Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
RAYMOND JAMES & ASSOCIATES | 45 | 45 | 0.00% | 0.01% | 0.04% | Q2 2013 | Q2 2024 | 45 |
ROYAL BANK OF CANADA | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
WELLS FARGO & COMPANY/MN | 45 | 45 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2024 | 45 |
Invesco Ltd. | 45 | 45 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2024 | 45 |
MORGAN STANLEY | 45 | 45 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2024 | 45 |
BANK OF AMERICA CORP /DE/ | 45 | 45 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2024 | 45 |
LPL Financial LLC | 27 | 16 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2024 | 43 |
SIT INVESTMENT ASSOCIATES INC | 18 | 9 | 0.01% | 0.28% | 1.26% | Q2 2013 | Q2 2024 | 42 |
PNC FINANCIAL SERVICES GROUP, INC. | 37 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2024 | 40 |
UBS Group AG | 39 | 39 | 0.00% | 0.01% | 0.01% | Q4 2014 | Q2 2024 | 39 |
Tortoise Investment Management, LLC | 31 | 7 | 0.00% | 2.06% | 7.40% | Q3 2013 | Q2 2024 | 38 |
Raymond James Financial Services Advisors, Inc. | 30 | 1 | 0.00% | 0.01% | 0.03% | Q2 2013 | Q2 2024 | 35 |
FIRST FOUNDATION ADVISORS | 34 | 34 | 0.01% | 0.19% | 0.45% | Q2 2013 | Q3 2021 | 34 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 31 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2024 | 34 |
Van Hulzen Asset Management, LLC | 28 | 1 | 0.01% | 0.53% | 3.62% | Q2 2014 | Q2 2024 | 33 |
GUGGENHEIM CAPITAL LLC | 25 | 8 | 0.00% | 0.07% | 0.16% | Q1 2014 | Q1 2024 | 33 |
AMERIPRISE FINANCIAL INC | 30 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2024 | 32 |
STIFEL FINANCIAL CORP | 28 | 3 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q2 2024 | 31 |
HUNTINGTON NATIONAL BANK | 30 | 30 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2024 | 30 |
Farmers & Merchants Trust Co of Chambersburg PA | 29 | 29 | 0.03% | 0.54% | 0.88% | Q4 2016 | Q4 2023 | 29 |
Stratos Wealth Partners, LTD. | 28 | 28 | 0.02% | 0.04% | 0.11% | Q3 2017 | Q2 2024 | 28 |
USCA RIA LLC | 28 | 28 | 0.07% | 0.23% | 0.53% | Q3 2014 | Q2 2021 | 28 |
TRUIST FINANCIAL CORP | 27 | 1 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q1 2024 | 28 |
COMMONWEALTH EQUITY SERVICES, LLC | 27 | 27 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2024 | 27 |
BB&T SECURITIES, LLC | 26 | 26 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q3 2019 | 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 21 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2019 | 26 |
CITIGROUP INC | 14 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2021 | 26 |
Barber Financial Group, Inc. | 26 | 26 | 0.04% | 0.06% | 0.09% | Q4 2016 | Q1 2023 | 26 |
WEDBUSH SECURITIES INC | 13 | 12 | 0.03% | 0.07% | 0.12% | Q1 2015 | Q2 2024 | 25 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 24 | 24 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2024 | 24 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 12 | 12 | 0.25% | 0.79% | 1.13% | Q2 2013 | Q3 2019 | 24 |
PINNACLE FINANCIAL PARTNERS INC | 19 | 5 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q2 2024 | 24 |
DAVENPORT & Co LLC | 18 | 5 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q1 2022 | 23 |
GREAT VALLEY ADVISOR GROUP, INC. | 23 | 23 | 0.01% | 0.08% | 0.41% | Q4 2018 | Q2 2024 | 23 |
HORIZON KINETICS ASSET MANAGEMENT LLC | 22 | 22 | 0.01% | 0.06% | 0.12% | Q1 2019 | Q2 2024 | 22 |
US BANCORP \DE\ | 15 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2022 | 22 |
Patriot Financial Group Insurance Agency, LLC | 22 | 22 | 0.01% | 0.03% | 0.06% | Q1 2017 | Q2 2022 | 22 |
RAYMOND JAMES TRUST N.A. | 15 | 7 | 0.01% | 0.02% | 0.03% | Q2 2018 | Q2 2024 | 22 |
Oxbow Advisors, LLC | 14 | 7 | 0.07% | 0.34% | 1.04% | Q3 2013 | Q4 2019 | 21 |
Steward Partners Investment Advisory, LLC | 21 | 21 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2024 | 21 |
Cetera Advisors LLC | 12 | 2 | 0.00% | 0.02% | 0.08% | Q2 2016 | Q4 2021 | 21 |
IFP Advisors, Inc | 14 | 7 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2023 | 21 |
Veritable, L.P. | 9 | 4 | 0.01% | 0.05% | 0.10% | Q2 2013 | Q3 2022 | 20 |
