$334 Thousand is the total value of PenderFund Capital Management Ltd.'s 112 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 98.2% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
Buy | ESPERION THERAPEUTICS INC NEnote 4.000%11/1 | $29,833 | +42.9% | 41,029,000 | +30.9% | 8.94% | +37.8% | |
Buy | FIRST MAJESTIC SILVER CORPnote 0.375% 1/1 | $23,637 | +23.0% | 23,000,000 | +15.0% | 7.08% | +18.5% | |
OPKO HEALTH INCnote 4.500% 2/1 | $18,892 | -2.8% | 14,000,000 | 0.0% | 5.66% | -6.3% | ||
BANDWIDTH INCnote 0.500% 4/0 | $17,217 | +2.5% | 19,500,000 | 0.0% | 5.16% | -1.2% | ||
BUR | Sell | BURFORD CAP LTD | $16,104 | +16.7% | 846,905 | -1.0% | 4.83% | +12.4% |
PAR | Sell | PAR TECHNOLOGY CORP | $15,513 | +16.7% | 296,349 | -2.7% | 4.65% | +12.5% |
SANGOMA TECHNOLOGIES CORP | $14,622 | -5.2% | 3,097,833 | 0.0% | 4.38% | -8.6% | ||
Buy | SSR MINING INnote 2.500% 4/0 | $14,136 | +45.3% | 10,150,000 | +49.3% | 4.24% | +40.0% | |
Sell | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $12,549 | -0.5% | 9,295,000 | -21.2% | 3.76% | -4.1% | |
NAD | New | NUVEEN QUALITY MUNCP INCOME | $11,707 | – | 850,000 | +100.0% | 3.51% | – |
NEA | New | NUVEEN AMT FREE QLTY MUN INC | $11,176 | – | 850,000 | +100.0% | 3.35% | – |
NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $10,724 | +6.8% | 757,000 | +16.5% | 3.21% | +3.0% |
FET | Sell | FORUM ENERGY TECHNOLOGIES IN | $6,529 | -23.2% | 200,122 | -20.2% | 1.96% | -26.0% |
DOCEBO INC | $6,490 | +5.1% | 117,820 | 0.0% | 1.94% | +1.2% | ||
KKR | Sell | KKR & CO INC | $5,945 | +5.4% | 71,060 | -6.5% | 1.78% | +1.7% |
EDD | Sell | MORGAN STANLEY EMERGING MKTS | $5,601 | -7.5% | 967,918 | -0.7% | 1.68% | -10.9% |
AVNW | AVIAT NETWORKS INC | $5,489 | -4.1% | 129,524 | 0.0% | 1.64% | -7.6% | |
ATEX | Sell | ANTERIX INC | $5,354 | +0.8% | 125,620 | -0.7% | 1.60% | -2.8% |
TPL | TEXAS PACIFIC LAND CORPORATI | $4,723 | +42.0% | 1,907 | 0.0% | 1.42% | +36.8% | |
CEF | New | SPROTT PHYSICAL GOLD & SILVEtr unit | $4,710 | – | 200,000 | +100.0% | 1.41% | – |
WIW | Buy | WESTERN AST INFL LKD OPP & I | $4,655 | +32.7% | 416,436 | +39.4% | 1.40% | +28.0% |
EMD | Sell | WESTERN ASSET EMERGING MKTS | $4,592 | -29.5% | 407,300 | -28.6% | 1.38% | -32.0% |
IBKR | Sell | INTERACTIVE BROKERS GROUP IN | $4,439 | -5.6% | 37,758 | -11.6% | 1.33% | -9.0% |
Z | Sell | ZILLOW GROUP INCcl c cap stk | $4,378 | -18.3% | 69,847 | -13.2% | 1.31% | -21.2% |
BIDU | Sell | BAIDU INCspon adr rep a | $4,367 | -8.8% | 23,930 | -9.3% | 1.31% | -12.0% |
