Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
1607 Capital Partners, LLC | 42 | 42 | 1.28% | 2.06% | 3.23% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
GRACE & WHITE INC /NY | 42 | 42 | 0.03% | 0.42% | 0.66% | Q2 2013 | Q3 2023 | 42 |
Thomas J. Herzfeld Advisors, Inc. | 42 | 42 | 0.02% | 0.53% | 2.13% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
US BANCORP \DE\ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.02% | 0.03% | Q2 2013 | Q3 2023 | 42 |
HighTower Advisors, LLC | 30 | 11 | 0.00% | 0.03% | 0.07% | Q2 2013 | Q3 2023 | 41 |
Bartlett & Co. LLC | 24 | 1 | 0.00% | 0.01% | 0.13% | Q2 2013 | Q4 2023 | 40 |
Janney Montgomery Scott LLC | 29 | 11 | 0.01% | 0.08% | 0.23% | Q3 2013 | Q3 2023 | 40 |
RAYMOND JAMES & ASSOCIATES | 39 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 40 |
LPL Financial LLC | 27 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 39 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 34 | 4 | 0.32% | 1.30% | 3.22% | Q2 2013 | Q3 2023 | 38 |
Karpus Management, Inc. | 27 | 11 | 0.00% | 0.61% | 1.57% | Q2 2013 | Q3 2023 | 38 |
CSS LLC/IL | 32 | 5 | 0.01% | 0.01% | 0.07% | Q4 2013 | Q3 2023 | 37 |
North Star Investment Management Corp. | 36 | 36 | 0.00% | 0.10% | 0.19% | Q4 2014 | Q3 2023 | 36 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
GUGGENHEIM CAPITAL LLC | 20 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 36 |
Ancora Advisors LLC | 35 | 35 | 0.00% | 0.10% | 0.21% | Q2 2013 | Q4 2021 | 35 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 22 | 1 | 0.00% | 0.02% | 0.08% | Q3 2013 | Q3 2022 | 35 |
FIFTH THIRD BANCORP | 34 | 34 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2022 | 34 |
SIT INVESTMENT ASSOCIATES INC | 31 | 3 | 0.01% | 0.80% | 2.10% | Q3 2013 | Q3 2023 | 34 |
LEVIN CAPITAL STRATEGIES, L.P. | 34 | 34 | 0.00% | 0.01% | 0.09% | Q2 2013 | Q3 2021 | 34 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25 | 1 | 0.03% | 0.20% | 1.02% | Q4 2013 | Q3 2023 | 32 |
ROBERTS GLORE & CO INC /IL/ | 32 | 32 | 0.82% | 1.79% | 3.69% | Q4 2015 | Q3 2023 | 32 |
CITIGROUP INC | 24 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 32 |
Advisors Asset Management, Inc. | 31 | 31 | 0.01% | 0.04% | 0.07% | Q1 2015 | Q3 2022 | 31 |
Private Advisor Group, LLC | 30 | 30 | 0.00% | 0.01% | 0.03% | Q2 2016 | Q3 2023 | 30 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 16 | 14 | 0.03% | 0.35% | 0.94% | Q2 2015 | Q1 2023 | 30 |
WEDBUSH SECURITIES INC | 30 | 30 | 0.01% | 0.04% | 0.07% | Q2 2013 | Q3 2020 | 30 |
Fiera Capital Corp | 29 | 29 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q3 2023 | 29 |
Point View Wealth Management, Inc. | 29 | 29 | 0.96% | 1.44% | 1.82% | Q4 2013 | Q4 2020 | 29 |
D.A. DAVIDSON & CO. | 27 | 27 | 0.00% | 0.01% | 0.01% | Q1 2016 | Q3 2022 | 27 |
MML INVESTORS SERVICES, LLC | 27 | 27 | 0.00% | 0.01% | 0.03% | Q1 2017 | Q3 2023 | 27 |
Dynamic Advisor Solutions LLC | 27 | 27 | 0.03% | 0.08% | 0.15% | Q1 2017 | Q3 2023 | 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 27 | 27 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q4 2019 | 27 |
Winslow, Evans & Crocker, Inc. | 26 | 26 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2020 | 26 |
USCA RIA LLC | 26 | 26 | 0.05% | 0.13% | 0.18% | Q1 2015 | Q2 2021 | 26 |
DOLIVER ADVISORS, LP | 12 | 2 | 0.05% | 0.49% | 1.29% | Q1 2013 | Q1 2020 | 26 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12 | 5 | 0.01% | 0.02% | 0.05% | Q4 2013 | Q3 2023 | 24 |
