$964 Million is the total value of ZAZOVE ASSOCIATES LLC's 149 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 34.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SSR MINING INnote 2.500% 4/0 | $77,336,000 | +120526.4% | 73,705,000 | +26.3% | 8.02% | +37.3% | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $62,497,000 | +88318.7% | 62,275,000 | +1.7% | 6.48% | +0.6% | |
| Sell | PARSONS CORP DELnote 0.250% 8/1 | $51,252,000 | +92945.0% | 40,217,000 | -16.1% | 5.32% | +5.9% | |
| Buy | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $49,675,000 | +125313.4% | 48,600,000 | +25.0% | 5.15% | +42.7% | |
| Sell | NRG ENERGY INCdbcv 2.750% 6/0 | $41,681,000 | +100142.9% | 39,266,000 | -0.1% | 4.32% | +14.1% | |
| Buy | SOLAREDGE TECHNOLOGIES INCnote 9/1 | $32,200,000 | +87471.4% | 35,239,000 | +14.1% | 3.34% | -0.4% | |
| MGP INGREDIENTS INC NEWnote 1.875%11/1 | $31,987,000 | +97204.8% | 26,457,000 | 0.0% | 3.32% | +10.7% | ||
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $30,233,000 | +135249.4% | 29,743,000 | +33.9% | 3.14% | +54.0% | |
| Buy | MIDDLEBY CORPnote 1.000% 9/0 | $28,987,000 | +98041.3% | 25,870,000 | +9.2% | 3.01% | +11.7% | |
| Sell | CYBERARK SOFTWARE LTDnote 11/1 | $25,054,000 | +99546.0% | 21,695,000 | -1.9% | 2.60% | +13.4% | |
| Sell | KAMAN CORPnote 3.250% 5/0 | $23,815,000 | +87057.8% | 24,489,000 | -13.4% | 2.47% | -0.8% | |
| TYLER TEX INDPT SCH DISTnote 0.250% 3/1 | $22,123,000 | +93673.3% | 22,764,000 | 0.0% | 2.30% | +6.7% | ||
| Buy | DEXCOM INCnote 0.250%11/1 | $21,545,000 | +91010.9% | 22,822,000 | +3.1% | 2.24% | +3.7% | |
| Buy | FORD MTR CO DELnote 3/1 | $20,714,000 | +90421.3% | 21,124,000 | +1.0% | 2.15% | +3.0% | |
| Sell | JOHN BEAN TECHNOLOGIES CORPnote 0.250% 5/1 | $20,539,000 | +93986.1% | 22,716,000 | -0.9% | 2.13% | +7.0% | |
| Sell | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $19,692,000 | +29476.9% | 18,870,000 | -72.5% | 2.04% | -66.4% | |
| New | ALNYLAM PHARMACEUTICALS INCnote 1.000% 9/1 | $19,416,000 | – | 20,890,000 | +100.0% | 2.01% | – | |
| OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $19,183,000 | +103929.3% | 446,221 | -10.8% | 1.99% | +18.4% |
| Sell | BRAEMAR HOTELS & RESORTS INCnote 4.500% 6/0 | $19,054,000 | +87585.2% | 22,330,000 | -4.0% | 1.98% | -0.3% | |
| Sell | PEBBLEBROOK HOTEL TRnote 1.750%12/1 | $18,345,000 | +96396.8% | 22,010,000 | -1.6% | 1.90% | +9.8% | |
| Sell | ASCENDIS PHARMA A/Snote 2.250% 4/0 | $17,159,000 | +99876.7% | 18,660,000 | -0.7% | 1.78% | +13.8% | |
| Sell | PETIQ INCnote 4.000% 6/0 | $15,924,000 | +104155.6% | 16,320,000 | -1.8% | 1.65% | +18.7% | |
| Sell | BILL HOLDINGS INCnote 12/0 | $15,739,000 | +93528.8% | 15,650,000 | -2.4% | 1.63% | +6.5% | |
| Sell | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $14,776,000 | +91807.7% | 13,494,000 | -2.4% | 1.53% | +4.6% | |
