Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BANK OF AMERICA CORP /DE/ | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
GUGGENHEIM CAPITAL LLC | 42 | 42 | 0.00% | 0.03% | 0.11% | Q2 2013 | Q3 2023 | 42 |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Invesco Ltd. | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
ROYAL BANK OF CANADA | 42 | 42 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 42 |
Capital Investment Advisors, LLC | 41 | 41 | 0.00% | 0.14% | 0.32% | Q4 2013 | Q4 2023 | 41 |
Gradient Investments LLC | 24 | 16 | 0.00% | 0.12% | 0.42% | Q3 2013 | Q3 2023 | 40 |
WEDBUSH SECURITIES INC | 40 | 40 | 0.01% | 0.02% | 0.06% | Q4 2013 | Q3 2023 | 40 |
UBS Group AG | 36 | 36 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2023 | 36 |
PNC FINANCIAL SERVICES GROUP, INC. | 21 | 13 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2023 | 34 |
Geneos Wealth Management Inc. | 31 | 31 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q3 2023 | 31 |
COHEN & STEERS, INC. | 31 | 31 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2020 | 31 |
Shaker Financial Services, LLC | 13 | 1 | 0.04% | 0.58% | 1.68% | Q2 2013 | Q3 2023 | 30 |
FLAGSHIP HARBOR ADVISORS, LLC | 28 | 28 | 0.02% | 0.27% | 0.60% | Q4 2016 | Q3 2023 | 28 |
HUNTINGTON NATIONAL BANK | 18 | 2 | 0.00% | 0.00% | 0.02% | Q3 2014 | Q3 2023 | 27 |
Baillie Gifford | 26 | 26 | 0.00% | 0.02% | 0.03% | Q4 2013 | Q1 2020 | 26 |
FIFTH THIRD BANCORP | 22 | 4 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2021 | 26 |
Round Table Services, LLC | 13 | 13 | 0.03% | 0.63% | 2.27% | Q4 2013 | Q1 2022 | 26 |
BANK OF MONTREAL /CAN/ | 25 | 25 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2019 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2023 | 24 |
ZAZOVE ASSOCIATES LLC | 18 | 1 | 0.01% | 0.03% | 0.06% | Q3 2016 | Q3 2023 | 22 |
Horizon Kinetics | 22 | 22 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2018 | 22 |
Fiera Capital Corp | 22 | 22 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2022 | 22 |
Nuveen Asset Management, LLC | 22 | 22 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2018 | 22 |
Relative Value Partners Group, LLC | 21 | 21 | 0.07% | 0.92% | 1.61% | Q4 2015 | Q4 2020 | 21 |
TRUSTCORE FINANCIAL SERVICES, LLC | 21 | 21 | 0.05% | 0.12% | 0.22% | Q4 2017 | Q4 2022 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 21 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q4 2019 | 21 |
LPL Financial LLC | 16 | 4 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2023 | 20 |
Advisors Asset Management, Inc. | 20 | 20 | 0.01% | 0.08% | 0.25% | Q2 2013 | Q1 2018 | 20 |
RAYMOND JAMES & ASSOCIATES | 16 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 20 |
Westbourne Investment Advisors, Inc. | 13 | 1 | 0.09% | 0.48% | 0.72% | Q2 2015 | Q4 2020 | 20 |
BESSEMER GROUP INC | 19 | 19 | 0.02% | 0.03% | 0.04% | Q1 2014 | Q3 2018 | 19 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 9 | 1 | 0.01% | 0.27% | 0.94% | Q4 2014 | Q3 2022 | 19 |
ENVESTNET ASSET MANAGEMENT INC | 15 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2020 | 19 |
CITIGROUP INC | 8 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 19 |
Virtus ETF Advisers LLC | 18 | 18 | 0.10% | 0.27% | 0.67% | Q2 2019 | Q3 2023 | 18 |
AQR Arbitrage LLC | 7 | 5 | 0.00% | 0.01% | 0.05% | Q1 2015 | Q3 2023 | 18 |
AMERIPRISE FINANCIAL INC | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2017 | 18 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2022 | 18 |
SIT INVESTMENT ASSOCIATES INC | 11 | 6 | 0.00% | 0.05% | 0.14% | Q2 2018 | Q3 2023 | 17 |
U S GLOBAL INVESTORS INC | 13 | 4 | 0.00% | 0.03% | 0.05% | Q2 2013 | Q3 2017 | 17 |
