ASTERIAS BIOTHERAPEUTICS INC shareholder history

Current and past ASTERIAS BIOTHERAPEUTICS INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BARCLAYS PLC 17170.00%0.00%0.00%Q4 2014Q4 201827
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1030.00%0.00%0.00%Q1 2015Q4 201822
IFP Advisors, Inc 1110.00%0.00%0.00%Q4 2015Q2 202118
FIRST MANHATTAN CO. LLC. 17170.00%0.00%0.00%Q4 2014Q4 201817
LADENBURG THALMANN FINANCIAL SERVICES INC. 17170.00%0.00%0.00%Q4 2014Q4 201817
MORGAN STANLEY 17170.00%0.00%0.00%Q4 2014Q4 201817
WELLS FARGO & COMPANY/MN 17170.00%0.00%0.00%Q4 2014Q4 201817
BRIDGEWAY CAPITAL MANAGEMENT, LLC 17170.00%0.01%0.01%Q4 2014Q4 201817
CITIGROUP INC 17170.00%0.00%0.00%Q4 2014Q4 201817
FIFTH THIRD BANCORP 17170.00%0.00%0.00%Q4 2014Q4 201817
UBS Group AG 17170.00%0.00%0.00%Q4 2014Q4 201817
BANK OF AMERICA CORP /DE/ 17170.00%0.00%0.00%Q4 2014Q4 201817
ROYAL BANK OF CANADA 17170.00%0.00%0.00%Q4 2014Q4 201817
US BANCORP \DE\ 17170.00%0.00%0.00%Q4 2014Q4 201817
BROADWOOD CAPITAL INC 16160.46%1.55%2.88%Q1 2015Q4 201816
VANGUARD GROUP INC 16160.00%0.00%0.01%Q1 2015Q4 201816
BANK OF MONTREAL /CAN/ 16160.00%0.00%0.00%Q1 2015Q4 201816
Bank of New York Mellon Corp 15150.00%0.00%0.00%Q2 2015Q4 201815
NORTHERN TRUST CORP 15150.00%0.00%0.00%Q2 2015Q4 201815
BNP PARIBAS FINANCIAL MARKETS 15150.00%0.00%0.00%Q2 2015Q4 201815
Creative Planning 820.00%0.00%0.00%Q4 2014Q4 201815
GEODE CAPITAL MANAGEMENT, LLC 14140.00%0.00%0.00%Q3 2015Q4 201814
MANUFACTURERS LIFE INSURANCE COMPANY, THE 1130.00%0.00%0.00%Q4 2014Q2 201814
ASSETMARK, INC 1310.00%0.00%0.00%Q4 2014Q4 201814
CENTRAL TRUST Co 1220.00%0.00%0.00%Q2 2015Q4 201814
AMERICAN INTERNATIONAL GROUP, INC. 14140.00%0.00%0.00%Q4 2014Q1 201814
GROUP ONE TRADING, L.P. 860.00%0.00%0.00%Q4 2014Q3 201814
TIAA CREF INVESTMENT MANAGEMENT LLC 14140.00%0.00%0.00%Q4 2014Q1 201814
DEUTSCHE BANK AG\ 14140.00%0.00%0.00%Q2 2015Q3 201814
FMR LLC 13130.00%0.00%0.00%Q4 2014Q4 201713
Chicago Partners Investment Group LLC 850.00%0.00%0.00%Q2 2015Q3 201813
Versant Capital Management, Inc 13130.00%0.00%0.00%Q4 2015Q4 201813
Cutler Group LLC / CA 610.00%0.00%0.00%Q4 2015Q3 201713
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12120.00%0.00%0.00%Q2 2015Q1 201812
THRIVENT FINANCIAL FOR LUTHERANS 12120.00%0.00%0.01%Q4 2015Q3 201812
PNC FINANCIAL SERVICES GROUP, INC. 12120.00%0.00%0.00%Q4 2014Q3 201712
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 12120.00%0.00%0.00%Q2 2015Q1 201812
TEACHERS ADVISORS, LLC 12120.00%0.00%0.00%Q2 2015Q1 201812
BlackRock Inc. 12120.00%0.00%0.00%Q1 2016Q4 201812
NEW YORK STATE COMMON RETIREMENT FUND 12120.00%0.00%0.00%Q2 2015Q1 201812
GLENMEDE TRUST CO NA 1010.00%0.00%0.00%Q2 2015Q4 201811
Financial Architects, Inc 11110.00%0.00%0.00%Q2 2016Q4 201811
STATE STREET CORP 11110.00%0.00%0.00%Q3 2015Q1 201811
Advisor Group, Inc. 11110.00%0.00%0.00%Q2 2016Q4 201811
Citadel Advisors 310.00%0.00%0.00%Q2 2015Q4 201811
Apriem Advisors 11110.00%0.00%0.00%Q3 2014Q1 201711
WILLIAMS JONES & ASSOCIATES LLC 10100.00%0.00%0.00%Q3 2016Q4 201810
Nationwide Fund Advisors 10100.00%0.00%0.00%Q2 2015Q3 201710
Northeast Financial Consultants Inc 910.04%0.71%1.50%Q2 2016Q4 201810
GOLDMAN SACHS GROUP INC 210.00%0.00%0.00%Q4 2014Q3 201810
Stanford Investment Group, Inc. 990.00%0.00%0.00%Q4 2014Q4 20169
