Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BARCLAYS PLC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 27 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2018 | 22 |
IFP Advisors, Inc | 11 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2021 | 18 |
FIRST MANHATTAN CO. LLC. | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
MORGAN STANLEY | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
WELLS FARGO & COMPANY/MN | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC | 17 | 17 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q4 2018 | 17 |
CITIGROUP INC | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
FIFTH THIRD BANCORP | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
UBS Group AG | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
BANK OF AMERICA CORP /DE/ | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
ROYAL BANK OF CANADA | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
US BANCORP \DE\ | 17 | 17 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 17 |
BROADWOOD CAPITAL INC | 16 | 16 | 0.46% | 1.55% | 2.88% | Q1 2015 | Q4 2018 | 16 |
VANGUARD GROUP INC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q4 2018 | 16 |
BANK OF MONTREAL /CAN/ | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2018 | 16 |
Bank of New York Mellon Corp | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 15 |
NORTHERN TRUST CORP | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 15 |
BNP PARIBAS FINANCIAL MARKETS | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 15 |
Creative Planning | 8 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 15 |
GEODE CAPITAL MANAGEMENT, LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2018 | 14 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 11 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2018 | 14 |
ASSETMARK, INC | 13 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2018 | 14 |
CENTRAL TRUST Co | 12 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 14 |
AMERICAN INTERNATIONAL GROUP, INC. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2018 | 14 |
GROUP ONE TRADING, L.P. | 8 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 14 |
TIAA CREF INVESTMENT MANAGEMENT LLC | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2018 | 14 |
DEUTSCHE BANK AG\ | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2018 | 14 |
FMR LLC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2017 | 13 |
Chicago Partners Investment Group LLC | 8 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2018 | 13 |
Versant Capital Management, Inc | 13 | 13 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2018 | 13 |
Cutler Group LLC / CA | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 13 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 12 |
THRIVENT FINANCIAL FOR LUTHERANS | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2018 | 12 |
PNC FINANCIAL SERVICES GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2017 | 12 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 12 |
TEACHERS ADVISORS, LLC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 12 |
BlackRock Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2018 | 12 |
NEW YORK STATE COMMON RETIREMENT FUND | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 12 |
GLENMEDE TRUST CO NA | 10 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 11 |
Financial Architects, Inc | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2018 | 11 |
STATE STREET CORP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2018 | 11 |
Advisor Group, Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2018 | 11 |
Citadel Advisors | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 11 |
Apriem Advisors | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q1 2017 | 11 |
WILLIAMS JONES & ASSOCIATES LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2018 | 10 |
Nationwide Fund Advisors | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2017 | 10 |
Northeast Financial Consultants Inc | 9 | 1 | 0.04% | 0.71% | 1.50% | Q2 2016 | Q4 2018 | 10 |
GOLDMAN SACHS GROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2018 | 10 |
Stanford Investment Group, Inc. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2016 | 9 |
Parallel Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2018 | 9 |
RHUMBLINE ADVISERS | 8 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2018 | 9 |
CSS LLC/IL | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2017 | 8 |
WEDBUSH SECURITIES INC | 6 | 1 | 0.00% | 0.01% | 0.01% | Q2 2015 | Q4 2017 | 8 |
PATHSTONE FAMILY OFFICE, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2018 | 8 |
BlackRock Institutional Trust Company, N.A. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
MEEDER ASSET MANAGEMENT INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2018 | 8 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.01% | Q2 2015 | Q2 2018 | 7 |
BlackRock Fund Advisors | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
BLACKROCK ADVISORS LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
Wealthspire Advisors, L.P. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2018 | 7 |
CREDIT SUISSE AG/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2018 | 7 |
Family Management Corp | 7 | 7 | 0.01% | 0.06% | 0.13% | Q4 2016 | Q2 2018 | 7 |
MILLENNIUM MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2018 | 7 |
Tradewinds Capital Management, LLC | 5 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 7 |
BlackRock Investment Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2016 | 7 |
Spot Trading L.L.C | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 6 |
Raymond James Financial Services Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2018 | 6 |
SIMPLEX TRADING, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2018 | 6 |
MSI Financial Services Inc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2016 | 6 |
Legal & General Group Plc | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2018 | 6 |