LAKE STREET PRIVATE WEALTH, LLC | 17 | 17 | 0.10% | 0.65% | 1.52% | Q3 2019 | Q3 2023 | 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 1 | 0.02% | 0.05% | 0.13% | Q4 2014 | Q2 2023 | 17 |
INVESCO SENIOR SECURED MANAGEMENT INC /ADV | 17 | 17 | 0.07% | 3.50% | 5.58% | Q4 2017 | Q4 2021 | 17 |
WOLVERINE ASSET MANAGEMENT LLC | 6 | 1 | 0.00% | 0.01% | 0.03% | Q3 2013 | Q2 2023 | 17 |
DOLIVER ADVISORS, LP | 3 | 1 | 0.04% | 0.15% | 0.28% | Q3 2013 | Q1 2020 | 16 |
Stonebridge Capital Advisors LLC | 11 | 5 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 16 |
Wagner Wealth Management, LLC | 12 | 4 | 0.10% | 0.43% | 1.05% | Q4 2017 | Q3 2023 | 16 |
MARINER INVESTMENT GROUP LLC | 10 | 2 | 0.05% | 0.80% | 1.71% | Q3 2014 | Q2 2021 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 8 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2020 | 15 |
CWM, LLC | 11 | 1 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q2 2023 | 14 |
NATIONAL PLANNING CORP | 14 | 14 | 0.03% | 0.04% | 0.08% | Q1 2014 | Q2 2017 | 14 |
Raymond James Financial Services Advisors, Inc. | 13 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2019 | 14 |
TCTC Holdings, LLC | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 14 |
Saba Capital Management, L.P. | 9 | 2 | 0.00% | 0.82% | 2.57% | Q4 2018 | Q3 2023 | 13 |
Clear Creek Financial Management, LLC | 10 | 1 | 0.16% | 0.25% | 0.64% | Q2 2019 | Q3 2023 | 13 |
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 13 | 13 | 0.00% | 0.01% | 0.01% | Q4 2016 | Q4 2019 | 13 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2020 | 13 |
Penserra Capital Management LLC | 12 | 12 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2018 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Carroll Financial Associates, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 12 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 8 | 4 | 0.02% | 0.09% | 0.24% | Q1 2016 | Q1 2019 | 12 |
STIFEL FINANCIAL CORP | 11 | 11 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q3 2020 | 11 |
Greenwich Wealth Management LLC | 11 | 11 | 0.02% | 0.04% | 0.14% | Q4 2015 | Q2 2018 | 11 |
Qube Research & Technologies Ltd | 8 | 3 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q3 2023 | 11 |
Commonwealth Equity Services, Inc | 8 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 11 |
Janney Montgomery Scott LLC | 10 | 10 | 0.00% | 0.00% | 0.02% | Q2 2021 | Q3 2023 | 10 |
PARK AVENUE SECURITIES LLC | 10 | 10 | 0.01% | 0.03% | 0.04% | Q1 2018 | Q2 2020 | 10 |
THOMPSON SIEGEL & WALMSLEY LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
COMERICA SECURITIES INC | 10 | 10 | 0.20% | 0.27% | 0.34% | Q2 2016 | Q3 2018 | 10 |
CLOUGH CAPITAL PARTNERS L P | 5 | 5 | 0.02% | 0.09% | 0.24% | Q4 2019 | Q3 2023 | 10 |
Chicago Partners Investment Group LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2018 | 10 |
Regal Investment Advisors LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2015 | 10 |
Stratos Wealth Partners, LTD. | 10 | 10 | 0.01% | 0.01% | 0.03% | Q4 2014 | Q1 2017 | 10 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 9 | 1 | 0.01% | 0.01% | 0.02% | Q4 2018 | Q3 2021 | 10 |
MSI Financial Services Inc | 8 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2016 | 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 9 | 1 | 0.44% | 1.09% | 1.83% | Q4 2014 | Q4 2018 | 10 |
Trust Asset Management LLC | 6 | 1 | 0.48% | 1.45% | 1.87% | Q3 2011 | Q1 2016 | 9 |
IFP Advisors, Inc | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2019 | 9 |
West Oak Capital, LLC | 6 | 3 | 0.01% | 0.12% | 0.33% | Q2 2016 | Q3 2018 | 9 |
Yorktown Management & Research Co Inc | 9 | 9 | 0.04% | 0.45% | 0.67% | Q1 2015 | Q1 2017 | 9 |
Congress Wealth Management LLC / DE / | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Creative Planning | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2017 | 8 |