SSNC | SS&C TECHNOLOGIES HLDGS INC | $3,126 | -11.1% | 43,810 | 0.0% | 0.94% | -14.3% | |
EGAN | EGAIN CORP | $2,822 | -16.1% | 338,902 | 0.0% | 0.85% | -19.0% | |
MAGNITE INCnote 0.250% 3/1 | $2,365 | +4.8% | 2,000,000 | 0.0% | 0.71% | +1.0% | ||
PTON | PELOTON INTERACTIVE INC | $2,312 | -32.7% | 337,090 | 0.0% | 0.69% | -35.1% | |
JD | JD.COM INCspon adr cl a | $2,242 | -12.5% | 56,665 | 0.0% | 0.67% | -15.6% | |
FAX | Sell | ABRDN ASIA PACIFIC INCOME FU | $2,146 | -70.9% | 644,870 | -68.7% | 0.64% | -71.9% |
IAC | IAC INC | $1,786 | -17.7% | 26,100 | 0.0% | 0.54% | -20.7% | |
BROOKFIELD CORPcl a ltd vt sh | $1,728 | -4.8% | 40,690 | 0.0% | 0.52% | -8.2% | ||
ARGO | Buy | ARGO GROUP INTL HLDGS LTD | $1,705 | +35.2% | 42,060 | +30.9% | 0.51% | +30.4% |
GHL | Buy | GREENHILL & CO INC | $1,657 | +30.6% | 82,410 | +26.0% | 0.50% | +26.1% |
BCOR | New | AVANTAX INC | $1,461 | – | 42,064 | +100.0% | 0.44% | – |
Sell | BEYOND MEAT INCnote 3/1 | $1,453 | -50.1% | 4,000,000 | -50.0% | 0.44% | -52.0% | |
NVG | New | NUVEEN AMT FREE MUN CR INC F | $1,400 | – | 100,000 | +100.0% | 0.42% | – |
EMAN | Buy | EMAGIN CORP | $1,385 | +35.3% | 512,400 | +31.3% | 0.42% | +30.5% |
HCCI | New | HERITAGE CRYSTAL CLEAN INC | $1,337 | – | 21,712 | +100.0% | 0.40% | – |
NATI | Buy | NATIONAL INSTRS CORP | $1,330 | +67.9% | 16,420 | +57.7% | 0.40% | +62.2% |
MDWT | Buy | MIDWEST HLDG INC | $1,265 | +45.2% | 35,618 | +45.0% | 0.38% | +39.9% |
TRHC | New | TABULA RASA HEALTHCARE INC | $1,261 | – | 90,023 | +100.0% | 0.38% | – |
DEN | New | DENBURY INC | $1,247 | – | 9,370 | +100.0% | 0.37% | – |
CTG | New | COMPUTER TASK GROUP INC | $1,231 | – | 87,710 | +100.0% | 0.37% | – |
CIR | Buy | CIRCOR INTL INC | $1,206 | +29.0% | 15,930 | +27.4% | 0.36% | +24.1% |
AEL | New | AMERICAN EQTY INVT LIFE HLD | $1,177 | – | 16,160 | +100.0% | 0.35% | – |
New | THORNE HEALTHTECH INC | $1,105 | – | 79,830 | +100.0% | 0.33% | – | |
NGMS | NEOGAMES S A | $1,104 | +6.0% | 30,110 | 0.0% | 0.33% | +2.2% | |
ABCM | New | ABCAM PLCads | $1,101 | – | 35,830 | +100.0% | 0.33% | – |
PLM | New | POLYMET MNG CORP | $1,076 | – | 380,905 | +100.0% | 0.32% | – |
AVID | New | AVID TECHNOLOGY INC | $1,008 | – | 27,626 | +100.0% | 0.30% | – |
MCHP | MICROCHIP TECHNOLOGY INC. | $960 | -10.7% | 9,060 | 0.0% | 0.29% | -13.8% | |
VRTV | New | VERITIV CORP | $961 | – | 4,190 | +100.0% | 0.29% | – |
SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $954 | – | 248,238 | +100.0% | 0.29% | – |
