PIONEER FLOATING RATE TR shareholder history

Current and past PIONEER FLOATING RATE TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BANK OF AMERICA CORP /DE/ 42420.00%0.00%0.00%Q2 2013Q3 202342
GUGGENHEIM CAPITAL LLC 42420.00%0.03%0.11%Q2 2013Q3 202342
MORGAN STANLEY 42420.00%0.00%0.00%Q2 2013Q3 202342
Invesco Ltd. 42420.00%0.00%0.01%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.00%0.00%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.00%Q2 2013Q3 202342
Capital Investment Advisors, LLC 41410.00%0.14%0.32%Q4 2013Q4 202341
Gradient Investments LLC 24160.00%0.12%0.42%Q3 2013Q3 202340
WEDBUSH SECURITIES INC 40400.01%0.02%0.06%Q4 2013Q3 202340
UBS Group AG 36360.00%0.00%0.00%Q4 2014Q3 202336
PNC FINANCIAL SERVICES GROUP, INC. 21130.00%0.00%0.00%Q1 2015Q3 202334
Geneos Wealth Management Inc. 31310.00%0.00%0.01%Q1 2016Q3 202331
COHEN & STEERS, INC. 31310.00%0.01%0.01%Q2 2013Q4 202031
Shaker Financial Services, LLC 1310.04%0.58%1.68%Q2 2013Q3 202330
FLAGSHIP HARBOR ADVISORS, LLC 28280.02%0.27%0.60%Q4 2016Q3 202328
HUNTINGTON NATIONAL BANK 1820.00%0.00%0.02%Q3 2014Q3 202327
Baillie Gifford 26260.00%0.02%0.03%Q4 2013Q1 202026
FIFTH THIRD BANCORP 2240.00%0.00%0.00%Q3 2013Q2 202126
Round Table Services, LLC 13130.03%0.63%2.27%Q4 2013Q1 202226
BANK OF MONTREAL /CAN/ 25250.00%0.00%0.00%Q2 2013Q2 201925
COMMONWEALTH EQUITY SERVICES, LLC 24240.00%0.00%0.00%Q4 2017Q3 202324
ZAZOVE ASSOCIATES LLC 1810.01%0.03%0.06%Q3 2016Q3 202322
Horizon Kinetics 22220.00%0.01%0.02%Q2 2013Q3 201822
Fiera Capital Corp 22220.00%0.00%0.00%Q3 2017Q4 202222
Nuveen Asset Management, LLC 22220.00%0.01%0.02%Q2 2013Q3 201822
Relative Value Partners Group, LLC 21210.07%0.92%1.61%Q4 2015Q4 202021
TRUSTCORE FINANCIAL SERVICES, LLC 21210.05%0.12%0.22%Q4 2017Q4 202221
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.00%0.00%0.00%Q3 2018Q3 202321
LADENBURG THALMANN FINANCIAL SERVICES INC. 21210.00%0.00%0.01%Q4 2014Q4 201921
LPL Financial LLC 1640.00%0.01%0.02%Q2 2013Q3 202320
Advisors Asset Management, Inc. 20200.01%0.08%0.25%Q2 2013Q1 201820
RAYMOND JAMES & ASSOCIATES 1610.00%0.00%0.00%Q2 2013Q3 202020
Westbourne Investment Advisors, Inc. 1310.09%0.48%0.72%Q2 2015Q4 202020
BESSEMER GROUP INC 19190.02%0.03%0.04%Q1 2014Q3 201819
RIVERNORTH CAPITAL MANAGEMENT, LLC 910.01%0.27%0.94%Q4 2014Q3 202219
ENVESTNET ASSET MANAGEMENT INC 1510.00%0.00%0.00%Q3 2013Q2 202019
CITIGROUP INC 810.00%0.00%0.00%Q2 2013Q3 202119
Virtus ETF Advisers LLC 18180.10%0.27%0.67%Q2 2019Q3 202318
AQR Arbitrage LLC 750.00%0.01%0.05%Q1 2015Q3 202318
AMERIPRISE FINANCIAL INC 18180.00%0.00%0.00%Q2 2013Q3 201718
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1510.00%0.00%0.00%Q2 2017Q3 202218
SIT INVESTMENT ASSOCIATES INC 1160.00%0.05%0.14%Q2 2018Q3 202317
U S GLOBAL INVESTORS INC 1340.00%0.03%0.05%Q2 2013Q3 201717
LAKE STREET PRIVATE WEALTH, LLC 17170.10%0.65%1.52%Q3 2019Q3 202317
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 510.02%0.05%0.13%Q4 2014Q2 202317
INVESCO SENIOR SECURED MANAGEMENT INC /ADV 17170.07%3.50%5.58%Q4 2017Q4 202117