Almitas Capital LLC | 3 | 1 | 0.04% | 0.86% | 2.63% | Q4 2018 | Q1 2023 | 8 |
Bogart Wealth, LLC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2023 | 8 |
Global Retirement Partners, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 8 |
US BANCORP \DE\ | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 7 |
BEACON FINANCIAL GROUP | 7 | 7 | 0.06% | 0.13% | 0.22% | Q2 2017 | Q4 2018 | 7 |
First City Capital Management, Inc. | 4 | 3 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2016 | 7 |
Matisse Capital | 6 | 1 | 0.16% | 0.77% | 1.33% | Q1 2020 | Q3 2023 | 7 |
AVIANCE CAPITAL MANAGEMENT, LLC | 7 | 7 | 0.02% | 0.17% | 0.77% | Q2 2013 | Q4 2014 | 7 |
Beacon Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
Camarda Financial Advisors, LLC | 7 | 7 | 0.47% | 4.77% | 7.25% | Q2 2016 | Q4 2017 | 7 |
DRW Securities, LLC | 7 | 7 | 0.01% | 0.14% | 0.36% | Q4 2014 | Q2 2016 | 7 |
Zuckerman Investment Group, LLC | 7 | 7 | 0.97% | 1.08% | 1.20% | Q3 2015 | Q1 2017 | 7 |
FNY Investment Advisers, LLC | 3 | 1 | 0.00% | 0.03% | 0.09% | Q3 2019 | Q3 2021 | 6 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q1 2020 | 6 |
AEGON USA Investment Management, LLC | 6 | 6 | 0.06% | 0.07% | 0.09% | Q2 2022 | Q3 2023 | 6 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
HighTower Advisors, LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
RMB Capital Management, LLC | 5 | 1 | 0.01% | 0.02% | 0.05% | Q3 2018 | Q1 2020 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Bain Capital Credit, LP | 2 | 2 | 1.12% | 2.78% | 5.73% | Q3 2014 | Q4 2016 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 6 |
1607 Capital Partners, LLC | 6 | 6 | 0.05% | 0.09% | 0.13% | Q2 2022 | Q3 2023 | 6 |
RIVERBRIDGE PARTNERS LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
Westside Investment Management, Inc. | 6 | 6 | 0.00% | 0.01% | 0.01% | Q2 2017 | Q3 2018 | 6 |
PenderFund Capital Management Ltd. | 5 | 5 | 0.34% | 0.37% | 0.41% | Q1 2019 | Q1 2020 | 5 |
6 Meridian | 5 | 5 | 0.03% | 0.04% | 0.05% | Q1 2019 | Q1 2020 | 5 |
BNP PARIBAS FINANCIAL MARKETS | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 5 |
Corient Capital Partners, LLC | 5 | 5 | 0.02% | 0.02% | 0.03% | Q4 2016 | Q4 2017 | 5 |
Kestra Advisory Services, LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2020 | Q3 2021 | 5 |
GPS Wealth Strategies Group, LLC | 3 | 2 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 5 |
Peachtree Investment Advisors, Inc. | 5 | 5 | 0.12% | 0.18% | 0.25% | Q3 2014 | Q3 2015 | 5 |
Allworth Financial LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 5 |
PATHSTONE FAMILY OFFICE, LLC | 4 | 1 | 0.00% | 0.04% | 0.19% | Q3 2013 | Q4 2020 | 5 |
Hennion & Walsh Asset Management, Inc. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2023 | 5 |
Q Global Advisors, LLC | 5 | 5 | 0.38% | 0.51% | 0.72% | Q4 2018 | Q4 2019 | 5 |
Windsor Capital Management, LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2015 | 4 |
CREDIT SUISSE AG/ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q4 2016 | 4 |
Weiss Asset Management LP | 2 | 1 | 0.01% | 0.03% | 0.06% | Q4 2015 | Q1 2019 | 4 |
ROBINSON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.00% | 0.17% | 0.48% | Q4 2015 | Q2 2023 | 4 |
Congress Park Capital LLC | 4 | 4 | 0.10% | 0.10% | 0.11% | Q1 2021 | Q4 2021 | 4 |
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2020 | 4 |
MELFA WEALTH MANAGEMENT, INC. | 4 | 4 | 0.28% | 0.29% | 0.31% | Q4 2022 | Q3 2023 | 4 |
AMUNDI ASSET MANAGEMENT US, INC. | 4 | 4 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q1 2019 | 4 |
Byrne Asset Management LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2022 | 4 |
Steward Partners Investment Advisory, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 4 |
