PenderFund Capital Management Ltd. - Q3 2023 holdings

$334 Thousand is the total value of PenderFund Capital Management Ltd.'s 112 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 98.2% .

 Value Shares↓ Weighting
BuyESPERION THERAPEUTICS INC NEnote 4.000%11/1$29,833
+42.9%
41,029,000
+30.9%
8.94%
+37.8%
BuyFIRST MAJESTIC SILVER CORPnote 0.375% 1/1$23,637
+23.0%
23,000,000
+15.0%
7.08%
+18.5%
 OPKO HEALTH INCnote 4.500% 2/1$18,892
-2.8%
14,000,0000.0%5.66%
-6.3%
 BANDWIDTH INCnote 0.500% 4/0$17,217
+2.5%
19,500,0000.0%5.16%
-1.2%
BUR SellBURFORD CAP LTD$16,104
+16.7%
846,905
-1.0%
4.83%
+12.4%
PAR SellPAR TECHNOLOGY CORP$15,513
+16.7%
296,349
-2.7%
4.65%
+12.5%
 SANGOMA TECHNOLOGIES CORP$14,622
-5.2%
3,097,8330.0%4.38%
-8.6%
BuySSR MINING INnote 2.500% 4/0$14,136
+45.3%
10,150,000
+49.3%
4.24%
+40.0%
SellINTERCEPT PHARMACEUTICALS INnote 2.000% 5/1$12,549
-0.5%
9,295,000
-21.2%
3.76%
-4.1%
NAD NewNUVEEN QUALITY MUNCP INCOME$11,707850,000
+100.0%
3.51%
NEA NewNUVEEN AMT FREE QLTY MUN INC$11,176850,000
+100.0%
3.35%
NZF BuyNUVEEN MUNICIPAL CREDIT INC$10,724
+6.8%
757,000
+16.5%
3.21%
+3.0%
FET SellFORUM ENERGY TECHNOLOGIES IN$6,529
-23.2%
200,122
-20.2%
1.96%
-26.0%
 DOCEBO INC$6,490
+5.1%
117,8200.0%1.94%
+1.2%
KKR SellKKR & CO INC$5,945
+5.4%
71,060
-6.5%
1.78%
+1.7%
EDD SellMORGAN STANLEY EMERGING MKTS$5,601
-7.5%
967,918
-0.7%
1.68%
-10.9%
AVNW  AVIAT NETWORKS INC$5,489
-4.1%
129,5240.0%1.64%
-7.6%
ATEX SellANTERIX INC$5,354
+0.8%
125,620
-0.7%
1.60%
-2.8%
TPL  TEXAS PACIFIC LAND CORPORATI$4,723
+42.0%
1,9070.0%1.42%
+36.8%
CEF NewSPROTT PHYSICAL GOLD & SILVEtr unit$4,710200,000
+100.0%
1.41%
WIW BuyWESTERN AST INFL LKD OPP & I$4,655
+32.7%
416,436
+39.4%
1.40%
+28.0%
EMD SellWESTERN ASSET EMERGING MKTS$4,592
-29.5%
407,300
-28.6%
1.38%
-32.0%
IBKR SellINTERACTIVE BROKERS GROUP IN$4,439
-5.6%
37,758
-11.6%
1.33%
-9.0%
Z SellZILLOW GROUP INCcl c cap stk$4,378
-18.3%
69,847
-13.2%
1.31%
-21.2%
BIDU SellBAIDU INCspon adr rep a$4,367
-8.8%
23,930
-9.3%
1.31%
-12.0%
SSNC  SS&C TECHNOLOGIES HLDGS INC$3,126
-11.1%
43,8100.0%0.94%
-14.3%
EGAN  EGAIN CORP$2,822
-16.1%
338,9020.0%0.85%
-19.0%
 MAGNITE INCnote 0.250% 3/1$2,365
+4.8%
2,000,0000.0%0.71%
+1.0%
