$139 Million is the total value of AEGON USA Investment Management, LLC's 36 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 22.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $81,885,117 | -4.1% | 385,505 | -0.6% | 59.06% | +20.6% |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $8,956,000 | -2.8% | 8,000 | 0.0% | 6.46% | +22.2% | |
| BACPRL | BANK AMERICA CORP7.25%cnv pfd l | $8,836,266 | -5.8% | 7,950 | 0.0% | 6.37% | +18.4% | |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $7,573,782 | -4.5% | 108,538 | -0.6% | 5.46% | +20.0% |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $3,970,000 | -20.9% | 4,000,000 | -8.6% | 2.86% | -0.5% | |
| BOOKING HOLDINGS INCnote 0.750% 5/0 | $3,699,050 | +11.4% | 2,215,000 | 0.0% | 2.67% | +40.1% | ||
| New | NEXTERA ENERGY INCunit 09/01/2025 | $3,400,200 | – | 90,000 | +100.0% | 2.45% | – | |
| Sell | WESTERN DIGITAL CORP.note 1.500% 2/0 | $3,091,535 | -10.0% | 3,145,000 | -11.3% | 2.23% | +13.1% | |
| CCLP | Buy | CSI COMPRESSCO LP | $2,296,143 | +17.9% | 1,663,872 | +4.2% | 1.66% | +48.3% |
| EXPEDIA GROUP INCnote 2/1 | $2,258,880 | -0.6% | 2,600,000 | 0.0% | 1.63% | +25.0% | ||
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $1,525,125 | +7.6% | 1,660,000 | +13.7% | 1.10% | +35.3% | |
| Buy | CBL & ASSOC PPTYS INC | $1,235,030 | +17.0% | 58,867 | +23.0% | 0.89% | +47.3% | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $1,085,387 | +1.8% | 1,070,000 | 0.0% | 0.78% | +27.9% | ||
| PROSPECT CAP CORPnote 6.375% 3/0 | $991,570 | +0.7% | 1,000,000 | 0.0% | 0.72% | +26.5% | ||
| EFT | EATON VANCE FLTING RATE INC | $934,255 | +5.4% | 75,894 | 0.0% | 0.67% | +32.7% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $781,628 | +3.1% | 64,544 | 0.0% | 0.56% | +29.7% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $744,942 | -3.3% | 86,320 | 0.0% | 0.54% | +21.5% | |
| VVR | INVESCO SR INCOME TR | $571,505 | +1.8% | 145,792 | 0.0% | 0.41% | +28.0% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $499,823 | -0.7% | 6,651 | 0.0% | 0.36% | +24.9% | |
| RIV | Buy | RIVERNORTH OPPORTUNITIES FD | $367,177 | +5.0% | 34,936 | +14.3% | 0.26% | +31.8% |
| SMLP | Buy | SUMMIT MIDSTREAM PARTNERS LP | $366,173 | -13.1% | 26,448 | +2.0% | 0.26% | +9.1% |
| SRLN | Sell | SSGA ACTIVE ETF TRblackstone senr | $328,396 | -73.3% | 7,832 | -73.4% | 0.24% | -66.4% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $326,061 | +12.6% | 50,318 | +15.6% | 0.24% | +41.6% |
| FCT | FIRST TR SR FLTG RATE INCOME | $300,170 | +1.0% | 30,017 | 0.0% | 0.22% | +27.6% | |
| SPSB | SPDR SER TRportfolio short | $296,718 | -0.4% | 10,120 | 0.0% | 0.21% | +25.1% | |
| DSU | Sell | BLACKROCK DEBT STRATEGIES FD | $287,560 | -11.4% | 28,000 | -15.5% | 0.21% | +11.3% |
| BSV | VANGUARD BD INDEX FDSshort trm bond | $265,726 | -0.5% | 3,535 | 0.0% | 0.19% | +25.5% | |
| ISD | PGIM HIGH YIELD BOND FUND IN | $246,826 | -5.2% | 20,953 | 0.0% | 0.18% | +19.5% | |
| NHS | NEUBERGER BERMAN HIGH YIELD | $216,352 | +0.5% | 28,732 | 0.0% | 0.16% | +26.8% | |
| HYG | ISHARES TRiboxx hi yd etf | $216,884 | -1.8% | 2,942 | 0.0% | 0.16% | +22.8% | |
| ETB | EATON VANCE TAX MNGED BUY WR | $211,293 | -9.2% | 16,756 | 0.0% | 0.15% | +13.4% | |
| IHRT | Sell | IHEARTMEDIA INC | $203,703 | -31.7% | 64,463 | -21.3% | 0.15% | -14.0% |
| CCO | Sell | CLEAR CHANNEL OUTDOOR HLDGS | $200,848 | -15.9% | 127,119 | -27.0% | 0.14% | +5.8% |
| HNW | PIONEER DIVERSIFIED HIGH INC | $196,837 | +1.2% | 19,260 | 0.0% | 0.14% | +26.8% | |
| HFRO | New | HIGHLAND OPPORTUNITIES | $146,103 | – | 18,172 | +100.0% | 0.10% | – |
| PHD | PIONEER FLOATING RATE FUND I | $121,887 | +3.8% | 13,528 | 0.0% | 0.09% | +31.3% | |
| Exit | NEW MTN FIN CORPnote 5.750% 8/1 | $0 | – | -650,000 | -100.0% | -0.37% | – | |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -42,589 | -100.0% | -0.51% | – |
| Exit | ILLUMINA INCnote 8/1 | $0 | – | -2,420,000 | -100.0% | -1.38% | – | |
| KKRPRC | Exit | KKR & CO INC6% mconv pfd c | $0 | – | -58,200 | -100.0% | -2.22% | – |
| AEPPZ | Exit | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $0 | – | -120,911 | -100.0% | -3.44% | – |
| NIMC | Exit | NISOURCE INCunit 12/01/2023 | $0 | – | -65,500 | -100.0% | -3.81% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 09/01/2023 | $0 | – | -259,275 | -100.0% | -7.28% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 33 | Q3 2023 | 65.0% |
| WELLPOINT INC | 33 | Q2 2022 | 4.3% |
| WELLS FARGO CO NEW | 32 | Q3 2023 | 6.5% |
| VANGUARD TOTAL BOND MARKET | 29 | Q3 2023 | 41.3% |
| NOVELLUS SYS INC | 26 | Q2 2020 | 3.8% |
| BLACKROCK FLOAT RATE | 25 | Q2 2022 | 2.2% |
| SSGA ACTIVE ETF TR | 24 | Q3 2023 | 1.5% |
| BK OF AMERICA CORP | 23 | Q3 2023 | 6.4% |
| INTEL CORP | 23 | Q4 2018 | 3.7% |
| PRICELINE GRP INC | 23 | Q2 2021 | 4.0% |
View AEGON USA Investment Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-01 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR/A | 2023-05-25 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-10-17 |
| 13F-HR | 2022-07-20 |
| 13F-HR | 2022-04-26 |
View AEGON USA Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.