WOLVERINE ASSET MANAGEMENT LLC 610.00%0.01%0.03%Q3 2013Q2 202317
DOLIVER ADVISORS, LP 310.04%0.15%0.28%Q3 2013Q1 202016
Stonebridge Capital Advisors LLC 1150.00%0.00%0.00%Q2 2019Q3 202316
Wagner Wealth Management, LLC 1240.10%0.43%1.05%Q4 2017Q3 202316
MARINER INVESTMENT GROUP LLC 1020.05%0.80%1.71%Q3 2014Q2 202115
OSAIC HOLDINGS, INC. 15150.00%0.00%0.00%Q1 2020Q3 202315
Advisor Group, Inc. 15150.00%0.00%0.01%Q2 2016Q4 201915
PARAMETRIC PORTFOLIO ASSOCIATES LLC 820.00%0.00%0.01%Q2 2013Q2 202015
CWM, LLC 1110.00%0.00%0.01%Q4 2018Q2 202314
NATIONAL PLANNING CORP 14140.03%0.04%0.08%Q1 2014Q2 201714
Raymond James Financial Services Advisors, Inc. 1310.00%0.00%0.01%Q2 2013Q1 201914
TCTC Holdings, LLC 14140.00%0.00%0.01%Q2 2020Q3 202314
Saba Capital Management, L.P. 920.00%0.82%2.57%Q4 2018Q3 202313
Clear Creek Financial Management, LLC 1010.16%0.25%0.64%Q2 2019Q3 202313
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 13130.00%0.01%0.01%Q4 2016Q4 201913
Tower Research Capital LLC (TRC) 610.00%0.00%0.01%Q2 2013Q1 202013
Penserra Capital Management LLC 12120.00%0.01%0.02%Q4 2015Q3 201812
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
Carroll Financial Associates, Inc. 660.00%0.00%0.00%Q2 2013Q3 201612
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 840.02%0.09%0.24%Q1 2016Q1 201912
STIFEL FINANCIAL CORP 11110.00%0.00%0.01%Q1 2018Q3 202011
Greenwich Wealth Management LLC 11110.02%0.04%0.14%Q4 2015Q2 201811
Qube Research & Technologies Ltd 830.00%0.00%0.01%Q2 2020Q3 202311
Commonwealth Equity Services, Inc 830.00%0.00%0.01%Q2 2013Q1 201611
Janney Montgomery Scott LLC 10100.00%0.00%0.02%Q2 2021Q3 202310
PARK AVENUE SECURITIES LLC 10100.01%0.03%0.04%Q1 2018Q2 202010
THOMPSON SIEGEL & WALMSLEY LLC 10100.00%0.00%0.00%Q3 2017Q4 201910
COMERICA SECURITIES INC 10100.20%0.27%0.34%Q2 2016Q3 201810
CLOUGH CAPITAL PARTNERS L P 550.02%0.09%0.24%Q4 2019Q3 202310
Chicago Partners Investment Group LLC 550.00%0.00%0.01%Q4 2015Q3 201810
Regal Investment Advisors LLC 10100.00%0.00%0.01%Q2 2013Q3 201510
Stratos Wealth Partners, LTD. 10100.01%0.01%0.03%Q4 2014Q1 201710
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV 910.01%0.01%0.02%Q4 2018Q3 202110
MSI Financial Services Inc 820.00%0.00%0.00%Q2 2013Q4 201610
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 910.44%1.09%1.83%Q4 2014Q4 201810
Trust Asset Management LLC 610.48%1.45%1.87%Q3 2011Q1 20169
IFP Advisors, Inc 810.00%0.00%0.00%Q4 2015Q1 20199
West Oak Capital, LLC 630.01%0.12%0.33%Q2 2016Q3 20189
Yorktown Management & Research Co Inc 990.04%0.45%0.67%Q1 2015Q1 20179
Congress Wealth Management LLC / DE / 880.01%0.01%0.01%Q4 2021Q3 20238
Creative Planning 410.00%0.00%0.00%Q3 2013Q2 20178
Almitas Capital LLC 310.04%0.86%2.63%Q4 2018Q1 20238
Bogart Wealth, LLC 710.00%0.00%0.00%Q3 2017Q3 20238
Global Retirement Partners, LLC 440.00%0.00%0.00%Q4 2020Q4 20228
US BANCORP \DE\ 520.00%0.00%0.00%Q2 2013Q3 20157
BEACON FINANCIAL GROUP 770.06%0.13%0.22%Q2 2017Q4 20187
First City Capital Management, Inc. 430.01%0.01%0.01%Q1 2014Q1 20167