PTON  PELOTON INTERACTIVE INC$2,312
-32.7%
337,0900.0%0.69%
-35.1%
JD  JD.COM INCspon adr cl a$2,242
-12.5%
56,6650.0%0.67%
-15.6%
FAX SellABRDN ASIA PACIFIC INCOME FU$2,146
-70.9%
644,870
-68.7%
0.64%
-71.9%
IAC  IAC INC$1,786
-17.7%
26,1000.0%0.54%
-20.7%
 BROOKFIELD CORPcl a ltd vt sh$1,728
-4.8%
40,6900.0%0.52%
-8.2%
ARGO BuyARGO GROUP INTL HLDGS LTD$1,705
+35.2%
42,060
+30.9%
0.51%
+30.4%
GHL BuyGREENHILL & CO INC$1,657
+30.6%
82,410
+26.0%
0.50%
+26.1%
BCOR NewAVANTAX INC$1,46142,064
+100.0%
0.44%
SellBEYOND MEAT INCnote 3/1$1,453
-50.1%
4,000,000
-50.0%
0.44%
-52.0%
NVG NewNUVEEN AMT FREE MUN CR INC F$1,400100,000
+100.0%
0.42%
EMAN BuyEMAGIN CORP$1,385
+35.3%
512,400
+31.3%
0.42%
+30.5%
HCCI NewHERITAGE CRYSTAL CLEAN INC$1,33721,712
+100.0%
0.40%
NATI BuyNATIONAL INSTRS CORP$1,330
+67.9%
16,420
+57.7%
0.40%
+62.2%
MDWT BuyMIDWEST HLDG INC$1,265
+45.2%
35,618
+45.0%
0.38%
+39.9%
TRHC NewTABULA RASA HEALTHCARE INC$1,26190,023
+100.0%
0.38%
DEN NewDENBURY INC$1,2479,370
+100.0%
0.37%
CTG NewCOMPUTER TASK GROUP INC$1,23187,710
+100.0%
0.37%
CIR BuyCIRCOR INTL INC$1,206
+29.0%
15,930
+27.4%
0.36%
+24.1%
AEL NewAMERICAN EQTY INVT LIFE HLD$1,17716,160
+100.0%
0.35%
NewTHORNE HEALTHTECH INC$1,10579,830
+100.0%
0.33%
NGMS  NEOGAMES S A$1,104
+6.0%
30,1100.0%0.33%
+2.2%
ABCM NewABCAM PLCads$1,10135,830
+100.0%
0.33%
PLM NewPOLYMET MNG CORP$1,076380,905
+100.0%
0.32%
AVID NewAVID TECHNOLOGY INC$1,00827,626
+100.0%
0.30%
MCHP  MICROCHIP TECHNOLOGY INC.$960
-10.7%
9,0600.0%0.29%
-13.8%
VRTV NewVERITIV CORP$9614,190
+100.0%
0.29%
SQNS NewSEQUANS COMMUNICATIONS S Asponsored ads$954248,238
+100.0%
0.29%
BuyKALEYRA INC$908
+123.1%
92,360
+102.7%
0.27%
+114.2%
HT NewHERSHA HOSPITALITY TR$89666,867
+100.0%
0.27%
CCF NewCHASE CORP$8905,150
+100.0%
0.27%
SCU NewSCULPTOR CAP MGMT$88756,280
+100.0%
0.27%
CPRI NewCAPRI HOLDINGS LIMITED$88512,380
+100.0%
0.26%
FRGI NewFIESTA RESTAURANT GROUP INC$87676,220
+100.0%
0.26%
ICPT NewINTERCEPT PHARMACEUTICALS IN$87734,840
+100.0%
0.26%
BLI NewPHENOMEX INC$862635,800
+100.0%
0.26%
STWD  STARWOOD PPTY TR INC$825
+2.2%
31,4000.0%0.25%
-1.6%
KW  KENNEDY-WILSON HOLDINGS INC$824
-7.4%
41,1500.0%0.25%
-10.8%
NewSOVOS BRANDS INC$82126,810
+100.0%
0.25%