Buy | KALEYRA INC | $908 | +123.1% | 92,360 | +102.7% | 0.27% | +114.2% | |
HT | New | HERSHA HOSPITALITY TR | $896 | – | 66,867 | +100.0% | 0.27% | – |
CCF | New | CHASE CORP | $890 | – | 5,150 | +100.0% | 0.27% | – |
SCU | New | SCULPTOR CAP MGMT | $887 | – | 56,280 | +100.0% | 0.27% | – |
CPRI | New | CAPRI HOLDINGS LIMITED | $885 | – | 12,380 | +100.0% | 0.26% | – |
FRGI | New | FIESTA RESTAURANT GROUP INC | $876 | – | 76,220 | +100.0% | 0.26% | – |
ICPT | New | INTERCEPT PHARMACEUTICALS IN | $877 | – | 34,840 | +100.0% | 0.26% | – |
BLI | New | PHENOMEX INC | $862 | – | 635,800 | +100.0% | 0.26% | – |
STWD | STARWOOD PPTY TR INC | $825 | +2.2% | 31,400 | 0.0% | 0.25% | -1.6% | |
KW | KENNEDY-WILSON HOLDINGS INC | $824 | -7.4% | 41,150 | 0.0% | 0.25% | -10.8% | |
New | SOVOS BRANDS INC | $821 | – | 26,810 | +100.0% | 0.25% | – | |
AJX | New | GREAT AJAX CORP | $780 | – | 89,190 | +100.0% | 0.23% | – |
LBRDK | LIBERTY BROADBAND CORP | $775 | +16.9% | 6,250 | 0.0% | 0.23% | +12.6% | |
SAVE | SPIRIT AIRLS INC | $760 | -1.4% | 33,930 | 0.0% | 0.23% | -5.0% | |
SGEN | SEAGEN INC | $758 | +13.0% | 2,630 | 0.0% | 0.23% | +8.6% | |
SSYS | New | STRATASYS LTD | $755 | – | 40,840 | +100.0% | 0.23% | – |
HZNP | Buy | HORIZON THERAPEUTICS PUB L | $680 | +31.8% | 4,330 | +14.2% | 0.20% | +27.5% |
NEWR | New | NEW RELIC INC | $659 | – | 5,670 | +100.0% | 0.20% | – |
SBUX | STARBUCKS CORP | $648 | -5.5% | 5,230 | 0.0% | 0.19% | -8.9% | |
BOAC | BLUESCAPE OPPORTUNITIES ACQU | $638 | +2.7% | 46,852 | 0.0% | 0.19% | -1.0% | |
NOA | NORTH AMERN CONSTR GROUP LTD | $586 | +16.3% | 19,900 | 0.0% | 0.18% | +12.1% | |
ARCE | New | ARCO PLATFORM LTD | $581 | – | 31,023 | +100.0% | 0.17% | – |
FSV | FIRSTSERVICE CORP | $537 | -3.2% | 2,720 | 0.0% | 0.16% | -6.9% | |
AMNB | New | AMERICAN NATL BANKSHARES INC | $534 | – | 10,370 | +100.0% | 0.16% | – |
WIA | Buy | WESTERN ASST INFLTN LKD INM | $506 | +50500.0% | 47,666 | +36566.2% | 0.15% | – |
ALCC | ALTC ACQUISITION CORP | $489 | +1.7% | 34,776 | 0.0% | 0.15% | -2.0% | |
NOC | NORTHROP GRUMMAN CORP | $448 | -1.1% | 750 | 0.0% | 0.13% | -5.0% | |
DG | New | DOLLAR GEN CORP NEW | $440 | – | 3,060 | +100.0% | 0.13% | – |
ESTE | New | EARTHSTONE ENERGY INCcl a | $429 | – | 15,620 | +100.0% | 0.13% | – |
AAIC | New | ARLINGTON ASSET INVST CORPcl a new | $419 | – | 72,090 | +100.0% | 0.13% | – |
PFSW | New | PFSWEB INC | $417 | – | 41,217 | +100.0% | 0.12% | – |
ATVI | New | ACTIVISION BLIZZARD INC | $413 | – | 3,250 | +100.0% | 0.12% | – |
