$90.3 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 75 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 22.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VOO | Buy | VANGUARD S&P 500 ETFetf | $20,793,465 | -2.1% | 52,950 | +1.5% | 23.02% | -2.1% |
| SPY | Buy | SPDR S&P 500 ETF TRUSTtr unit | $15,415,784 | +0.6% | 36,062 | +4.3% | 17.06% | +0.6% |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFtotal stk mkt | $8,031,647 | +4.9% | 37,812 | +8.8% | 8.89% | +4.9% |
| GLD | Buy | SPDR GOLD SHARES | $3,023,521 | +2.4% | 17,635 | +6.4% | 3.35% | +2.4% |
| ET | Buy | ENERGY TRANSFER L P COM UT LTD PTN | $2,644,655 | +14.1% | 188,500 | +3.3% | 2.93% | +14.2% |
| AAPL | APPLE INC COM | $2,629,786 | -11.7% | 15,360 | 0.0% | 2.91% | -11.7% | |
| MSFT | Buy | MICROSOFT CORP COM | $2,584,730 | -5.3% | 8,186 | +2.2% | 2.86% | -5.2% |
| MPLX | MPLX LP COM UNIT REP LTD | $2,381,412 | +4.8% | 66,950 | 0.0% | 2.64% | +4.9% | |
| OKE | Buy | ONEOK INC NEW COM | $2,088,560 | +227.7% | 32,927 | +218.8% | 2.31% | +227.9% |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | $1,890,637 | +3.9% | 69,077 | 0.0% | 2.09% | +3.9% | |
| GOOGL | Buy | ALPHABET INC CAP STK CL Acap stk cl a | $1,678,018 | +16.6% | 12,823 | +6.6% | 1.86% | +16.6% |
| DIMENSIONAL US MARKETWIDE VALUE ETFus mktwide value | $1,653,712 | -1.4% | 48,610 | 0.0% | 1.83% | -1.3% | ||
| WHF | WHITEHORSE FIN INC COM | $1,559,702 | -0.5% | 122,138 | 0.0% | 1.73% | -0.5% | |
| VGSH | Buy | VANGUARD SHORT-TERM TREASURY ETFshort term treas | $1,440,806 | +15.3% | 25,014 | +15.5% | 1.60% | +15.3% |
| FSK | FS KKR CAP CORP COM | $1,319,230 | +2.7% | 67,000 | 0.0% | 1.46% | +2.7% | |
| WMB | WILLIAMS COS INC COM | $1,195,995 | +3.2% | 35,500 | 0.0% | 1.32% | +3.3% | |
| WES | WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT | $1,120,515 | +2.7% | 41,150 | 0.0% | 1.24% | +2.7% | |
| UBER TECHNOLOGIES INC 12/15/2025note 12/1 | $979,566 | +2.3% | 1,050,000 | 0.0% | 1.08% | +2.4% | ||
| BLACKSTONE SECD LENDING FD COMMON STOCK | $957,600 | 0.0% | 35,000 | 0.0% | 1.06% | +0.1% | ||
| DFAT | DIMENSIONAL U.S. TARGETED VALUE ETFus targeted vlu | $927,644 | -1.5% | 20,303 | 0.0% | 1.03% | -1.4% | |
| DFAS | DIMENSIONAL U.S. SMALL CAP ETFus small cap etf | $846,716 | -4.2% | 16,131 | 0.0% | 0.94% | -4.2% | |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTNunit ltd partn | $773,660 | +8.7% | 50,500 | 0.0% | 0.86% | +8.6% | |
| RSP | Buy | INVESCO S&P 500 EQUAL WEIGHT ETFs&p500 eql wgt | $722,619 | +18.3% | 5,100 | +24.9% | 0.80% | +18.3% |
| XOM | EXXON MOBIL CORP COM | $714,181 | +9.6% | 6,074 | 0.0% | 0.79% | +9.7% | |
| CLOUDFLARE INC 08/15/2026note 8/1 | $680,000 | +0.2% | 800,000 | 0.0% | 0.75% | +0.3% | ||
| BILL HOLDINGS INC 04/01/2027note 4/0 | $647,504 | -1.3% | 800,000 | 0.0% | 0.72% | -1.2% | ||
| EPI | Buy | WISDOMTREE INDIA EARNINGS FUNDindia erngs fd | $619,406 | +295.5% | 16,850 | +274.4% | 0.69% | +296.5% |
| DRAFTKINGS INC NEW 03/15/2028note 3/1 | $605,200 | +1.4% | 800,000 | 0.0% | 0.67% | +1.5% | ||