Matisse Capital 610.16%0.77%1.33%Q1 2020Q3 20237
AVIANCE CAPITAL MANAGEMENT, LLC 770.02%0.17%0.77%Q2 2013Q4 20147
Beacon Capital Management, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Camarda Financial Advisors, LLC 770.47%4.77%7.25%Q2 2016Q4 20177
DRW Securities, LLC 770.01%0.14%0.36%Q4 2014Q2 20167
Zuckerman Investment Group, LLC 770.97%1.08%1.20%Q3 2015Q1 20177
FNY Investment Advisers, LLC 310.00%0.03%0.09%Q3 2019Q3 20216
BENJAMIN F. EDWARDS & COMPANY, INC. 660.00%0.00%0.00%Q4 2018Q1 20206
AEGON USA Investment Management, LLC 660.06%0.07%0.09%Q2 2022Q3 20236
MANUFACTURERS LIFE INSURANCE COMPANY, THE 660.00%0.00%0.00%Q1 2017Q2 20186
HighTower Advisors, LLC 660.00%0.00%0.00%Q2 2022Q3 20236
RMB Capital Management, LLC 510.01%0.02%0.05%Q3 2018Q1 20206
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Bain Capital Credit, LP 221.12%2.78%5.73%Q3 2014Q4 20166
NEW ENGLAND SECURITIES CORP /MA/ 660.00%0.00%0.01%Q3 2013Q4 20146
1607 Capital Partners, LLC 660.05%0.09%0.13%Q2 2022Q3 20236
RIVERBRIDGE PARTNERS LLC 660.01%0.01%0.01%Q2 2022Q3 20236
Westside Investment Management, Inc. 660.00%0.01%0.01%Q2 2017Q3 20186
PenderFund Capital Management Ltd. 550.34%0.37%0.41%Q1 2019Q1 20205
6 Meridian 550.03%0.04%0.05%Q1 2019Q1 20205
BNP PARIBAS FINANCIAL MARKETS 550.00%0.00%0.00%Q4 2013Q4 20145
Corient Capital Partners, LLC 550.02%0.02%0.03%Q4 2016Q4 20175
Kestra Advisory Services, LLC 550.00%0.00%0.01%Q3 2020Q3 20215
GPS Wealth Strategies Group, LLC 320.01%0.01%0.01%Q2 2022Q3 20235
Peachtree Investment Advisors, Inc. 550.12%0.18%0.25%Q3 2014Q3 20155
Allworth Financial LP 550.00%0.00%0.00%Q1 2019Q1 20205
PATHSTONE FAMILY OFFICE, LLC 410.00%0.04%0.19%Q3 2013Q4 20205
Hennion & Walsh Asset Management, Inc. 550.01%0.01%0.01%Q3 2022Q3 20235
Q Global Advisors, LLC 550.38%0.51%0.72%Q4 2018Q4 20195
Windsor Capital Management, LLC 310.01%0.01%0.02%Q2 2013Q3 20154
CREDIT SUISSE AG/ 440.00%0.00%0.00%Q1 2016Q4 20164
Weiss Asset Management LP 210.01%0.03%0.06%Q4 2015Q1 20194
ROBINSON CAPITAL MANAGEMENT, LLC 110.00%0.17%0.48%Q4 2015Q2 20234
Congress Park Capital LLC 440.10%0.10%0.11%Q1 2021Q4 20214
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 440.00%0.00%0.00%Q1 2020Q4 20204
MELFA WEALTH MANAGEMENT, INC. 440.28%0.29%0.31%Q4 2022Q3 20234
AMUNDI ASSET MANAGEMENT US, INC. 440.00%0.01%0.01%Q2 2018Q1 20194
Byrne Asset Management LLC 440.01%0.01%0.01%Q4 2021Q3 20224
Steward Partners Investment Advisory, LLC 440.00%0.00%0.00%Q4 2017Q3 20184
BARCLAYS PLC 310.00%0.00%0.00%Q3 2020Q3 20214
SG Americas Securities, LLC 210.00%0.00%0.00%Q4 2013Q1 20164
Integrated Advisors Network LLC 440.02%0.03%0.03%Q4 2019Q3 20204
Absolute Return Capital, LLC 440.01%0.01%0.02%Q2 2013Q1 20144
CAXTON CORP 440.44%0.69%1.35%Q1 2015Q4 20154
Watermark Asset Management, Inc. 440.01%0.01%0.01%Q1 2017Q4 20174
NEXT Financial Group, Inc 440.00%0.00%0.01%Q1 2021Q4 20214
Venturi Wealth Management, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
COUNTRY TRUST BANK 330.00%0.00%0.00%Q2 2015Q4 20153
KMS FINANCIAL SERVICES, INC 330.02%0.02%0.02%Q4 2013Q2 20143