Parallel Advisors, LLC 990.00%0.00%0.00%Q4 2016Q4 20189
RHUMBLINE ADVISERS 810.00%0.00%0.00%Q3 2015Q1 20189
CSS LLC/IL 330.00%0.00%0.01%Q1 2017Q3 20178
WEDBUSH SECURITIES INC 610.00%0.01%0.01%Q2 2015Q4 20178
PATHSTONE FAMILY OFFICE, LLC 320.00%0.00%0.00%Q1 2016Q2 20188
BlackRock Institutional Trust Company, N.A. 880.00%0.00%0.00%Q1 2015Q4 20168
MEEDER ASSET MANAGEMENT INC 880.00%0.00%0.00%Q4 2016Q3 20188
Tower Research Capital LLC (TRC) 410.00%0.00%0.01%Q2 2015Q2 20187
BlackRock Fund Advisors 770.00%0.00%0.00%Q2 2015Q4 20167
BLACKROCK ADVISORS LLC 770.00%0.00%0.00%Q2 2015Q4 20167
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 770.00%0.00%0.00%Q3 2018Q1 20207
Wealthspire Advisors, L.P. 770.00%0.00%0.00%Q2 2017Q4 20187
CREDIT SUISSE AG/ 310.00%0.00%0.00%Q4 2014Q1 20187
Family Management Corp 770.01%0.06%0.13%Q4 2016Q2 20187
MILLENNIUM MANAGEMENT LLC 310.00%0.00%0.00%Q1 2015Q4 20187
Tradewinds Capital Management, LLC 520.00%0.00%0.00%Q4 2014Q3 20167
BlackRock Investment Management, LLC 770.00%0.00%0.00%Q2 2015Q4 20167
Spot Trading L.L.C 440.00%0.00%0.00%Q4 2015Q3 20166
Raymond James Financial Services Advisors, Inc. 660.00%0.00%0.00%Q3 2017Q4 20186
SIMPLEX TRADING, LLC 510.00%0.00%0.00%Q1 2017Q4 20186
MSI Financial Services Inc 660.00%0.00%0.00%Q2 2015Q3 20166
Legal & General Group Plc 660.00%0.00%0.00%Q4 2016Q1 20186
WealthPLAN Partners, LLC 210.00%0.00%0.00%Q1 2015Q3 20165
SG Americas Securities, LLC 210.00%0.00%0.00%Q3 2015Q4 20175
Founders Capital Management 550.00%0.00%0.00%Q4 2017Q4 20185
TRUSTCORE FINANCIAL SERVICES, LLC 550.00%0.00%0.00%Q4 2017Q4 20185
JPMORGAN CHASE & CO 210.00%0.00%0.00%Q1 2016Q3 20185
Carroll Financial Associates, Inc. 320.00%0.00%0.00%Q2 2017Q3 20185
Ameritas Investment Partners, Inc. 550.00%0.00%0.00%Q1 2017Q1 20185
Braun-Bostich & Associates Inc. 550.00%0.00%0.00%Q4 2017Q4 20185
OXFORD ASSET MANAGEMENT LLP 310.00%0.00%0.01%Q4 2016Q2 20184
Bellevue Asset Management AG 440.00%0.00%0.00%Q1 2015Q4 20154
A.R.T. Advisors, LLC 210.00%0.00%0.00%Q2 2015Q4 20184
American Portfolios Advisors 440.00%0.00%0.00%Q1 2018Q4 20184
Virtu KCG Holdings LLC 210.00%0.00%0.01%Q4 2014Q3 20164
VOYA INVESTMENT MANAGEMENT LLC 440.00%0.00%0.00%Q2 2017Q1 20184
STATE OF WISCONSIN INVESTMENT BOARD 440.00%0.00%0.00%Q2 2017Q1 20184
EDMOND DE ROTHSCHILD HOLDING S.A. 440.00%0.00%0.00%Q2 2015Q1 20164
AJ WEALTH STRATEGIES, LLC 440.01%0.02%0.04%Q2 2017Q1 20184
ALLIANCEBERNSTEIN L.P. 440.00%0.00%0.00%Q2 2017Q1 20184
Glassman Wealth Services 440.00%0.00%0.00%Q2 2016Q1 20174
Virtu Financial LLC 310.00%0.00%0.01%Q3 2017Q3 20184
Poehling Capital Management, INC. 330.00%0.00%0.01%Q4 2017Q2 20183
Renaissance Technologies 330.00%0.00%0.00%Q2 2018Q4 20183
Stratos Wealth Partners, LTD. 210.00%0.00%0.00%Q4 2017Q3 20183
BlueCrest Capital Management Ltd 210.00%0.00%0.01%Q1 2015Q3 20183
SIGNET FINANCIAL MANAGEMENT, LLC 330.00%0.00%0.00%Q1 2018Q3 20183
McCarthy Asset Management, Inc. 330.00%0.00%0.00%Q4 2020Q2 20213
WHITTIER TRUST CO OF NEVADA INC 330.00%0.00%0.00%Q4 2014Q2 20153
Allen Investment Management, LLC 330.00%0.01%0.01%Q4 2014Q2 20153
CT Financial Advisors LLC 210.00%0.00%0.00%Q4 2014Q1 20173
DELTEC ASSET MANAGEMENT LLC 330.01%0.02%0.02%Q4 2014Q2 20153
Aris Wealth Services, Inc. 330.00%0.00%0.00%Q1 2015Q3 20153
BEACON INVESTMENT ADVISORY SERVICES, INC. 330.00%0.00%0.00%Q1 2018Q3 20183