WOLVERINE ASSET MANAGEMENT LLC | 7 | 2 | 0.00% | 0.01% | 0.02% | Q4 2014 | Q3 2023 | 24 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 24 | 24 | 0.07% | 0.15% | 0.26% | Q1 2014 | Q4 2019 | 24 |
HL FINANCIAL SERVICES LLC | 23 | 23 | 0.04% | 0.05% | 0.07% | Q3 2013 | Q1 2019 | 23 |
STIFEL FINANCIAL CORP | 23 | 23 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2023 | 23 |
MARINER INVESTMENT GROUP LLC | 15 | 3 | 0.21% | 1.44% | 6.07% | Q1 2014 | Q4 2022 | 23 |
Carmichael Hill & Associates, Inc. | 18 | 4 | 0.01% | 0.07% | 0.13% | Q4 2017 | Q3 2023 | 22 |
Aviance Capital Partners, LLC | 22 | 22 | 0.12% | 0.18% | 0.22% | Q1 2018 | Q2 2023 | 22 |
GLENMEDE TRUST CO NA | 12 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
Horizon Kinetics | 21 | 21 | 0.01% | 0.04% | 0.08% | Q4 2013 | Q4 2018 | 21 |
Geneos Wealth Management Inc. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2021 | 21 |
Wakefield Asset Management LLLP | 21 | 21 | 0.96% | 1.51% | 1.91% | Q3 2018 | Q3 2023 | 21 |
Baird Financial Group, Inc. | 18 | 3 | 0.01% | 0.02% | 0.04% | Q2 2015 | Q3 2023 | 21 |
HOLLENCREST CAPITAL MANAGEMENT | 21 | 21 | 0.05% | 0.07% | 0.10% | Q3 2018 | Q3 2023 | 21 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 19 | 1 | 1.00% | 9.68% | 15.74% | Q2 2013 | Q4 2018 | 20 |
IFP Advisors, Inc | 11 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 19 |
Matisse Capital | 16 | 3 | 0.04% | 0.50% | 1.51% | Q3 2017 | Q3 2023 | 19 |
PNC FINANCIAL SERVICES GROUP, INC. | 18 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2022 | 19 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 19 | 19 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2023 | 19 |
OPPENHEIMER & CO INC | 19 | 19 | 0.00% | 0.00% | 0.01% | Q1 2019 | Q3 2023 | 19 |
Gradient Investments LLC | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2022 | 19 |
TWIN FOCUS CAPITAL PARTNERS, LLC | 18 | 18 | 0.03% | 0.23% | 0.54% | Q2 2019 | Q3 2023 | 18 |
WHITTIER TRUST CO | 15 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 18 |
Tower Research Capital LLC (TRC) | 5 | 1 | 0.00% | 0.00% | 0.02% | Q2 2013 | Q4 2021 | 17 |
BFSG, LLC | 17 | 17 | 0.68% | 1.92% | 4.43% | Q3 2019 | Q3 2023 | 17 |
Westside Investment Management, Inc. | 9 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q3 2021 | 17 |
FIRST TRUST ADVISORS LP | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 17 |
Arnhold LLC | 14 | 1 | 0.01% | 0.22% | 0.30% | Q1 2018 | Q3 2023 | 17 |
FIRST FOUNDATION ADVISORS | 15 | 1 | 0.01% | 0.07% | 0.18% | Q2 2014 | Q2 2020 | 16 |
PAYDEN & RYGEL | 16 | 16 | 0.02% | 0.04% | 0.09% | Q2 2013 | Q1 2017 | 16 |
Creative Planning | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 16 |
Steward Partners Investment Advisory, LLC | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2016 | Q3 2023 | 16 |
PenderFund Capital Management Ltd. | 8 | 1 | 0.19% | 0.83% | 1.47% | Q1 2018 | Q3 2023 | 16 |
Proficio Capital Partners LLC | 15 | 15 | 0.02% | 0.35% | 1.48% | Q1 2020 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.07% | 0.37% | Q2 2013 | Q4 2016 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2019 | 15 |
BANK OF MONTREAL /CAN/ | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2018 | 14 |
Congress Park Capital LLC | 14 | 14 | 0.08% | 0.48% | 1.67% | Q1 2020 | Q2 2023 | 14 |
Carroll Financial Associates, Inc. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2019 | 14 |
Atlas Private Wealth Advisors | 13 | 13 | 0.37% | 0.64% | 1.01% | Q2 2020 | Q2 2023 | 13 |
Key FInancial Inc | 12 | 1 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2023 | 13 |