| Buy | IMAX CORPnote 0.500% 4/0 | $14,649,000 | +176330.2% | 15,637,000 | +73.2% | 1.52% | +100.7% | |
| Buy | VAREX IMAGING CORPnote 4.000% 6/0 | $14,618,000 | +92495.2% | 12,835,000 | +4.1% | 1.52% | +5.4% | |
| Buy | CONMED CORPnote 2.250% 6/1 | $12,536,000 | +261284.5% | 13,135,000 | +206.2% | 1.30% | +197.5% | |
| Buy | STRIDE INCnote 1.125% 9/0 | $12,501,000 | +213446.3% | 11,822,000 | +94.1% | 1.30% | +142.9% | |
| UONEK | Buy | URBAN ONE INCcl d non vtg | $12,344,000 | +84090.4% | 2,454,165 | +0.4% | 1.28% | -4.3% |
| Sell | HALOZYME THERAPEUTICS INCnote 0.250% 3/0 | $7,715,000 | +98180.3% | 9,108,000 | -3.3% | 0.80% | +11.7% | |
| CMLS | CUMULUS MEDIA INC | $7,423,000 | +124030.4% | 1,458,428 | 0.0% | 0.77% | +41.3% | |
| INTERDIGITAL INCnote 3.500% 6/0 | $6,876,000 | +86960.0% | 5,820,000 | 0.0% | 0.71% | -1.0% | ||
| INNOVATE CORPnote 7.500% 8/0 | $6,413,000 | +79703.4% | 12,363,000 | 0.0% | 0.66% | -9.3% | ||
| GRANITE RIDGE RESOURCES INC | $6,370,000 | +91898.8% | 1,044,274 | 0.0% | 0.66% | +4.8% | ||
| UAN | CVR PARTNERS LP | $6,336,000 | +102291.7% | 76,700 | 0.0% | 0.66% | +16.5% | |
| BHR | BRAEMAR HOTELS & RESORTS INC | $5,821,000 | +68803.9% | 2,101,511 | 0.0% | 0.60% | -21.6% | |
| BACPRL | New | BANK AMERICA CORP7.25%cnv pfd l | $5,567,000 | – | 5,007 | +100.0% | 0.58% | – |
| CCO | Sell | CLEAR CHANNEL OUTDOOR HLDGS | $5,510,000 | +99268.8% | 3,487,637 | -13.8% | 0.57% | +13.1% |
| Buy | WESTROCK COFFEE CO*w exp 08/29/202 | $5,341,000 | +63054.8% | 2,918,653 | +3.4% | 0.55% | -28.1% | |
| Buy | NET POWER INC*w exp 06/08/202 | $5,028,000 | +138756.7% | 1,165,244 | +9.2% | 0.52% | +57.9% | |
| VUSB | VANGUARD BD INDEX FDSvanguard ultra | $4,919,000 | +99961.0% | 100,000 | 0.0% | 0.51% | +13.8% | |
| PALO ALTO NETWORKS INCnote 0.375% 6/0 | $4,714,000 | +91469.5% | 2,000,000 | 0.0% | 0.49% | +4.3% | ||
| Sell | GUARDANT HEALTH INCnote 11/1 | $4,571,000 | +94911.4% | 6,625,000 | -0.7% | 0.47% | +8.0% | |
| CNX RES CORPnote 2.250% 5/0 | $4,539,000 | +122974.8% | 2,500,000 | 0.0% | 0.47% | +40.2% | ||
| CUTERA INCnote 2.250% 6/0 | $4,281,000 | +95886.5% | 7,140,000 | 0.0% | 0.44% | +9.1% | ||
| Sell | DATADOG INCnote 0.125% 6/1 | $4,031,000 | +26165.7% | 3,420,000 | -72.3% | 0.42% | -70.1% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $3,940,000 | +103203.6% | 468,507 | 0.0% | 0.41% | +17.5% | |
| GTX | Sell | GARRETT MOTION INC | $3,880,000 | +58395.4% | 492,443 | -43.8% | 0.40% | -33.6% |
| Sell | SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $3,701,000 | +98017.7% | 4,390,000 | -0.6% | 0.38% | +11.6% | |
| Buy | INSULET CORPnote 0.375% 9/0 | $3,434,000 | +124500.9% | 3,500,000 | +75.0% | 0.36% | +41.8% | |
| PEABODY ENGR CORPnote 3.250% 3/0 | $3,027,000 | +111928.1% | 2,000,000 | 0.0% | 0.31% | +27.6% | ||