FIFTH THIRD BANCORP | 19 | 19 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q4 2019 | 19 |
GILL CAPITAL PARTNERS, LLC | 18 | 1 | 0.59% | 0.82% | 1.16% | Q4 2018 | Q2 2024 | 19 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 11 | 1 | 0.01% | 0.31% | 0.59% | Q2 2013 | Q3 2023 | 19 |
OPTIMUM INVESTMENT ADVISORS | 18 | 18 | 0.01% | 0.08% | 0.14% | Q4 2018 | Q1 2023 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q3 2017 | 18 |
OSAIC HOLDINGS, INC. | 18 | 18 | 0.00% | 0.01% | 0.02% | Q1 2020 | Q2 2024 | 18 |
Baird Financial Group, Inc. | 14 | 3 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q2 2024 | 17 |
Cambridge Investment Research Advisors, Inc. | 6 | 1 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q1 2024 | 17 |
Brick & Kyle, Associates | 15 | 1 | 0.57% | 0.63% | 0.67% | Q4 2014 | Q4 2018 | 16 |
Janney Montgomery Scott LLC | 13 | 1 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q2 2022 | 16 |
Gerber Kawasaki Wealth & Investment Management | 10 | 6 | 0.01% | 0.11% | 0.27% | Q3 2019 | Q2 2024 | 16 |
FIRST MANHATTAN CO. LLC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q1 2024 | 16 |
Rockefeller Capital Management L.P. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q4 2022 | 16 |
OLD SECOND NATIONAL BANK OF AURORA | 16 | 16 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q2 2020 | 16 |
Cetera Advisor Networks LLC | 15 | 15 | 0.00% | 0.01% | 0.02% | Q2 2020 | Q4 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q4 2019 | 15 |
Dynamic Advisor Solutions LLC | 12 | 3 | 0.01% | 0.07% | 0.12% | Q1 2018 | Q2 2024 | 15 |
M&T BANK CORP | 5 | 2 | 0.00% | 0.01% | 0.04% | Q4 2018 | Q2 2024 | 15 |
Advisory Services Network, LLC | 13 | 2 | 0.00% | 0.01% | 0.02% | Q3 2020 | Q2 2024 | 15 |
ENVESTNET ASSET MANAGEMENT INC | 14 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2024 | 15 |
FNY Investment Advisers, LLC | 5 | 1 | 0.00% | 0.03% | 0.16% | Q2 2018 | Q1 2024 | 15 |
Belpointe Asset Management LLC | 11 | 3 | 0.01% | 0.05% | 0.09% | Q2 2019 | Q1 2023 | 14 |
NATIONAL PLANNING CORP | 14 | 14 | 0.06% | 0.40% | 0.63% | Q2 2014 | Q3 2017 | 14 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2023 | 13 |
HARBOUR INVESTMENTS, INC. | 9 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2024 | 13 |
Karpus Management, Inc. | 5 | 1 | 0.01% | 0.17% | 0.29% | Q2 2013 | Q2 2022 | 13 |
Global Retirement Partners, LLC | 6 | 2 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q1 2024 | 13 |
Fieldpoint Private Securities, LLC | 7 | 5 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q2 2022 | 12 |
Clarity Financial LLC | 6 | 2 | 0.03% | 0.07% | 0.15% | Q4 2020 | Q1 2024 | 12 |
Geneos Wealth Management Inc. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2019 | 12 |
B. Riley Financial, Inc. | 12 | 12 | 0.12% | 0.25% | 0.41% | Q4 2015 | Q3 2018 | 12 |
U.S. Capital Wealth Advisors, LLC | 12 | 12 | 0.01% | 0.03% | 0.05% | Q3 2021 | Q2 2024 | 12 |
United Asset Strategies, Inc. | 8 | 4 | 0.07% | 0.11% | 0.22% | Q1 2014 | Q1 2017 | 12 |
Highlander Capital Management, LLC | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5 | 1 | 0.02% | 0.06% | 0.13% | Q4 2014 | Q2 2024 | 11 |
Focused Wealth Management, Inc | 9 | 2 | 0.01% | 0.02% | 0.04% | Q3 2017 | Q2 2024 | 11 |
Laurel Wealth Advisors, Inc. | 11 | 11 | 0.02% | 0.04% | 0.09% | Q2 2019 | Q4 2021 | 11 |
DOLIVER ADVISORS, LP | 7 | 1 | 0.19% | 0.59% | 1.46% | Q1 2013 | Q2 2018 | 11 |
NEXT Financial Group, Inc | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2021 | 11 |
Carlton Hofferkamp & Jenks Wealth Management, LLC | 11 | 11 | 0.07% | 0.09% | 0.11% | Q1 2021 | Q3 2023 | 11 |
Amitell Capital Pte Ltd | 9 | 2 | 0.06% | 0.73% | 1.69% | Q4 2020 | Q2 2024 | 11 |
Fortitude Advisory Group L.L.C. | 11 | 11 | 0.18% | 0.27% | 0.41% | Q4 2021 | Q2 2024 | 11 |
Busey Bank | 10 | 10 | 0.02% | 0.02% | 0.04% | Q4 2018 | Q1 2021 | 10 |
Coastal Bridge Advisors, LLC | 6 | 1 | 0.40% | 0.79% | 1.50% | Q4 2018 | Q4 2021 | 10 |
B. Riley Wealth Management, Inc. | 9 | 1 | 0.00% | 0.04% | 0.07% | Q1 2014 | Q4 2020 | 10 |
TCI Wealth Advisors, Inc. | 8 | 2 | 0.00% | 0.01% | 0.01% | Q4 2012 | Q4 2016 | 10 |