Stevens First Principles Investment Advisors | 10 | 3 | 3.36% | 4.61% | 6.14% | Q1 2016 | Q2 2019 | 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 10 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2022 | 13 |
ENVESTNET ASSET MANAGEMENT INC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 13 |
WFG Advisors, LP | 12 | 1 | 0.00% | 0.02% | 0.10% | Q2 2013 | Q2 2017 | 13 |
Stolper Co | 12 | 1 | 0.23% | 0.29% | 0.34% | Q1 2020 | Q2 2023 | 13 |
First PREMIER Bank | 13 | 13 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q2 2022 | 13 |
RMB Capital Management, LLC | 9 | 1 | 0.01% | 0.03% | 0.06% | Q3 2015 | Q4 2020 | 13 |
Cordasco Financial Network | 13 | 13 | 0.01% | 0.69% | 1.50% | Q4 2013 | Q4 2016 | 13 |
Cambridge Investment Research Advisors, Inc. | 4 | 1 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q4 2022 | 13 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
GEODE CAPITAL MANAGEMENT, LLC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2017 | 12 |
Sandy Spring Bank | 12 | 12 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2023 | 12 |
LIBERTY WEALTH MANAGEMENT LLC | 12 | 12 | 0.02% | 0.03% | 0.04% | Q4 2018 | Q3 2021 | 12 |
Walleye Capital LLC | 12 | 12 | 0.01% | 0.03% | 0.07% | Q2 2019 | Q1 2022 | 12 |
6 Meridian | 6 | 1 | 0.08% | 0.10% | 0.13% | Q4 2017 | Q4 2021 | 12 |
SMITH HAYES Advisers, Inc | 12 | 12 | 0.08% | 0.11% | 0.17% | Q2 2013 | Q1 2016 | 12 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12 | 12 | 0.02% | 0.13% | 0.32% | Q4 2020 | Q3 2023 | 12 |
Advisory Services Network, LLC | 6 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q1 2018 | 11 |
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | 11 | 11 | 0.06% | 0.25% | 0.43% | Q1 2014 | Q3 2016 | 11 |
PEAPACK GLADSTONE FINANCIAL CORP | 11 | 11 | 0.02% | 0.04% | 0.06% | Q1 2021 | Q3 2023 | 11 |
Clean Yield Group | 9 | 2 | 0.01% | 0.02% | 0.03% | Q3 2020 | Q2 2023 | 11 |
Realta Investment Advisors | 7 | 4 | 0.01% | 0.03% | 0.06% | Q1 2019 | Q3 2023 | 11 |
Wealthspire Advisors, L.P. | 11 | 11 | 0.02% | 0.02% | 0.03% | Q4 2017 | Q2 2020 | 11 |
TRANSCEND CAPITAL ADVISORS, LLC | 9 | 2 | 0.01% | 0.04% | 0.05% | Q4 2020 | Q3 2023 | 11 |
Commonwealth Equity Services, Inc | 10 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2017 | 11 |
FLAGSHIP HARBOR ADVISORS, LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2020 | 10 |
Hilltop Holdings Inc. | 8 | 1 | 0.03% | 0.03% | 0.04% | Q1 2015 | Q4 2017 | 10 |
Torch Wealth Management LLC | 4 | 2 | 0.09% | 0.15% | 0.22% | Q4 2013 | Q4 2016 | 10 |
Cetera Advisor Networks LLC | 6 | 1 | 0.00% | 0.01% | 0.03% | Q4 2017 | Q3 2023 | 10 |
Diversified Investment Strategies, LLC | 10 | 10 | 0.13% | 0.17% | 0.30% | Q1 2016 | Q2 2018 | 10 |
Kestra Advisory Services, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2023 | 10 |
U.S. Capital Wealth Advisors, LLC | 9 | 9 | 0.06% | 0.07% | 0.08% | Q3 2021 | Q3 2023 | 9 |
VERUS CAPITAL PARTNERS, LLC | 7 | 2 | 0.06% | 0.10% | 0.22% | Q4 2019 | Q3 2023 | 9 |
RAYMOND JAMES TRUST N.A. | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2021 | 9 |
Rockefeller Capital Management L.P. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2022 | 9 |
Sheaff Brock Investment Advisors, LLC | 9 | 9 | 0.01% | 0.02% | 0.02% | Q3 2020 | Q3 2022 | 9 |
Berman Capital Advisors, LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2020 | 9 |
IMA Wealth, Inc. | 9 | 9 | 0.30% | 0.32% | 0.35% | Q2 2013 | Q2 2015 | 9 |
Veritable, L.P. | 9 | 9 | 0.01% | 0.01% | 0.01% | Q4 2012 | Q4 2014 | 9 |