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITY FUNDjapn hedge eqt | $582,450 | +85.8% | 6,600 | +75.3% | 0.64% | +85.9% |
| ATVI | Sell | ACTIVISION BLIZZARD INC COM | $579,008 | -20.9% | 6,184 | -28.8% | 0.64% | -20.9% |
| BLOCK INC 0.25 11/01/2027note 0.250%11/0 | $562,965 | -2.1% | 750,000 | 0.0% | 0.62% | -2.0% | ||
| Sell | BLACKSTONE MORTGAGE TRUST INC 5.5 03/15/2027note 5.500% 3/1 | $511,394 | -66.3% | 575,000 | -67.6% | 0.57% | -66.3% | |
| QQQ | New | INVESCO QQQ TRUST SERIES Iunit ser 1 | $483,665 | – | 1,350 | +100.0% | 0.54% | – |
| TRP | TC ENERGY CORP COM | $460,062 | -14.8% | 13,370 | 0.0% | 0.51% | -14.9% | |
| VO | VANGUARD MID-CAP ETFmid cap etf | $442,510 | -5.4% | 2,125 | 0.0% | 0.49% | -5.4% | |
| XLE | ENERGY SELECT SECTOR SPDR FUNDenergy | $407,749 | +11.4% | 4,511 | 0.0% | 0.45% | +11.4% | |
| SHOPIFY INC 0.125 11/01/2025note 0.125%11/0 | $365,515 | -1.6% | 410,000 | 0.0% | 0.40% | -1.5% | ||
| VXF | VANGUARD EXTENDED MARKET ETFextend mkt etf | $322,779 | -3.7% | 2,252 | 0.0% | 0.36% | -3.8% | |
| PSX | PHILLIPS 66 COM | $313,832 | +26.0% | 2,612 | 0.0% | 0.35% | +25.7% | |
| ENLC | ENLINK MIDSTREAM LLC COM UNIT REP LTD | $305,500 | +15.3% | 25,000 | 0.0% | 0.34% | +15.4% | |
| LNG | CHENIERE ENERGY INC COM NEW | $302,877 | +8.9% | 1,825 | 0.0% | 0.34% | +8.8% | |
| TRGP | Buy | TARGA RES CORP COM | $300,020 | +48.8% | 3,500 | +32.1% | 0.33% | +48.9% |
| AMZN | AMAZON COM INC COM | $296,952 | -2.5% | 2,336 | 0.0% | 0.33% | -2.4% | |
| VPU | Buy | VANGUARD UTILITIES ETFutilities etf | $281,863 | +2.6% | 2,210 | +14.3% | 0.31% | +2.6% |
| SOXX | ISHARES SEMICONDUCTOR ETFishares semicdtr | $265,718 | -6.6% | 561 | 0.0% | 0.29% | -6.7% | |
| VHT | VANGUARD HEALTH CARE ETFhealth car etf | $227,107 | -4.0% | 966 | 0.0% | 0.25% | -4.2% | |
| ETSY INC 0.25 06/15/2028note 0.250% 6/1 | $226,650 | -1.9% | 300,000 | 0.0% | 0.25% | -2.0% | ||
| NS | NUSTAR ENERGY LP UNIT COM | $212,768 | +1.8% | 12,200 | 0.0% | 0.24% | +2.2% | |
| JPM | JPMORGAN CHASE & CO COM | $210,424 | -0.3% | 1,451 | 0.0% | 0.23% | 0.0% | |
| EMXC | New | ISHARES MSCI EMERGING MARKETS EX CHINA ETFmsci emrg chn | $199,320 | – | 4,000 | +100.0% | 0.22% | – |
| SCJ | Buy | ISHARES MSCI JAPAN SMALL-CAP ETFmsci japn smcetf | $197,070 | +297.5% | 2,900 | +300.0% | 0.22% | +296.4% |
| EWJ | Buy | ISHARES MSCI JAPAN ETFmsci jpn erf new | $192,928 | +289.6% | 3,200 | +300.0% | 0.21% | +289.1% |
| HESM | New | HESS MIDSTREAM LP CL A SHS | $189,345 | – | 6,500 | +100.0% | 0.21% | – |
| HEP | HOLLY ENERGY PARTNERS L P COM UT LTD PTN | $184,464 | +18.7% | 8,400 | 0.0% | 0.20% | +18.6% | |
| MO | Sell | ALTRIA GROUP INC COM | $156,847 | -9.6% | 3,730 | -2.6% | 0.17% | -9.4% |
| PBA | PEMBINA PIPELINE CORP COM | $150,330 | -4.4% | 5,001 | 0.0% | 0.17% | -4.6% | |
| CSCO | Buy | CISCO SYS INC COM | $146,120 | +39.9% | 2,718 | +34.7% | 0.16% | +39.7% |
| DD | DUPONT DE NEMOURS INC COM | $127,027 | +4.4% | 1,703 | 0.0% | 0.14% | +4.4% | |
| GIS | Buy | GENERAL MLS INC COM | $119,725 | -8.2% | 1,871 | +10.1% | 0.13% | -7.6% |