Eagle Bluffs Wealth Management LLC | 10 | 10 | 2.95% | 3.58% | 4.36% | Q1 2022 | Q2 2024 | 10 |
Cetera Investment Advisers | 9 | 9 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2024 | 9 |
MSI Financial Services Inc | 9 | 9 | 0.00% | 0.00% | 0.02% | Q4 2014 | Q4 2016 | 9 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q2 2014 | Q2 2024 | 9 |
Thomas J. Herzfeld Advisors, Inc. | 8 | 1 | 0.06% | 0.16% | 0.30% | Q2 2013 | Q4 2018 | 9 |
Mystic Asset Management, Inc. | 5 | 4 | 0.07% | 0.13% | 0.22% | Q1 2022 | Q2 2024 | 9 |
Atria Wealth Solutions, Inc. | 8 | 1 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q2 2024 | 9 |
Powell Investment Advisors, LLC | 9 | 9 | 0.42% | 0.58% | 0.76% | Q4 2019 | Q4 2021 | 9 |
Altus Wealth Group LLC | 9 | 9 | 0.15% | 0.24% | 0.27% | Q4 2020 | Q4 2022 | 9 |
PRIVATE TRUST CO NA | 9 | 9 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q2 2024 | 9 |
RIVERBRIDGE PARTNERS LLC | 9 | 9 | 0.00% | 0.00% | 0.01% | Q2 2022 | Q2 2024 | 9 |
Bramshill Investments, LLC | 8 | 1 | 0.01% | 0.21% | 0.42% | Q4 2018 | Q4 2023 | 9 |
Penserra Capital Management LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2017 | 8 |
PANAGORA ASSET MANAGEMENT INC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q2 2021 | 8 |
Mayflower Financial Advisors, LLC | 8 | 8 | 0.02% | 0.03% | 0.03% | Q3 2022 | Q2 2024 | 8 |
Spire Wealth Management | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q4 2022 | 8 |
HighTower Advisors, LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q2 2024 | 8 |
CABOT WEALTH MANAGEMENT INC | 7 | 1 | 0.05% | 0.08% | 0.10% | Q2 2014 | Q2 2016 | 8 |
Sterling Investment Advisors, Ltd. | 8 | 8 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q4 2021 | 8 |
Horizon Kinetics | 8 | 8 | 0.03% | 0.05% | 0.10% | Q1 2017 | Q4 2018 | 8 |
Plante Moran Financial Advisors, LLC | 7 | 1 | 0.00% | 0.00% | 0.01% | Q2 2020 | Q2 2022 | 8 |
Financial Enhancement Group LLC | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 8 |
Good Life Advisors, LLC | 7 | 7 | 0.03% | 0.04% | 0.05% | Q4 2020 | Q2 2022 | 7 |
OAK HILL ADVISORS LP | 7 | 7 | 0.36% | 0.52% | 0.67% | Q1 2014 | Q3 2015 | 7 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q4 2021 | 7 |
Palogic Value Management, L.P. | 7 | 7 | 0.08% | 0.09% | 0.10% | Q4 2022 | Q2 2024 | 7 |
SeaCrest Wealth Management, LLC | 6 | 1 | 0.00% | 0.03% | 0.04% | Q4 2017 | Q2 2022 | 7 |
Bickling Financial Services, Inc. | 7 | 7 | 0.12% | 0.15% | 0.25% | Q2 2021 | Q4 2022 | 7 |
Wealthcare Advisory Partners LLC | 6 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q1 2021 | 7 |
Yellowstone Partners, LLC | 4 | 1 | 0.10% | 0.17% | 0.27% | Q1 2014 | Q4 2017 | 7 |
JANUS HENDERSON GROUP PLC | 7 | 7 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q4 2018 | 7 |
Sigma Planning Corp | 4 | 3 | 0.01% | 0.02% | 0.05% | Q2 2016 | Q1 2023 | 7 |
GOLDMAN SACHS GROUP INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2015 | 7 |
IBEX WEALTH ADVISORS | 7 | 7 | 0.04% | 0.05% | 0.05% | Q2 2021 | Q4 2022 | 7 |
Kingsview Wealth Management, LLC | 6 | 1 | 0.01% | 0.02% | 0.05% | Q2 2020 | Q1 2022 | 7 |
1607 Capital Partners, LLC | 6 | 1 | 0.01% | 0.06% | 0.10% | Q2 2014 | Q2 2024 | 7 |
Taylor Hoffman Wealth Management | 7 | 7 | 0.07% | 0.11% | 0.15% | Q4 2022 | Q2 2024 | 7 |
BAIRD ROBERT W & CO INC /WI/ | 7 | 7 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2015 | 7 |
New England Private Wealth Advisors LLC | 6 | 6 | 0.06% | 0.06% | 0.07% | Q1 2017 | Q2 2018 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q1 2021 | 6 |
Opal Wealth Advisors, LLC | 4 | 2 | 0.03% | 0.09% | 0.12% | Q4 2022 | Q2 2024 | 6 |
Atlas Private Wealth Advisors | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2020 | Q3 2021 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 5 | 1 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2014 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q1 2023 | Q2 2024 | 6 |
Glass Jacobson Investment Advisors llc | 5 | 1 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q2 2024 | 6 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 4 | 1 | 0.00% | 0.01% | 0.04% | Q3 2020 | Q3 2023 | 6 |