SG Americas Securities, LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2018 | 9 |
Sharkey, Howes & Javer | 9 | 9 | 0.01% | 0.03% | 0.03% | Q1 2015 | Q1 2017 | 9 |
W.G. Shaheen & Associates DBA Whitney & Co | 9 | 9 | 0.02% | 0.03% | 0.04% | Q1 2018 | Q1 2020 | 9 |
NORTHERN CAPITAL MANAGEMENT LLC | 9 | 9 | 0.84% | 2.16% | 2.54% | Q3 2015 | Q3 2017 | 9 |
B. Riley Wealth Advisors, Inc. | 4 | 1 | 0.00% | 0.04% | 0.16% | Q2 2013 | Q3 2018 | 9 |
CREDIT SUISSE AG/ | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2020 | 9 |
Quadrant Private Wealth Management, LLC | 8 | 8 | 0.07% | 0.09% | 0.13% | Q3 2019 | Q2 2021 | 8 |
D'Orazio & Associates, Inc. | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q3 2015 | 8 |
CORNERSTONE ADVISORS INC | 4 | 1 | 0.05% | 0.30% | 1.30% | Q2 2013 | Q4 2017 | 8 |
Allspring Global Investments Holdings, LLC | 8 | 8 | 0.03% | 0.04% | 0.04% | Q4 2021 | Q3 2023 | 8 |
Pekin Hardy Strauss, Inc. | 8 | 8 | 0.09% | 0.12% | 0.15% | Q4 2020 | Q3 2022 | 8 |
BESSEMER GROUP INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
BAIRD ROBERT W & CO INC /WI/ | 8 | 8 | 0.05% | 0.09% | 0.14% | Q2 2013 | Q1 2015 | 8 |
Windsor Creek Advisors, LLC | 7 | 7 | 0.34% | 0.47% | 0.55% | Q2 2020 | Q4 2021 | 7 |
NEXT Financial Group, Inc | 5 | 2 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q4 2016 | 7 |
MUFG Americas Holdings Corp | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2012 | Q3 2017 | 7 |
TFS CAPITAL LLC | 4 | 1 | 0.02% | 0.04% | 0.07% | Q2 2013 | Q3 2016 | 7 |
Qube Research & Technologies Ltd | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
WHITENER CAPITAL MANAGEMENT, INC. | 5 | 2 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2019 | 7 |
Accel Wealth Management | 7 | 7 | 0.00% | 0.00% | 0.01% | Q3 2021 | Q1 2023 | 7 |
Triad Investment Management | 7 | 7 | 0.26% | 0.31% | 0.39% | Q4 2021 | Q2 2023 | 7 |
Capital Advisors, Ltd. LLC | 7 | 7 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q2 2015 | 7 |
Sowell Financial Services LLC | 6 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q1 2023 | 7 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 7 |
First Allied Advisory Services, Inc. | 3 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2018 | 7 |
Walleye Trading LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2021 | 7 |
Cetera Advisors LLC | 7 | 7 | 0.01% | 0.02% | 0.04% | Q2 2015 | Q4 2016 | 7 |
Threshold Group LLC | 7 | 7 | 0.21% | 0.25% | 0.35% | Q1 2016 | Q3 2017 | 7 |
Cutter & CO Brokerage, Inc. | 7 | 7 | 0.08% | 0.12% | 0.15% | Q3 2013 | Q1 2015 | 7 |
Peachtree Investment Advisors, Inc. | 7 | 7 | 0.15% | 0.81% | 1.44% | Q4 2013 | Q2 2015 | 7 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2019 | 7 |
NATIONAL PLANNING CORP | 6 | 6 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2014 | 6 |
SEI INVESTMENTS CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2018 | 6 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 6 | 6 | 0.00% | 0.00% | 0.01% | Q4 2021 | Q1 2023 | 6 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 6 |
Almitas Capital LLC | 5 | 1 | 0.00% | 0.59% | 1.24% | Q1 2019 | Q3 2023 | 6 |
Dakota Wealth Management | 6 | 6 | 0.08% | 0.09% | 0.10% | Q3 2018 | Q4 2019 | 6 |
Spire Wealth Management | 6 | 6 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2022 | 6 |
Concorde Asset Management, LLC | 6 | 6 | 0.15% | 0.25% | 0.32% | Q2 2022 | Q3 2023 | 6 |
KMS FINANCIAL SERVICES, INC | 6 | 6 | 0.04% | 0.11% | 0.16% | Q2 2013 | Q3 2014 | 6 |