| ZILLOW GROUP INCnote 1.375% 9/0 | $2,980,000 | +94503.2% | 2,500,000 | 0.0% | 0.31% | +7.7% | ||
| AIRBNB INCnote 3/1 | $2,965,000 | +100579.1% | 3,360,000 | 0.0% | 0.31% | +14.9% | ||
| UONE | URBAN ONE INCcl a | $2,942,000 | +83717.7% | 585,978 | 0.0% | 0.30% | -4.7% | |
| CONMED CORPnote 2.625% 2/0 | $2,885,000 | +73969.3% | 2,500,000 | 0.0% | 0.30% | -15.8% | ||
| Buy | ENPHASE ENERGY INCnote 3/0 | $2,862,000 | +121222.6% | 3,450,000 | +38.0% | 0.30% | +38.1% | |
| GDL | GDL FD | $2,752,000 | +98679.6% | 355,151 | 0.0% | 0.28% | +12.2% | |
| Sell | HELIX ENERGY SOLUTIONS GRP Inote 6.750% 2/1 | $2,593,000 | +25244.5% | 1,500,000 | -80.5% | 0.27% | -71.2% | |
| HTZZW | Buy | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $2,593,000 | +225771.1% | 421,323 | +272.2% | 0.27% | +156.2% |
| KMF | KAYNE ANDERSON NEXTGEN ENRGY | $2,544,000 | +100215.5% | 357,252 | 0.0% | 0.26% | +14.3% | |
| ETSY INCnote 0.125%10/0 | $2,545,000 | +85705.8% | 2,500,000 | 0.0% | 0.26% | -2.2% | ||
| PAGERDUTY INCnote 1.250% 7/0 | $2,387,000 | +100067.9% | 2,500,000 | 0.0% | 0.25% | +14.3% | ||
| New | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $2,137,000 | – | 2,000,000 | +100.0% | 0.22% | – | |
| SKIN | THE BEAUTY HEALTH COMPANY | $2,061,000 | +71812.1% | 342,404 | 0.0% | 0.21% | -18.0% | |
| New | POST HLDGS INCnote 2.500% 8/1 | $1,989,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| Buy | TH INTERNATIONAL LIMITEDordinary shares | $1,975,000 | +66803.8% | 1,091,079 | +6.1% | 0.20% | -23.8% | |
| USAC | Sell | USA COMPRESSION PARTNERS LP | $1,950,000 | +65008.5% | 81,715 | -46.1% | 0.20% | -26.0% |
| AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $1,922,000 | +101485.6% | 2,000,000 | 0.0% | 0.20% | +15.7% | ||
| SPLUNK INCnote 1.125% 6/1 | $1,887,000 | +108723.5% | 2,000,000 | 0.0% | 0.20% | +24.1% | ||
| Sell | DIGITAL WORLD ACQUISITION CO*w exp 06/30/202 | $1,866,000 | +183561.4% | 377,756 | -1.8% | 0.19% | +108.6% | |
| BLOCK INCnote 0.125% 3/0 | $1,859,000 | +98259.8% | 2,000,000 | 0.0% | 0.19% | +12.2% | ||
| OSISKO DEVELOPMENT CORP | $1,838,000 | +63941.8% | 625,200 | 0.0% | 0.19% | -27.1% | ||
| PFIX | Sell | SIMPLIFY EXCHANGE TRADED FUNsimplify interst | $1,753,000 | +53215.1% | 18,350 | -65.0% | 0.18% | -39.3% |
| SAND | SANDSTORM GOLD LTD | $1,724,000 | +90924.3% | 370,000 | 0.0% | 0.18% | +3.5% | |
| INDIW | Buy | INDIE SEMICONDUCTOR INC*w exp 06/10/202 | $1,684,000 | +115798.1% | 943,216 | +55.2% | 0.18% | +32.6% |
| SEA LTDnote 2.375%12/0 | $1,627,000 | +93675.2% | 1,700,000 | 0.0% | 0.17% | +7.0% | ||
| STKL | Buy | SUNOPTA INC | $1,624,000 | +84045.1% | 482,023 | +67.1% | 0.17% | -4.5% |
| Buy | MIRION TECHNOLOGIES INC*w exp 10/20/202 | $1,611,000 | +92273.9% | 1,207,064 | +22.8% | 0.17% | +5.0% | |