AJX NewGREAT AJAX CORP$78089,190
+100.0%
0.23%
LBRDK  LIBERTY BROADBAND CORP$775
+16.9%
6,2500.0%0.23%
+12.6%
SAVE  SPIRIT AIRLS INC$760
-1.4%
33,9300.0%0.23%
-5.0%
SGEN  SEAGEN INC$758
+13.0%
2,6300.0%0.23%
+8.6%
SSYS NewSTRATASYS LTD$75540,840
+100.0%
0.23%
HZNP BuyHORIZON THERAPEUTICS PUB L$680
+31.8%
4,330
+14.2%
0.20%
+27.5%
NEWR NewNEW RELIC INC$6595,670
+100.0%
0.20%
SBUX  STARBUCKS CORP$648
-5.5%
5,2300.0%0.19%
-8.9%
BOAC  BLUESCAPE OPPORTUNITIES ACQU$638
+2.7%
46,8520.0%0.19%
-1.0%
NOA  NORTH AMERN CONSTR GROUP LTD$586
+16.3%
19,9000.0%0.18%
+12.1%
ARCE NewARCO PLATFORM LTD$58131,023
+100.0%
0.17%
FSV  FIRSTSERVICE CORP$537
-3.2%
2,7200.0%0.16%
-6.9%
AMNB NewAMERICAN NATL BANKSHARES INC$53410,370
+100.0%
0.16%
WIA BuyWESTERN ASST INFLTN LKD INM$506
+50500.0%
47,666
+36566.2%
0.15%
ALCC  ALTC ACQUISITION CORP$489
+1.7%
34,7760.0%0.15%
-2.0%
NOC  NORTHROP GRUMMAN CORP$448
-1.1%
7500.0%0.13%
-5.0%
DG NewDOLLAR GEN CORP NEW$4403,060
+100.0%
0.13%
ESTE NewEARTHSTONE ENERGY INCcl a$42915,620
+100.0%
0.13%
AAIC NewARLINGTON ASSET INVST CORPcl a new$41972,090
+100.0%
0.13%
PFSW NewPFSWEB INC$41741,217
+100.0%
0.12%
ATVI NewACTIVISION BLIZZARD INC$4133,250
+100.0%
0.12%
MMM New3M CO$3993,140
+100.0%
0.12%
NewTIMBER PHARMACEUTICALS INC$39196,790
+100.0%
0.12%
NewINFLECTION PT ACQUISITN CRP$34725,000
+100.0%
0.10%
NXGN NewNEXTGEN HEALTHCARE INC$33210,290
+100.0%
0.10%
SCPL NewSCIPLAY CORPORATIONcl a$2207,100
+100.0%
0.07%
ZYNE NewZYNERBA PHARMACEUTICALS INC$213123,444
+100.0%
0.06%
NewCRIXUS BH3 ACQUISITION CO$19713,756
+100.0%
0.06%
SPLK NewSPLUNK INC$111560
+100.0%
0.03%
NXE  NEXGEN ENERGY LTD$92
+29.6%
11,3000.0%0.03%
+27.3%
TWNK NewHOSTESS BRANDS INCcl a$671,490
+100.0%
0.02%
PACW NewPACWEST BANCORP DEL$645,992
+100.0%
0.02%
NewELECTRIQ PWR HLDGS INC$5221,917
+100.0%
0.02%
LL NewLL FLOORING HOLDINGS INC$225,210
+100.0%
0.01%
NewBERENSON ACQUISITION CORP I$251,791
+100.0%
0.01%
NewFINTECH ECOSYSTEM DEVE$251,721
+100.0%
0.01%
LCA NewLANDCADIA HOLDINGS IV INC$161,145
+100.0%
0.01%
NewSILVERBOX CORP III$141,000
+100.0%
0.00%
NewINFLECTION PT ACQUISITN CRP*w exp 08/31/202$312,499
+100.0%
0.00%
 ALSET CAPITAL ACQUISITION CO$30.0%1820.0%0.00%0.0%
CANOWS  CANO HEALTH INC*w exp 06/03/202$4