Balentine LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2015 | Q3 2017 | 6 |
UBS AG | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q3 2023 | 6 |
Waverly Advisors, LLC | 6 | 6 | 0.00% | 0.01% | 0.01% | Q1 2023 | Q2 2024 | 6 |
Sabal Trust CO | 6 | 6 | 0.03% | 0.03% | 0.03% | Q4 2015 | Q1 2017 | 6 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q1 2020 | 6 |
Hilltop Holdings Inc. | 6 | 6 | 0.04% | 0.05% | 0.07% | Q3 2019 | Q4 2020 | 6 |
Cresta Advisors, Ltd. | 6 | 6 | 0.26% | 0.31% | 0.36% | Q1 2023 | Q2 2024 | 6 |
HOLLENCREST CAPITAL MANAGEMENT | 6 | 6 | 0.03% | 0.04% | 0.04% | Q4 2013 | Q1 2015 | 6 |
Beaird Harris Wealth Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2024 | 5 |
Cribstone Capital Management, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2017 | 5 |
NOMURA HOLDINGS INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2024 | 5 |
M&R CAPITAL MANAGEMENT INC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q4 2023 | 5 |
ICON ADVISERS INC/CO | 4 | 1 | 0.02% | 0.38% | 1.15% | Q3 2017 | Q4 2018 | 5 |
SVB WEALTH LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 5 |
Shaker Financial Services, LLC | 5 | 5 | 0.18% | 0.23% | 0.26% | Q1 2023 | Q1 2024 | 5 |
COMERICA BANK | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2024 | 5 |
Allworth Financial LP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 5 |
JANUS HENDERSON INVESTORS US LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2017 | 5 |
CoreCap Advisors, LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2024 | 5 |
American Portfolios Advisors | 3 | 2 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q2 2022 | 5 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2022 | 5 |
CWM, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
Farther Finance Advisors, LLC | 5 | 5 | 0.01% | 0.02% | 0.05% | Q2 2023 | Q2 2024 | 5 |
MILLENNIUM MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q4 2021 | 4 |
First Allied Advisory Services, Inc. | 2 | 2 | 0.02% | 0.02% | 0.04% | Q2 2013 | Q2 2014 | 4 |
Parallel Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 4 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 4 | 4 | 0.42% | 0.45% | 0.49% | Q4 2015 | Q3 2016 | 4 |
PARK AVENUE SECURITIES LLC | 3 | 1 | 0.01% | 0.02% | 0.02% | Q1 2022 | Q2 2024 | 4 |
Arkadios Wealth Advisors | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q3 2021 | 4 |
JPMORGAN CHASE & CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2024 | 4 |
COLONY GROUP LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q1 2022 | 4 |
Elequin Capital, LP | 2 | 2 | 0.00% | 0.02% | 0.04% | Q4 2022 | Q4 2023 | 4 |
NewEdge Advisors, LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2023 | 4 |
NBC SECURITIES, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q2 2024 | 4 |
Avior Wealth Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2022 | 4 |
Cyndeo Wealth Partners, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q3 2023 | 4 |
Sunbelt Securities, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q4 2023 | 4 |
Next Capital Management LLC | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2019 | 4 |
StrategIQ Financial Group, LLC | 4 | 4 | 0.16% | 0.20% | 0.24% | Q4 2016 | Q3 2017 | 4 |
Willingdon Wealth Management | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2019 | 3 |
PRINCIPAL SECURITIES, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q2 2024 | 3 |
Joel Isaacson & Co., LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2012 | Q2 2013 | 3 |
BANK OF MONTREAL /CAN/ | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2023 | 3 |
Virtu Financial LLC | 1 | 1 | 0.01% | 0.06% | 0.12% | Q3 2017 | Q4 2019 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
Beacon Capital Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2022 | 3 |
Gridiron Partners, LLC | 3 | 3 | 0.18% | 0.25% | 0.40% | Q4 2023 | Q2 2024 | 3 |
Ameritas Investment Company, LLC | 1 | 1 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q1 2020 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2017 | 3 |
Triad Investment Management | 3 | 3 | 0.32% | 0.37% | 0.44% | Q4 2021 | Q2 2022 | 3 |
