGNATUREFD, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2021 | 3 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q2 2020 | 3 |
OLIVER LAGORE VANVALIN INVESTMENT GROUP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
B. Riley Wealth Advisors, Inc. | 3 | 3 | 0.02% | 0.03% | 0.04% | Q2 2019 | Q4 2019 | 3 |
FIDUCIARY TRUST CO | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q4 2017 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2022 | 3 |
Quantedge Capital Pte Ltd | 2 | 1 | 0.06% | 0.13% | 0.22% | Q4 2020 | Q3 2022 | 3 |
Twin Lakes Capital Management, LLC | 2 | 1 | 0.34% | 0.38% | 0.43% | Q4 2021 | Q3 2022 | 3 |
Cape Investment Advisory, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 3 |
NEXT Financial Group, Inc | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q2 2017 | 3 |
Moloney Securities Asset Management, LLC | 3 | 3 | 0.02% | 0.05% | 0.07% | Q1 2023 | Q3 2023 | 3 |
GraniteShares Advisors LLC | 3 | 3 | 1.26% | 1.35% | 1.48% | Q1 2023 | Q3 2023 | 3 |
HRT FINANCIAL LP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 3 |
WealthTrust Fairport, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Logan Stone Capital, LLC | 3 | 3 | 0.21% | 0.32% | 0.44% | Q2 2022 | Q4 2022 | 3 |
Bruderman Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2018 | 3 |
Cornerstone Wealth Management, LLC | 2 | 1 | 0.02% | 0.05% | 0.06% | Q2 2018 | Q1 2019 | 3 |
WASHINGTON TRUST Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
MARINER INVESTMENT GROUP LLC | 2 | 2 | 0.26% | 0.27% | 0.28% | Q1 2021 | Q2 2021 | 2 |
Joseph P. Lucia & Associates, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q3 2019 | 2 |
Ranch Capital Advisors Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
BLAIR WILLIAM & CO/IL | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
AMERICAN NATIONAL BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
TD Capital Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
American Financial Network Advisory Services LLC | 2 | 2 | 0.07% | 0.08% | 0.09% | Q3 2017 | Q4 2017 | 2 |
Ford Financial Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q4 2021 | 2 |
6 Meridian | 2 | 2 | 0.08% | 0.08% | 0.09% | Q2 2019 | Q3 2019 | 2 |
Pekin Hardy Strauss, Inc. | 2 | 2 | 0.04% | 0.05% | 0.05% | Q3 2022 | Q4 2022 | 2 |
Claro Advisors LLC | 2 | 2 | 0.10% | 0.12% | 0.15% | Q1 2020 | Q2 2020 | 2 |
Plante Moran Financial Advisors, LLC | 2 | 2 | 0.06% | 0.06% | 0.06% | Q3 2020 | Q4 2020 | 2 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.03% | 0.05% | Q4 2018 | Q4 2022 | 2 |
MUFG Americas Holdings Corp | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
REGIONS FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2022 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.03% | 0.08% | 0.14% | Q4 2018 | Q2 2023 | 2 |
MONEY CONCEPTS CAPITAL CORP | 1 | 1 | 0.00% | 0.00% | 0.01% | Q1 2022 | Q4 2022 | 2 |
NINE MASTS CAPITAL Ltd | 2 | 2 | 0.02% | 0.08% | 0.14% | Q2 2018 | Q3 2018 | 2 |
OTA Financial Group L.P. | 1 | 1 | 0.12% | 0.20% | 0.28% | Q3 2017 | Q1 2023 | 2 |
Doyle Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q2 2018 | 2 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.02% | 0.02% | 0.03% | Q1 2022 | Q2 2022 | 2 |
Transamerica Financial Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Virtue Capital Management, LLC | 2 | 2 | 0.32% | 0.33% | 0.34% | Q3 2020 | Q4 2020 | 2 |
Barrett Asset Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2019 | 2 |
M&T BANK CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q4 2022 | 2 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2021 | 2 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
WASHINGTON TRUST BANK | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
PSI Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
MSI Financial Services Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
Confluence Wealth Services, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
FinTrust Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TOWNSQUARE CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Oder Investment Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
PATHSTONE FAMILY OFFICE, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2017 | Q1 2017 | 1 |
WADDELL & REED FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Patriot Financial Group Insurance Agency, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2017 | Q4 2017 | 1 |
Foresight Wealth Management, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2021 | Q2 2021 | 1 |
Financial Management Professionals, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Biltmore Capital Advisors LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q2 2019 | 1 |
FLYNN ZITO CAPITAL MANAGEMENT, LLC | 1 | 1 | 1.41% | 1.41% | 1.41% | Q2 2022 | Q2 2022 | 1 |
Marquette Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
SHEPHERD KAPLAN KROCHUK, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2018 | Q3 2018 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Vectors Research Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Modus Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q2 2020 | 1 |
Perella Weinberg Partners Capital Management LP | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2017 | Q1 2017 | 1 |
OLD SECOND NATIONAL BANK OF AURORA | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
MIZUHO SECURITIES USA LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q3 2018 | 1 |
FOSTER DYKEMA CABOT & CO INC/MA | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2020 | Q3 2020 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Activest Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Anfield Capital Management, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2021 | Q2 2021 | 1 |
FNY Partners Fund LP | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2018 | Q1 2018 | 1 |
W.G. Shaheen & Associates DBA Whitney & Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
BDO Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Eudaimonia Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
HighTower Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2019 | Q1 2019 | 1 |
Opal Wealth Advisors, LLC | 1 | 1 | 0.34% | 0.34% | 0.34% | Q4 2020 | Q4 2020 | 1 |
Price Capital Management, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2020 | Q1 2020 | 1 |
Carmichael Hill & Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Truvestments Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
CENTRAL BANK & TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Wealthspire Advisors, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
TD Waterhouse Canada Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Chapwood Capital Investment Management, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q4 2019 | Q4 2019 | 1 |
Avantax Planning Partners, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Castle Financial & Retirement Planning Associates, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
Argent Wealth Management LLC | 1 | 1 | 0.34% | 0.34% | 0.34% | Q4 2019 | Q4 2019 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Blueport Capital, L.P. | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2016 | Q4 2016 | 1 |
ROPES WEALTH ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
One Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
BASSO CAPITAL MANAGEMENT, L.P. | 1 | 1 | 0.11% | 0.11% | 0.11% | Q4 2018 | Q4 2018 | 1 |
Merit Financial Group, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q2 2022 | Q2 2022 | 1 |
Global Endowment Management, LP | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2016 | Q4 2016 | 1 |
AE Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
GHP Investment Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
LGT Financial Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Venture Visionary Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
Wela Strategies, Inc. | 1 | 1 | 0.87% | 0.87% | 0.87% | Q1 2017 | Q1 2017 | 1 |
External links
This page lists all the filers that currently own BLACKROCK DEBT STRATEGIES FD or have owned BLACKROCK DEBT STRATEGIES FD in the past.