AVANTAX ADVISORY SERVICES, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q2 2023 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Tarbox Family Office, Inc. | 6 | 6 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q1 2015 | 6 |
Assured Investment Management LLC | 6 | 6 | 0.02% | 0.06% | 0.12% | Q2 2013 | Q3 2014 | 6 |
First Eagle Investment Management, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2017 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q3 2023 | 6 |
Tortoise Investment Management, LLC | 6 | 6 | 0.00% | 0.14% | 0.36% | Q2 2022 | Q3 2023 | 6 |
ARGI Investment Services, LLC | 4 | 2 | 0.02% | 0.07% | 0.13% | Q2 2013 | Q4 2014 | 6 |
Ionic Capital Management LLC | 4 | 2 | 0.02% | 0.09% | 0.14% | Q3 2015 | Q2 2021 | 6 |
Pinnacle Wealth Planning Services, Inc. | 4 | 1 | 0.01% | 0.02% | 0.02% | Q4 2020 | Q3 2023 | 5 |
Omnia Family Wealth, LLC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2019 | 5 |
WealthPLAN Partners, LLC | 4 | 1 | 0.07% | 0.12% | 0.18% | Q4 2017 | Q4 2023 | 5 |
Chicago Partners Investment Group LLC | 5 | 5 | 0.01% | 0.01% | 0.02% | Q1 2022 | Q1 2023 | 5 |
Mariner, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2023 | 5 |
FourThought Financial, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2022 | 5 |
Oxbow Advisors, LLC | 5 | 5 | 0.16% | 0.17% | 0.18% | Q4 2020 | Q4 2021 | 5 |
Parallel Advisors, LLC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2020 | 5 |
Arkadios Wealth Advisors | 4 | 1 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2021 | 5 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2016 | 5 |
Patriot Financial Group Insurance Agency, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2021 | 5 |
AMERIPRISE FINANCIAL INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 5 |
WESTPORT RESOURCES MANAGEMENT INC | 4 | 4 | 0.02% | 0.04% | 0.06% | Q4 2015 | Q3 2016 | 4 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
PARK AVENUE SECURITIES LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 4 |
Pinnacle Bancorp, Inc. | 3 | 1 | 0.01% | 0.01% | 0.02% | Q1 2017 | Q2 2019 | 4 |
Full Value Advisors, LLC | 3 | 1 | 0.58% | 0.86% | 1.26% | Q1 2007 | Q1 2008 | 4 |
ICON ADVISERS INC/CO | 4 | 4 | 0.06% | 0.08% | 0.12% | Q1 2015 | Q4 2015 | 4 |
Penserra Capital Management LLC | 3 | 1 | 0.00% | 0.11% | 0.20% | Q3 2017 | Q3 2023 | 4 |
EverSource Wealth Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2023 | 4 |
COHEN & STEERS, INC. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q2 2017 | 4 |
FNY Investment Advisers, LLC | 3 | 1 | 0.04% | 0.07% | 0.10% | Q2 2019 | Q2 2021 | 4 |
FinTrust Capital Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 4 |
Elequin Capital, LP | 4 | 4 | 0.01% | 0.06% | 0.12% | Q4 2022 | Q3 2023 | 4 |
FMR LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2023 | 4 |
Mirador Capital Partners LP | 4 | 4 | 0.03% | 0.06% | 0.10% | Q4 2021 | Q3 2022 | 4 |
Advisors Preferred, LLC | 3 | 3 | 0.05% | 0.08% | 0.09% | Q4 2013 | Q2 2014 | 3 |
Cerity Partners LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q3 2021 | 3 |
Lloyd Park, LLC | 2 | 1 | 0.40% | 0.44% | 0.52% | Q4 2021 | Q3 2022 | 3 |
Visium Asset Management, LP | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2022 | 3 |
Glass Jacobson Investment Advisors llc | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
Capital Investment Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q4 2023 | 3 |
STANSBERRY ASSET MANAGEMENT, LLC | 3 | 3 | 0.08% | 0.08% | 0.09% | Q1 2023 | Q3 2023 | 3 |
American Portfolios Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