| JQC | NUVEEN CR STRATEGIES INCOME | $1,473,000 | +100104.1% | 291,105 | 0.0% | 0.15% | +14.2% | |
| INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1 | $1,369,000 | +99754.1% | 1,500,000 | 0.0% | 0.14% | +13.6% | ||
| New | ALTAIR ENGR INCnote 1.750% 6/1 | $1,327,000 | – | 1,250,000 | +100.0% | 0.14% | – | |
| SMART GLOBAL HLDGS INCnote 2.250% 2/1 | $1,324,000 | +87990.5% | 1,000,000 | 0.0% | 0.14% | 0.0% | ||
| Buy | RUMBLE INC*w exp 09/16/202 | $1,263,000 | +64735.7% | 1,065,815 | +16.0% | 0.13% | -26.4% | |
| Buy | CHEFS WHSE INCnote 1.875%12/0 | $1,237,000 | +113594.9% | 1,313,000 | +27.1% | 0.13% | +29.3% | |
| New | LIBERTY MEDIA CORP DELnote 2.250% 8/1 | $1,145,000 | – | 1,170,000 | +100.0% | 0.12% | – | |
| CORENERGY INFRASTRUCTURE TRnote 5.875% 8/1 | $1,062,000 | +93716.3% | 1,288,000 | 0.0% | 0.11% | +6.8% | ||
| Sell | SHIFT4 PMTS INCnote 12/1 | $930,000 | +77529.4% | 940,000 | -14.5% | 0.10% | -11.9% | |
| BROOKDALE SR LIVING INCnote 2.000%10/1 | $790,000 | +99900.0% | 1,000,000 | 0.0% | 0.08% | +13.9% | ||
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $766,000 | – | 687 | +100.0% | 0.08% | – |
| ETSY INCnote 0.250% 6/1 | $759,000 | +97962.0% | 1,000,000 | 0.0% | 0.08% | +11.3% | ||
| EURONET WORLDWIDE INCnote 0.750% 3/1 | $739,000 | +94522.3% | 800,000 | 0.0% | 0.08% | +8.5% | ||
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 05/07/2051 | $730,000 | +89690.9% | 20,148 | 0.0% | 0.08% | +2.7% | |
| PCTTW | Buy | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $606,000 | +52367.5% | 333,822 | +25.0% | 0.06% | -40.0% |
| New | NATIONAL CINEMEDIA INC | $567,000 | – | 126,205 | +100.0% | 0.06% | – | |
| Buy | RINGCENTRAL INCnote 3/1 | $496,000 | +206566.7% | 588,000 | +104.2% | 0.05% | +131.8% | |
| BRC INC | $492,000 | +69391.5% | 137,123 | 0.0% | 0.05% | -21.5% | ||
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $492,000 | +101343.3% | 500,000 | 0.0% | 0.05% | +15.9% | ||
| FRA | BLACKROCK FLOATING RATE INCO | $483,000 | +103326.1% | 38,276 | 0.0% | 0.05% | +16.3% | |
| LSEAW | Sell | LANDSEA HOMES CORP*w exp 01/08/202 | $407,000 | +63994.5% | 2,228,592 | -3.3% | 0.04% | -27.6% |
| EPD | ENTERPRISE PRODS PARTNERS L | $403,000 | +103766.0% | 14,710 | 0.0% | 0.04% | +20.0% | |
| New | PSQ HOLDINGS INC*w exp 99/99/999 | $372,000 | – | 270,640 | +100.0% | 0.04% | – | |
| ARKOW | Buy | ARKO CORP*w exp 12/22/202 | $370,000 | +104125.4% | 347,284 | +38.4% | 0.04% | +18.8% |
| FREYWS | FREYR BATTERY*w exp 09/01/202 | $352,000 | +34820.6% | 346,411 | 0.0% | 0.04% | -59.8% | |
| DISH NETWORK CORPORATIONnote 2.375% 3/1 | $311,000 | +107886.1% | 323,000 | 0.0% | 0.03% | +23.1% | ||
| PENNYMAC CORPnote 5.500% 3/1 | $287,000 | +100956.3% | 319,000 | 0.0% | 0.03% | +15.4% | ||