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2015Q2 20182
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q4 2014Q1 20172
D.A. DAVIDSON & CO. 220.00%0.00%0.00%Q1 2017Q2 20172
HIGHBRIDGE CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q2 2015Q3 20162
Russell Investments Group, Ltd. 220.00%0.00%0.00%Q4 2016Q1 20172
Providence Capital Advisors, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
Squarepoint Ops LLC 110.00%0.01%0.02%Q2 2015Q4 20162
ELEMENT CAPITAL MANAGEMENT LLC 220.00%0.00%0.01%Q2 2018Q3 20182
Private Capital Advisors, Inc. 220.07%0.09%0.12%Q3 2014Q4 20142
BRAVE ASSET MANAGEMENT INC 220.00%0.00%0.00%Q4 2014Q1 20152
STRS OHIO 220.00%0.00%0.00%Q2 2015Q3 20152
Endurance Wealth Management, Inc. 220.00%0.00%0.00%Q2 2015Q3 20152
LMR Partners LLP 220.00%0.00%0.01%Q2 2018Q3 20182
First Eagle Investment Management, LLC 220.00%0.00%0.00%Q4 2014Q1 20152
TRUST DEPARTMENT MB FINANCIAL BANK N A 220.00%0.00%0.00%Q3 2014Q4 20142
Paloma Partners Management Co 110.00%0.00%0.00%Q3 2015Q2 20182
M&T BANK CORP 110.00%0.00%0.00%Q3 2015Q3 20151
Bellevue Group AG 110.00%0.00%0.00%Q1 2016Q1 20161
RAYMOND JAMES & ASSOCIATES 110.00%0.00%0.00%Q2 2016Q2 20161
SOCIETE GENERALE 110.00%0.00%0.00%Q2 2016Q2 20161
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q3 2014Q3 20141
Invesco Ltd. 110.00%0.00%0.00%Q2 2015Q2 20151
Spark Investment Management LLC 110.03%0.03%0.03%Q4 2015Q4 20151
CORRADO ADVISORS, LLC 110.04%0.04%0.04%Q2 2017Q2 20171
Delpha Capital Management, LLC 110.00%0.00%0.00%Q4 2017Q4 20171
Baker Brothers Advisors 110.00%0.00%0.00%Q4 2014Q4 20141
AQR Capital Management 110.00%0.00%0.00%Q3 2015Q3 20151
Manatuck Hill Partners, LLC 110.03%0.03%0.03%Q2 2016Q2 20161
WEALTHFRONT Corp 110.00%0.00%0.00%Q2 2015Q2 20151
WFG Advisors, LP 110.00%0.00%0.00%Q4 2014Q4 20141
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
MACQUARIE GROUP LTD 110.00%0.00%0.00%Q4 2017Q4 20171
RWA WEALTH PARTNERS, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
Parallax Volatility Advisers, L.P. 110.00%0.00%0.00%Q4 2017Q4 20171
TFS CAPITAL LLC 110.02%0.02%0.02%Q1 2017Q1 20171
Acrospire Investment Management LLC 110.01%0.01%0.01%Q4 2016Q4 20161
Gupta Wealth Management LLC 110.00%0.00%0.00%Q2 2015Q2 20151
FNY Investment Advisers, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
TWO SIGMA INVESTMENTS, LP 110.00%0.00%0.00%Q4 2016Q4 20161
SABBY MANAGEMENT, LLC 110.04%0.04%0.04%Q2 2016Q2 20161
Kore Private Wealth LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Adamant Biomedical Investments AG 110.00%0.00%0.00%Q4 2014Q4 20141
JW Asset Management, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
WealthBridge Capital Management, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Kistler-Tiffany Companies, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q4 2014Q4 20141
Laurion Capital Management LP 110.00%0.00%0.00%Q2 2018Q2 20181
Lindbrook Capital, LLC 110.00%0.00%0.00%Q4 2018Q4 20181
FIRST NEW YORK SECURITIES LLC /NY 110.01%0.01%0.01%Q2 2015Q2 20151
Claro Advisors LLC 110.00%0.00%0.00%Q4 2018Q4 20181
Certified Advisory Corp 110.00%0.00%0.00%Q4 2017Q4 20171
External links

This page lists all the filers that currently own ASTERIAS BIOTHERAPEUTICS INC or have owned ASTERIAS BIOTHERAPEUTICS INC in the past.