| ED | Buy | CONSOLIDATED EDISON INC COM | $115,209 | +25.7% | 1,347 | +32.8% | 0.13% | +26.7% |
| PFF | Buy | ISHARES PREFERRED & INCOME SECURITIES ETFpfd and incm sec | $114,570 | +3.8% | 3,800 | +6.5% | 0.13% | +4.1% |
| AEE | Buy | AMEREN CORP COM | $113,966 | +61.1% | 1,523 | +75.9% | 0.13% | +61.5% |
| PEP | PEPSICO INC COM | $114,203 | -8.5% | 674 | 0.0% | 0.13% | -8.7% | |
| CAG | Buy | CONAGRA BRANDS INC COM | $111,325 | +18.2% | 4,060 | +45.4% | 0.12% | +18.3% |
| WY | Buy | WEYERHAEUSER CO MTN BE COM NEW | $108,904 | +28.6% | 3,552 | +40.5% | 0.12% | +28.7% |
| CNQ | CANADIAN NAT RES LTD COM | $77,604 | +14.9% | 1,200 | 0.0% | 0.09% | +14.7% | |
| SU | SUNCOR ENERGY INC NEW COM | $75,636 | +17.3% | 2,200 | 0.0% | 0.08% | +18.3% | |
| BP | BP PLC SPONSORED ADRsponsored adr | $58,080 | +9.7% | 1,500 | 0.0% | 0.06% | +8.5% | |
| DOW | DOW INC COM | $56,561 | -3.2% | 1,097 | 0.0% | 0.06% | -3.1% | |
| TIP | ISHARES TIPS BOND ETFtips bd etf | $54,349 | -3.6% | 524 | 0.0% | 0.06% | -3.2% | |
| GBDC | GOLUB CAP BDC INC COM | $48,411 | +8.7% | 3,300 | 0.0% | 0.05% | +10.2% | |
| MOAT | VANECK MORNINGSTAR WIDE MOAT ETFmrngstr wde moat | $20,477 | -4.9% | 270 | 0.0% | 0.02% | -4.2% | |
| IVW | ISHARES S&P 500 GROWTH ETFs&p 500 grwt etf | $18,337 | -2.9% | 268 | 0.0% | 0.02% | -4.8% | |
| EEMS | ISHARES MSCI EMERGING MARKETS SMALL CAP ETFem mkt sm-cp etf | $4,150 | +1.9% | 76 | 0.0% | 0.01% | 0.0% | |
| KHC | Sell | KRAFT HEINZ CO COM | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| MNA | Exit | INDEXIQ ETF TRiq mrgr arb etf | $0 | – | -60 | -100.0% | -0.00% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -11 | -100.0% | -0.00% | – |
| EFV | Exit | ISHARES TReafe value etf | $0 | – | -37 | -100.0% | -0.00% | – |
| VNLA | Exit | JANUS DETROIT STR TRhendrsn shrt etf | $0 | – | -62 | -100.0% | -0.00% | – |
| QAI | Exit | INDEXIQ ETF TRhedge mlti etf | $0 | – | -132 | -100.0% | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -45 | -100.0% | -0.00% | – |
| GMF | Exit | SPDR INDEX SHS FDSasia pacif etf | $0 | – | -37 | -100.0% | -0.00% | – |
| SCHF | Exit | SCHWAB STRATEGIC TRintl eqty etf | $0 | – | -163 | -100.0% | -0.01% | – |
| SPSM | Exit | SPDR SER TRportfolio s&p600 | $0 | – | -157 | -100.0% | -0.01% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -57 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -90 | -100.0% | -0.01% | – |
| SCHM | Exit | SCHWAB STRATEGIC TRus mid-cap etf | $0 | – | -127 | -100.0% | -0.01% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -1,103 | -100.0% | -0.07% | – |
| IAT | Exit | ISHARES TRus regnl bks etf | $0 | – | -6,200 | -100.0% | -0.23% | – |
| Exit | CABLE ONE INCnote 3/1 | $0 | – | -400,000 | -100.0% | -0.36% | – | |
| Exit | MARATHON DIGITAL HOLDINGS INnote 1.000%12/0 | $0 | – | -1,000,000 | -100.0% | -0.60% | – | |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -33,885 | -100.0% | -2.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| SPDR S&P 500 ETF TRUST | 16 | Q3 2023 | 26.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.