Allspring Global Investments Holdings, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q2 2022 | 3 |
MeadowBrook Investment Advisors LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q4 2023 | Q2 2024 | 3 |
TCW GROUP INC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2014 | 3 |
Bruce G. Allen Investments, LLC | 3 | 3 | 0.69% | 0.74% | 0.82% | Q4 2023 | Q2 2024 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2018 | 3 |
Private Advisor Group, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q2 2020 | 3 |
Virtu KCG Holdings LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2016 | 3 |
Western Wealth Management, LLC | 3 | 3 | 0.02% | 0.02% | 0.02% | Q1 2022 | Q3 2022 | 3 |
Kuhn & Co Investment Counsel | 3 | 3 | 0.20% | 0.22% | 0.24% | Q4 2023 | Q2 2024 | 3 |
J.P. Morgan Private Wealth Advisors LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q1 2018 | 3 |
NEW ENGLAND ASSET MANAGEMENT INC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q3 2016 | Q1 2017 | 3 |
GraniteShares Advisors LLC | 3 | 3 | 0.63% | 0.94% | 1.32% | Q4 2023 | Q2 2024 | 3 |
INTEGRATED CAPITAL MANAGEMENT, INC. | 3 | 3 | 0.14% | 0.15% | 0.17% | Q4 2023 | Q2 2024 | 3 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q2 2024 | 3 |
Weiss Asset Management LP | 1 | 1 | 0.01% | 0.03% | 0.07% | Q4 2016 | Q4 2023 | 3 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3 | 3 | 0.09% | 0.09% | 0.10% | Q2 2022 | Q4 2022 | 3 |
PARK NATIONAL CORP /OH/ | 3 | 3 | 0.07% | 0.10% | 0.12% | Q2 2013 | Q4 2013 | 3 |
Yakira Capital Management, Inc. | 2 | 2 | 0.10% | 0.66% | 1.22% | Q3 2018 | Q4 2018 | 2 |
Stonebrook Private Inc. | 2 | 2 | 0.05% | 0.06% | 0.07% | Q4 2023 | Q1 2024 | 2 |
BlackRock Investment Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Walleye Trading LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2018 | 2 |
D.A. DAVIDSON & CO. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 2 |
JNBA Financial Advisors | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
OPPENHEIMER & CO INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q1 2024 | 2 |
AE Wealth Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2021 | 2 |
SOA Wealth Advisors, LLC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q1 2021 | 2 |
Proficio Capital Partners LLC | 2 | 2 | 1.30% | 1.44% | 1.58% | Q4 2015 | Q1 2016 | 2 |
BerganKDV Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q3 2019 | 2 |
Private Capital Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 2 |
Ackerman Capital Advisors, LLC | 1 | 1 | 0.11% | 0.15% | 0.20% | Q1 2020 | Q2 2021 | 2 |
Herold Advisors, Inc. | 1 | 1 | 0.01% | 0.02% | 0.02% | Q3 2021 | Q1 2022 | 2 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 1 | 1 | 0.15% | 0.20% | 0.25% | Q4 2015 | Q4 2016 | 2 |
Alpha Cubed Investments, LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q1 2017 | Q2 2017 | 2 |
Evercore Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2017 | 2 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q1 2023 | 2 |
TFS CAPITAL LLC | 1 | 1 | 0.02% | 0.03% | 0.04% | Q3 2013 | Q1 2014 | 2 |
AMERICAN INTERNATIONAL GROUP, INC. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Transform Wealth, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2023 | Q4 2023 | 2 |
Allen Investment Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q1 2015 | 2 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 1.30% | 1.30% | 1.30% | Q1 2020 | Q1 2020 | 1 |
REGIONS FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
BARCLAYS PLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2013 | Q4 2013 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
FORT PITT CAPITAL GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Pinnacle Wealth Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q2 2021 | 1 |
JANE STREET GROUP, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q4 2016 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.25% | 0.25% | 0.25% | Q4 2013 | Q4 2013 | 1 |
Retirement Planning Co of New England, Inc. | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2021 | Q4 2021 | 1 |