HARBOUR INVESTMENTS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2021 | 3 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2018 | 3 |
MONROE BANK & TRUST/MI | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q1 2016 | 3 |
HSBC HOLDINGS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Coombe, Bender & Co LLC | 2 | 1 | 0.07% | 0.08% | 0.09% | Q2 2022 | Q1 2023 | 3 |
Hightower 6M Holding, LLC | 3 | 3 | 0.05% | 0.07% | 0.08% | Q1 2022 | Q3 2022 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.04% | 0.08% | Q4 2015 | Q4 2022 | 3 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Logan Stone Capital, LLC | 3 | 3 | 0.09% | 0.34% | 0.69% | Q3 2022 | Q1 2023 | 3 |
Sargent Bickham Lagudis LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
Dynasty Wealth Management, LLC | 3 | 3 | 0.14% | 0.51% | 0.89% | Q4 2017 | Q2 2018 | 3 |
PITTENGER & ANDERSON INC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q4 2014 | 3 |
First Horizon Advisors, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
CLOUGH CAPITAL PARTNERS L P | 2 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2022 | 3 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2023 | 3 |
SIGNATUREFD, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q2 2015 | 2 |
IHT Wealth Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q1 2019 | 2 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2020 | 2 |
WASHINGTON TRUST Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2023 | 2 |
Ameritas Investment Company, LLC | 1 | 1 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q3 2019 | 2 |
Eos Management, L.P. | 2 | 2 | 0.38% | 0.58% | 0.77% | Q2 2014 | Q3 2014 | 2 |
Paloma Partners Management Co | 1 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q3 2016 | 2 |
Hennion & Walsh Asset Management, Inc. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2023 | Q3 2023 | 2 |
Sigma Planning Corp | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q1 2015 | 2 |
Stegent Equity Advisors, Inc. | 2 | 2 | 0.23% | 0.58% | 0.93% | Q4 2021 | Q1 2022 | 2 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 2 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2022 | 2 |
MASSMUTUAL TRUST CO FSB/ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 2 |
BLACKROCK ADVISORS LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q4 2015 | 2 |
TCI Wealth Advisors, Inc. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
SRS Capital Advisors, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2017 | 2 |
CIBC Private Wealth Group, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
BerganKDV Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
Waldron Private Wealth LLC | 2 | 2 | 0.04% | 0.06% | 0.07% | Q3 2016 | Q4 2016 | 2 |
CGN Advisors LLC | 2 | 2 | 0.04% | 0.05% | 0.05% | Q4 2021 | Q1 2022 | 2 |
Independent Portfolio Consultants, Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
Avior Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q1 2020 | 2 |
Crosspoint Capital Strategies, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
PANAGORA ASSET MANAGEMENT INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
Kistler-Tiffany Companies, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2022 | 2 |
SENTINEL TRUST CO LBA | 2 | 2 | 0.14% | 0.15% | 0.16% | Q3 2013 | Q4 2013 | 2 |
Jane Street Holding, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.51% | 0.51% | 0.51% | Q1 2016 | Q1 2016 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Lenox Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