-73.3%
53,5980.0%0.00%
-80.0%
 LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202$10.0%2,5000.0%0.00%
NewSILVERBOX CORP III*w exp 02/28/202$0332
+100.0%
0.00%
 TRITIUM DCFC LIMITED*w exp 01/13/202$03330.0%0.00%
ExitALLEGO N V*w exp 03/16/202$0-250
-100.0%
0.00%
ExitOXBRIDGE ACQUISITION CORP$0-45
-100.0%
0.00%
ExitWILLIAMS ROWLAND ACQUISITION$0-1
-100.0%
0.00%
 VELO3D INC*w exp 09/29/202$1
-50.0%
5,0000.0%0.00%
-100.0%
JWSMWS  JAWS MUSTANG ACQUISITION COR*w exp 01/30/202$02500.0%0.00%
BLUA ExitBLUERIVER ACQUISITION CORP$0-204
-100.0%
-0.00%
ExitSILVERBOX CORP IIIunit 02/28/2028$0-1,000
-100.0%
-0.00%
MTAC ExitMEDTECH ACQUISITION CORP$0-1,768
-100.0%
-0.01%
RMGC ExitRMG ACQUISITION CORP III$0-4,059
-100.0%
-0.02%
EAC ExitEDIFY ACQUISITION CORPcl a$0-5,013
-100.0%
-0.02%
ExitCORSAIR PARTNERING CORP$0-5,149
-100.0%
-0.02%
ExitMOUNTAIN CREST ACQSITN CORP$0-6,777
-100.0%
-0.03%
ExitGREENLIGHT BIOSCIENCS HLDS P$0-331,110
-100.0%
-0.04%
ExitFTAC EMERALD ACQUISITION COR$0-9,935
-100.0%
-0.04%
DNAD ExitSOCIAL CAP SUVRETTA HLDS CP$0-9,910
-100.0%
-0.04%
ExitELLIOTT OPPORTUNITY II CORP$0-11,399
-100.0%
-0.05%
DNAB ExitSOCIAL CAP SUVRETTA HLDS CRP$0-11,440
-100.0%
-0.05%
ExitTHUNDER BRDG CAP PRTNRS IV I$0-13,452
-100.0%
-0.06%
TSM ExitTAIWAN SEMICONDUCTOR MFG LTDsponsored ads$0-1,680
-100.0%
-0.07%
ATAQ ExitALTIMAR ACQUISITION CORP III$0-19,294
-100.0%
-0.08%
ExitINFLECTION PT ACQUISITN CRPunit 08/29/2031$0-25,000
-100.0%
-0.10%
ExitMOBIV ACQUISITION CORP$0-27,670
-100.0%
-0.12%
ExitFORGEROCK INCcl a$0-14,690
-100.0%
-0.12%
SPPI ExitSPECTRUM PHARMACEUTICALS INC$0-333,220
-100.0%
-0.13%
ExitKENSINGTON CAPITAL ACQUISITI$0-36,400
-100.0%
-0.16%
CLBR ExitCOLOMBIER ACQUISITION CORPcl a$0-40,760
-100.0%
-0.17%
ExitDICE THERAPEUTICS INC$0-10,467
-100.0%
-0.20%
WTT ExitWIRELESS TELECOM GROUP INC$0-233,972
-100.0%
-0.20%
PRTK ExitPARATEK PHARMACEUTICALS INC$0-233,590
-100.0%
-0.21%
NUVA ExitNUVASIVE INC$0-12,770
-100.0%
-0.22%
AJRD ExitAEROJET ROCKETDYNE HLDGS INC$0-10,780
-100.0%
-0.24%
TRTN ExitTRITON INTL LTDcl a$0-7,220
-100.0%
-0.25%
ExitSOUTHPORT ACQUISITION CORP$0-59,330
-100.0%
-0.26%
KDNY ExitCHINOOK THERAPEUTICS INC$0-16,480
-100.0%
-0.26%
FRG ExitFRANCHISE GROUP INC$0-23,550