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $265,000 | – | 11,046 | +100.0% | 0.03% | – |
| CANOWS | CANO HEALTH INC*w exp 06/03/202 | $263,000 | +22226.0% | 5,234,094 | 0.0% | 0.03% | -74.8% | |
| Buy | LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $247,000 | +79066.7% | 1,334,846 | +33.2% | 0.03% | -7.1% | |
| New | SPOTIFY USA INCnote 3/1 | $255,000 | – | 300,000 | +100.0% | 0.03% | – | |
| Sell | CRACKER BARREL OLD CTRY STORnote 0.625% 6/1 | $248,000 | +1026.2% | 300,000 | -98.8% | 0.03% | -98.7% | |
| OKTA INCnote 0.375% 6/1 | $254,000 | +101500.0% | 290,000 | 0.0% | 0.03% | +13.0% | ||
| BLOCK INCnote 5/0 | $251,000 | +100703.2% | 300,000 | 0.0% | 0.03% | +13.0% | ||
| LYFT INCnote 1.500% 5/1 | $230,000 | +102122.2% | 250,000 | 0.0% | 0.02% | +14.3% | ||
| Sell | EXPEDIA GROUP INCnote 2/1 | $218,000 | +28774.2% | 250,000 | -70.9% | 0.02% | -66.7% | |
| ET | ENERGY TRANSFER L P | $210,000 | +110426.3% | 15,000 | 0.0% | 0.02% | +29.4% | |
| CHEGG INCnote 9/0 | $202,000 | +104563.2% | 257,000 | 0.0% | 0.02% | +16.7% | ||
| New | MFA FINL INCnote 6.250% 6/1 | $189,000 | – | 190,000 | +100.0% | 0.02% | – | |
| AFT | APOLLO SR FLOATING RATE FD I | $195,000 | +104178.1% | 14,507 | 0.0% | 0.02% | +17.6% | |
| DOCUSIGN INCnote 1/1 | $196,000 | +100930.9% | 200,000 | 0.0% | 0.02% | +11.1% | ||
| FREEW | Buy | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $186,000 | +442757.1% | 1,439,964 | +598.6% | 0.02% | +375.0% |
| SEA LTDnote 0.250% 9/1 | $176,000 | +99335.0% | 220,000 | 0.0% | 0.02% | +12.5% | ||
| New | SEA LTDnote 1.000%12/0 | $167,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | LIVE NATION ENTERTAINMENT INnote 2.000% 2/1 | $153,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $128,000 | – | 137,837 | +100.0% | 0.01% | – | |
| New | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $116,000 | – | 120,000 | +100.0% | 0.01% | – | |
| Buy | AMPRIUS TECHNOLOGIES INC*w exp 09/14/202 | $110,000 | +354738.7% | 386,510 | +516.3% | 0.01% | +266.7% | |
| WFRD | New | WEATHERFORD INTL PLC | $100,000 | – | 1,102 | +100.0% | 0.01% | – |
| New | NABORS INDS INCnote 0.750% 1/1 | $89,000 | – | 91,000 | +100.0% | 0.01% | – | |
| New | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $89,000 | – | 89,000 | +100.0% | 0.01% | – | |
| LIBERTY MEDIA CORP DELdeb 3.750% 2/1 | $66,000 | +103025.0% | 266,000 | 0.0% | 0.01% | +16.7% | ||
| PHD | New | PIONEER FLOATING RATE FUND I | $59,000 | – | 6,511 | +100.0% | 0.01% | – |
| Sell | PROSPECT CAP CORPnote 6.375% 3/0 | $61,000 | +7750.7% | 61,000 | -92.2% | 0.01% | -91.5% | |
| BFLY | BUTTERFLY NETWORK INC | $59,000 | +51204.3% | 50,000 | 0.0% | 0.01% | -40.0% | |
| New | HAEMONETICS CORP MASSnote 3/0 | $61,000 | – | 70,000 | +100.0% | 0.01% | – | |
| FOAWS | FINANCE OF AMERICA COMPAN*w exp 04/08/202 | $45,000 | +55455.6% | 502,865 | 0.0% | 0.01% | -28.6% | |