MMM | New | 3M CO | $399 | – | 3,140 | +100.0% | 0.12% | – |
New | TIMBER PHARMACEUTICALS INC | $391 | – | 96,790 | +100.0% | 0.12% | – | |
New | INFLECTION PT ACQUISITN CRP | $347 | – | 25,000 | +100.0% | 0.10% | – | |
NXGN | New | NEXTGEN HEALTHCARE INC | $332 | – | 10,290 | +100.0% | 0.10% | – |
SCPL | New | SCIPLAY CORPORATIONcl a | $220 | – | 7,100 | +100.0% | 0.07% | – |
ZYNE | New | ZYNERBA PHARMACEUTICALS INC | $213 | – | 123,444 | +100.0% | 0.06% | – |
New | CRIXUS BH3 ACQUISITION CO | $197 | – | 13,756 | +100.0% | 0.06% | – | |
SPLK | New | SPLUNK INC | $111 | – | 560 | +100.0% | 0.03% | – |
NXE | NEXGEN ENERGY LTD | $92 | +29.6% | 11,300 | 0.0% | 0.03% | +27.3% | |
TWNK | New | HOSTESS BRANDS INCcl a | $67 | – | 1,490 | +100.0% | 0.02% | – |
PACW | New | PACWEST BANCORP DEL | $64 | – | 5,992 | +100.0% | 0.02% | – |
New | ELECTRIQ PWR HLDGS INC | $52 | – | 21,917 | +100.0% | 0.02% | – | |
LL | New | LL FLOORING HOLDINGS INC | $22 | – | 5,210 | +100.0% | 0.01% | – |
New | BERENSON ACQUISITION CORP I | $25 | – | 1,791 | +100.0% | 0.01% | – | |
New | FINTECH ECOSYSTEM DEVE | $25 | – | 1,721 | +100.0% | 0.01% | – | |
LCA | New | LANDCADIA HOLDINGS IV INC | $16 | – | 1,145 | +100.0% | 0.01% | – |
New | SILVERBOX CORP III | $14 | – | 1,000 | +100.0% | 0.00% | – | |
New | INFLECTION PT ACQUISITN CRP*w exp 08/31/202 | $3 | – | 12,499 | +100.0% | 0.00% | – | |
ALSET CAPITAL ACQUISITION CO | $3 | 0.0% | 182 | 0.0% | 0.00% | 0.0% | ||
CANOWS | CANO HEALTH INC*w exp 06/03/202 | $4 | -73.3% | 53,598 | 0.0% | 0.00% | -80.0% | |
LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $1 | 0.0% | 2,500 | 0.0% | 0.00% | – | ||
New | SILVERBOX CORP III*w exp 02/28/202 | $0 | – | 332 | +100.0% | 0.00% | – | |
TRITIUM DCFC LIMITED*w exp 01/13/202 | $0 | – | 333 | 0.0% | 0.00% | – | ||
Exit | ALLEGO N V*w exp 03/16/202 | $0 | – | -250 | -100.0% | 0.00% | – | |
Exit | OXBRIDGE ACQUISITION CORP | $0 | – | -45 | -100.0% | 0.00% | – | |
Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -1 | -100.0% | 0.00% | – | |
VELO3D INC*w exp 09/29/202 | $1 | -50.0% | 5,000 | 0.0% | 0.00% | -100.0% | ||
JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $0 | – | 250 | 0.0% | 0.00% | – | |
BLUA | Exit | BLUERIVER ACQUISITION CORP | $0 | – | -204 | -100.0% | -0.00% | – |
Exit | SILVERBOX CORP IIIunit 02/28/2028 | $0 | – | -1,000 | -100.0% | -0.00% | – | |
MTAC | Exit | MEDTECH ACQUISITION CORP | $0 | – | -1,768 | -100.0% | -0.01% | – |