BARCLAYS PLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2021 | 4 |
SG Americas Securities, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 4 |
Integrated Advisors Network LLC | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2019 | Q3 2020 | 4 |
Absolute Return Capital, LLC | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q1 2014 | 4 |
CAXTON CORP | 4 | 4 | 0.44% | 0.69% | 1.35% | Q1 2015 | Q4 2015 | 4 |
Watermark Asset Management, Inc. | 4 | 4 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q4 2017 | 4 |
NEXT Financial Group, Inc | 4 | 4 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q4 2021 | 4 |
Venturi Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
COUNTRY TRUST BANK | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2015 | 3 |
KMS FINANCIAL SERVICES, INC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q2 2014 | 3 |
MASSMUTUAL TRUST CO FSB/ADV | 2 | 1 | 0.00% | 0.01% | 0.01% | Q2 2014 | Q2 2018 | 3 |
Wealthspire Advisors, L.P. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q1 2018 | 3 |
MUFG Americas Holdings Corp | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
Bartlett & Co. LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2023 | 3 |
Kamunting Street Capital Management, L.P. | 3 | 3 | 0.32% | 0.57% | 0.71% | Q2 2014 | Q4 2014 | 3 |
Essex Savings Bank | 3 | 3 | 0.03% | 0.03% | 0.04% | Q4 2018 | Q2 2019 | 3 |
INVESTMENT CENTERS OF AMERICA INC | 2 | 1 | 0.04% | 0.04% | 0.05% | Q2 2013 | Q1 2014 | 3 |
NewEdge Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q2 2023 | 3 |
Bulldog Investors, LLP | 3 | 3 | 0.20% | 0.26% | 0.29% | Q1 2020 | Q3 2020 | 3 |
CAPTRUST FINANCIAL ADVISORS | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
OPTIMUM INVESTMENT ADVISORS | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2018 | 3 |
Worth Asset Management, LLC | 3 | 3 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2022 | 3 |
Logan Stone Capital, LLC | 2 | 1 | 0.26% | 0.30% | 0.33% | Q2 2022 | Q2 2023 | 3 |
WealthPLAN Partners, LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2016 | 3 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2023 | 3 |
Clear Harbor Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 2 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
NWAM LLC | 2 | 2 | 0.04% | 0.05% | 0.06% | Q2 2017 | Q3 2017 | 2 |
Eagle Bay Advisors LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2022 | 2 |
Taylor Frigon Capital Management LLC | 2 | 2 | 1.69% | 1.73% | 1.77% | Q4 2014 | Q1 2015 | 2 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2021 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.02% | 0.05% | Q4 2015 | Q4 2017 | 2 |
Wela Strategies, Inc. | 2 | 2 | 0.52% | 0.53% | 0.54% | Q1 2019 | Q2 2019 | 2 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2020 | 2 |
Advocacy Wealth Management Services, LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q1 2016 | 2 |
AQR Capital Management | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2014 | 2 |
BOOTHBAY FUND MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.02% | 0.04% | Q4 2018 | Q1 2019 | 2 |
Quarry LP | 2 | 2 | 0.10% | 0.14% | 0.18% | Q2 2023 | Q3 2023 | 2 |
Quantedge Capital Pte Ltd | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2022 | Q3 2022 | 2 |
Biltmore Capital Advisors LLC | 2 | 2 | 0.05% | 0.07% | 0.08% | Q2 2020 | Q3 2020 | 2 |
AXXCESS WEALTH MANAGEMENT, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2022 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2016 | 2 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.01% | 0.01% | 0.02% | Q3 2015 | Q4 2015 | 2 |
Walleye Capital LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q2 2023 | 2 |