| JFR | New | NUVEEN FLOATING RATE INCOME | $36,000 | – | 4,387 | +100.0% | 0.00% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr sec 28 | $42,000 | – | 916 | +100.0% | 0.00% | – |
| PSFEWS | PAYSAFE LIMITED*w exp 03/30/202 | $22,000 | +87900.0% | 546,914 | 0.0% | 0.00% | 0.0% | |
| NWTN INC*w exp 12/31/202 | $16,000 | +84110.5% | 64,571 | 0.0% | 0.00% | 0.0% | ||
| CANO | CANO HEALTH INC | $6,000 | +17042.9% | 25,000 | 0.0% | 0.00% | -66.7% | |
| New | COMPLETE SOLARIA INC*w exp 07/31/202 | $5,000 | – | 25,171 | +100.0% | 0.00% | – | |
| New | ROADZEN INC*w exp 11/30/202 | $6,000 | – | 150,602 | +100.0% | 0.00% | – | |
| POLESTAR AUTOMOTIVE HLDG UKads c-1 | $10,000 | +58723.5% | 24,495 | 0.0% | 0.00% | -50.0% | ||
| AAL | New | AMERICAN AIRLS GROUP INC | $5,000 | – | 399 | +100.0% | 0.00% | – |
| JASPER THERAPEUTICS INC*w exp 09/24/202 | $4,000 | +44344.4% | 65,456 | 0.0% | 0.00% | -100.0% | ||
| CURI | New | CURIOSITYSTREAM INC | $4,000 | – | 6,310 | +100.0% | 0.00% | – |
| AJXA | New | GREAT AJAX CORP7.25 cv sr nt 24 | $2,000 | – | 85 | +100.0% | 0.00% | – |
| New | POWER & DIGITAL INFRASTRUCTU*w exp 12/09/202 | $1,000 | – | 9,100 | +100.0% | 0.00% | – | |
| New | GETTY IMAGES HOLDINGS INC | $1,000 | – | 175 | +100.0% | 0.00% | – | |
| Exit | VAHANNA TECH EDGE ACQUISITION*w exp 11/30/202 | $0 | – | -150,602 | -100.0% | -0.00% | – | |
| BWACW | Exit | BETTER WORLD ACQUISITION*w exp 11/15/202 | $0 | – | -638,248 | -100.0% | -0.00% | – |
| GEL | Exit | GENESIS ENERGYunit ltd partn | $0 | – | -10,738 | -100.0% | -0.01% | – |
| HLX | Exit | HELIX ENERGY SOLUTIONS GROUP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| NCMI | Exit | NATIONAL CINEMEDIA | $0 | – | -1,264,938 | -100.0% | -0.04% | – |
| Exit | ILLUMINAnote 8/1 | $0 | – | -820,000 | -100.0% | -0.07% | – | |
| GER | Exit | GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND | $0 | – | -81,345 | -100.0% | -0.12% | – |
| TTT | Exit | PROSHARES ULTRAPRO SHORT 20 YEAR 3X TREASURYulsh 20yrtre new | $0 | – | -23,100 | -100.0% | -0.14% | – |
| Exit | SPLUNKnote 1.125% 9/1 | $0 | – | -2,170,000 | -100.0% | -0.20% | – | |
| AM | Exit | ANTERO MIDSTREAM | $0 | – | -225,000 | -100.0% | -0.24% | – |
| Exit | KBRnote 2.500%11/0 | $0 | – | -1,250,000 | -100.0% | -0.29% | – | |
| PETQ | Exit | PETIQ | $0 | – | -308,775 | -100.0% | -0.43% | – |
| ICSH | Exit | BLACKROCK ULTRA SHORTTERM BOND (ETF)blackrock ultra | $0 | – | -96,846 | -100.0% | -0.44% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1 | $0 | – | -5,150,000 | -100.0% | -0.48% | – | |
| Exit | MESA LABORATORIESnote 1.375% 8/1 | $0 | – | -23,777,000 | -100.0% | -1.95% | – | |
| Exit | ENPHASE ENERGYnote 3/0 | $0 | – | -31,740,000 | -100.0% | -2.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.