RMGC | Exit | RMG ACQUISITION CORP III | $0 | – | -4,059 | -100.0% | -0.02% | – |
EAC | Exit | EDIFY ACQUISITION CORPcl a | $0 | – | -5,013 | -100.0% | -0.02% | – |
Exit | CORSAIR PARTNERING CORP | $0 | – | -5,149 | -100.0% | -0.02% | – | |
Exit | MOUNTAIN CREST ACQSITN CORP | $0 | – | -6,777 | -100.0% | -0.03% | – | |
Exit | GREENLIGHT BIOSCIENCS HLDS P | $0 | – | -331,110 | -100.0% | -0.04% | – | |
Exit | FTAC EMERALD ACQUISITION COR | $0 | – | -9,935 | -100.0% | -0.04% | – | |
DNAD | Exit | SOCIAL CAP SUVRETTA HLDS CP | $0 | – | -9,910 | -100.0% | -0.04% | – |
Exit | ELLIOTT OPPORTUNITY II CORP | $0 | – | -11,399 | -100.0% | -0.05% | – | |
DNAB | Exit | SOCIAL CAP SUVRETTA HLDS CRP | $0 | – | -11,440 | -100.0% | -0.05% | – |
Exit | THUNDER BRDG CAP PRTNRS IV I | $0 | – | -13,452 | -100.0% | -0.06% | – | |
TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $0 | – | -1,680 | -100.0% | -0.07% | – |
ATAQ | Exit | ALTIMAR ACQUISITION CORP III | $0 | – | -19,294 | -100.0% | -0.08% | – |
Exit | INFLECTION PT ACQUISITN CRPunit 08/29/2031 | $0 | – | -25,000 | -100.0% | -0.10% | – | |
Exit | MOBIV ACQUISITION CORP | $0 | – | -27,670 | -100.0% | -0.12% | – | |
Exit | FORGEROCK INCcl a | $0 | – | -14,690 | -100.0% | -0.12% | – | |
SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -333,220 | -100.0% | -0.13% | – |
Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -36,400 | -100.0% | -0.16% | – | |
CLBR | Exit | COLOMBIER ACQUISITION CORPcl a | $0 | – | -40,760 | -100.0% | -0.17% | – |
Exit | DICE THERAPEUTICS INC | $0 | – | -10,467 | -100.0% | -0.20% | – | |
WTT | Exit | WIRELESS TELECOM GROUP INC | $0 | – | -233,972 | -100.0% | -0.20% | – |
PRTK | Exit | PARATEK PHARMACEUTICALS INC | $0 | – | -233,590 | -100.0% | -0.21% | – |
NUVA | Exit | NUVASIVE INC | $0 | – | -12,770 | -100.0% | -0.22% | – |
AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -10,780 | -100.0% | -0.24% | – |
TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -7,220 | -100.0% | -0.25% | – |
Exit | SOUTHPORT ACQUISITION CORP | $0 | – | -59,330 | -100.0% | -0.26% | – | |
KDNY | Exit | CHINOOK THERAPEUTICS INC | $0 | – | -16,480 | -100.0% | -0.26% | – |
FRG | Exit | FRANCHISE GROUP INC | $0 | – | -23,550 | -100.0% | -0.28% | – |
ABST | Exit | ABSOLUTE SOFTWARE CORP | $0 | – | -59,268 | -100.0% | -0.28% | – |
Exit | EMBARK TECHNOLOGY INC | $0 | – | -239,113 | -100.0% | -0.28% | – | |
Exit | FIRST LT ACQUISITION GROUP Icl a | $0 | – | -66,323 | -100.0% | -0.29% | – | |
SYNH | Exit | SYNEOS HEALTH INCcl a | $0 | – | -16,680 | -100.0% | -0.29% | – |