WealthPLAN Partners, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2016 | 5 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2017 | 5 |
Founders Capital Management | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
TRUSTCORE FINANCIAL SERVICES, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
JPMORGAN CHASE & CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2018 | 5 |
Carroll Financial Associates, Inc. | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2018 | 5 |
Ameritas Investment Partners, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2018 | 5 |
Braun-Bostich & Associates Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
OXFORD ASSET MANAGEMENT LLP | 3 | 1 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q2 2018 | 4 |
Bellevue Asset Management AG | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2015 | 4 |
A.R.T. Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2018 | 4 |
American Portfolios Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2016 | 4 |
VOYA INVESTMENT MANAGEMENT LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
STATE OF WISCONSIN INVESTMENT BOARD | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
EDMOND DE ROTHSCHILD HOLDING S.A. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2016 | 4 |
AJ WEALTH STRATEGIES, LLC | 4 | 4 | 0.01% | 0.02% | 0.04% | Q2 2017 | Q1 2018 | 4 |
ALLIANCEBERNSTEIN L.P. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 4 |
Glassman Wealth Services | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 4 |
Virtu Financial LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q3 2017 | Q3 2018 | 4 |
Poehling Capital Management, INC. | 3 | 3 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2018 | 3 |
Renaissance Technologies | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
BlueCrest Capital Management Ltd | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2018 | 3 |
SIGNET FINANCIAL MANAGEMENT, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
McCarthy Asset Management, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
WHITTIER TRUST CO OF NEVADA INC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2015 | 3 |
Allen Investment Management, LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q2 2015 | 3 |
CT Financial Advisors LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2017 | 3 |
DELTEC ASSET MANAGEMENT LLC | 3 | 3 | 0.01% | 0.02% | 0.02% | Q4 2014 | Q2 2015 | 3 |
Aris Wealth Services, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
BEACON INVESTMENT ADVISORY SERVICES, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2018 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2017 | 2 |
D.A. DAVIDSON & CO. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2017 | 2 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2016 | 2 |
Russell Investments Group, Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
Providence Capital Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2018 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q2 2015 | Q4 2016 | 2 |
ELEMENT CAPITAL MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2018 | 2 |
Private Capital Advisors, Inc. | 2 | 2 | 0.07% | 0.09% | 0.12% | Q3 2014 | Q4 2014 | 2 |
BRAVE ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
STRS OHIO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
Endurance Wealth Management, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
LMR Partners LLP | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2018 | 2 |
First Eagle Investment Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
TRUST DEPARTMENT MB FINANCIAL BANK N A | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
Paloma Partners Management Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2018 | 2 |
M&T BANK CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Bellevue Group AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
RAYMOND JAMES & ASSOCIATES | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
SOCIETE GENERALE | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Invesco Ltd. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Spark Investment Management LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2015 | Q4 2015 | 1 |
CORRADO ADVISORS, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2017 | Q2 2017 | 1 |
Delpha Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Baker Brothers Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
AQR Capital Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Manatuck Hill Partners, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2016 | Q2 2016 | 1 |
WEALTHFRONT Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
WFG Advisors, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
MACQUARIE GROUP LTD | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
RWA WEALTH PARTNERS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Parallax Volatility Advisers, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
TFS CAPITAL LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
Gupta Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
FNY Investment Advisers, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
TWO SIGMA INVESTMENTS, LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
SABBY MANAGEMENT, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2016 | Q2 2016 | 1 |
Kore Private Wealth LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Adamant Biomedical Investments AG | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
JW Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
WealthBridge Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Kistler-Tiffany Companies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Lindbrook Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
FIRST NEW YORK SECURITIES LLC /NY | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
Claro Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Certified Advisory Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
External links
This page lists all the filers that currently own ASTERIAS BIOTHERAPEUTICS INC or have owned ASTERIAS BIOTHERAPEUTICS INC in the past.