MASSMUTUAL TRUST CO FSB/ADV 210.00%0.01%0.01%Q2 2014Q2 20183
Wealthspire Advisors, L.P. 210.00%0.00%0.00%Q2 2017Q1 20183
MUFG Americas Holdings Corp 330.00%0.00%0.00%Q4 2013Q2 20143
Bartlett & Co. LLC 210.00%0.00%0.00%Q1 2020Q4 20233
Kamunting Street Capital Management, L.P. 330.32%0.57%0.71%Q2 2014Q4 20143
Essex Savings Bank 330.03%0.03%0.04%Q4 2018Q2 20193
INVESTMENT CENTERS OF AMERICA INC 210.04%0.04%0.05%Q2 2013Q1 20143
NewEdge Advisors, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Bulldog Investors, LLP 330.20%0.26%0.29%Q1 2020Q3 20203
CAPTRUST FINANCIAL ADVISORS 330.00%0.00%0.00%Q1 2023Q3 20233
OPTIMUM INVESTMENT ADVISORS 330.00%0.00%0.00%Q1 2018Q3 20183
Worth Asset Management, LLC 330.00%0.01%0.01%Q1 2022Q3 20223
Logan Stone Capital, LLC 210.26%0.30%0.33%Q2 2022Q2 20233
WealthPLAN Partners, LLC 210.00%0.00%0.01%Q4 2015Q3 20163
SUSQUEHANNA INTERNATIONAL GROUP, LLP 110.00%0.00%0.00%Q3 2018Q2 20233
Clear Harbor Asset Management, LLC 110.00%0.00%0.00%Q4 2019Q3 20202
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 220.00%0.00%0.00%Q4 2020Q1 20212
NWAM LLC 220.04%0.05%0.06%Q2 2017Q3 20172
Eagle Bay Advisors LLC 220.01%0.01%0.01%Q2 2022Q3 20222
Taylor Frigon Capital Management LLC 221.69%1.73%1.77%Q4 2014Q1 20152
JANE STREET GROUP, LLC 110.00%0.00%0.00%Q3 2020Q4 20212
Squarepoint Ops LLC 110.00%0.02%0.05%Q4 2015Q4 20172
Wela Strategies, Inc. 220.52%0.53%0.54%Q1 2019Q2 20192
FMR LLC 110.00%0.00%0.00%Q4 2018Q2 20202
Advocacy Wealth Management Services, LLC 220.00%0.01%0.01%Q4 2015Q1 20162
AQR Capital Management 220.00%0.00%0.00%Q3 2014Q4 20142
BOOTHBAY FUND MANAGEMENT, LLC 220.01%0.02%0.04%Q4 2018Q1 20192
Quarry LP 220.10%0.14%0.18%Q2 2023Q3 20232
Quantedge Capital Pte Ltd 220.04%0.04%0.05%Q2 2022Q3 20222
Biltmore Capital Advisors LLC 220.05%0.07%0.08%Q2 2020Q3 20202
AXXCESS WEALTH MANAGEMENT, LLC 220.01%0.01%0.01%Q4 2021Q1 20222
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q4 2014Q4 20162
First Allied Advisory Services, Inc. 220.01%0.01%0.02%Q3 2015Q4 20152
Walleye Capital LLC 220.00%0.00%0.00%Q1 2023Q2 20232
Carnick & Kubik, LLC 110.02%0.04%0.05%Q3 2015Q1 20162
MONETA GROUP INVESTMENT ADVISORS LLC 220.00%0.00%0.00%Q1 2018Q2 20182
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q1 2020Q4 20212
MERCER GLOBAL ADVISORS INC /ADV 110.01%0.01%0.01%Q2 2019Q2 20191
COMERICA SECURITIES,INC. 110.03%0.03%0.03%Q2 2019Q2 20191
TradeLink Global Equity LLC 110.12%0.12%0.12%Q4 2014Q4 20141
SHEPHERD KAPLAN KROCHUK, LLC 110.11%0.11%0.11%Q4 2019Q4 20191
Advisory Services Network, LLC 110.00%0.00%0.00%Q2 2021Q2 20211
Sonora Investment Management, LLC 110.00%0.00%0.00%Q2 2018Q2 20181
US GLOBAL INVESTORS FUNDS 110.02%0.02%0.02%Q4 2013Q4 20131
Allegis Investment Advisors, LLC 110.02%0.02%0.02%Q4 2015Q4 20151
TFG Advisers LLC 110.01%0.01%0.01%Q4 2019Q4 20191
San Luis Wealth Advisors LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Belpointe Asset Management LLC 110.00%0.00%0.00%Q1 2023Q1 20231
NINE MASTS CAPITAL Ltd 110.11%0.11%0.11%Q2 2018Q2 20181
Sowell Financial Services LLC 110.00%0.00%0.00%Q1 2021Q1 20211