ARNC | Exit | ARCONIC CORPORATION | $0 | – | -26,320 | -100.0% | -0.32% | – |
GLOP | Exit | GASLOG PARTNERS LPunit ltd ptnrp | $0 | – | -97,640 | -100.0% | -0.35% | – |
USX | Exit | U S XPRESS ENTERPRISES INC | $0 | – | -141,005 | -100.0% | -0.36% | – |
UNVR | Exit | UNIVAR SOLUTIONS INC | $0 | – | -25,660 | -100.0% | -0.38% | – |
QUOT | Exit | QUOTIENT TECHNOLOGY INC | $0 | – | -251,840 | -100.0% | -0.40% | – |
HMPT | Exit | HOME PT CAPITAL INCORPORATED | $0 | – | -435,533 | -100.0% | -0.42% | – |
TESS | Exit | TESSCO TECHNOLOGIES INC | $0 | – | -117,740 | -100.0% | -0.43% | – |
FOCS | Exit | FOCUS FINL PARTNERS INC | $0 | – | -20,890 | -100.0% | -0.45% | – |
Exit | BERKSHIRE GREY INC | $0 | – | -819,020 | -100.0% | -0.48% | – | |
RADI | Exit | RADIUS GLOBAL INFRASTRCTRE I | $0 | – | -77,580 | -100.0% | -0.48% | – |
DSEY | Exit | DIVERSEY HLDGS LTD | $0 | – | -137,750 | -100.0% | -0.48% | – |
ISEE | Exit | IVERIC BIO INC | $0 | – | -29,450 | -100.0% | -0.48% | – |
BKI | Exit | BLACK KNIGHT INC | $0 | – | -24,660 | -100.0% | -0.61% | – |
Exit | SNAP INCnote 5/0 | $0 | – | -2,000,000 | -100.0% | -0.61% | – | |
Exit | SNAP INCnote 0.125% 3/0 | $0 | – | -3,000,000 | -100.0% | -0.88% | – | |
Exit | BANDWIDTH INCnote 0.250% 3/0 | $0 | – | -4,000,000 | -100.0% | -1.30% | – | |
Exit | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $0 | – | -13,010,000 | -100.0% | -5.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
BAIDU INC SPON ADR REP A | 24 | Q3 2023 | 9.4% |
EGAIN CORP NEW | 24 | Q3 2023 | 4.3% |
STARWOOD PPTY TR INC | 24 | Q3 2023 | 0.4% |
HOWARD HUGHES CORP | 22 | Q1 2023 | 5.8% |
KKR & CO INC | 21 | Q3 2023 | 5.9% |
JD INC | 21 | Q3 2023 | 4.5% |
SS&C TECHNOLOGIES HLDGS INC | 20 | Q3 2023 | 5.4% |
KENNEDY-WILSON HOLDINGS INC | 20 | Q3 2023 | 7.3% |
ZILLOW GROUP INC | 19 | Q3 2023 | 4.8% |
PAR TECHNOLOGY CORP | 18 | Q3 2023 | 4.6% |
View PenderFund Capital Management Ltd.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
LEAF GROUP LTD. | January 12, 2021 | 1,332,635 | 3.9% |
Mattersight Corp | February 02, 2018 | 2,386,630 | 7.3% |
View PenderFund Capital Management Ltd.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
13F-HR | 2023-11-14 |
13F-HR | 2023-08-11 |
13F-HR | 2023-05-15 |
13F-HR | 2023-02-10 |
13F-HR | 2022-11-14 |
13F-HR | 2022-08-15 |
13F-HR | 2022-05-17 |
13F-HR | 2022-02-16 |
13F-HR | 2021-11-15 |
View PenderFund Capital Management Ltd.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.