M&R CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
CX Institutional | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Rafferty Asset Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
IEQ CAPITAL, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
AlphaMark Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Beaird Harris Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
MACKAY SHIELDS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
KINGSWOOD WEALTH ADVISORS, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2023 | Q3 2023 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
AdvisorNet Financial, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Wealthspire Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Crestone Asset Management LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2023 | Q3 2023 | 1 |
Vectors Research Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Lebenthal Holdings,LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2016 | Q2 2016 | 1 |
Lebenthal Asset Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2016 | Q2 2016 | 1 |
O'Brien Wealth Partners LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2018 | Q1 2018 | 1 |
Whitnell & Co. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Legacy Financial Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
GenTrust, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
Portfolio Solutions, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
CENTRAL BANK & TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
EVERGREEN CAPITAL MANAGEMENT LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2017 | Q3 2017 | 1 |
Raymond James Financial Services Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
STEEL GROVE CAPITAL ADVISORS, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2015 | Q1 2015 | 1 |
First Command Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2014 | Q2 2014 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2020 | Q1 2020 | 1 |
Coe Capital Management, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2013 | Q2 2013 | 1 |
MBB PUBLIC MARKETS I LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q4 2021 | 1 |
Hunter Perkins Capital Management, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2020 | Q4 2020 | 1 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Shaker Financial Services, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2022 | Q3 2022 | 1 |
NORTHWESTERN MUTUAL LIFE INSURANCE CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Allworth Financial LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Edge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Alexandria Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Wealthcare Advisory Partners LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q2 2022 | 1 |
First Command Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
MAGNOLIA CAPITAL ADVISORS LLC | 1 | 1 | 2.03% | 2.03% | 2.03% | Q1 2022 | Q1 2022 | 1 |
EATON VANCE MANAGEMENT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2010 | Q1 2010 | 1 |
Providence Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Ballew Advisors, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Aquire Wealth Advisors, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2021 | Q4 2021 | 1 |
Moors & Cabot, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
External links
This page lists all the filers that currently own WESTERN AST INFL LKD OPP & I or have owned WESTERN AST INFL LKD OPP & I in the past.