HOEY INVESTMENTS, INC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2020 | Q3 2020 | 1 |
Corbenic Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Global Financial Private Capital, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2017 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.75% | 0.75% | 0.75% | Q1 2016 | Q1 2016 | 1 |
Klingman & Associates, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2022 | Q4 2022 | 1 |
BB&T INVESTMENT SERVICES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
FIR TREE CAPITAL MANAGEMENT LP | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2013 | Q3 2013 | 1 |
DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Calamos Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
Cable Hill Partners, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
CALTON & ASSOCIATES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
BAYSHORE ASSET MANAGEMENT, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2024 | Q1 2024 | 1 |
Bogart Wealth, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2024 | Q1 2024 | 1 |
Legacy Advisors, LLC | 1 | 1 | 0.13% | 0.13% | 0.13% | Q2 2019 | Q2 2019 | 1 |
Sargent Bickham Lagudis LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Filbrandt Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
MACKAY SHIELDS LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q2 2024 | Q2 2024 | 1 |
AVANTAX ADVISORY SERVICES, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Integrated Wealth Management | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Lindbrook Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Townsend & Associates, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
FORTEM FINANCIAL GROUP, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Montecito Bank & Trust | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2016 | Q4 2016 | 1 |
Financial Advantage, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
TRUST DEPARTMENT MB FINANCIAL BANK N A | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
AdvisorNet Financial, Inc | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Wealthspire Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Fiera Capital Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Baystate Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2023 | Q4 2023 | 1 |
Rehmann Capital Advisory Group | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
Modern Wealth Management, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2023 | Q4 2023 | 1 |
Ameritas Advisory Services, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
Safeguard Investment Advisory Group, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2020 | Q4 2020 | 1 |
Snowden Capital Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2021 | 1 |
CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
SIMON QUICK ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2019 | Q1 2019 | 1 |
NINE MASTS CAPITAL Ltd | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2018 | Q3 2018 | 1 |
RVW Wealth, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q1 2023 | Q1 2023 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Oder Investment Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
REGENTATLANTIC CAPITAL LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
COUNTRY TRUST BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2018 | 1 |
LM Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2023 | Q4 2023 | 1 |
HM PAYSON & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2024 | Q2 2024 | 1 |
Gemmer Asset Management LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2015 | Q1 2015 | 1 |
LBMC INVESTMENT ADVISORS, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2014 | Q4 2014 | 1 |
Omnia Family Wealth, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
MYCIO WEALTH PARTNERS, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2019 | Q2 2019 | 1 |
Verdence Capital Advisors LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q2 2022 | Q2 2022 | 1 |
NORTHERN TRUST CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own NUVEEN BUILD AMER BD FD or have owned NUVEEN BUILD AMER BD FD in the past.