Live Your Vision, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
INTEGRATED CAPITAL MANAGEMENT, INC. 110.09%0.09%0.09%Q2 2020Q2 20201
Founders Financial Alliance, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
COHEN & STEERS CAPITAL MANAGEMENT INC 110.01%0.01%0.01%Q1 2015Q1 20151
Total Clarity Wealth Management, Inc. 110.01%0.01%0.01%Q4 2019Q4 20191
Cetera Advisor Networks LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Chapwood Capital Investment Management, LLC 112.82%2.82%2.82%Q4 2019Q4 20191
AVANTAX ADVISORY SERVICES, INC. 110.00%0.00%0.00%Q3 2020Q3 20201
LOGAN CAPITAL MANAGEMENT INC 110.00%0.00%0.00%Q1 2021Q1 20211
V Wealth Advisors LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Adams Wealth Management 110.00%0.00%0.00%Q3 2020Q3 20201
CTC Alternative Strategies, Ltd. 110.61%0.61%0.61%Q4 2014Q4 20141
Livingston Group Asset Management CO (operating as Southport Capital Management) 110.01%0.01%0.01%Q2 2016Q2 20161
Doyle Wealth Management 110.00%0.00%0.00%Q4 2018Q4 20181
Acrospire Investment Management LLC 110.02%0.02%0.02%Q1 2017Q1 20171
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q2 2018Q2 20181
Citadel Advisors 110.00%0.00%0.00%Q1 2021Q1 20211
SEI INVESTMENTS CO 110.00%0.00%0.00%Q1 2018Q1 20181
Trust Co 110.01%0.01%0.01%Q3 2019Q3 20191
Fortis Capital Advisors, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Laurion Capital Management LP 110.01%0.01%0.01%Q2 2018Q2 20181
Osborn Williams & Donohoe LLC 110.04%0.04%0.04%Q1 2019Q1 20191
Prentice Wealth Management LLC 110.01%0.01%0.01%Q1 2021Q1 20211
ELEMENT POINTE ADVISORS, LLC 110.14%0.14%0.14%Q4 2018Q4 20181
Realta Investment Advisors 110.00%0.00%0.00%Q2 2019Q2 20191
Crosspoint Capital Strategies, LLC 110.00%0.00%0.00%Q4 2015Q4 20151
UNITED CAPITAL FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q3 2015Q3 20151
Investors Capital Advisory Services 110.04%0.04%0.04%Q2 2013Q2 20131
BAIRD ROBERT W & CO INC /WI/ 110.01%0.01%0.01%Q3 2013Q3 20131
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q4 2020Q4 20201
PANAGORA ASSET MANAGEMENT INC 110.00%0.00%0.00%Q3 2019Q3 20191
Fondren Management LP 110.20%0.20%0.20%Q1 2020Q1 20201
MILLENNIUM MANAGEMENT LLC 110.00%0.00%0.00%Q4 2018Q4 20181
HRT FINANCIAL LP 110.00%0.00%0.00%Q4 2021Q4 20211
Yakira Capital Management, Inc. 110.04%0.04%0.04%Q4 2020Q4 20201
Reby Advisors, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Cornerstone Wealth Management, LLC 110.01%0.01%0.01%Q2 2018Q2 20181
Aristides Capital LLC 110.07%0.07%0.07%Q1 2020Q1 20201
American Portfolios Advisors 110.00%0.00%0.00%Q3 2019Q3 20191
Private Advisor Group, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q1 2015Q1 20151
Safeguard Investment Advisory Group, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Ionic Capital Management LLC 110.01%0.01%0.01%Q3 2017Q3 20171
SHINE INVESTMENT ADVISORY SERVICES INC 110.02%0.02%0.02%Q4 2018Q4 20181
External links

This page lists all the filers that currently own PIONEER FLOATING RATE TR or have owned PIONEER FLOATING RATE TR in the past.