Carnick & Kubik, LLC | 1 | 1 | 0.02% | 0.04% | 0.05% | Q3 2015 | Q1 2016 | 2 |
MONETA GROUP INVESTMENT ADVISORS LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2021 | 2 |
MERCER GLOBAL ADVISORS INC /ADV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
COMERICA SECURITIES,INC. | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2019 | Q2 2019 | 1 |
TradeLink Global Equity LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q4 2014 | Q4 2014 | 1 |
SHEPHERD KAPLAN KROCHUK, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q4 2019 | Q4 2019 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
Sonora Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
US GLOBAL INVESTORS FUNDS | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q4 2013 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
TFG Advisers LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
San Luis Wealth Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.11% | 0.11% | 0.11% | Q2 2018 | Q2 2018 | 1 |
Sowell Financial Services LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Live Your Vision, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2020 | Q2 2020 | 1 |
Founders Financial Alliance, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
COHEN & STEERS CAPITAL MANAGEMENT INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2015 | Q1 2015 | 1 |
Total Clarity Wealth Management, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Chapwood Capital Investment Management, LLC | 1 | 1 | 2.82% | 2.82% | 2.82% | Q4 2019 | Q4 2019 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
LOGAN CAPITAL MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
V Wealth Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q2 2017 | 1 |
Adams Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
CTC Alternative Strategies, Ltd. | 1 | 1 | 0.61% | 0.61% | 0.61% | Q4 2014 | Q4 2014 | 1 |
Livingston Group Asset Management CO (operating as Southport Capital Management) | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q2 2016 | 1 |
Doyle Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Acrospire Investment Management LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Trust Co | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2019 | 1 |
Fortis Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Osborn Williams & Donohoe LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2019 | Q1 2019 | 1 |
Prentice Wealth Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2021 | Q1 2021 | 1 |
ELEMENT POINTE ADVISORS, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q4 2018 | Q4 2018 | 1 |
Realta Investment Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
Crosspoint Capital Strategies, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Investors Capital Advisory Services | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
BAIRD ROBERT W & CO INC /WI/ | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Fondren Management LP | 1 | 1 | 0.20% | 0.20% | 0.20% | Q1 2020 | Q1 2020 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
Yakira Capital Management, Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2020 | Q4 2020 | 1 |
Reby Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
Aristides Capital LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q1 2020 | Q1 2020 | 1 |
American Portfolios Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Safeguard Investment Advisory Group, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Ionic Capital Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
SHINE INVESTMENT ADVISORY SERVICES INC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q4 2018 | 1 |
External links
This page lists all the filers that currently own PIONEER FLOATING RATE TR or have owned PIONEER FLOATING RATE TR in the past.