-100.0%
-0.28%
ABST ExitABSOLUTE SOFTWARE CORP$0-59,268
-100.0%
-0.28%
ExitEMBARK TECHNOLOGY INC$0-239,113
-100.0%
-0.28%
ExitFIRST LT ACQUISITION GROUP Icl a$0-66,323
-100.0%
-0.29%
SYNH ExitSYNEOS HEALTH INCcl a$0-16,680
-100.0%
-0.29%
ARNC ExitARCONIC CORPORATION$0-26,320
-100.0%
-0.32%
GLOP ExitGASLOG PARTNERS LPunit ltd ptnrp$0-97,640
-100.0%
-0.35%
USX ExitU S XPRESS ENTERPRISES INC$0-141,005
-100.0%
-0.36%
UNVR ExitUNIVAR SOLUTIONS INC$0-25,660
-100.0%
-0.38%
QUOT ExitQUOTIENT TECHNOLOGY INC$0-251,840
-100.0%
-0.40%
HMPT ExitHOME PT CAPITAL INCORPORATED$0-435,533
-100.0%
-0.42%
TESS ExitTESSCO TECHNOLOGIES INC$0-117,740
-100.0%
-0.43%
FOCS ExitFOCUS FINL PARTNERS INC$0-20,890
-100.0%
-0.45%
ExitBERKSHIRE GREY INC$0-819,020
-100.0%
-0.48%
RADI ExitRADIUS GLOBAL INFRASTRCTRE I$0-77,580
-100.0%
-0.48%
DSEY ExitDIVERSEY HLDGS LTD$0-137,750
-100.0%
-0.48%
ISEE ExitIVERIC BIO INC$0-29,450
-100.0%
-0.48%
BKI ExitBLACK KNIGHT INC$0-24,660
-100.0%
-0.61%
ExitSNAP INCnote 5/0$0-2,000,000
-100.0%
-0.61%
ExitSNAP INCnote 0.125% 3/0$0-3,000,000
-100.0%
-0.88%
ExitBANDWIDTH INCnote 0.250% 3/0$0-4,000,000
-100.0%
-1.30%
ExitPARATEK PHARMACEUTICALS INCnote 4.750% 5/0$0-13,010,000
-100.0%
-5.34%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
BAIDU INC SPON ADR REP A24Q3 20239.4%
EGAIN CORP NEW24Q3 20234.3%
STARWOOD PPTY TR INC24Q3 20230.4%
HOWARD HUGHES CORP22Q1 20235.8%
KKR & CO INC21Q3 20235.9%
JD INC21Q3 20234.5%
SS&C TECHNOLOGIES HLDGS INC20Q3 20235.4%
KENNEDY-WILSON HOLDINGS INC20Q3 20237.3%
ZILLOW GROUP INC19Q3 20234.8%
PAR TECHNOLOGY CORP18Q3 20234.6%

View PenderFund Capital Management Ltd.'s complete holdings history.

Latest significant ownerships (13-D/G)
PenderFund Capital Management Ltd. Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
LEAF GROUP LTD.January 12, 20211,332,6353.9%
Mattersight CorpFebruary 02, 20182,386,6307.3%

View PenderFund Capital Management Ltd.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-11
13F-HR2023-05-15
13F-HR2023-02-10
13F-HR2022-11-14
13F-HR2022-08-15
13F-HR2022-05-17
13F-HR2022-02-16
13F-HR2021-11-15

View PenderFund Capital Management Ltd.'s complete filings history.

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